SO GIAO DJCH CHUNG KHOAN TP.HO cH1 MINH

,.., Sf>: .... 4JoJiJ. ................ .

CQNG HOA XA HQI CHU NGHIA Vll;T NAM E>c;>c l�p • Tlf do • H�nh phuc

DEN Ngay: . . . . .2.!1.t.1-1/dJ. ........ .

Chuyla: ................. .Ai/.fif/ ......... .

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom • Happiness

LUU h6 sd so: ............................... · Ha N¢i, ngay 28 thang 11 nam 2019 Hanoi, day .... month ... year 2019

THONG BAO GIAO D!CH c6 PHIEU CUA NGU'O'I NQI BQ CUA CONG TY £>�I CHUNG NOTICE OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY

Kinh gu'i: - Uy ban Ch(mg khoan Nha nll'O'C

- SO' giao djch ch(mg khoan Thanh ph6 H6 Chi Minh

- Ngan hang TMCP Vi$t Nam Thjnh Vll'qng

To: - The State Securities Commission

- Hochiminh Stock Exchange

- VPBank

1. Thong tin v� ca nhan/t6 chu•c th11c hi$n giao djch/ Information on individual/ organization that conductsthe transfer:

- HQ va ten ca nhan/Ten t6 chu•c/ Name of individual/organization: Vu H6ng Cao

- Qu6c tich/ Nationality: Vi$t Nam

- s6 CMND, Ho chi€lu, The can cu•&c (a6i v&i ca nhan) hoc;1c s6 Gifiy chll'ng nh;;m dang ky doanh nghi$p, Gi�y phep hoc;1t d9ng hoc;1c gi�y t6' phap ly tll'ang dU'ang (a6i v&i t6 chll'c)/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization):'

- Dia chi lien h$/0ia chi trl,J s& chinh/ Address:

Fax: Email: - 0i$n thoc;1i/ Telephone: Website:

- Chll'c VI) hi$n nay tc;1i cong ty dc;1i chung, cong ty quan ly quy (n€!u c6) hoc;1c m6i quan h$ v&i cong ty dc;1ichung, cong ty quan ly quy /Current position in the public company, the fund management company (ifany) or relationship with the public company, the fund management company: Thanh vien BKS

2. Thong tin v� ngll'6'i n9i bQ cua cong ty dc;1i chung/quy dc;1i chung la ngll'6'i c6 lien quan cua ca nhan/t6chU'c thl,l'c hi$n giao djch (d6i v&i trll'6'ng hqp ngll'6'i th11c hi$n giao djch la ngll'6'i c6 lien quan cua ngll'6'in¢i b¢ cua cong ty dc;1i chung/quy dc;1i chung)/ Information about internal person of the publiccompany/public fund is related person of trading individual/organization (in case trader is related personof internal person of the public company/public fund):

- HQ va ten ngll'6'i nQi b¢/ Name of internal person: Vu H6ng Cao

- Qu6c tjch/ Nationality: Vi$t Nam

- S6 CMND, H¢ chi€lu, The can w&cl ID card/Passport No: 0

- Dia chi thll'6'ng tru/ Permanent address:

- 0i$n thoc;1i lien h$/ Address: Fax: Email:

S0 GIAO DICH CHUNG KHOA.N TP.HO CHf MINH

E so: ... !.!$JI ................. .

CQNG HOA XA HQI CHU NGHiA Vll;T NAM Oc;,c l�p - Tl,P do - H�nh phuc

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness D N Ngfly: .. . ..lJ..IJ/Jdj. ....... .

Chuy€n: ················M.·C!.1)·········· Ha N¢i, ngay 28 thang 11 n�m 2019 LU'U h6 so so: ................................ Hanoi, day ... . month ... year 2019

TH6NG BAO GIAO D!CH CO PHl�U CUA NGU'O'I NQI BQ CUA CONG TY O�I CHUNG NOTICE OF TRANSACT/ON IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY

Kinh gll'i: - Uy ban Chll'ng khoan Nha nU'6'c

- Sa giao dich chll'ng khoan Thanh ph6 Ho Chi Minh

- Ngan hang TMCP Viet Nam Thjnh VLI'Q'ng

To: - The State Securities Commission

- Hochiminh Stock Exchange

- VPBank

1. Thong tin ve ca nhan/t6 chll'c !hl!c hi(m giao djch/ Information on individual/ organization that conductsthe transfer:

- HQ va ten ca nhan/Ten t6 chll'c/ Name of individual/organization: Phung Duy KhLPong

- Qu6c tjch/ Nationality: Vi$! Nam

- S6 CMND, HQ chieu, The can CU'O'C (d6i v&i ca nhan) hoc;ic S6 Giay chll'ng nh�n dang ky doanh nghi$p, Giay phep hoc;1t dQng hoc;ic giay to phap ly tU'ong dU'ong (d6i v&i to chll'c)/ /0 card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization):

- Oja chi lien h$/0ja chi trv s6' chinh/ Address:

Fax: Email:khuongpd@vpbank.com.vn - 0i$n thoc;1i/ Te/ephone: Website:www.vpbank.com.vn

- Chll'c vv hi$n nay tc;1i cong ty dc;1i chung, cong ty quan ly quy (neu c6) hoc;ic m6i quan h$ v&i cong ty dc;1ichung, cong ty quan ly quy /Current position in the public company, the fund management company (ifany) or relationship with the public company, the fund management company: Ph6 Tong Giam doc

2. Thong tin ve ngU'oi n◊i b◊ cua cong ty dc;1i chung/quy dc;1i chung la ngLI'oi c6 lien quan cua ca nhan/tochll'c thl!c hi$n giao djch (doi v&i trlJ'ong hQ'p ngLI'oi thvc hien giao djch la nglJ'oi c6 lien quan cua ngU'oinQi bQ cua cong ty dc;1i chung/quy dc;1i chung)/ Information about internal person of the publiccompany/public fund is related person of trading individual/organization (in case trader is related personof internal person of the public company/public fund):

