ARGUSlpl.argusresearch.com/PDFs/WeeklyInsider.pdf · 2018-02-12 · commentary insider index...

COMMENTARY INSIDER INDEX RANKINGS

INSIDER INDEX

SELL-BUY RATIOS

THIS WEEK'S AVERAGE OF THE INDEXES FORALL STOCKS REPORTING TRANSACTIONS OVER

THE LAST 6 MONTHS.

A R G U S R E S E A R C H C O M P A N Y • 6 1 B R O A D W A Y • N E W Y O R K, N.Y. 1 0 0 0 6

ARGUS

TOP TEN

P/E Issuer Index#

P/E Issuer Index#

35 Facebook Inc (FB) -660

60 Interactive Brokers Group Inc (IBKR) -558

- Salesforce.com Inc (CRM) -539

20 FCB Financial Holdings Inc (FCB) -525

- Wayfair Inc (W) -488

425 GoDaddy Inc (GDDY) -484

137 RealPage Inc (RP) -392

99 Barracuda Networks Inc (CUDA) -363

- Molina Healthcare Inc (MOH) -340

- Twitter Inc (TWTR) -336

LEAST LIKED

February 5, 2018

F M A M J J A S O N D J F18000185001900019500200002050021000215002200022500230002350024000245002500025500260002650027000

6.50

6.00

5.50

5.00

4.50

4.00

3.50

3.00

2.50

2.00

1.50

1.00

0.50

0.00

Dow Jones Industrial Average (left scale) 8-Week Sell-Buy Ratio (right scale)

TOTAL 8 WEEK SELL/BUY RATIO VS. DOW INDUSTRIALS

Insider sentiment remains in bearish territory. Vickers’ Total One-Week Sell/Buy Ratio deteriorated by 11 basis points since last week and currently stands at5.03. The Total Eight-Week Sell/Buy Ratio is off by 18 basis points and currentlystands at 3.77.

Vickers’ benchmark NYSE/ASE One-Week Sell/Buy Ratio logged the onlypositive swing for the week, moving from 5.85 last week up to 5.67 this week. Asthat reading excludes transactions on the tech-heavy Nasdaq Composite, one mightwell assume that insiders at technology firms have been more-active sellers thantheir counterparts in other sectors. Still, overall insider transaction volume remainssubdued because of the ongoing corporate earnings season.

Finally, the NYSE/ASE Eight-Week Sell/Buy Ratio worsened by 19 basispoints this week, and currently stands at 3.95.

We expect next week’s sell/buy readings to improve given the sharp declinein equity prices. Indeed, insiders historically buy into sell-offs. If insiders don’tjump at the opportunity to add shares, that would suggest further pain ahead forshareholders.

Elsewhere, Argus’ technical indicators fell sharply last week, while thestrategic indicators remained strong. The VIX volatility index has neared levelssuggesting that the current sell-off may be overdone.

Baines Creek Capital LLC, a beneficial owner, has significantly increased itsholdings of Legacy Reserves LP (NGS: LGCY). Baines filed a Form 3 on January8, reporting the holding of 7,821,154 LGCY shares. Since then, Baines hasincreased its LGCY position to 9,045,146. Baines Creek has purchased shares atprices ranging from $1.73 to $2.51, with share price around $2.20 as of this writing.

- Safety Income and Growth Inc (SAFE) 506

- Kingsway Finl Servs In (KFS) 416

3 Sprint Corporation (S) 371

- SunCoke Energy Partners L.P (SXCP) 302

27 Century Bancorp Inc (Mass) (CNBKA) 278

22 Trinity Industries, Inc. (TRN) 277

12 Prospect Capital Corp (PSEC) 276

55 St. Joe Company (JOE) 236

- Appian Corp (APPN) 220

51 American Assets Trust Inc (AAT) 211

(continued on last page)

®

-13.37

V I C K E R S W E E K L Y I N S I D E R

A Ratio between 2.00-2.50 is neutral.Under 2.00 suggests a rising market;

Over 2.50 suggests weakening market.

