2019 CFTC Rule Filings - CME Group · 2020. 1. 12. · Program DCM 19-496 12/26/19 CME SUPPLEMENTAL...
Transcript of 2019 CFTC Rule Filings - CME Group · 2020. 1. 12. · Program DCM 19-496 12/26/19 CME SUPPLEMENTAL...
2019 CFTC Rule Filings
Date of Filing
Entity Description Filing Type
CFTC Filing
12/27/19 NYMEX Modifications to the NYMEX Natural Gas Options Liquidity
Provider Program DCM 19-495
12/27/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-495S
12/27/19 NYMEX Modifications to the NYMEX Natural Gas Futures Volume
Incentive Program DCM 19-493
12/27/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-493S
12/27/19 NYMEX Modifications to the NYMEX Crude and Refined Futures
Volume Incentive Program DCM 19-492
12/27/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-492S
12/26/19 CME Clearing Weekly Notification of Rule Amendments - Week of
December 16, 2019 DCO 19-506
12/26/19 CME/CBOT/
NYMEX/COMEX Modifications to the International Cross-Asset Volume
Incentive Program DCM
19-505 (1 of 4) 19-505 (2 of 4) 19-505 (3 of 4) 19-505 (4 of 4)
12/26/19 CME/CBOT/
NYMEX/COMEX Modifications to the International Incentive Program DCM
19-504 (1 of 4) 19-504 (2 of 4) 19-504 (3 of 4) 19-504 (4 of 4)
12/26/19 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of December 16, 2019
DCM 19-503
12/26/19 CME/CBOT/
NYMEX/COMEX Modifications to the Emerging Markets Bank Incentive
Program DCM
19-502 (1 of 4) 19-502 (2 of 4) 19-502 (3 of 4) 19-502 (4 of 4)
12/26/19 CME/CBOT/
NYMEX/COMEX Modifications to the Latin America Fund Manager Incentive
Program DCM
19-501 (1 of 4) 19-501 (2 of 4) 19-501 (3 of 4) 19-501 (4 of 4)
12/26/19 CME/CBOT/
NYMEX/COMEX Modifications to the Central Bank Incentive Program DCM
19-500 (1 of 4) 19-500 (2 of 4) 19-500 (3 of 4) 19-500 (4 of 4)
12/26/19 CBOT Modifications to the Ultra 10-Year Futures Market Maker
Program DCM 19-499
12/26/19 CME Modifications to the Eurodollar Pack and Bundle Deferred
Contract Liquidity Program DCM 19-498
12/26/19 CME Modifications to the Nikkei 225 Futures Volume Incentive
Program DCM 19-496
12/26/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-496S
12/26/19 CME/CBOT Modifications to the Agricultural Futures Resting Order
Program DCM
19-444 (1 of 2) 19-444 (2 of 2)
12/20/19 CME Implementation of the Bitcoin Options Incentive Program DCM 19-477
12/20/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-477S
12/20/19 CME Implementation of the Bitcoin Options Fee Discount
Program DCM 19-476
12/20/19 CME/CBOT Amendments to Certain Equity Option Contracts in
Connection with Unscheduled Market Holidays Declared by the Primary Listing Exchange
DCM 19-453 (1 of 2) 19-453 (2 of 2)
12/20/19 CME Initial listing of the Options on Bitcoin Futures Contract DCM 19-415
Appendix C
12/18/19 CME Clearing Weekly Notification of Rule Amendments - Week of
December 9, 2019 DCO
19-490
12/18/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of December 9, 2019 DCM
19-489 Exhibit B
12/18/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of December 9, 2019 DCM 19-488
12/18/19 CME Implementation of the SOFR Options Pit Liquidity Provider
Program DCM 19-481
12/18/19 CME Implementation of the SOFR Options Market Maker
Program DCM 19-480
12/18/19 CME Implementation of the SOFR Options Give-up Program DCM 19-479
12/18/19 CME Modifications to the Secured Overnight Financing Rate
(“SOFR”) Block Discount Program DCM 19-478
12/18/19 NYMEX Modifications to the Oil Incentive Program DCM 19-466
12/18/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-466S
12/18/19 CME Modifications to the Korean Won Futures Market Maker
Program DCM 19-465
12/18/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-465S
12/18/19 CBOT Modifications to the Grain & Oilseed Futures ETH Market
Maker Program DCM 19-458
12/18/19 CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-458S
12/18/19 CBOT Modifications to the Grain & Oilseed Deferred Futures
Contract Market Maker Program DCM 19-457
12/18/19 CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-457S
12/18/19 NYMEX Decrease of Spot Month Position Limits for Two (2) Freight
(Baltic) Futures Contracts DCM
19-434 Exhibit A
12/18/19 CME Initial Listing of Block Cheese Futures and Options on Block
Cheese Futures Contracts DCM
19-433 (1 of 2) 19-433 (2 of 2)
Appendix C
12/18/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-433S (1 of 2) 19-433S (2 of 2)
12/18/19 CME/CBOT/
NYMEX/COMEX
REVISED: Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. (“Block Trades”) to Amend the Standard for Meeting the Block
Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and
Combination Transactions
DCM
19-411R (1 of 4) 19-411R (2 of 4) 19-411R (3 of 4) 19-411R (4 of 4)
12/18/19 CME Initial Listing of Twenty-Four (24) Options on Three-Month
SOFR Futures Contracts DCM
19-366 (1 of 24) 19-366 (2 of 24) 19-366 (3 of 24) 19-366 (4 of 24) 19-366 (5 of 24) 19-366 (6 of 24) 19-366 (7 of 24)
19-366 (8 of 24) 19-366 (9 of 24) 19-366 (10 of 24) 19-366 (11 of 24) 19-366 (12 of 24) 19-366 (13 of 24) 19-366 (14 of 24) 19-366 (15 of 24) 19-366 (16 of 24) 19-366 (17 of 24) 19-366 (18 of 24) 19-366 (19 of 24) 19-366 (20 of 24) 19-366 (21 of 24) 19-366 (22 of 24) 19-366 (23 of 24) 19-366 (24 of 24)
Appendix C
12/17/19 CME Modifications to the E-mini Russell 1000 Index Futures
Market Making Program DCM 19-487
12/17/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-487S
12/17/19 CBOT Extension of the Ultra 10-Year Block Fee Discount Program DCM 19-486
12/17/19 CBOT Modifications to the CBOT Market Maker Program for Long-
Term U.S. Treasury Bond Futures DCM 19-485
12/17/19 NYMEX Extension of the International Coal Liquidity Provider
Program DCM 19-484
12/17/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-484S
12/17/19 NYMEX Modifications to the NYMEX Brent Futures Market Maker
Program DCM 19-471
12/17/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-471S
12/17/19 NYMEX Modifications to the NYMEX WTI Houston Crude Oil
Futures Liquidity Provider Program DCM 19-469
12/17/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-469S
12/17/19 CME Modifications to the USD/CNH FX Futures Market Support
Program DCM 19-464
12/17/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-464S
12/16/19 CBOT Modifications to the CBOT Market Maker Program for
Electronic Treasury Options DCM 19-483
12/16/19 CME Extension of the BTIC on Nikkei 225 Fee Discount Program DCM 19-482
12/16/19 CME Clearing Modifications to the Fee Schedule for Over-the-Counter
(“OTC”) Interest Rate Swaps (“IRS”) DCO 19-474
12/16/19 NYMEX Extension of the NYMEX Commercial Brent Spread
Incentive Program DCM 19-472
12/16/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-472S
12/16/19 NYMEX Extension of the Brent Crude Oil Futures-Style Margin
Option Fee Waiver Program DCM 19-468
12/16/19 NYMEX/COMEX
Amendments to NYMEX/ COMEX Rule 588.H. (“Globex Non-Reviewable Trading Ranges”) Table for the U.S.