- HQ va ten nglJ'ai nQi bQ/ Name of internal person: Phung Duy Khtwng

- Quoc tjch/ Nationality: Viet Nam

- So CMND, HQ chieu, The can CU'6'c/ /0 card/Passport No:

- Oja chi thU'ong tru/ Permanent address:

- Oii;!n tho9i lien hi;!/ Address: Fax: Email:

- Chll'c v1,1 hii;!n nay tG1i cong ty d9i chung, cong ty quan ly quy !Currently posittion in the public company,the fund management company: Ph6 Tong Giam doc

- M6i quan h$ gifra ca nhan/to chu•c thl!c hi$n giao dich v6·i ngLI'ai nc;ii be;>/ Relationship ofindividual/organization executing transaction with internal person:

- S6 IU'qng, ty IE;! co phi�u ma ngU'ai ni,'>i bi,'> dang n�m giU' (neu c6)/ Number, ownership proportion ofshares held by the internal (if any): .0 CP

3. Ma chll'ng khoan giao dich/ Securities code: VPB

4. Cac tai khoan giao djch c6 co phieu t9i cong ty co ph�n chll'ng khoan cac thanh vien IU'u ky.

5. S6 IU'qng, ty Ii;! co phieu n�m giU' tm&c khi thl,l'c hii;!n giao djch/ Number, ownership proportion ofshares held before transaction: CP; ti Ii;!: 0.0 %

6. S6 IU'qng co phieu dang ky mua / Number of shares registered to purchase: 200,000 CP

7. S6 lu•Q'ng, ty le co phieu dl,I' kien n�m giU' sau khi th1,1•c hii;!n giao djch/Number, ownership proportion ofshares expected to hold after the transaction: 200,000 CP; ti Ii;!: 0.007905%

8. M1,1c dfch thl,l'c hi$n giao djch/ Purposes of transaction: Mua co ph§n ESOP

9. PhU'ang thll'c giao djch/ Mode of transaction: Thong qua trung tam IU'u ky chll'ng khoan.

10. Thai qian dl,I' kien thl,l'c hii;!n giao djch/ Transaction period: tv ngay!from01t/12/lOJ9 den ngaylto02 /{)1./ 11>20

CA NHANrrO CHU'C BAO cAo NAME OF REPORTING ORGANIZA TION/INDIV/DUAL

(Ky, ghi ro h9 ten, d6ng d!Ju - ntw c6) (Signature, full name and seal - in case of organization)

sO GIAO Dl�H CHUNG K.HOANTP.HO CHI MINH CQNG HOA XA HQI CHU NGHiA Vl�T NAM

D(>c l�p - Tlf do - H;mh phuc THE SOCIALIST REPUBLIC OF VIETNAM ,.., S5: .. .. . . . . 1)6.JL .............. .

DEN Ngay: ....... JJ)J.J.!4"..... Independence_:_�����-�'::- Happiness

Chuyin: ........ ......... /i.'J..trf..1/....... Ha N(,i, ngay 28 thang 11 nam 2019 LU'U h6 so s6: ·-____ .. . . .......... . ..... . . . Hanoi, day ... . month ... year 2019

THONG BAO GIAO D!CH CO PHl�U CUA NGU'O'I NQI BQ CUA CONG TY D�I CHUNG NOTICE OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY

Kinh g&i: - Oy ban Chll'ng khoan Nha nt.l'O'C

- So giao djch chll'ng khoan Thanh ph6 H6 Chi Minh

- Ngan hang TMCP Viet Nam Thjnh Vll'Q'ng

To: - The State Securities Commission

- Hochiminh Stock Exchange

- VPBank

1. Thong tin v� ca nhan/to chll'c thl,l'c hi$n giao djch/ Information on individual/ organization that conductsthe transfer:

- HQ va ten ca nhan/Ten to chU'c/ Name of individual/organization: Nguy�n Thanh Long

- Ou6c tjch/ Nationality: Viet Nam

- s6 CMND, H9 chieu, The can cl.1'6'c (d6i v&i ca nhan) ho�c s6 Gi�y chll'ng nh{m dang ky doanh nghi$p, Gi�y phep ho,;it dc;,ng ho�c gi�y t6' phap ly tll'O'ng dl.l'O'ng (d6i v&i to chll'c)/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization):

- 0ja chi lien h$/0ja chi tn,1 s& chinh/ Address:

- 0i$n thoc;1i/ Telephone: Website: Fax: Email:

- ChU'c v1,1 hitf!n nay tc;1i cong ty dc;1i chung, cong ty quan ly quy (neu c6) ho�c m6i quan htf! v&i cong ty dc;1ichung, cong ty quan ly quy /Current position in the public company, the fund management company .(ifany) or relationship with the public company, the fund management company: Ph6 Tong Giam doc

2. Thong tin v� ngll'6'i n9i b9 cua cong ty d,;ii chung/quy dc;1i chung la ngll'6'i c6 lien quan cua ca nhan/tochll'c thl,l'c hitf!n giao djch (a6i v&i trll'6'ng hQ'p ngll'6'i thl,l'c hi$n giao djch la ngll'6'i c6 lien quan cua ngll'6'in9i be;> cua cong ty dc;1i chung/quy dc;1i ch(mg)/ Information about internal person of the publiccompany/public fund is related person of trading individual/organization (in case trader is related personof internal person of the public company/public fund):

- HQ va ten ngll'O'i n9i be;>/ Name of internal person: Nguy�n Thanh Long

- Qu6c tjch/ Nationality: Viet Nam

- S6 CMND, H¢ chieu, The can cll'6'c/ ID card/Passport No:

- 0ja chi thll'6'ng tru/ Permanent address:

- 0i$n thoc;1i lien htf!/ Address: Fax: Email:

SCJ GIAO DICH CHUNG KI JOAN TP.HO CHf MINH

CQNG HOA XA HQI CHO NGHIA Vl�T NAM E>{>c l�p - Tl,P do - H1i!nh phuc

THE SOCIALIST REPUBLIC OF VIETNAM ,..,, S6: . . . . . . ,!/J6JJ ............... . DEN

Y./))1.d.jIndependence - Freedom - Happiness

Chuyin: .. ��·�·�·:·_"_"_"_"_"�/4:ii.� .. ·.·.-::: ---Ha N¢i, ngay 28 thang 11 nam 2019