NYSE/ASE One-Week: ........ 5.67NYSE/ASE Eight-Week: ...... 3.95NASDAQ One-Week: ........... 4.61NASDAQ Eight-Week: ......... 3.61Total One-Week: .................. 5.03Total Eight-Week: ................ 3.77

Vickers Insider Picks (VIP)Top 25

TICKER /

STOCK NAME

NUMBER

OF BUYERS

NUMBER OF

BUYS

SHARES

BOUGHT

VALUE

(USD)

BUYS% DISCOUNT

FROM

3 MO HIGH

New Stocks on Report TodayMOFG MidWestOne Financial Group Inc 6 8 2,850 $95,524 10.8%

New Buy Transactions in Last 5 DaysNURO Neurometrix Inc. 2 13 32,833 $54,542 16.8%

Other VIP Top 25 StocksAGLE Aeglea BioTherapeutics Inc 2 9 45,409 $219,008 7.3%

APEN Apollo Endosurgery Inc 2 8 222,789 $1,094,170 4.8%

BGIO BlackRock 2022 Glb Income Oppo 2 13 58,907 $572,502 4.2%

CECE Ceco Environmental Corp 7 8 71,600 $408,465 44.7%

CNBKA Century Bancorp Inc (Mass) 2 46 21,179 $1,740,753 5.9%

CTL CenturyLink Inc 9 10 188,595 $2,702,147 2.3%

GEL Genesis Energy Lp 8 11 228,744 $5,040,137 9.1%

GPMT Granite Point Mortgage Tr In 7 10 61,032 $1,075,303 5.9%

GECX Great Elm Capital Group Inc 2 10 370,000 $1,371,898 9.8%

IO ION Geophysical Corporation 7 11 203,758 $2,714,901 25.8%

MNK Mallinckrodt PLC 13 13 64,960 $1,400,691 41.1%

NTWK Netsol Technologies, Inc. 4 10 48,813 $201,929 8.4%

NEWT Newtek Business Services Corp 5 9 10,168 $173,587 9.5%

OCSL Oaktree Specialty Lending Corp 6 8 124,234 $590,434 12.9%

OCSI Oaktree Strategic Income Corp 7 12 90,501 $768,239 5.2%

RIBT Ricebran Technologies 6 11 110,823 $155,015 11.7%

SHOS Sears Hometown and Outlet Stor 5 8 336,470 $506,056 9.5%

SELB Selecta Biosciences Inc 5 8 143,841 $1,337,244 58.0%

SPKE Spark Energy Inc 3 17 136,323 $1,732,232 27.9%

JOE St. Joe Company 3 17 577,300 $10,724,548 2.6%

SCM Stellus Cptl Invt Cor 4 10 167,745 $2,068,967 12.5%

TST TheStreet Inc 5 9 154,150 $209,116 20.3%

TPHS Trinity Place Holdings 2 9 57,084 $391,146 4.5%

Yellow highlighted rows are new stocks in Top 25 today

Indicates an increase in this value since the prior daily report

Indicates a decrease in this value since the prior daily report

Indicates no change in this value since prior daily report

LEGEND

Section 1.2

FORM 4 TRANSACTIONS

Corporate insiders (officers, directors, and direct or beneficial owners of 10% or more of the stock of public companies) are required by law to disclose on

SEC Form 4 the sale or purchase of securities issued by their corporations. The listing which begins below was prepared from Form 4s released last week by

the SEC. The transaction listing includes single and multiple trades which involve at least 500 shares or has a transaction value greater than or equal to

$1,000. Excluded are stock dividends, gifts, private transactions of less than 10,000 shares and shares acquired by exercise of options or participation in

compensation, savings, thrift or bonus plans. A key to abbreviations is listed on the last page of this section.