Midwest Hot-Rolled Coil Steel (CRU) Index Futures and Aluminum Futures Contracts
DCM 19-435 (1 of 2) 19-435 (2 of 2)
12/16/19 CME/CBOT/
NYMEX/COMEX
Amendments to CME, CBOT, NYMEX/COMEX Definitions and Various Rules in Chapters 3, 4, 5, and 8 and Issuance
of Six Revised Market Regulation Advisory Notices
DCO/ DCM
19-425 (1 of 5) 19-425 (2 of 5) 19-425 (3 of 5) 19-425 (4 of 5) 19-425 (5 of 5)
12/16/19 CME/CBOT/
NYMEX/COMEX
Amendments to CME, CBOT, NYMEX/COMEX Rule 536.B.2. (“Electronic Audit Trail Requirements for Electronic Order Routing/Front-End Systems”) and Issuance of CME
Group Market Regulation Advisory Notices RA1912-5, RA1913-5 and RA1914-5
DCM
19-424 (1 of 4) 19-424 (2 of 4) 19-424 (3 of 4) 19-424 (4 of 4)
12/16/19 CME/CBOT/
NYMEX/COMEX
Amendments to CME, CBOT, NYMEX/COMEX Definitions, Various Rules in CME, CBOT, NYMEX/COMEX Chapters
4, 8, and CME Chapters 8F, 8G, 12, and 13
DCO/ DCM
19-423 (1 of 5) 19-423 (2 of 5) 19-423 (3 of 5) 19-423 (4 of 5) 19-423 (5 of 5)
12/13/19 CME/CBOT Modifications to the CME/CBOT Asset Manager Fixed
Income Incentive Program DCM
19-475 (1 of 2) 19-475 (2 of 2)
12/13/19 CME/CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-475S (1 of 2) 19-475S (2 of 2)
12/13/19 CME Modifications to the E-mini® FTSE Emerging Index Futures
Market Maker Program DCM 19-470
12/13/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-470S
12/12/19 CME Extension of the TOPIX Futures Fee Waiver Program DCM 19-467
12/12/19 NYMEX Implementation of the European Natural Gas Volume
Incentive Program DCM 19-455
12/12/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-455S
12/11/19 CME Clearing Weekly Notification of Rule Amendments - Week of
December 2, 2019 DCO 19-473
12/11/19 CME Clearing Extension of the FX Options Give-up Surcharge Fee Waiver
Program DCO 19-461
12/11/19 CME Extension of the OTC FX Options Fee Waiver Program DCM 19-459
12/11/19 CME Extension of the Globex Give Up Fee Waiver Program for
CME Short-Term Interest Rate (STIR) Options DCM 19-456
12/11/19 CME Expansion of Open Outcry Trading Hours for Options the
Livestock Futures Contracts DCM 19-451
12/10/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of December 2, 2019 DCM
19-463 Exhibit B
12/10/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of December 2, 2019 DCM
19-462 Exhibit F
12/9/19 CME Clearing Extension of the CME OTC FX Fee Waiver Program DCO 19-446
12/6/19 CBOT Modifications to the CBOT Market Maker Program for
Deferred 30-Day Federal Fund Futures DCM 19-445
12/6/19 CME Modifications to the CME Individual Member Equity Index
Maxi-Mini Incentive Program DCM 19-443
12/6/19 CME Modifications to the NGL Growth Incentive Program DCM 19-442
12/6/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-442S
12/6/19 CME Extension of the S&P Options Broker Rebate Program) DCM 19-441
12/6/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-441S
12/6/19 CME Extension of the S&P 500® Floor Broker Incentive Program DCM 19-440
12/6/19 CME Extension of the S&P Floor Calendar Spread Market Maker
Discount Program DCM 19-439
12/6/19 NYMEX Modifications to the NGL Growth Incentive Program DCM 19-438
12/6/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-438S
12/6/19 NYMEX Extension of the NYMEX Natural Gas Deferred Credit
Incentive Program DCM 19-437
12/6/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-437S
12/6/19 NYMEX Extension of the NYMEX Power Volume Incentive Program DCM 19-436
12/6/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-436S
12/6/19 NYMEX Initial Listing of Three (3) LNG (Baltic) Freight Futures
Contracts DCM
19-414 (1 of 3) 19-414 (2 of 3) 19-414 (3 of 3)
Exhibit B
12/6/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-414S (1 of 3) 19-414S (2 of 3) 19-414S (3 of 3)
12/4/19 CME Clearing Weekly Notification of Rule Amendments - Week of
November 25, 2019 DCO
19-454
12/4/19 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of November 25, 2019
DCM 19-452
Exhibit C
12/4/19 NYMEX REVISED: Amendments to the Singapore Fuel Oil 380cst
(Platts) Brent Crack Spread (1000mt) Average Price Option Contract
DCM 19-432R
12/2/19 NYMEX Delisting of Two (2) Energy Futures Contracts DCM 19-403
Exhibit B
11/29/19 CME Amendments to the Bitcoin Futures Contract DCM 19-382
11/26/19 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of November 18, 2019
DCM 19-449
Exhibit F
11/26/19 CBOT Weekly Notification of Amendments Related to Product Terms and Conditions - Week of November 18, 2019
DCM 19-448
Exhibit B
11/26/19 CME Clearing Weekly Notification of Rule Amendments - Week of
November 18, 2019 DCO 19-447
11/26/19 NYMEX Expansion of Trading at Settlement (TAS) Eligibility for the
NY Harbor ULSD Futures and RBOB Gasoline Futures Contracts
DCM 19-393
11/22/19 NYMEX Reduction of Block Trade Minimum Quantity Threshold
Levels of Three (3) Metals Futures and Option Contracts DCM 19-412
11/22/19 NYMEX Amendments to the Contract Specification Rules of Three
(3) Platts Petroleum Futures Contracts DCM 19-410
11/20/19 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of November 11, 2019
DCM 19-430
11/20/19 CME Clearing Weekly Notification of Rule Amendments - Week of
November 11, 2019 DCO 19-429
11/20/19 CME Clearing /
CME
Amendments to CME Rule 8A71. (“Contract Eligibility”) to Eliminate Three-Month Eurodollar Futures from the Mutual
Offset System
DCO/ DCM
19-428 (1 of 2) 19-428 (2 of 2)
11/19/19 NYMEX
Amendments to NYMEX Rule 855. (“Offsetting Positions”) – Contracts Eligible for Offset Table for the Singapore Fuel Oil 380 cst (Platts) Futures and Micro Singapore Fuel Oil
380 cst (Platts) Futures Contracts
DCM 19-407
11/18/19 NYMEX Implementation of the NYMEX Energy Fee Waiver Program DCM 19-427
11/18/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-427S
11/18/19 CBOT Delisting of the Black Sea Wheat Financially Settled (Platts) Half Month Futures and Black Sea Corn Financially Settled
(Platts) Half Month Futures Contracts DCM
19-399 Exhibit B
11/18/19 NYMEX Administrative Amendments to Twelve (12) Platts Refined
Petroleum Futures Contracts DCM
19-357 Exhibit B
11/13/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of November 4, 2019 DCM 19-422
11/13/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of November 4, 2019 DCM 19-421
11/12/19 NYMEX Modifications to the Physical Henry Hub (NG) Market Maker
Program DCM 19-420
11/12/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-420S
11/12/19 CME Clearing Weekly Notification of Rule Amendments - Week of
November 4, 2019 DCO 19-418
11/12/19 COMEX Modifications to the Shanghai Gold Futures Liquidity
Provider Program DCM 19-416
11/12/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-416S
11/8/19 CME Modifications to the E-mini Equity Index Options ETH
Discount Program DCM 19-417
11/8/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-417S
11/6/19 CME Clearing Weekly Notification of Rule Amendments - Week of October
28, 2019 DCO
19-409
11/6/19 CME/CBOT/
NYMEX/COMEX Amendments to the CME Globex Messaging Policy DCM
19-404 (1 of 4) 19-404 (2 of 4) 19-404 (3 of 4) 19-404 (4 of 4)
11/6/19 COMEX Decrease of the Spot Month Position Limit, Single Month Accountability Level and All Month Accountability Level of
the Zinc Futures Contract DCM
19-398 Exhibits A & B
11/6/19 CME Initial Listing of Twenty-Two (22) Portland and Tokyo
Weather Futures and Options Contracts DCM
19-386 (1 of 22) 19-386 (2 of 22) 19-386 (3 of 22) 19-386 (4 of 22) 19-386 (5 of 22) 19-386 (6 of 22) 19-386 (7 of 22) 19-386 (8 of 22) 19-386 (9 of 22) 19-386 (10 of 22) 19-386 (11 of 22) 19-386 (12 of 22) 19-386 (13 of 22) 19-386 (14 of 22) 19-386 (15 of 22) 19-386 (16 of 22) 19-386 (17 of 22) 19-386 (18 of 22) 19-386 (19 of 22) 19-386 (20 of 22) 19-386 (21 of 22) 19-386 (22 of 22)
Exhibit G
11/4/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of October 28, 2019 DCM
19-408 Exhibit K
11/4/19 NYMEX Expansion of the Listing Schedule of the Japan Crude
Cocktail (Detailed) Futures Contract DCM 19-378
10/31/19 CME Clearing Weekly Notification of Rule Amendments - Week of October
21, 2019 DCO 19-405
10/30/19 CME Implementation of the E-mini S&P 500 ESG Index Futures
Market Maker Program DCM 19-400
10/30/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-400S
10/20/19 CME Initial Listing of the E-mini S&P 500 ESG Index Futures
Contract DCM
19-367 Exhibit B
10/29/19 COMEX Weekly Notification of Rule Amendments - Week of October