Lttu h6 so so: ................................ Hanoi, day .... month ... year 2019

THONG BAO GIAO D!CH CO PHIEU CUA NGU'O'I NQI BQ CUA CONG TY E>�I CHUNG NOTICE OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY

Kfnh gu'i: - Uy ban Chll'ng khoan Nha nu•&c

- SO' giao djch chll'ng khoan Thanh ph6 H6 Chi Minh

- Ngan hang TMCP Vi$t Nam Thinh VU'qng

To: - The State Securities Commission

- Hochiminh Stock Exchange

- VPBank

1. Thong tin vi ca nhan/t6 chll'c thv•c hi�n giao djch/ Information on individual/ organization that conductsthe transfer:

- HQ va ten ca nhan/Ten t6 chll'c/ Name of individual/organization: Nguyen Thanh Binh

- Qu6c tjch/ Nationality: Vi�t Nam

- Sf> CMND, H¢ chieu, The can CU'O'C (df>i v&i ca nhan) ho�c Sf> Giay chll'ng nh�n dang ky doanh nghi�p, Giay phep ho,;1t d¢ng ho�c giay t6' phap ly tU'O'ng dU'O'ng (df>i v&i tb chll'c)/ IO card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization):

- 0ja chi lien h�/0ja chi trv s& chfnh/ Address: Toa nha VPBank, s6 89, Lang H,;1, 06ng 0a, Thanh ph6 Ha N¢i, Vi�t Nam

Fax: Email: - 0i�n tho,;1i/ Telephone: Website:www.vpbank.com.vn

- Chll'c vv hi$n nay t,;1i cong ty d,;1i chung, cong ty quan ly quy (neu c6) ho�c m6i quan h� v&i cong ty d,;1ich(mg, cong ty quan ly quy !Current position in the public company, the fund management company (ifany) or relationship with the public company, the fund management company: Ph6 Tong Giam aoc

2. Thong tin vi ngU'6'i n¢i b¢ cua cong ty d,;1i chung/quy d,;1i chung la ngU'6'i c6 lien quan cua ca nhan/t6chll'c thl,J'c hi�n giao dich (df>i v&i trU'6'ng hQ'p ngU'6'i thl,J'c hi�n giao djch la ngU'6'i c6 lien quan cua ngU'6'in¢i b¢ cua cong ty d,;1i chung/quy d,;1i chung)/ Information about internal person of the publiccompany/public fund is related person of trading individual/organization (in case trader is related personof internal person of the public company/public fund):

• HQ va ten ngU'6'i n¢i b¢/ Name of internal person: Nguyen Thanh Blnh

- Qu6c tjch/ Nationality: Vi�t Nam

- S6 CMND, H¢ chieu, The can cU'&c/ ID card/Passport No:

- 0ia chi thl1'6'ng tru/ Permanent address:

- 0i�n tho,;1i lien h�/ Address: Fax: Email:

S0 GIA0 D!CH CHUNG KH0ANTP.HO cHf MINH

,-, So: . . . . . 4J6J1 ............ .. CQNG HOA X'A HQI CHO NGHIA vier NAM

E>9c l�p - T\J' do - H�nh phuc

DEN Ngay: .... .J.f/,P.)l.J.. ..... ..

Chuy�n : ................. M...ltl;J ..... ..

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness

LU'U h6 s<l so: · ····· · · ····· · ··· ······

········· Ha N¢i, ngay 28 thang 11 nam 2019

· · ·-· Hanoi, day .... month ... year2019

THONG BAO GIAO D!CH CO PHIEU CUA NGU'O'I N(>I BO CUA CONG TY £>�I CHUNG NOTICE OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY

Kinh gll'i: - Uy ban Chll'ng khoan Nha nll'&c

- SO' giao djch chll'ng khoan Thanh ph6 H6 Chi Minh

- Ngan hang TMCP Vi$t Nam Thjnh VU'Q'ng

To: - The State Securities Commission

- Hochiminh Stock Exchange

- VPBank

1. Thong tin v� ca nhan/t6 chll'c thl,l'c hi$n giao djch/ Information on individual/ organization that conductsthe transfer:

- H9 va ten ca nhan/Ten t6 chll'c/ Name of individual/organization: Nguy�n Thi Thu H�ng

- Qu6c tjch/ Nationality: Vi$t Nam

- S6 CMND, HQ chi�u. The can w&c (d6i v&i ca nhan) ho�c S6 Giay chll'ng nh�n dang ky doanh nghi$p, Giay phep ho�t d¢ng ho�c gi!iy 16' phap ly tll'O'ng dll'O'ng (a6i v&i t6 chl!'c)/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization):

- Oja chi lien h$/Oja chi trl,J s& chinh/ Address:

Fax: Email: - Oi$n tho�i/ Telephone: Website:

- ChU'c vu hi$n nay t9i cong ty d9i chung, cong ty quan ly quy (n�u c6) ho�c m6i quan h$ v&i cong ty d9ichung, cong ty quan ly quy /Current position in the public company, the fund management company (ifany) or relationship with the public company, the fund management company: KIJ toan troong

2. Thong tin v� ngLY6'i n(>i b(> cua cong ty 09i chung/quy d�i chung la ngll'6'i c6 lien quan cua ca nhan/t6chll'c thl,l'c hi{m giao djch (a6i v&i trll'6'ng hQ'p ngu•6'i thl,l'c hi$n giao djch la ngll'6'i c6 lien quan cua ngll'6'in¢i bQ cua cong ty d9i chung/quy d9i chung)I Information about internal person of the publiccompany/public fund is related person of trading individual/organization (in case trader is related person of internal person of the public company/public fund):

- H9 va ten ngll'6'i n(>i b9/ Name of internal person: Nguy�n Thi Thu H�ng

- Qu6c tjchl Nationality: Vi$t Nam

- S6 CMND, Ho chi�u. The can Cll'O'c/ ID card/Passport No:

- Oja chi thll'cmg tru/ Permanent address:

- Oi$n tho9i lien h$/ Address: Fax: Email:

S0 GIAO D!CH CHUNG Kl-IOJ\N TP.HO CH[ MINH

1-------�-----1 CQNG HOA XA HQI CHU NGHiA Vl�T NAM ,.., S6: . . . .. . 1).f}).'J................ E>9c l�p · Ttf do· H�nh phuc

DEN 9./// I J<f THE SOCIALIST REPUBLIC OF VIETNAM Ngay: ..... � · .. �/.tl,/.......