February 05, 2018

ISSUER TRADES DATES PRICE NOW HAS INSIDER

New York Stock Exchange

MMM 3M Co S 1,681 21,881 GANGESTAD, NICHOLAS C. CFO$249.762/01/18

MMM 3M Co S 13,480 5,529 KEEL, PAUL A. SR VP$246.83-$247.032/01/18

MMM 3M Co S 8,385 111,720 SHIN, HAK CHEOL VCB$246.96-$247.392/01/18





MMM 3M Co S 35,236 218,637 THULIN, INGE G. CB$251.07-$251.591/31/18



MMM 3M Co S 44 194,289 THULIN, INGE G. CB$252.28-$252.341/31/18

MMM 3M Co S 225 5 VROHIDIS, IPPOCRATIS CAO$249.67-$249.692/01/18

AOS A.O. Smith Corp. S 17,856 0 GREUBEL, WILLIAM P. DIR$66.502/01/18

AAC AAC Holdings Inc AS 10,000 202,580 KLOEPPEL, DAVID C. DIR$9.501/29/18

ABT Abbott Laboratories AS 27,733 128,854 BLASER, BRIAN J. EX VP$62.24-$62.291/31/18

ABT Abbott Laboratories AS 42,665 92,968 FORD, ROBERT B. EX VP$62.81-$63.001/30/18

ABT Abbott Laboratories AS 40,802 52,166 FORD, ROBERT B. EX VP$63.01-$63.091/30/18

ABT Abbott Laboratories AS 226,412 343,709 FUSSELL, STEPHEN R. EX VP$62.65-$62.781/30/18




ABT Abbott Laboratories AS 1,000 561,518 FUSSELL, STEPHEN R. EX VP$62.681/31/18

ADSW Advanced Disposal Services Inc AS 18,666 120,405 CARN, STEVEN R. CFO$24.052/01/18

ANW Aegean Marine Petroleum Networ B 25,000 681,095 MOORE, JUSTIN III B/O$4.78-$4.801/26/18

ANW Aegean Marine Petroleum Networ B 30,925 712,020 MOORE, JUSTIN III B/O$4.65-$4.701/30/18

ANW Aegean Marine Petroleum Networ B 6,200 X 865,000 X SHAH CAPITAL MANAGEMENT B/O$4.2512/29/17

ANW Aegean Marine Petroleum Networ B 900 X 1,406,239 X TOWLE & CO B/O$4.731/30/18

A Agilent Technologies Inc AS 21,850 302,837 MCMULLEN, MICHAEL R. CEO$75.001/29/18

AL Air Lease Corp AS 4,000 204,789 CHEN, JIE MGNG DIR$48.812/01/18

AL Air Lease Corp AS 2,000 78,976 KORDE, KISHORE EX VP$49.161/31/18

AA Alcoa Corp S 10,000 46,832 SIGURDSSON, TOMAS MAR COO$51.371/31/18

AMP Ameriprise Financial Inc S 5,500 8,138 MCGRAW, DEIRDRE DAVEY EX VP$174.041/26/18

AMP Ameriprise Financial Inc S 31,379 X 29,856 X TRUSCOTT, WILLIAM F. CEO$173.641/26/18

ABC AmerisourceBergen Corp AS 15,939 51,289 CHOU, JOHN G. EX VP$97.742/01/18

ABC AmerisourceBergen Corp AS 21,350 266,575 COLLIS, STEVEN H. CB$98.582/01/18

ABC AmerisourceBergen Corp AS 3,121 0 DANILEWITZ, DALE EX VP$97.742/01/18

AMN AMN Healthcare Services Inc. AS 8,219 21,833 HENDERSON, RALPH PR$55.002/01/18

AMN AMN Healthcare Services Inc. AS 5,700 62,987 SCOTT, BRIAN M. CFO$55.172/01/18

AMN AMN Healthcare Services Inc. AS 666 62,321 SCOTT, BRIAN M. CFO$55.002/02/18

AP Ampco-Pittsburgh Corp AS 1,158 1,437,349 LOUIS BERKMAN INVESTMENT CO.