21, 2019 DCM
19-402 Exhibit B
10/29/19 CBOT Weekly Notification of Rule Amendments - Week of October
21, 2019 DCM
19-401 Exhibit C
10/28/19 COMEX Expansion of the Listing Schedule of the Copper Futures
Contract DCM 19-381
10/25/19 COMEX Initial Listing of the U.S. Midwest Shredded Scrap (Platts)
Futures Contract DCM
19-358 Exhibit B
10/25/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-358S
10/23/19 CME Clearing Weekly Notification of Rule Amendments - Week of October
14, 2019 DCO 19-397
10/22/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of October 14, 2019 DCM
19-396 Exhibit E
10/22/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of October 14, 2019 DCM 19-395
10/22/19 COMEX Administrative Amendments to the E-mini Gold Futures, E-mini Silver Futures and E-mini Copper Futures Contracts
DCM 19-394
10/18/19 CME Elimination of the Spot-Month Limit of the Mexican Peso/U.S. Dollar (MXN/USD) Futures and Options
Contracts DCM
19-362 Exhibit A
10/17/19 CME/CBOT Modifications to the Micro E-mini Futures Market Maker
Program DCM
19-392 (1 of 2) 19-392 (2 of 2)
10/17/19 CME/CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-392S (1 of 2) 19-392S (2 of 2)
10/17/19 CME Modifications to the FX Options Block Broker Rebate
Program DCM 19-388
10/17/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-388S
10/17/19 COMEX Modifications to the Shanghai Gold Futures Liquidity
Provider Program DCM 19-383
10/17/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-383S
10/16/19 CME Implementation of the E-mini Equity Index Options ETH
Discount Program DCM 19-391
10/16/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-391S
10/16/19 CME Clearing Weekly Notification of Rule Amendments - Week of October
7, 2019 DCO 19-390
10/16/19 CME Termination of the BTIC+ & TACO+ Trading Discount
Program DCM 19-387
10/16/19 CME Implementation of the BTIC+ & TACO+ Fee Discount
Program DCM 19-385
10/16/19 CME Modifications to the CME FX Link Market Maker Program DCM 19-384
10/16/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-384S
10/15/19 NYMEX Third Extension of the Temporary Suspension of Trading
and Clearing of Three (3) EUA Futures and Option Contracts
DCM 19-374
10/9/19 CME Clearing Weekly Notification of Rule Amendments - Week of
September 30, 2019 DCO 19-379
10/2/19 CME Clearing Weekly Notification of Rule Amendments - Week of
September 23, 2019 DCO 19-375
9/27/19 CBOT 2020 Delivery Differentials for the Soybean Meal Futures
and Soybean Oil Futures Contracts DCM 19-370
9/27/19 NYMEX Initial Listing of the U.S. LNG Export Futures Contract DCM 19-001
Exhibit A Exhibit B
9/27/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-001S
9/26/19 CME Administrative Amendments to Eight (8) Foreign Exchange
(“FX”) Futures Contracts Rulebook Chapters DCM 19-342
9/25/19 CME Clearing Weekly Notification of Rule Amendments - Week of
September 16, 2019 DCO
19-369
9/25/19 NYMEX Expansion of the Listing Schedule of the U.S. Midwest Hot-
Rolled Coil Steel (CRU) Index Average Price Option Contract
DCM 19-368
9/25/19 NYMEX Amendments to NYMEX Rule 588.H. (“Globex Non-
Reviewable Trading Ranges”) Table for the PJM Daily Load Forecast Futures Contract
DCM 19-344
9/24/19 CBOT Increase to Spot Month Position Limits for Expiring 2-Year and Ultra 10-Year U.S. Treasury Note Futures Contracts
DCM 19-343
Exhibits A, B, & C
9/18/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of September 9, 2019 DCM
19-364 Exhibit D
9/18/19 CME Clearing Weekly Notification of Rule Amendments - Week of
September 9, 2019 DCO 19-361
9/16/19 COMEX Implementation of the Shanghai Gold Futures Liquidity
Provider Program DCM 19-355
9/16/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-355S
9/16/19 CME Modifications to the FX Futures Market Maker Program DCM 19-352
9/16/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-352S
9/13/19 NYMEX Implementation of the Henry Hub Strips Liquidity Provider
Program DCM 19-359
9/13/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-359S
9/13/19 NYMEX Modifications to the NYMEX Fee Schedule for Four (4) Marine Fuel 0.5% (Platts) Futures
DCM 19-351
9/13/19 NYMEX Modifications to the European Natural Gas Market Maker
Program DCM 19-348
9/13/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-348S
9/13/19 CME Extension of the Sterling Overnight Index Average ("SONIA") Futures Give-Up Fee Waiver Program
DCM 19-340
9/12/19 CBOT Extension of the Australian Wheat FOB (Platts) Futures
EFP Fee Waiver Program DCM 19-350
9/12/19 NYMEX Modifications to the Financial Natural Gas Spreads & Strips
Market Maker Program DCM 19-349
9/12/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-349S
9/12/19 CME Modifications to the Sterling Overnight Index Average
(“SONIA”) Futures Market Maker Program DCM 19-341
9/12/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-341S
9/12/19 CME Extension of the Sterling Overnight Index Average
(“SONIA”) Futures Block Discount Program DCM 19-339
9/12/19 CME Increase of Spot Month Position Limits for the Bitcoin
Futures Contract DCM
19-334 Exhibits A & B
9/11/19 CME Clearing Weekly Notification of Rule Amendments - Week of
September 2, 2019 DCO 19-354
9/11/19 NYMEX/COMEX Administrative Amendments to the American Metal Market
and Metal Bulletin Futures Contracts DCM
19-308R (1 of 2) 19-308R (2 of 2)
9/11/19 CME Expansion of the Listing Schedule of the One-Month SOFR
Futures and Three-Month SOFR Futures Contracts DCM 19-307
9/11/19 NYMEX Expansion of the Trading at Settlement (TAS) Eligibility for the Brent Crude Oil Last Day Financial Futures and Brent
Crude Oil Penultimate Financial Futures DCM 19-306
9/11/19 COMEX Initial Listing of the Shanghai Gold (USD) Futures and
Shanghai Gold (CNH) Futures Contracts DCM
19-007 (1 of 2) 19-007 (2 of 2)
Exhibit B
9/11/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-007S (1 of 2) 19-007S (2 of 2)
9/10/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of September 2, 2019 DCM 19-353
9/6/19 CME Modifications to the Indian Rupee FX Futures Market Maker
Program DCM
19-347
9/6/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM
19-347S
9/6/19 CME Clearing Amendments to CME Chapter 8G (“Interest Rate Derivative
Clearing”) and Chapter iii. (“CME Definitions”) Regarding End of Waterfall Rules for Interest Rate Swaps
DCO
19-336
Exhibit A
9/5/19 NYMEX Administrative Amendments to the Freight Futures and
Option Contracts DCM
19-292
9/4/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of August 26, 2019 DCM
19-346
Exhibit A
9/4/19 CME Clearing Weekly Notification of Rule Amendments - Week of August
26, 2019 DCO
19-345
8/28/19 CME Clearing Weekly Notification of Rule Amendments - Week of August
19, 2019 DCO
19-337
8/26/19 CBOT Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of August 19, 2019 DCM
19-335 Exhibit C
8/23/19 CME/CBOT/
NYMEX/COMEX
REVISED: Issuance of CME Group Market Regulation Advisory Notice RA1908-5R Regarding Rule 526. (“Block
Trades”).) DCM
19-298R (1 of 4) 19-298R (2 of 4) 19-298R (3 of 4) 19-298R (4 of 4)
8/22/19 CME
REVISED: Amendments to the Live Cattle Futures Contract and Listing Delay of the February 2021 Contract Month Live
Cattle Futures and Options on Live Cattle Futures Contracts
DCM 19-329R
APPENDIX B APPENDIX C
8/22/19 NYMEX Initial Listing of Four (4) Marine Fuel 0.5% (Platts) Futures
Contracts DCM
19-310 (1 of 4) 19-310 (2 of 4) 19-310 (3 of 4) 19-310 (4 of 4)
Exhibit B
8/22/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM
19-310S (1 of 4) 19-310S (2 of 4) 19-310S (3 of 4) 19-310S (4 of 4)
8/22/19 CME Initial Listing of Nearby BTIC+ Futures on E-mini Standard and Poor's 500 Stock Price Index Futures, Deferred BTIC+
Futures on E-mini Standard and Poor's 500 Stock Price DCM
19-265 (1 of 3) 19-265 (2 of 3) 19-265 (3 of 3)
Appendix B
Index Futures, and TACO+ Futures on E-mini Standard and Poor's 500 Stock Price Index Futures Contracts
8/22/19 NYMEX Initial Listing of Two (2) Dutch TTF and Two (2) UK NBP
Natural Gas Option Contracts DCM
19-263 (1 of 4) 19-263 (2 of 4) 19-263 (3 of 4) 19-263 (4 of 4)
Exhibit B
8/21/19 CME Clearing Weekly Notification of Rule Amendments - Week of August
12, 2019 DCO 19-332
8/21/19 NYMEX Initial Listing of the Dakota Access Bakken (Net Energy)
Monthly Index Futures Contract DCM
19-294 Exhibit B
8/21/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-294S