Independence - Freedom· Happiness Chuyin: .. . . .. . .. .. . . . . /lf.f.4f.f········ .. . Lttu h6 sCf �o: ............................... . Ha N¢i, ngay 28 thang 11 nam 2019

Hanoi, day .... month ... year 2019

THONG BAO GIAO D!CH c6 PHl�U CUA NGU'O'I NQI B¢ CUA CONG TY E>�I CHUNG NOTICE OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY

Klnh gu'i: - Uy ban Chll'ng khoan Nha nU'O'C

- S& giao djch chll'ng khoan Thanh ph6 H6 Chi Minh

- Ngan hang TMCP Vii�t Nam Thjnh VU'Q'ng

To: - The State Securities Commission

- Hochiminh Stock Exchange

- VPBank

1. Thong tin vf!l ca nhan/t6 chU'c thl,J'c hiE;!n giao djch/ Information on individual/ organization that conductsthe transfer:

- Ho va ten ca nhan/Ten t6 chU'c/ Name of individual/organization: Le Hoang Khanh An

- Qu6c tjch/ Nationality: Vi(!t Nam

- s6 CMND, H(> chi�u. The can cU'6c (o6i v6i ca nhan) ho�c s6 Gictiy chll'ng nh�n dang ky doanh nghiE;!p, Gictiy phep ho,;1t d(>ng ho�c gic1iy ta phap ly tu•ong du•ong (obi v6i t6 chll'c)/ /0 card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization):

- £)ja chi lien hE;!/8ja chi tr1,1 s& chinh/ Address:

Fax: Email: - 8i$n tho,;1i/ Telephone: Website:

- ChU'c vv hi(!n nay t,;1i cong ty d,;1i ch(mg, cong ty quan ly quy (n�u c6) ho�c m6i quan h$ v6i cong ty d,;1ichung, cong ty quan ly quy /Current position in the public company, the fund management company (ifany) or relationship with the public company, the fund management company: Giam a6c Kh6i Tai chfnh

2. Thong tin vf!l nglJ'ai n¢i b(> cua cong ty d,;1i chung/quy d,;1i chung la ngll'ai c6 lien quan cua ca nhan/t6chll'c thl,J'c hiE;!n giao djch (d6i v6i trll'ang hQ'p ngu•ai thl,J'c hi$n giao djch la ngll'ai c6 lien quan cua ngU'ain(>i b(> cua cong ty d<?i chung/quy d,;1i chung)/ Information about internal person of the publiccompany/public fund is related person of trading individual/organization (in case trader is related personof internal person of the public company/public fund):

- Ho va ten ngll'ai n(>i b(>/ Name of internal person: Le Hoang Khanh An

- Qu6c tjch/ Nationality: Vi$t Nam

- s6 CMND, H(> chi�u. The can cU'6c/ ID card/Passport No:

- £)ja chi thll'cmg tru/ Permanent address:

- 8i$n tho,;1i lien h$/ Address: Fax: Email:

S0 GlAO D!CH CHUNG K11OA.N CQNG HOA XA HQI CHU NGHiA Vl�T NAM TP.HO CHf MINH D(>c l�p • T!f do • H;.1nh phuc

THE SOCIALIST REPUBLIC OF VIETNAM ,.., S5: ...... 4J(dl;................ Independence - Freedom - Happiness

:::. Ng•y ff/ ---

Ha N¢i,_ngay 28 thang 11 nam 2019Luu hfi sci so: ................................

Hano,, day .... month ... year 2019 THONG BAO GIAO D!CH C6 PHIEU CUA NGU'O'I NQI BQ CUA CONG TY D�I CHUNG

NOTICE OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY

Kinh g&i: - Oy ban Ch(mg khoan Nha nll'&c

- S& giao dich ch(rng khoan Thanh ph6 H6 Chi Minh

- Ngan hang TMCP Vi�t Nam Thinh VU'Q"ng

To: - The State Securities Commission - Hochiminh Stock Exchange- VPBank

1. Thong tin v� ca nhan/to ch(rc thl,l'c hi�n giao dich/ Information on individual/ organization that conductsthe transfer:- H9 va ten ca nhan/Ten to chuc/ Name of individual/organization: LU'u Thi Thao

- Qu6c tich/ Nationality: Viet Nam

- S6 CMND, HQ chieu, The can CU'O'C (d6i v&i ca nhan) ho�c S6 Gi�y ch(rng nh�n dang ky doanh nghi�p. Gi�y phep hoc;1t dQng ho�c gi�y t& phap ly tll'O'ng dll'O'ng (d6i v&i to chuc)/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization):0- Bia chi lien h�/Bia chi trv s& chinh/ Address:

Fax: Email: - Bi�n thoc;1i/ Telephone: Website:www.vpbank.com.vn

- Ch(rc vv hi�n nay tc;1i cong ty dc;1i chung, cong ty quan ly quy (neu c6) ho�c m6i quan h$ v&i c6ng ty dc;1ichung, cong ty quan ly quy /Current position in the public company, the fund management company (ifany) or relationship with the public company, the fund management company: Ph6 T6ng Giam cJ6c2. Thong tin vf= ngll'&i nQi bQ cua cong ty dc;1i chung/quy dc;1i chung la ngll'&i c6 lien quan cua ca nhan/tochuc thl,l'c hi�n giao djch (d6i v&i trll'&ng hqp ngll'&i thl,l'c hi{m giao djch la ngll'&i c6 lien quan cua ngll'&inQi b(> cua cong ty dc;1i chung/quy dc;1i chung)/ Information about internal person of the publiccompany/public fund is related person of trading individual/organization (in case trader is related personof internal person of the public company/public fund):- H9 va ten ngll'O'i nQi bQ/ Name of internal person: LU'u Thi Thao

- Qu6c tjch/ Nationality: Vi$t Nam

• S6 CMND, HQ chieu, The can cU'&c/ ID card/Passport No: - Bia chi thll'&ng tru/ Permanent address: - Bi�n thoc;1i lien h$/ Address: Fax: Email:

SCJ GIAO DJCH CHUNG KHOAN TP.HO CHf MINH

DEN so: .... 43£Jc .................Ngay: ... . 29).JI/Lf. ........ .