B/O

$14.85-$15.001/29/18


B/O

$13.70-$14.551/30/18

Section 2.1

FORM 4 TRANSACTIONS



B/O

$13.35-$13.951/31/18


B/O

$13.30-$13.652/01/18

APH Amphenol Corp. S 10,000 0 D'AMICO, LANCE E. SEC$92.072/02/18

ANDV Andeavor AS 5,460 1,411,867 FOSTER, PAUL L. DIR$115.33-$116.061/25/18

ANDV Andeavor AS 21,840 X 6,821,867 X FOSTER, PAUL L. DIR$115.33-$116.061/25/18

ANDV Andeavor AS 5,420 1,406,447 FOSTER, PAUL L. DIR$114.35-$114.871/26/18

ANDV Andeavor AS 21,680 X 6,800,187 X FOSTER, PAUL L. DIR$114.35-$114.871/26/18

AIV Apartment Invt & Mgmt C AS 831 53,071 COHN, LISA R. EX VP$42.381/26/18

AIV Apartment Invt & Mgmt C AS 2,027 51,044 COHN, LISA R. EX VP$41.561/29/18

AIV Apartment Invt & Mgmt C AS 2,587 102,456 CORTEZ, MILES C. EX VP$41.901/29/18

ANET Arista Networks Inc AS 2,000 12,127 TAXAY, MARC GEN CNSL$273.83-$276.252/01/18

AJG Arthur J.Gallagher & Co S 1,500 13,284 BAY, WALTER D. GEN CNSL$70.151/29/18

AJG Arthur J.Gallagher & Co S 11,670 303,317 DURKIN, JAMES W., JR. VP$69.901/29/18

AJG Arthur J.Gallagher & Co S 11,500 164,805 GALLAGHER, THOMAS JOSEPH VP$69.801/29/18

ASH Ashland Global Holdings Inc S 4,495 10,538 HEITMAN, WILLIAM J. CT$70.312/01/18

ASB Associated Banc-Corp S 15,000 36,685 STEIN, DAVID L. EX VP$25.402/01/18

ASB Associated Banc-Corp S 400 X 0 X STEIN, DAVID L. EX VP$25.482/01/18

HOME At Home Group Inc AS 10,234 0 AHLMAN, ALISSA M. OFF$31.17-$32.041/31/18

HOME At Home Group Inc AS 26,588 13,000 BIRD, LEWIS L. III CB$31.38-$32.101/31/18

HOME At Home Group Inc AS 13,600 0 CORSA, PETER SG COO$31.18-$32.001/31/18

HOME At Home Group Inc AS 84,854 40,000 NYSTROM, JUDD T. CFO$33.991/25/18

HOME At Home Group Inc AS 3,030 40,000 NYSTROM, JUDD T. CFO$31.971/30/18

T AT&T, Inc. S 2,307 50,438 STANKEY, JOHN T. OFF$39.21-$39.232/01/18

AGR Avangrid Inc AB 103 2,264 SOLOMONT, ALAN D. DIR$48.632/01/18

MCI Barings Corporate Investors B 2,000 24,948 BROWN, MICHAEL HARLAN TTEE$14.95-$14.991/31/18

BBT BB&T Corp. S 21,102 158,987 HENSON, CHRISTOPHER L. PR$54.701/25/18

BBT BB&T Corp. S 27,422 130,146 HENSON, CHRISTOPHER L. PR$54.791/26/18

BH Biglari Holdings Inc AB 1,244 X 697,759 X BIGLARI, SARDAR DIR$414.001/25/18

BH Biglari Holdings Inc AB 780 X 698,539 X BIGLARI, SARDAR DIR$418.931/26/18


BH Biglari Holdings Inc AB 1,084 X 700,439 X BIGLARI, SARDAR DIR$415.891/30/18


BHVN Biohaven Phar Hldg Co Lt AS 5,000 0 GENTILE, KIMBERLY VP$32.37-$33.992/01/18