8/20/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of August 12, 2019 DCM 19-330
8/16/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of August 5, 2019 DCM
19-328 Exhibit F
8/16/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of August 5, 2019 DCM 19-327
8/16/19 CBOT Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of August 5, 2019 DCM
19-326 Exhibit E
8/16/19 CBOT Reduction of the Coupon Rates of the December 2019 Contract Month of the 10-Yr USD Interest Rate Swap Futures, and the 10-Yr Eris Swap Futures Contracts
DCM 19-322
8/15/19 CME Modifications to the Indian Rupee FX Futures Market Maker
Program DCM 19-324
8/15/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-324S
8/15/19 CME Implementation of the FX Calendar Spreads Volume Tier
Discount Program DCM 19-323
8/15/19 CME Modifications to the CNH Cash-Settled Futures Liquidity
Provider Program DCM 19-320
8/15/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-320S
8/15/19 NYMEX Modifications to the NYMEX Natural Gas Options Liquidity
Provider Program DCM 19-305
8/15/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-305S
8/14/19 CME Clearing Weekly Notification of Rule Amendments - Week of August
5, 2019 DCO 19-325
8/14/19 CME/CBOT/
NYMEX/COMEX Amendments to CME Rulebook Chapters 600 and 8-F and
CME, CBOT, NYMEX/COMEX Rule 900. DCO/ DCM
19-313 (1 of 5) 19-313 (2 of 5) 19-313 (3 of 5) 19-313 (4 of 5) 19-313 (5 of 5)
8/14/19 NYMEX Amendments to Correct the Termination of Trading Rule of
the WTI-Brent Bullet Futures Contract DCM 19-300
8/14/19 COMEX Amendments to the Termination of Trading Rules of the
Gold, Silver and Copper Weekly Option Contracts DCM 19-299
8/13/19 CME Modifications to the Indian Rupee FX Futures Liquidity
Provider Program DCM 19-321
8/13/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-321S
8/13/19 COMEX Modifications to the Global Aluminum Futures Market
Maker Program DCM 19-318
8/13/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-318S
8/13/19 CME Modifications to the FX Futures Block Price Maker Fee
Discount Program DCM 19-317
8/13/19 CME Modifications to the FX Monthly Futures Market Maker
Program DCM 19-315
8/13/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-315S
8/13/19 CME Expansion of the Trading Hours on the Last Day of Trading of the Options on Random Length Lumber Futures Contract
DCM 19-311
8/13/19 CME Expansion of the Serial Month Listing Schedule of Certain
FX Options Contracts DCM 19-269
8/13/19 CME/CBOT
Amendments to Price Specifications for Exchange for Related Position (“EFRP”) Transactions and for Termination of Trading of Certain CME and CBOT Equity Index Futures
Contracts
DCM 19-268 (1 of 2) 19-268 (2 of 2)
8/12/19 CME Extension of the TOPIX Futures Fee Waiver Program DCM 19-319
8/9/19 CBOT
Reduction of the Coupon Rates of the December 2019 Contract Month of the 5-Yr, 20-Yr, and 30-Yr USD Interest Rate Swap Futures, and the 3-Yr, 4-Yr, 5-Yr, 12-Yr, 15-Yr,
20-Yr, and 30-Yr Eris Swap Futures Contracts
DCM 19-314
8/9/19 NYMEX
REVISED: Amendments to NYMEX Rule 300.20. (“Strike Price Listing and Exercise Procedures”) Table to Eliminate
Contrary Exercise Instructions and Amend the At-The-Money Instructions of the Brent Crude Oil Futures-Style Margin Option Contract (NYMEX Rulebook Chapter 504)
DCM 19-301R
Appendix A Appendix B
8/7/19 CME Clearing Weekly Notification of Rule Amendments - Week of July 29,
2019 DCO 19-312
8/7/19 CME Implementation of the FX Futures EUR and JPY Calendar
Spreads Liquidity Provider Program DCM 19-309
8/7/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-309S
8/7/19 COMEX Amendments to COMEX Rule 588.H. (“Globex Non-
Reviewable Trading Ranges”) Table for the Aluminum MW U.S. Transaction Premium Platts (25MT) Futures Contract
DCM 19-286
8/7/19 CBOT Initial Listing of the Black Sea Sunflower Oil Financially
Settled (Platts) Futures Contract DCM
19-267 Exhibit B
8/7/19 CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-267S
8/7/19 NYMEX Amendments to the Settlement Procedure Documents for
Six (6) Henry Hub Natural Gas Futures Contracts DCM 19-198
8/7/19 NYMEX Initial Listing of the Singapore Fuel Oil Bunker 380 cst
(Argus) Futures Contract DCM
19-128 Exhibit B
8/7/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-128S
8/1/19 CME Modifications to the CNH Cash-Settled Futures Market
Maker Program DCM 19-304
8/1/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-304S
8/1/19 CME Clearing Enhancements to the Margin Model for Interest Rate Swaps
and Commingled Contracts DCO 19-302
8/1/19 CME Clearing SUPPLEMENTAL INFORMATION UNDER FOIA DCO 19-302S
7/31/19 CME Clearing Weekly Notification of Rule Amendments - Week of July 22,
2019 DCO 19-303
7/29/19 NYMEX/COMEX
Amendments to NYMEX/COMEX Rule 703. (“Designations and Obligations of Metal Service Providers”) and
NYMEX/COMEX Rule 705. (“Metal Warrants”) Relating to the Acceptance of Gold Warrants as Performance Bond by
CME Clearing
DCM 19-284 (1 of 2) 19-284 (2 of 2)
7/29/19 CME/CBOT/
NYMEX/COMEX
Amendments to CME, CBOT, NYMEX/COMEX Rule 820 (“Performance Bonds”) Permitting Clearing Members to Deposit COMEX Gold Warrants as Performance Bond,
Amendments to CME Rule 8G930.C (“Acceptable Performance Bond Deposits for IRS Products”) Permitting IRS Clearing Members to Accept COMEX Gold Warrants
as Performance Bond from Account Holders; Amendments to List of Acceptable Collateral
DCO/ DCM
19-283 (1 of 5) 19-283 (2 of 5) 19-283 (3 of 5) 19-283 (4 of 5) 19-283 (5 of 5)
7/29/19 CME/CBOT/
NYMEX/COMEX SUPPLEMENTAL INFORMATION UNDER FOIA
DCO/ DCM
19-283S (1 of 5) 19-283S (2 of 5) 19-283S (3 of 5) 19-283S (4 of 5) 19-283S (5 of 5)
7/29/19 NYMEX Initial Listing of Two (2) Micro European Refined (Platts)
Futures Contracts DCM
19-002 (1 of 2) 19-002 (2 of 2)
Exhibit B
7/29/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-002S (1 of 2) 19-002S (2 of 2)
7/26/19 CME Amendments to Foreign Exchange (“FX”) Options
Contracts Rulebook Chapters DCM 19-272
7/25/19 NYMEX Initial Listing of the LNG Japan/Korea Marker (Platts)
Futures-Style Margined Average Price Option Contract DCM
19-020 Exhibit B
7/25/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-020S
7/24/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of July 15, 2019 DCM
19-297 Exhibit A
7/24/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of July 15, 2019 DCM
19-296 Exhibit A Exhibit B
7/24/19 CME Clearing Weekly Notification of Rule Amendments - Week of July 15,
2019 DCO 19-295
7/19/19 CBOT Reduction of the Coupon Rate of the December 2019 Contract Month of the 7-Yr USD Interest Rate Swap Futures and the 7-Yr Eris Swap Futures Contracts
DCM 19-257
7/19/19 NYMEX Initial Listing of Two (2) Crude Oil Spread Futures Contracts DCM 19-247 (1 of 2) 19-247 (2 of 2)
Exhibit B
7/19/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-247S (1 of 2) 19-247S (2 of 2)
7/19/19 COMEX Amendments to COMEX Rule 107101. (“Contract
Specifications”) of the Aluminum Futures Contract to Remove the Certificate of Origin Requirement
DCM 19-205
7/18/19 CBOT Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of July 8, 2019 DCM
19-293 Exhibit B
7/18/19 CME Clearing Weekly Notification of Rule Amendments - Week of July 8,
2019 DCO 19-291
7/18/19 CME
Amendments to the CME Globex Trade Matching Algorithm for the Japanese Yen/U.S. Dollar (“JPY/USD”) and
Euro/U.S. Dollar (“EUR/USD”) Futures Calendar Spread Transactions
DCM 19-115
7/17/19 CME Modifications to the CNH Cash-Settled Futures Market
Maker Program DCM 19-289
7/17/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-289S
7/17/19 CME Modifications to the FX Monthly Futures Market Maker
Program DCM 19-287
7/17/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-287S
7/17/19 CME Modifications to the CME FX Link Market Maker Program DCM 19-285
7/17/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-285S
7/17/19 NYMEX Modifications to the NYMEX Hot-Rolled Coil Steel Market
Maker Program DCM 19-282
7/17/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-282S
7/17/19 NYMEX Modifications to the NYMEX Busheling Ferrous Scrap
Market Maker Program DCM 19-281
7/17/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-281S
7/17/19 NYMEX Modifications to the Oil Incentive Program DCM 19-276
7/17/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-276S
7/17/19 CME/CBOT/
NYMEX/COMEX Amendments to CME, CBOT, NYMEX/COMEX Rule 435.