CQNG HOA XA HQI CHU NGHiA Vl�T NAM E>{>c l�p - Tlf do - H�nh phuc

Chuyi!n: . . . . . . . . ... . .. .. . Afl.tJ.� ....... . THE SOCIALIST REPUBLIC OF VIETNAM

Independence - Freedom - Happiness

Llfll he\ so sf>: ............................... . Ha N¢i, ngay 28 thang 11 nam 2019

Hanoi, day .... month ... year 2019

THONG BAO GIAO D!CH c6 PHIEU CUA NGU'O'I NQI BQ CUA CONG TY £>�I CHUNG NOTICE OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY

Kinh gll'i: - Uy ban ChCmg khoan Nha nU'&c

- S& giao djch chCmg khoan Thanh pho Ho Chi Minh

- Ngan hang TMCP Viet Nam Thinh VU'Q'ng

To: - The State Securities Commission

- Hochiminh Stock Exchange

- VPBank

1. Thong tin v� ca nhan/t6 chll'c thl,l'c hien giao dich/ Information on individual/ organization that conductsthe transfer:

- He;, va ten ca nhanffen t6 chll'c/ Name of individual/organization: Nguyen 0U'c Vinh

- Qu6c tjch/ Nationality: Viet Nam

- S6 CMND, HQ chi�u. The can CU'O'C (d6i v&i ca nhan) ho�c So Gi�y chll'ng nh�n dang ky doanh nghiep,

Gi�y phep ho<;3t aong ho�c gi�y t& phap ly tU'O'ng □U'O'ng (d6i v&i t6 chll'c)/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization):

- 0ja chi lien he/0ia chi tn,i s& chinh/ Address:

Fax: Email: - 0ien tho<;3i/ Telephone: Website:

- Chll'c vv hien nay t<;3i c6ng ty d<;3i chung, c6ng ty quan ly quy (n�u c6) ho�c m6i quan he v&i c6ng ty d<;3ichung, c6ng ty quan ly quy /Current position in the public company, the fund management company (ifany) or relationship with the public company, the fund management company: T6ng Giam <16c

2. Thong tin v� nglf&i nQi bo cua c6ng ty di;ii chung/quy d<;3i chung la ngU'&i c6 lien quan cua ca nhan/t6chll'c lhl,l'c hien giao djch (doi v&i trU'&ng hQ'p ngU'&i lhl,l'c hien giao djch la ngU'&i c6 lien quan cua ngU'&inoi bo cua c6ng ty d<;3i chung/quy di;ii chung)I Information about internal person of the publiccompany/public fund is related person of trading individual/organization (in case trader is related personof internal person of the public company/public fund):

• He;, va ten ngU'O'i nQi b9/ Name of internal person: Nguyen 0U'c Vinh

- Qu6c tjch/ Nationality: Viet Nam

- So CMND, HQ chi�u. The can cU'&c/ /0 card/Passport No:

- 0ia chi thU'&ng tru/ Permanent address:

- 0i$n tho<;3i lien he/ Address: Fax: Email:

SO GIAO DJCH CHUNG KHOAN TP.HO CHf MJNH

DEN S6: .... 13£3.1... ................ .

CQNG HOA XA HQI CHU NGHiA Vl�T NAM E>c;,c l�p - Tl,P do - H�nh phuc

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness

Ngay: .... .2.f:IJ)ldJ······· Chuy�

_n: •··············•/Jd .. f/.1

........ Ha N¢i, ngay 2B thang 11 nam 2019 Lttu ho sd s�:-·:.:..: .. ::�.::.:·::················ Hanoi, day .... month ... year 2019

THONG BAO GIAO D!CH c6 PHIEU CUA NGU'O'I NQI BQ CUA CONG TY E>�I CHUNG NOTICE OF TRANSACT/ON IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY

Kinh gll'i: - Uy ban Ch(mg khoan Nha nU'O'C

- s& giao djch ch(rng khoan Thanh ph6 H6 Chi Minh

- Ngan hang TMCP Vi$t Nam Thinh VU'Q'ng

To: - The State Securities Commission

- Hochiminh Stock Exchange

- VPBank

1. Thong tin v€? ca nhan/t6 ch(rc thl,l'c hi$n giao dich/ Information on individual/ organization that conductsthe transfer:

- HQ va ten ca nhanffen t6 ch(rc/ Name of individual/organization: 0inh Van Nho

- Qu6c tjch/ Nationality: Vi$t Nam

- S6 CMND, HQ chi�u. The can w&c (d6i v&i ca nhan) hoac S6 Gi�y ch(rng nh;\'m dang ky doanh nghi$p, Gi�y phep ho,;1t dc;ing hoac gi�y t6' phap ly tU'O'ng du•O'ng (d6i v&i t6 ch(rc)I ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization):

- 0ia chi lien h$/0ia chi tn,i s& chfnh/ Address: Toa nha VPBank, s6 89, Lang H,;1, 06ng £>a, Thanh ph6 Ha NQi, Vi$t Nam

- 0i$n thoai/ Telephone: Website: Fax: Email:

- Ch(rc v1,1 hi$n nay t,;1i cong ty dai ch(mg, cong ty quan ly quy (n�u c6) hoac m6i quan h$ v&i cong ty daichung, cong ty quan ly quy /Current position in the public company, the fund management company (ifany) or relationship with the public company, the fund management company: Ph6 Tong Giam doc

2. Thong tin v€? ngU'6'i nQi bQ cua cong ty dai ch(mg/quy d,;1i chung la ngU'6'i c6 lien quan cua ca nhan/t6ch(rc thl,l'c hi$n giao djch (d6i v&i trU'6"ng hQ'p ngU'6'i thl,l'c hi$n giao djch la ngU'6'i c6 lien quan cua ngU'6'inQi bi;, cua cong ty d,;1i ch(mg/quy dai chung)/ Information about internal person of the publiccompany/public fund is related person of trading individual/organization (in case trader is related personof internal person of the public company/public fund):

- HQ va ten ngU'6'i n9i bc;i/ Name of internal person: 0inh Van Nho

- Qu6c tich/ Nationality: Vi$t Nam

- S6 CMND, HQ chi�u. The can cU'&c/ ID card/Passport No:

- Bia chi thU'6'ng tru/ Permanent address:

- Oien tho,;1i lien he/ Address: Fax: Email:

- Ch(pc vv hien nay t,;1i c6ng ty d,;1i chung, c6ng ty quan ly quy /Currently posittion in the public company,the fund management company: Ph6 T 6ng Giam d6c

- M6i quan he gill'a ca nhan/t6 chLPc thl,J'c hien giao djch v&i nglJ'ai n(li b(l/ Relationship ofindividual/organization executing transaction with internal person:

- S6 lll'Q'ng, ty le c6 phieu ma ngll'ai n(li b(l dang n�m gill' (neu c6)1 Number, ownership proportion ofshares held by the internal (if any): 200,000. CP

3. Ma chLPng khoan giao dich/ Securities code: VPB

4. Cac tai khoan giao djch c6 c6 phieu t,;1i c6ng ty c6 phlln chLPng khoan cac thanh vien IU'u ky.

5. S6 IU'Q'ng, ty le c6 phieu n�m gill' trll'O'C khi thl,J'c hien giao djchl Number, ownership proportion ofshares held before transaction: 200,000 CP; ti 1$: 0.007905 %

6. S6 lu'Q'ng cb phieu dang ky mua I Number of shares registered to purchase: 148,750 CP

7. s6 lll'Q'ng, ty 1$ cb phieu dl,J' kien n�m gill' sau khi thl,J'c hien giao dich!Number, ownership proportion ofshares expected to hold after the transaction: 348,750 CP; ti 1$: 0.013785%

8. M1,1c dich thvc hien giao djch/ Purposes of transaction: Mua cb phlln ESOP

9. Phll'ang thLPc giao djch/ Mode of transaction: Thong qua trung tam IU'u ky ch(png khoan.

1 o. Thai gian dl,J' kien thl,J'c hi$n giao djchl Transaction period: tLP ngay/from Cli/J l/ 20H den ngaylto 02-10112020

cANHANITOCH�CBAocAo NAME OF REPORTING ORGANIZATION/INDIVIDUAL

(Ky, ghi ro hQ ten, a6ng dflu - nJu c6)(Signature, full name and seal - in case of organization)

S0 GIAO DICH CHUNG KHOAN TP.HO CHf MINH

,.,, S6: ...... 1Y:f0.0.. ............... .

CQNG HOA XA HQI CHO NGHIA Vll;T NAM 09c l�p - Tl,P do • H?nh phuc

THE SOCIALIST REPUBLIC OF VIETNAM

Independence - Freedom - Happiness DEN Ngay: . . . ... ».J. JJiJJ. ..... .

Chuyin: ............... /Jt.J..kf..!.f··....... ·······•·······

Ha N¢i, ngay 29 thang 11 nam 2019 Luu h6 sa S<>

:._:.:.::::.:.:::.::· .. ··............... Hanoi, day .... month ... year 2019

THONG BAO GIAO D!CH CO PHIEU CUA NGU'O'I NQI BQ CUA CONG TY O�I CHUNG NOTICE OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY

Kinh gll'i: - Uy ban Chll'ng khoan Nha nU'6'c - S& giao dich chll'ng khoan Thanh ph6 H6 Chi Minh- Ngan hang TMCP Vi$t Nam Thinh VU'Q'ng

To: - The State Securities Commission

- Hochiminh Stock Exchange

- VPBank

1. Thong tin v§ ca nhan/t6 chu•c th1,1•c hi$n giao dich/ Information on individual/ organization that conductsthe transfer:

- HQ va ten ca nhan/Ten t6 chll'c/ Name of individual/organization: Phan NgQc Hoa

- Qu6c tich/ Nationality: Vi$t Nam

- S6 CMND, HQ chieu, The can cu•6•c (df>i v6•i ca nhan) hoi;ic S6 Giay ch1i ng nhi;in dang ky doanh nghi$p, >Giay phep ho1;1t d(>ng hoi;ic giay t& phap ly tU'O'ng dU'O'ng (d6i v6'i t6 chll'c)/ /0 card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization):

- Dia chi lien h$!0ia chi tr1,1 so• chinh/ Address:

- Di$n tho1;1i/ Telephone: Website: Fax: Email:

- Chu•c VI.) hi$n nay t,;1i c6ng ty d1;1i chung, c6ng ty quan ly quy (neu c6) hoi;ic m6i quan h$ VO'i c6ng ty d,;1ichung, c6ng ty quan ly quy /Current position in the public company, the fund management company (ifany) or relationship with the public company, the fund management company: Ph6 T6ng Giam doc

2. Thong tin v§ ngU'&i n(>i b(> cua c6ng ty d9i chung/quy d9i chung la ngU'&i c6 lien quan cua ca nhan/t6chu•c tlwc hi$n giao dich (d6i v6•i tmo•ng hQ'P nglf&i thvc hi$n giao dich la ngU'&i c6 lien quan cua ngu•&in(>i b(> cua c6ng ty d1;1i chung/quy d1;1i chung)/ Information about internal person of the publiccompany/public fund is related person of trading individual/organization (in case trader is related personof internal person of the public company/public fund):