BGR BlackRock Energy and ReSrcs Tr S 842 1 PERLOWSKI, JOHN CEO$14.0312/22/17

BAH Booz Allen Hamilton Hldg Cor AS 22,624 287,598 HOWELL, LLOYD JR. CFO$40.251/29/18

SAM Boston Beer Inc AS 10,000 32,273 ROPER, MARTIN F. CEO$186.62-$189.601/26/18

SAM Boston Beer Inc AS 773 32,273 ROPER, MARTIN F. CEO$189.49-$191.241/29/18

BSX Boston Scientific Corp AS 5,152 24,201 PIERCE, DAVID A. PR$27.432/01/18

COF Capital One Financial Corp S 15,764 X 0 X FINNERAN, JOHN G., JR. SEC$105.171/29/18

COF Capital One Financial Corp S 52,128 X 0 X FINNERAN, JOHN G., JR. SEC$104.95-$105.551/29/18

KMX CarMax Inc AS 8,000 415,572 FOLLIARD, THOMAS J. DIR$70.642/01/18

KMX CarMax Inc S 20,000 21,051 MARGOLIN, ERIC M. SEC$71.781/26/18

CAT Caterpillar Inc. S 528 19,646 LONG, SUZETTE M SEC$160.461/30/18

CBS CBS Corp. AS 1,250 320,213 IANNIELLO, JOSEPH R. COO$60.031/25/18

CBS CBS Corp. AS 46,621 320,213 IANNIELLO, JOSEPH R. COO$60.011/26/18

CPF Central Pacific Financial Corp B 400 X 23,880 X MATSUMOTO, COLBERT M. DIR$29.682/02/18

SCHW Charles Schwab Corp S 240,000 X 88,113,733 X SCHWAB, CHARLES R. CB$54.031/29/18

CHGG Chegg Inc AS 40,000 465,120 LEM, ESTHER OFF$17.162/01/18

CHE Chemed Corp S 450 8,948 SAUNDERS, DONALD E. DIR$261.05-$261.131/12/18

CIEN CIENA Corp AS 2,526 63,896 HAMILTON, RICK SR VP$21.401/29/18

Section 2.2

FORM 4 TRANSACTIONS


CMA Comerica, Inc. S 2,571 21,096 BUCHANAN, JOHN D. SEC$94.85-$94.901/26/18

CMA Comerica, Inc. S 3,000 26,104 BURKHART, MEGAN D. EX VP$94.79-$94.811/25/18

CMA Comerica, Inc. S 11,293 90,935 DUPREY, DAVID E. EX VP$95.16-$95.561/29/18

CMA Comerica, Inc. S 18,870 75,273 FARMER, CURTIS C. PR$95.67-$96.311/29/18

FIX Comfort Systems USA Inc AS 2,000 X 43,411 X KRUSI, ALAN P. DIR$42.502/01/18

STZ Constellation Brands Inc S 2,005 19,296 FROMBERG, BARRY A. DIR$220.41-$220.441/30/18

COR CoreSite Realty Corp AS 2,261 42,615 SMITH, STEVEN JAMES SR VP$106.58-$107.661/29/18

COR CoreSite Realty Corp AS 890 41,725 SMITH, STEVEN JAMES SR VP$106.001/31/18

CFR Cullen/Frost Bankers Inc S 4,500 2,238 ALONZO, ANNETTE M EX VP$106.581/29/18

CFR Cullen/Frost Bankers Inc S 13,000 148,536 FROST, PATRICK B. DIR$106.421/30/18

CFR Cullen/Frost Bankers Inc S 24,000 844 MCKNIGHT, GARY C EX VP$106.25-$107.041/26/18