(“Effect of Suspension or Expulsion”) DCO/ DCM
19-018 (1 of 5) 19-018 (2 of 5) 19-018 (3 of 5) 19-018 (4 of 5) 19-018 (5 of 5)
7/16/19 CME Extension of the FX Futures Block Price Maker Fee Waiver
Program DCM 19-288
7/16/19 CME Modifications to the BTIC on Sector Futures Market Maker
Program DCM 19-280
7/16/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-280S
7/15/19 NYMEX Modifications to the NYMEX Natural Gas Options Portfolio
Program DCM 19-277
7/15/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-277S
7/12/19 CME Extension of the BTIC on Nikkei 225 Fee Discount Program DCM 19-279
7/11/19 CME Clearing Weekly Notification of Rule Amendments - Week of July 1,
2019 DCO
19-278
7/9/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of July 1, 2019 DCM
19-275 Exhibit E
7/9/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of July 1, 2019 DCM
19-274 Exhibit C
7/9/19 CBOT Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of July 1, 2019 DCM
19-273 Exhibit C
7/9/19 NYMEX Expansion of the Listing Schedule and Administrative
Amendments to the Crude Oil MidCurve Option Contracts DCM 19-249
7/9/19 CBOT Amendments to the Standard Options on Denatured
Ethanol Futures Contract DCM 19-229
7/5/19 CME Clearing REVISED: Adoption of a New Framework for Initial Margin
Calculations DCO 19-213R
7/2/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of June 24, 2019 DCM
19-271 Exhibit B
7/2/19 CME Clearing Weekly Notification of Rule Amendments - Week of June
24, 2019 DCO 19-270
7/1/2019 CME/CBOT/
NYMEX/COMEX
Amendments to CME, CBOT, and NYMEX/COMEX Rule 981. (“Anti-Money Laundering and Economic Sanctions
Compliance”)
DCO/ DCM
19-266 (1 of 5) 19-266 (2 of 5) 19-266 (3 of 5) 19-266 (4 of 5) 19-266 (5 of 5)
6/28/19 CME Expansion of the Listing Schedule of the Standard and
Poor’s 500 Total Return Index Futures Contract DCM 19-248
6/26/19 CME Clearing Weekly Notification of Rule Amendments - Week of June
17, 2019 DCO 19-264
6/24/19 CME Clearing/
CBOT Amendments to the Disclaimer Rules of Five (5) Fertilizer
Contracts DCO/ DCM
19-228 (1 of 2) 19-228 (2 of 2)
6/24/19 CME Clearing Delisting of Certain Previously-Listed Contract Months and Subsequent Delisting of Three (3) Fertilizer Swap (Cleared
Only) Contracts DCO 19-212
6/24/19 CME/CBOT Expansion of Trading at Settlement (TAS) Eligibility for the
Corn, Soybean, Chicago SRW Wheat, Live Cattle, and Lean Hog Futures Contracts
DCM 19-204 (1 of 2) 19-204 (2 of 2)
6/20/19 CME Clearing Weekly Notification of Rule Amendments - Week of June
10, 2019 DCO
19-262
6/20/19 CME Clearing Implementation of the USD IRS House Liquidity Program DCO 19-261
6/18/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of June 10, 2019 DCM
19-260 Exhibit C
6/18/19 CBOT Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of June 10, 2019 DCM
19-259 Exhibit A
6/18/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of June 10, 2019 DCM
19-258 Exhibit A
6/18/19 CBOT Termination of Condition of Force Majeure with Respect to
Corn and Soybean Shipping Stations on the Illinois and Mississippi Rivers
DCM 19-256
6/17/19 NYMEX Amendments to the Floating Price and Termination of
Trading Rules of the December Contract Months of Japan Crude Cocktail (Detailed) Futures Contract
DCM 19-203
6/14/19 CME SDR Acceptance of Swap Data Submissions for the Equity Asset
Class SDR 19-255
6/14/19 CME Modifications to the FX Futures Market Maker Program DCM 19-252
6/14/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-252S
6/14/19 COMEX Modifications to the Copper Options Liquidity Provider
Program DCM 19-246
6/14/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-246S
6/14/19 COMEX Implementation of the Global Aluminum Futures Market
Maker Program DCM 19-245
6/14/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-245S
6/14/19 NYMEX Modifications to the Financial Natural Gas Spreads & Strips
Market Maker Program DCM 19-243
6/14/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-243S
6/14/19 COMEX Implementation of the Global Aluminum Futures Volume
Incentive Program DCM 19-221
6/14/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-221S
6/14/19 CME SDR Modifications to the CME SDR Fee Schedule SDR 19-181
6/13/19 NYMEX Modifications to the Physical Henry Hub (NG) Market Maker
Program DCM 19-242
6/13/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-242S
6/13/19 NYMEX Modifications to the NYMEX Natural Gas Options Liquidity
Provider Program DCM 19-241
6/13/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-241S
6/13/19 NYMEX Modifications to the NYMEX Financial Natural Gas Market
Development Program DCM 19-240
6/13/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-240S
6/13/19 NYMEX Second Extension of the Temporary Suspension of Trading
and Clearing of Three (3) EUA Futures and Option Contracts
DCM 19-227
6/13/19 CME/CBOT Modifications to the Secured Overnight Financing Rate
(“SOFR”) Futures Market Maker Program DCM
19-218 (1 of 2) 19-218 (2 of 2)
6/13/19 CME/CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-218S (1 of 2) 19-218S (2 of 2)
6/12/19 CME Clearing Weekly Notification of Rule Amendments - Week of June 3,
2019 DCO 19-253
6/12/19 CME Modifications to the E-mini Sector Futures Market Maker
Program DCM 19-251
6/12/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-251S
6/12/19 NYMEX Modifications to the CME Group Energy Portfolio Program DCM 19-237
6/12/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-237S
6/12/19 CME Clearing Modifications to the Fee Schedule for Over-the-Counter
(“OTC”) Interest Rate Swaps (“IRS”) DCO 19-233
6/12/19 NYMEX Modifications to the NYMEX Crude and Refined Calendar
Spread Option (“CSO”) Liquidity Provider Program DCM 19-222
6/12/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-222S
6/11/19 NYMEX Modification to the NYMEX WTI Houston Crude Oil Futures
Liquidity Provider Program DCM 19-250
6/11/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-250S
6/11/19 NYMEX Modifications to the Commercial Hedging Incentive
Program DCM 19-225
6/11/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-225S
6/11/19 CBOT Modifications to the MAC Swap Futures Incentive Program DCM 19-223
6/10/19 NYMEX Modifications to the NYMEX Brent Spread Market Maker
Program DCM 19-244
6/10/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-244S
6/10/19 NYMEX Modifications to the NYMEX Natural Gas Options Portfolio
Program DCM 19-239
6/10/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-239S
6/10/19 NYMEX Modifications to the NYMEX Crude and Refined Options
Liquidity Provider Program DCM 19-238
6/10/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-238S
6/10/19 CME Modifications to the CME USD-Denominated Ibovespa
Index Futures Market Maker Program DCM 19-236
6/10/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-236S
6/10/19 CME Modifications to the E-mini Russell 1000 Index Futures
Market Making Program DCM 19-235
6/10/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-235S
6/10/19 CME Modifications to the E-mini® FTSE Emerging Index Futures
Market Maker Program DCM 19-234
6/10/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-234S
6/10/19 NYMEX Extension of the NGL Growth Incentive Program DCM 19-224
6/10/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-224S
6/10/19 CME Extension of the Secured Overnight Financing Rate
(“SOFR”) Futures Block Discount Program DCM 19-219
6/7/19 NYMEX Expansion of Trading at Settlement (TAS) Eligibility for the
Light Sweet Crude Oil Futures Contract DCM 19-210
6/5/19 CME Clearing Weekly Notification of Rule Amendments - Week of May 27,
2019 DCO 19-230
6/5/19 NYMEX Extension of the NYMEX Natural Gas Deferred Credit
Incentive Program DCM 19-220
6/5/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-220S
6/4/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of May 27, 2019 DCM
19-231 Exhibit B
6/4/19 NYMEX Modifications to the NYMEX Power Volume Incentive
Program DCM 19-217
6/4/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-217S
6/4/9 CME Implementation of the FX Options Give-up Surcharge Fee
Waiver Program DCM 19-216
5/30/19 CME Clearing Weekly Notification of Rule Amendments - Week of May 20,
2019 DCO 19-226
5/30/19 NYMEX Weekly Notification of Rule Amendments - Week of May 20,
2019 DCM 19-214
5/29/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of May 20, 2019 DCM