- HQ va ten ngU'&i ni_'>i bi_'>/ Name of internal person: Phan Ng9c Hoa

- Qu6c tich/ Nationality: Vi$t Nam

- s6 CMND, H(> chieu, The can wacl ID card/Passport No:

- Dia chi thU'&ng tru/ Permanent address: P

- 0i$n thoc;1i lien h$/ Address: Fax: Email:

- ChU'c vv hi$n nay tc;1i c6ng ty dc;1i chung, c6ng ty quan ly quy /Currently posittion in the public company,the fund management company: Ph6 T6ng Giam d6c

- M6i quan h$ giQ>a ca nhan/t6 chu•c thl)'c hi$n giao djch v&i ngU'6'i n◊i b◊/ Relationship ofindividual/organization executing transaction with internal person:

- S6 IU'Q'ng, ty 1$ c6 phieu ma ngU'6'i n◊i b◊ dang n§m giQ> (neu c6)/ Number, ownership proportion ofshares held by the internal (if any): 150,000. CP

3. Ma chll'ng khoan giao djch/ Securities code: VPB

4. Cac tai khoan giao djch c6 c6 phieu tc;1i c6ng ty co ph�n chll'ng khoan cac thanh vien IU'u ky.

5. s6 IU'Q'ng, ty lt;'l co phieu n§m giQ> tfU'&c khi thl)'c hit;'ln giao djch/ Number, ownership proportion ofshares held before transaction: 150,000 CP; ti 1$: 0.005928 %

6. s6 IU'Q'ng co phieu dang ky mua / Number of shares registered to purchase: 146,900 CP

7. S6 IU'Q'ng, ty 1$ co phieu dl,I' kien n§m giO• sau khi thv•c hi(;'ln giao djch/Number, ownership proportion ofshares expected to hold after the transaction: 296,900 CP; ti 1$: 0.011735%

8. Mvc dich thl,l'c hi(;'ln giao djch/ Purposes of transaction: Mua c6 ph�n ESOP

9. PhU'o'ng thll'c giao djch/ Mode of transaction: Thong qua trung tam IU'u ky chll'ng khoan.

10. Thai ni,u1 dv• kien thv•c hi$n giao djch/ Transaction period: tu• ngay/from O't/J.L/20:l3den ngay/to02/0i/7.02.0

cA NHAN/T6 CHIJ'C BAO cAo NAME OF REPORTING ORGANIZATION/INDIVIDUAL

(Ky, ghi ro hQ ten, rJ6ng dfw - ni§u c6) (Signature, full name and seal - · 1 case of organization)

SO GIAO DJCH CHlJNG KHOAN

TP.Ho cHf MINH

DEN 56: · · · · ·1j.(J.9. ......... t ...... .N gA y: .....

,l,!/. /)). f.)J. .... .

CQNG HOA XA. HQI CHU NGHIA Vl�T NAM £>QC l�p - Tl,P do - H�nh phuc

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness

Chuyen: ................ /lfl. .. utf ........ .LU'U h6 sd so: ................................ Ha N¢i, ngay 28 thang 11 nam 2019 - ---· ---- Hanoi, day .... month ... year 2019

THONG BAO GIAO D!CH c6 PHl�U CUA NGU'O'I NQI BQ CUA CONG TY £>�I CHUNG NOTICE OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY

Kinh g&i: - Uy ban Chll'ng khoan Nha nU'O'C

- S& giao djch chll'ng khoan Thanh ph6 H6 Chi Minh

- Ngan hang TMCP Vi$t Nam Thinh VU'Q'ng

To: - The State Securities Commission

- Hochiminh Stock Exchange

- VPBank

1. Thong tin v� ca nhan/t6 chll'c thl,J'c hi$n giao d!ch/ Information on individual/ organization that conductsthe transfer:

- He;, va ten ca nhan/Ten t6 chU'c/ Name of individual/organization: DU'O'ng Thi Thu Thuy

- Qu6c tjch/ Nationality: Vi�t Nam

- s6 CMND, H¢ chi�u, The can cU'&c (d6i v&i ca nhan) ho�c s6 Gi§y chll'ng nh(m dang ky doanh nghi$p, Gi§y phep hoc;3t d¢ng ho�c gi§y t6' phap ly tU'O'ng dU'O'ng (d6i v&i t6 chU'c)/ IO card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization):

- 0ja chi lien h�/0ja chi tn,1 s& chinh/ Address:

Fax: Email: - 0i$n thoc;3il Telephone:

- ChU'c v1,1 hi(;ln nay tc;3i cong ty dc;3i chung, cong ty quan ly quy (n�u c6) ho�c m6i quan h$ v&i cong ty dc;3ichung, cong ty quan ly quy !Current position in the public company, the fund management company (ifany) or relationship with the public company, the fund management company: Ph6 T6ng Giam d6c

2. Thong tin v� ngU'6'i n¢i bo cua cong ty dc;1i chung/quy dc;1i chung la ngU'6'i c6 lien quan cua ca nhan/t6chll'c thl,J'c hi$n giao djch (d6i v&i trU'6'ng hqp ngU'6'i thl,J'c hi$n giao d!ch la ngU'6'i c6 lien quan cua ngU'6'in¢i b¢ cua cong ty dc;3i chung/quy dc;1i chung)/ Information about internal person of the publiccompany/public fund is related person of trading individual/organization (in case trader is related personof internal person of the public company/public fund):

- He;, va ten ngU'6'i n¢i b¢/ Name of internal person: OU'O'ng Thi Thu Thuy

- Qu6c tich/ Nationality: Vi$t Nam

- S6 CMND, H9 chi�u. The can CU'6'c/ ID card/Passport No:

- 8ia chi thU'6'ng tru/ Permanent address:

- 8i$n thoc;3i lien h$/ Address: Fax: Email:

SO GIAO D!CH CHUNG KHOAN TP.H6 CH.f MINH

DEN S6: .....