19-215 Exhibit B
5/23/19 CME Clearing Weekly Notification of Rule Amendments - Week of May 13,
2019 DCO 19-211
5/23/19 CBOT Initial Listing of Five (5) Fertilizer Futures Contracts DCM
19-184R (1 of 5) 19-184R (2 of 5) 19-184R (3 of 5) 19-184R (4 of 5) 19-184R (5 of 5)
Appendix F
5/22/19 CME
Amendments to the Position Limits for the Brazilian Real/U.S. Dollar (BRL/USD) Futures and Options Contracts and Termination of Trading Rule of the BRL/USD Weekly
Options Contracts
DCM 19-182
Exhibit A
5/21/19 CME Amendments to CME Rule 588.H. (“Globex Non-Reviewable Trading Ranges”) Table for the USD-Denominated Ibovespa Index Futures Contract
DCM 19-176
5/21/19 NYMEX Amendments to the Minimum Price Fluctuation of Three (3)
Ethanol Futures and Option Contracts DCM 19-006
5/16/19 NYMEX Modifications to the NYMEX Fee Schedule for LNG Japan/Korea Marker (Platts) Average Price Options
DCM 19-208
5/16/19 CME/CBOT/
NYMEX/COMEX Modifications to the APAC FCM Incentive Program DCM
19-207 (1 of 4) 19-207 (2 of 4) 19-207 (3 of 4) 19-207 (4 of 4)
5/16/19 CME/CBOT/
NYMEX/COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM
19-207S (1 of 4) 19-207S (2 of 4) 19-207S (3 of 4) 19-207S (4 of 4)
5/16/19 CME/CBOT/
NYMEX/COMEX Modifications to the Retail Broker Incentive Program DCM
19-206 (1 of 4) 19-206 (2 of 4) 19-206 (3 of 4) 19-206 (4 of 4)
5/16/19 COMEX Modifications to the Gold Options ETH Market Maker
Program DCM 19-200
5/16/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-200S
5/16/19 NYMEX Correction to the Floating Price Rule Language of Nineteen
(19) Refined (Platts) Futures Contracts DCM 19-192
5/16/19 CME/CBOT/
NYMEX/COMEX Issuance of CME Group Market Regulation Advisory Notice
RA1906-5 Regarding Rule 526. (“Block Trades”) DCM
19-114 (1 of 4) 19-114 (2 of 4) 19-114 (3 of 4) 19-114 (4 of 4)
5/15/19 CME Clearing Weekly Notification of Rule Amendments - Week of May 6,
2019 DCO 19-209
5/15/19 CME Implementation of the FX Futures Calendar Spreads
Liquidity Provider Program DCM 19-199
5/15/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-199S
5/15/19 CBOT
Amendments to CBOT Rule 703.C. (“Load-Out”) of Chapter 7 (“Delivery Facilities and Procedures”) in Connection with
Load-Out Procedures for Physically-Delivered Corn, Soybean, and SRW Wheat Futures Contracts
DCM 19-152S
5/14/19 NYMEX Modifications to the Physical Henry Hub (NG) Market Maker
Program DCM 19-202
5/14/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-202S
5/14/19 NYMEX Modifications to the Financial Natural Gas Spreads & Strips
Market Maker Program DCM 19-201
5/14/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-201S
5/7/19 CME Clearing Weekly Notification of Rule Amendments - Week of April
29, 2019 DCO 19-197
5/7/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of April 29, 2019 DCM
19-196 Exhibit F
5/7/19 CBOT Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of April 29, 2019 DCM 19-195
5/7/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of April 29, 2019 DCM 19-194
5/3/19 NYMEX Expansion of the Listing Schedule of the Light Sweet Crude
Oil Futures and Option Contracts DCM 19-183
5/2/19 CBOT Declaration of Force Majeure with respect to Corn and
Soybean Shipping Stations Due to Flooding on the Illinois and Mississippi Rivers
DCM 19-191
5/1/19 CME Clearing Weekly Notification of Rule Amendments - Week of April
22, 2019 DCO 19-188
5/1/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions (Week of April 22, 2019 DCM 19-187
5/1/19 CME Expansion of the Listing Schedule of the Standard and
Poor’s 500 Total Return Index Futures Contract DCM 19-179
5/1/19 NYMEX Expansion of Trading at Settlement (“TAS”) Eligibility for the
Henry Hub Natural Gas Futures Contract DCM 19-158
4/29/19 NYMEX Delisting of Certain Previously-Listed Contract Months and
Subsequent Delisting of Four (4) Coal Option Contracts DCM 19-180
4/29/19 NYMEX Delisting of Eight (8) Natural Gas (Platts) Futures and
Options Contracts DCM
19-167 Exhibit B
4/25/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of April 15, 2019 DCM
19-186 Exhibit A
4/25/19 CME Clearing Weekly Notification of Rule Amendments - Week of April
15, 2019 DCO 19-185
4/22/19 CME
Amendments to the Trading Hours and Daily Settlement Procedure Document and Daily Price Limits Rule in
Connection with the Random Length Lumber Futures and Options on Random Length Lumber Futures Contracts
DCM 19-168 (1 of 2) 19-168 (2 of 2)
4/17/19 CME/CBOT/
NYMEX/COMEX Amendments to Rule 106.K. DCM
19-104 (1 of 4) 19-104 (2 of 4) 19-104 (3 of 4) 19-104 (4 of 4)
4/16/19 CME Clearing Amendments to CME Rule 8G930.C. (“Acceptable
Performance Bond Deposits for IRS Products”) DCO 19-178
4/16/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of April 8, 2019 DCM
19-177 Exhibit A Exhibit B
4/16/19 CME Clearing Weekly Notification of Rule Amendments - Week of April 8,
2019 DCO 19-175
4/16/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of April 8, 2019 DCM
19-174 Exhibit A
4/16/19 CME/CBOT Implementation of the Micro E-mini Futures Market Maker
Program DCM
19-161 (1 of 2) 19-161 (2 of 2)
4/16/19 CME/CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-161S (1 of 2) 19-161S (2 of 2)
4/12/19 CME/CBOT/
NYMEX/COMEX Modifications to the Central Bank Incentive Program DCM
19-166 (1 of 4) 19-166 (2 of 4) 19-166 (3 of 4) 19-166 (4 of 4)
4/12/19 CME/CBOT/
NYMEX/COMEX Modifications to the Emerging Markets Bank Incentive
Program DCM
19-165 (1 of 4) 19-165 (2 of 4) 19-165 (3 of 4) 19-165 (4 of 4)
4/12/19 CME/CBOT/
NYMEX/COMEX Modifications to the Latin America Fund Manager Incentive
Program DCM
19-164 (1 of 4) 19-164 (2 of 4) 19-164 (3 of 4) 19-164 (4 of 4)
4/12/19 CME/CBOT/
NYMEX/COMEX Modifications to the International Cross-Asset Volume
Incentive Program DCM
19-163 (1 of 4) 19-163 (2 of 4) 19-163 (3 of 4) 19-163 (4 of 4)
4/12/19 CME/CBOT/
NYMEX/COMEX Modifications to the International Incentive Program DCM
19-162 (1 of 4) 19-162 (2 of 4) 19-162 (3 of 4) 19-162 (4 of 4)
4/12/19 COMEX Implementation of the APAC Copper Options Liquidity
Provider Program DCM 19-160
4/12/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-160S
4/12/19 CME Clearing Implementation of the Cleared OTC London Gold & Silver
Forwards Incentive Program DCO 19-159
4/12/19 CME Clearing SUPPLEMENTAL INFORMATION UNDER FOIA DCO 19-159S
4/12/19 CME/CBOT
Initial Listing of Micro E-mini Standard and Poor’s 500 Stock Price Index Futures, Micro E-mini Nasdaq-100 Index
Futures, Micro E-mini Russell 2000 Index Futures and Micro E-mini Dow Jones Industrial Average Index Futures
Contracts
DCM
19-140 (1 of 4) 19-140 (2 of 4) 19-140 (3 of 4) 19-140 (4 of 4)
Exhibit E
4/11/19 NYMEX Extension of the Temporary Suspension of Trading and Clearing of Three (3) EUA Futures and Option Contracts
DCM 19-153
4/10/19 CME/CBOT/
NYMEX/COMEX
Issuance of CME Group Market Regulation Advisory Notices RA1903-5 Regarding Rule 573. (“Globex
Opening”), RA1904-5 Regarding Rule 575. (“Disruptive Practices Prohibited”) and RA1905-5 Regarding Rule 534.
(“Wash Trades Prohibited”)
DCM
19-150 (1 of 4) 19-150 (2 of 4) 19-150 (3 of 4) 19-150 (4 of 4)
4/9/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of April 1, 2019 DCM
19-173 Exhibit A
4/9/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of April 1, 2019 DCM
19-172 Exhibit B
4/9/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of April 1, 2019 DCM
19-171 Exhibit B
4/9/19 CBOT Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of April 1, 2019 DCM
19-170 Exhibit B
4/9/19 CME Clearing Weekly Notification of Rule Amendments - Week of April 1,
2019 DCO 19-169
4/9/19 CME Amendments to the CME Globex Trade Matching Algorithm
for the British Pound/US Dollar (“GBP/USD”) Futures Calendar Spread Transactions
DCM 19-151
4/4/19 NYMEX Initial Listing of Physically-Delivered E-micro Palladium
Futures Contract DCM
19-003 Exhibit B
4/3/19 CME Clearing Weekly Notification of Rule Amendments - Week of March
25, 2019 DCO 19-156
4/2/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of March 25, 2019 DCM 19-155
4/2/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of March 25, 2019 DCM
19-154 Exhibit A
3/28/19 CME/CBOT/
NYMEX/COMEX
Amendments to CME, CBOT, and NYMEX/COMEX Rule 855. Regarding Offsetting Certain Positions and Adoption
of a Contracts Eligible for Offset Table.
DCO/ DCM
19-004 (1 of 6) 19-004 (2 of 6) 19-004 (3 of 6) 19-004 (4 of 6) 19-004 (5 of 6) 19-004 (6 of 6)
Exhibit B
3/27/19 CME Clearing Weekly Notification of Rule Amendments - Week of March
18, 2019 DCO 19-145
3/27/19 COMEX Initial Listing of the U.S. Midwest Hot-Rolled Coil Steel
(Platts) Futures DCM
19-135 Exhibit B
3/27/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-135S
3/26/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of March 18, 2019 DCM
19-149 Exhibit C
3/26/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of March 18, 2019 DCM 19-148
3/26/19 CBOT Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of March 18, 2019 DCM
19-147 Exhibit C
3/26/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of March 18, 2019 DCM
19-146 Exhibit C
3/25/19 CME Issuance of CME Market Regulation Advisory Notice RA1901-2 Concerning CME Rule 549. (“Large Order
Execution Transactions (“LOX Orders”)”) DCM 19-142
3/25/19 CME Clearing Delisting of the DAP FOB Tampa Swaps (Clearing Only) and Urea (Prilled) FOB Yuzhny Swaps (Clearing Only)
Contracts DCO
19-134 Exhibit C
3/20/19 CME Clearing Weekly Notification of Rule Amendments - Week of March
11, 2019 DCO 19-144
3/19/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of March 11, 2019 DCM 19-143
3/18/19 CME Delisting of the CME Bloomberg Dollar Spot Index Futures
Contract DCM
19-133 Exhibit B
3/15/19 NYMEX Modifications to the Crude and Refined OTC Incentive
Program DCM 19-138
3/15/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-138S
3/15/19 NYMEX Initial Listing of Two (2) Freight (Baltic) Futures Contracts DCM 19-079 (1 of 2) 19-079 (2 of 2)
Exhibit B
3/15/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-079S (1 of 2) 19-079S (2 of 2)
3/14/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of March 4, 2019 DCM 19-141
3/14/19 CME Modifications to the FX Monthly Futures Market Maker
Program DCM 19-136
3/14/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-136S
3/14/19 NYMEX Initial Listing of the Japan Crude Cocktail (Detailed) Futures
Contract DCM
19-013 Exhibit B
3/13/19 CME Clearing Weekly Notification of Rule Amendments - Week of March
4, 2019 DCO 19-139
3/13/19 CBOT Modifications to the Eris Swap Futures Market Maker
Program DCM 19-137
3/13/19 NYMEX Expansion of the Listing Schedule of One (1) German
Power Futures Contract and Amendments to the Floating Price Rules of Two (2) German Power Futures Contracts
DCM 19-080
3/13/19 CBOT/NYMEX/
COMEX
Amendments to CBOT and NYMEX/COMEX Rule 589. (“Special Price Fluctuation Limits”), the Special Price Fluctuation Limits and Daily Price Limits Table and
Application of Dynamic Price Fluctuation Limits to Various NYMEX Energy and NYMEX and COMEX Metals Contracts
DCM
19-014 (1 of 3) 19-014 (2 of 3) 19-014 (3 of 3)
Exhibit B Exhibit C
3/12/19 CME Amendments to the Daily Settlement Procedure Document
for the USD Denominated Ibovespa Futures Contract DCM 19-109
3/12/19 NYMEX
Amendments to NYMEX Rule 588.H. (“Globex Non-Reviewable Trading Ranges”) Table for the LOOP Crude
Oil Storage Futures and U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Futures Contracts
DCM 19-108
3/6/19 CME/CBOT/
NYMEX/COMEX
Issuance of CME Group Market Regulation Advisory Notice RA1902-5 Regarding Rule 576. (“Identification of Globex
Terminal Operators”) DCM
19-103 (1 of 4) 19-103 (2 of 4) 19-103 (3 of 4) 19-103 (4 of 4)
3/5/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of February 25, 2019 DCM
19-132 Exhibit C
3/5/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of February 25, 2019 DCM
19-131 Exhibit A
3/5/19 CBOT Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of February 25, 2019 DCM 19-130
3/5/19 CME Clearing Weekly Notification of Rule Amendments - Week of
February 25, 2019 DCO 19-129
3/4/19 CME/CBOT/
NYMEX/COMEX
Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. (“Exchange for Related
Position Transactions”) DCM
19-127 (1 of 4) 19-127 (2 of 4) 19-127 (3 of 4) 19-127 (4 of 4)
3/4/19 CBOT Delisting of the Physically-Delivered Black Sea Wheat
Futures Contract DCM
19-101 Exhibit B
2/27/19 CME Clearing Weekly Notification of Rule Amendments - Week of
February 18, 2019 DCO 19-126
2/27/19 NYMEX Supplemental information to NYMEX Submission 19-110 DCM 19-110S Exhibit A
2/26/19 CBOT Increase of Premium Range of Cabinet Trades of the
Options on KC HRW Wheat Futures Contract DCM 19-119
2/25/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of February 18, 2019 DCM
19-125 Exhibit A Exhibit B
2/25/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of February 18, 2019 DCM 19-124
2/25/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of February 18, 2019 DCM
19-123 Exhibit B
2/22/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of February 11, 2019 DCM
19-122 Exhibit K
2/22/19 CBOT Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of February 11, 2019 DCM
19-121 Exhibit B
2/22/19 NYMEX Initial Listing of Eight (8) Marine Fuel 0.5% (Platts) BALMO
Futures Contracts DCM
19-010 (1 of 8) 19-010 (2 of 8) 19-010 (3 of 8) 19-010 (4 of 8) 19-010 (5 of 8) 19-010 (6 of 8) 19-010 (7 of 8) 19-010 (8 of 8)
Exhibit B
2/21/19 CME Clearing Weekly Notification of Rule Amendments - Week of
February 11, 2019 DCO 19-120
2/20/19 CME
Notification of Amendments to CME Rule 589. (Special Price Fluctuation Limits), the Special Price Fluctuation Limits and Daily Price Limits Table and Application of Dynamic Price Fluctuation Limits to Bitcoin Futures.
DCM 19-015
2/19/19 COMEX Decrease of the Spot Month Position Limit, Single Month Accountability Level and All Month Accountability Level of
the Zinc Futures Contract DCM
19-102 Exhibit A Exhibit B
2/19/19 COMEX Decrease of Spot Month Position Limits of Five (5) Copper
Futures and Option Contracts DCM
19-096 Exhibit A Exhibit B
2/15/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of February 4, 2019 DCM 19-118
2/15/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of February 4, 2019 DCM 19-117
2/14/19 CME Clearing Weekly Notification of Rule Amendments - Week of
February 4, 2019 DCO 19-116
2/13/19 CME Modifications to the Bitcoin Futures Passive Volume Market
Maker Program) DCM 19-112
2/13/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-112S
2/13/19 CME Clearing Modifications to the Fee Schedule for Over-the-Counter
(“OTC”) Interest Rate Swaps (“IRS”) DCM 19-111
2/13/19 NYMEX Decrease of Spot Month Position Limits for Fifteen (15)
Fuel Oil Futures and Option Contracts DCM
19-110 Exhibit A
2/13/19 COMEX Modifications to the Global Zinc Futures Market Maker
Program DCM 19-106
2/13/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-106S
2/13/19 NYMEX/COMEX Modifications to the NYMEX/COMEX Fee Schedule for Hot-
Rolled Coil Steel Options DCM
19-105 (1 of 2) 19-105 (2 of 2)
2/12/19 NYMEX Modifications to the European Power Liquidity Program DCM 19-113
2/12/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-113S
2/12/19 CME Modifications to the TOPIX Futures Fee Waiver Program DCM 19-107
2/11/19 NYMEX Delisting of the Iron Ore 62% Fe, CFR North China (Platts) Futures and the Iron Ore 62% Fe, CFR North China (Platts)
Average Price Option Contracts DCM
19-008 Exhibit B
2/8/19 NYMEX Delisting of the Daily European Allowance (EUA) Futures
Contract DCM
19-090 Exhibit B
2/8/19 NYMEX Delisting Previously-Listed Contract Months and
Suspension of Trading and Clearing of Three (3) EUA Futures and Option Contracts
DCM 19-089
2/6/19 CME Clearing Weekly Notification of Rule Amendments - Week of January
28, 2019 DCO 19-100
2/6/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of January 28, 2019 DCM 19-099
2/6/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of January 28, 2019 DCM 19-098
2/5/19 CME/CBOT/
NYMEX/COMEX
Amendments to CME/CBOT/NYMEX/COMEX Rule 930.C. (“Acceptable Performance Bond Deposits”) Permitting
Clearing Members to Accept Fully Collateralized Letters of Credit as Performance Bond.
DCO/ DCM
19-097 (1 of 5) 19-097 (2 of 5) 19-097 (3 of 5) 19-097 (4 of 5) 19-097 (5 of 5)
2/5/19 CME/CBOT/
NYMEX/COMEX SUPPLEMENTAL INFORMATION UNDER FOIA
DCO/ DCM
19-097S (1 of 5) 19-097S (2 of 5) 19-097S (3 of 5) 19-097S (4 of 5) 19-097S (5 of 5)
2/1/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of January 28, 2019 DCM 19-095
2/1/19 NYMEX Expansion of Listed Schedule of the WTI Houston Crude
Oil Futures Contract DCM 19-093
2/1/19 COMEX Trading-at-Marker (“TAM”) Eligibility for the Copper Futures
Contract DCM
19-019 Exhibit A
1/31/19 CME Implementation of the Japan Basis Trade at Index Close
("BTIC") Market Maker Program DCM 19-091
1/31/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-091S
1/31/19 NYMEX Initial Listing of Seventeen (17) Crude Oil Futures and
Related Average Price Option Contracts DCM
19-011 (1 of 17) 19-011 (2 of 17) 19-011 (3 of 17) 19-011 (4 of 17) 19-011 (5 of 17) 19-011 (6 of 17) 19-011 (7 of 17) 19-011 (8 of 17) 19-011 (9 of 17) 19-011 (10 of 17) 19-011 (11 of 17) 19-011 (12 of 17) 19-011 (13 of 17) 19-011 (14 of 17) 19-011 (15 of 17) 19-011 (16 of 17) 19-011 (17 of 17)
Exhibit B
1/30/19 CME Clearing Weekly Notification of Rule Amendments - Week of January
21, 2019 DCO
19-092
1/30/19 CME Modifications to the E-Mini S&P Trade at Cash Open
("TACO") Futures Market Maker Program DCM 19-088
1/30/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-088S
1/30/19 CME Clearing Modifications to CME Clearing Manual of Operations DCO 19-087
1/30/19 CME Clearing SUPPLEMENTAL INFORMATION UNDER FOIA DCO 19-087S
1/30/19 CME Implementation of the S&P Options Broker Rebate Program DCM 19-061
1/30/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-061S
1/30/19 CME Implementation of the BTIC on Nikkei 225 Fee Discount
Program DCM 19-059