43£J..J::: ..... , ...... ..Ngl!y: .... �/J!L!.2. ..... .

Chuye.,n: . . . . . _�······/Jll. .. /if..i, ....... .. Ll!U ho sd so: ................... _ .......... .

CQNG HOA xA HQI CHU NGHiA Vl�T NAM Oqc l�p - Tlf do - H�nh phuc

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness

Ha N{)i, ngay 2$ thang 11 nam 2019 Hanoi, day ... . month ... year 2019

THONG BAO GIAO D!CH CO PHl�U CUA NGU'O'I NQI BQ CUA CONG TY O�l CHUNG NOTICE OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY

Kinh gut - Uy ban C:�:'.ing khoan Nha nU'&c

- S& giao djch chll'ng khoan Thanh ph6 H6 Chi Minh

• Ngan hang TMCP Vi�t Nam Thinh VU'Q'ng

To: - The State Securities Commission

- Hochiminh Stock Exchange

- VPBank

1. Thong tin v� ca nhan/t6 chU'c thl,J'c hi�n giao djch/ Information on individual/ organization that conductsthe transfer:

- Ho va ten ca nhan/Ten t6 chll'c/ Name of individual/organization: Ngo PhU'O'ng Chi

- Qu6c tjch/ Nationality: Vi�t Nam

- S6 CMND, H(> chieu, The can CU'O'C (d6i v&i ca nhan) ho�c S6 Giay chll'ng nh�n dang ky doanh nghi�p, Giay phep ho,;1t d()ng ho�c giay t6' phap ly tU'O'ng dU'O'ng (d6i v&i t6 chU'c)/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization):

- 0ia chi lien h�l0ia chi tr1,1 s& chinh/ Address:

Fax: Email: - 0i�n tho,;1i/ Telephone: Website:

- Chll'c v1,1 hi�n nay t,;1i cong ty d,;1i chung, cong ty quan ly quy (neu c6) ho�c m6i quan h$ v&i cong ty d,;1ichung, cong ty quan ly quy !Current position in the public company, the fund management company (ifany) or relationship with the public company, the fund management company: Tn.1,{yng Ban Ki/Jm soat

2. Thong tin v� ngU'6'i n(>i b(> cua cong ty d,;1i chung/quy d,;1i chung la ngU'6'i c6 lien quan cua ca nhan/t6chll'c thl!C hi�n giao dich (d6i v&i trU'6'ng hQ'p ngU'6'i thl,J'c hi�n giao djch la ngU'6'i c6 lien quan cua ngU'6'in(>i b(> cua cong ty d,;1i chung/quy d,;1i chung)/ Information about internal person of the publiccompany/public fund is related person of trading individual/organization (in case trader is related personof internal person of the public company/public fund):

- Ho va ten ngU'6'i n(>i b(>/ Name of internal person: Ngo PhU'O'ng Chi

- Qu6c tich/ Nationality: Vi�t Nam

- S6 CMND, HQ chieu, The can CU'&c/ I[! card/Passport No.:

- 0ja chi thU'6'ng tru/ Permanent address:

- 0i�n tho,;1i lien h$/ Address: Fax: Email:

Sd GIAO DJCH CHUNG KHOAN TP.H6 CHf MINH

,..,. S6: ...... 4¼.ll ........... .. BEN Ngtty: ./J.IJdJ.J········

CONG HOA XA HOI CHU NGHIA Vll;T NAM Oqc l�p - Tl,P do - H�nh phuc

Chuy�a: ............... /JI/../J .. '1/-•········

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness

LltU h6 sd s6: .................. •-········· • Ha N{)i, ngay 28 /hang 11 nam 2019

Hanoi, day .... month ... year 2019

THONG BAO GIAO D!CH CO PHIEU CUA NGU'O'I NQI BQ CUA CONG TY O�I CHUNG NOTICE OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY

Kinh g&i: - Uy ban Ch(mg khoan Nha nLJ'O'C

- So giao dich chl'.mg khoan Thanh pho Ho Chi Minh

- Ngan hang TMCP Viet Nam Thjnh VLJ'Q'ng

To: - The State Securities Commission

- Hochiminh Stock Exchange

- VPBank

1. Thong tin ve ca nhan/to chl!'c lhl)'C hien giao djch/ Information on individual/ organization that conductsthe transfer.·

- Ho va ten ca nhan/Ten to chU'c/ Name of individual/organization: Pham Phu Kh6i

- Ouoc tjch/ Nationality: Viet Nam

- So CMND, H(l chieu, The can w&c (doi v&i ca nhan) hoac So Giay chu•ng nhan dang ky doanh nghiep, Giay phep hoat d(lng hoac giay 10' phap ly ILJ'O'ng dLJ'ang (doi v&i to chl!'c)/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization).

- 0ja chi lien he/0ja chi tr1,1 so chinh/ Address:

Fax: Email - 0ien thoai/ Telephone: Website:

- ChLYc v1,1 hien nay tai cong ty dai chung, cong ty quan ly quy (neu c6) hoac moi quan he v&i cong ty daichung, cong ty quan ly quy !Current position in the public company, the fund management company (ifany) or relationship with the public company, the fund management company: Ph6 T6ng Giam a6c

2. Thong tin ve ngll'&i n(li b(l cua cong ty dai chung/quy dai chung la ngll'ai c6 lien quan cua ca nhan/tochll'C lhl)'c hien giao djch (doi v&i lrll'ang hQ'p ngll'CYi lhl)'c hien giao djch la ngll'6'i c6 lien quan cua ngll'6'in¢i b(l cua cong ty dai chung/quy dai chung}I Information about internal person of the publiccompany/public fund is related person of trading individual/organization (in case trader is related personof internal person of the public company/public fund):

- HQ va ten ngu•6'i n¢i b¢/ Name of internal person: Ph9m Phu Kh6i

- Quoc tjch/ Nationality: Viet Nam

- So CMNO, H(l chieu, The can w&cl ID card/Passport No:

- 0ja chi thll'ang tru/ Permanent address:

- 0ien thoai lien he/ Address: Fax: Email·