1/29/19 COMEX Initial Listing of the Aluminum MW U.S. Transaction
Premium Platts (25MT) Average Price Option DCM
19-085 Exhibit B
1/29/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-085S
1/29/19 NYMEX Amendments to the Light Sweet Crude Oil Futures Contract
to Delete References to Foreign Crude Oil Delivery DCM 19-035
1/29/19 CME
Addition of Swiss Franc/US Dollar and New Zealand Dollar/US Dollar Spot FX Basis Spreads on CME FX Link
and Related Amendments to Appendix A (“Spot FX Transactions”) of CME Rulebook Chapter 13 (“Spot FX
Transactions”)
DCM 19-017
1/28/19 NYMEX Notification Regarding the Decrease in Spot Month Position Limits for the Chicago Ethanol (Platts) Futures Contract and
Related Option Contracts DCM
19-038 Exhibit A Exhibit B
1/28/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-038S
1/28/19 CME/CBOT Amendments to the Bloomberg Roll Select Commodity Index Futures and S&P GSCI ER Index Futures Daily
Settlement Procedure Documents DCM
19-022 (1 of 2) 19-022 (2 of 2)
1/28/19 NYMEX/COMEX Expansion of Trading- at-Settlement (“TAS”) Eligibility for
the Gold Futures, Silver Futures, Copper Futures, and Platinum Futures Contracts
DCM 19-021 (1 of 2) 19-021 (2 of 2)
1/28/19 CME
Basis Trade at Index Close (BTIC) Eligibility and Expansion of Listing Schedules in CME Nikkei Stock Average Futures and CME Yen Denominated Nikkei Stock Average Futures
Contracts
DCM 19-012 (1 of 2) 19-012 (2 of 2)
1/24/19 COMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of January 14, 2019 DCM
19-084 Exhibit D
1/24/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of January 14, 2019 DCM 19-083
1/24/19 CBOT Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of January 14, 2019 DCM 19-082
1/24/19 CME Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of January 14, 2019 DCM
19-081 Exhibit A
1/19/19 NYMEX Weekly Notification of Amendments Related to Product
Terms and Conditions - Week of January 7, 2019 DCM 19-077
1/17/19 CME Clearing Weekly Notification of Rule Amendments - Week of January
7, 2019 DCO 19-076
1/16/19 CME/CBOT/
NYMEX/COMEX Modifications to the APAC FCM Incentive Program DCM
19-074 (1 of 4) 19-074 (2 of 4) 19-074 (3 of 4) 19-074 (4 of 4)
1/16/19 CME/CBOT/
NYMEX/COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM
19-074S (1 of 4) 19-074S (2 of 4) 19-074S (3 of 4) 19-074S (4 of 4)
1/16/19 CME/CBOT Modifications to the Secured Overnight Financing Rate
(“SOFR”) Futures Market Maker Program DCM
19-072 (1 of 2) 19-072 (2 of 2)
1/16/19 CME/CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-072S (1 of 2) 19-072S (2 of 2)
1/16/19 CME/CBOT/
NYMEX/COMEX Modifications to the Retail Broker Incentive Program DCM
19-071 (1 of 4) 19-071 (2 of 4) 19-071 (3 of 4) 19-071 (4 of 4)
1/16/19 COMEX Modifications to the COMEX Fee Schedule for Aluminum,
Zinc, and Lead Futures DCM 19-067
1/16/19 NYMEX Modifications to the NYMEX Fee Schedule for Iron Ore
Futures and Options DCM 19-066
1/16/19 COMEX Modifications to the Globex Base Metals Volume Incentive
Program DCM 19-050
1/16/19 COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-050S
1/16/19 NYMEX/COMEX Modifications to the Globex Precious Metals Volume
Incentive Program DCM
19-049 (1 of 2) 19-049 (2 of 2)
1/16/19 NYMEX/COMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-049S (1 of 2) 19-049S (2 of 2)
1/16/19 NYMEX Modifications to the NYMEX Busheling Ferrous Scrap
Market Maker Program DCM 19-048
1/16/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-048S
1/16/19 NYMEX Modifications to the NYMEX Hot-Rolled Coil Steel Market
Maker Program DCM 19-047
1/16/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-047S
1/16/19 CME/CBOT/
NYMEX/COMEX Modifications to the Central Bank Incentive Program DCM
19-045 (1 of 4) 19-045 (2 of 4) 19-045 (3 of 4) 19-045 (4 of 4)
1/16/19 CME/CBOT/
NYMEX/COMEX Modifications to the Emerging Markets Bank Incentive
Program DCM
19-044 (1 of 4) 19-044 (2 of 4) 19-044 (3 of 4) 19-044 (4 of 4)
1/16/19 CME/CBOT/
NYMEX/COMEX Modifications to the Latin America Fund Manager Incentive
Program DCM
19-043 (1 of 4) 19-043 (2 of 4) 19-043 (3 of 4) 19-043 (4 of 4)
1/16/19 CME/CBOT/
NYMEX/COMEX Modifications to the International Cross-Asset Volume
Incentive Program DCM
19-040 (1 of 4) 19-040 (2 of 4) 19-040 (3 of 4) 19-040 (4 of 4)
1/16/19 CME/CBOT/
NYMEX/COMEX Modifications to the International Incentive Program DCM
19-039 (1 of 4) 19-039 (2 of 4) 19-039 (3 of 4) 19-039 (4 of 4)
1/16/19 NYMEX Modifications to the NYMEX Brent Spread Market Maker
Program DCM 19-028
1/16/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-028S
1/15/19 CME/CBOT Modifications to the CME/CBOT E-mini Equity Index
Futures Market Maker Program DCM
19-075 (1 of 2) 19-075 (2 of 2)
1/15/19 CME/CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-075S (1 of 2) 19-075S (2 of 2)
1/15/19 CBOT Modifications to the CBOT Market Maker Program for
Deferred 30-Day Federal Fund Futures DCM 19-070
1/15/19 CME/CBOT Modifications to the E-mini Equity Index Futures BTIC
Market Maker Program DCM
19-069 (1 of 2) 19-069 (2 of 2)
1/15/19 CME/CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-069S (1 of 2) 19-069S (2 of 2)
1/15/19 CME Modifications to the TOPIX Futures Market Maker Program DCM 19-068
1/15/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-068S
1/15/19 CME Modifications to the E-mini Sector Futures Market Maker
Program DCM 19-060
1/15/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-060S
1/15/19 CME Modifications to the Nikkei 225 Futures Volume Incentive
Program DCM 19-058
1/15/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-058S
1/15/19 NYMEX Modifications to the International Coal Liquidity Provider
Program DCM 19-055
1/15/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-055S
1/15/19 CME Modifications to the FX Futures Block Price Maker Fee
Waiver Program DCM 19-046
1/15/19 NYMEX Modifications to the NYMEX Crude and Refined Options
Incentive Program DCM 19-033
1/15/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-033S
1/15/19 NYMEX Modifications to the NYMEX Natural Gas Options Incentive
Program DCM 19-032
1/15/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-032S
1/15/19 NYMEX Extension of the NYMEX Natural Gas Futures Volume
Incentive Program DCM 19-031
1/15/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-031S
1/15/19 NYMEX Modifications to the NYMEX Brent Futures Market Maker
Program DCM 19-027
1/15/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-027S
1/15/19 NYMEX Modifications to the Oil Incentive Program DCM 19-026
1/15/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-026S
1/14/19 CME Modifications to the CME FX Link Market Maker Program DCM 19-073
1/14/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-073S
1/14/19 CBOT Modifications to the Grain & Oilseed Deferred Futures
Contract Market Maker Program DCM 19-057
1/14/19 CBOT SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-057S
1/14/19 NYMEX Modifications to the European Power Liquidity Program DCM 19-054
1/14/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-054S
1/14/19 CME Modifications to the Agricultural Options Market Maker
Program DCM 19-051
1/14/19 CME/CBOT Extension of the Agricultural Futures Resting Order
Program DCM
19-037 (1 of 2) 19-037 (2 of 2)
1/14/19 NYMEX Modifications to the NYMEX Natural Gas Options Gateway
Incentive Program DCM 19-025
1/14/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-025S
1/14/19 NYMEX/COMEX Delisting of Illinois Basin Coal Futures Contract DCM 19-016 (1 of 2) 19-016 (2 of 2)
Exhibit B
1/11/19 COMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of December 31, 2018
DCM 19-065
Exhibit C
1/11/19 NYMEX Weekly Notification of Amendments Related to Product Terms and Conditions - Week of December 31, 2018
DCM 19-064
Exhibit C Exhibit E
1/11/19 CME Weekly Notification of Amendments Related to Product Terms and Conditions - Week of December 31, 2018
DCM 19-063
Exhibit B Exhibit C
1/11/19 CME Modifications to the Indian Rupee FX Futures Market Maker
Program DCM 19-053
1/11/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-053S
1/11/19 NYMEX Modifications to the Physical Henry Hub (NG) Market Maker
Program DCM 19-052
1/11/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-052S
1/11/19 NYMEX Modifications to the European Natural Gas Market Maker
Program DCM 19-036
1/11/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-036S
1/11/19 CBOT Modifications to the CBOT Market Maker Program for
Electronic Treasury Options DCM 19-034
1/11/19 NYMEX Modifications to the NYMEX Crude and Refined Futures
Volume Incentive Program DCM 19-030
1/11/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-030S
1/11/19 NYMEX Modifications to the NYMEX Crude and Refined Options
Gateway Incentive Program DCM 19-024
1/11/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-024S
1/11/19 NYMEX Modifications to the NYMEX Commercial Brent Spread
Incentive Program DCM 19-023
1/11/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-023S
1/10/19 CME Clearing Weekly Notification of Rule Amendments - Week of
December 31, 2018 DCO 19-062
1/10/19 CME Modifications to the NYMEX Natural Gas Deferred Credit
Incentive Program DCM 19-056
1/10/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-056S
1/10/19 CME Termination of the E-mini FTSE Index Futures Market
Maker Program DCM 19-042
1/10/19 CME SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-042S
1/10/19 NYMEX Termination of the E-mini FTSE China 50 Index Futures
Market Maker Program DCM 19-041
1/10/19 NYMEX SUPPLEMENTAL INFORMATION UNDER FOIA DCM 19-041S
1/3/19 CME Clearing Weekly Notification of Rule Amendments - Week of
December 24, 2018 DCO 19-029