CW Curtiss-Wright Corp. AS 1,300 14,234 FULLER, S. MARCE DIR$130.662/01/18

DAN Dana Holding Corp S 12,624 5,500 AGHILI, AZIZ PR$32.96-$33.302/01/18

DAN Dana Holding Corp S 40,040 67,900 WALLACE, MARK E. PR$33.38-$33.541/31/18

DLX Deluxe Corp S 2,198 12,036 LOOSBROCK, JULIE M. SR VP$76.34-$76.421/29/18

DLX Deluxe Corp S 5,402 33,802 MCROBERTS, MALCOLM SR VP$76.451/29/18

DFS Discover Financial Services S 5,000 18,977 CAPOZZI, DANIEL PETER SR VP$79.971/26/18

DFS Discover Financial Services S 37,000 110,770 CORLEY, KATHRYN MCNAMARA

SEC

$80.081/26/18

DFS Discover Financial Services S 4,520 21,812 LENNY, RICHARD H. DIR$79.891/30/18

DFS Discover Financial Services S 2,350 19,462 LENNY, RICHARD H. DIR$79.811/31/18

DFS Discover Financial Services S 2,435 12,033 MCGROGAN, EDWARD W. CAO$81.631/29/18

DFS Discover Financial Services S 12,500 38,878 SCHNEIDER, GLENN P. EX VP$81.461/29/18

DNP DNP Select Income Fund Inc B 10,000 15,398 HOFFMAN, CLIFFORD W. JR. DIR$10.332/01/18

DLB Dolby Laboratories Inc AS 20,000 5,233 JASPER, NORVAL WILLIAM JR. DIR$66.721/29/18



LPG Dorian LPG LTD B 1,100,000 X 7,100,000 X BW GROUP LTD B/O$7.301/26/18

LPG Dorian LPG LTD B 726,460 X 7,826,460 X BW GROUP LTD B/O$7.50-$7.551/29/18

LPG Dorian LPG LTD S 6,426,281 0 HNA INVESTMENT MANAGEMENT

LLC B/O

$7.301/26/18

EW Edwards Lifesciences Corp AS 5,300 19,608 BOBO, DONALD E., JR. OFF$127.22-$128.011/29/18

EIG Employers Holdings Inc AS 2,000 X 41,170 X NELSON, JOHN P. EX VP$43.231/25/18

ENV Envestnet Inc AS 7,109 96,386 ARORA, ANIL DIR$54.801/30/18

EL Estee Lauder Companies Inc AS 11,179 0 DEMSEY, JOHN PR$134.84-$137.061/31/18

EXTN Exterran Corp AS 7,500 67,379 SALIGRAM, GIRISH SR VP$30.251/29/18

FNB F.N.B. Corp S 3,300 78,070 CAMPBELL, WILLIAM B. DIR$14.482/02/18

FPI Farmland Partners Inc B 663 X 46,231 X DOWNEY, CHRIS A. DIR$8.771/16/18

FCB FCB Financial Holdings Inc AS 5,706 171,672 ELLERT, KENT S. CEO$55.751/26/18




FCB FCB Financial Holdings Inc AS 2,372 9,732 ORAN, STUART I. SEC$55.201/30/18

FCB FCB Financial Holdings Inc AS 2,628 7,104 ORAN, STUART I. SEC$55.091/31/18

FHN First Horizon National Corp S 30,000 39,689 FOSS, PETER N DIR$20.31-$20.331/29/18

FIF First Tr Energy Infrastructure B 20,000 37,500 MURCHIE, JAMES OFF SUB$18.16-$18.311/31/18

FIT Fitbit Inc AS 15,000 X 1,704,090 X CALLAGHAN, JON DIR$5.172/01/18

FLS Flowserve Corp. B 30 X 2,604 X CHANDY, RUBY R. DIR$45.081/25/18

FLS Flowserve Corp. S 30 X 2,574 X CHANDY, RUBY R. DIR$45.061/30/18

FCE/A Forest City Realty Trust Inc AS 39,633 X 354,117 X RATNERSALZBERG, DEBORAH DIR$24.151/31/18

FCX Freeport-McMoRan Inc S 17,500 52,739 WHITMIRE, C. DONALD JR. CT$19.491/31/18

GPS Gap Inc AS 5,839 397 HYDER, BRENT EX VP$33.042/01/18

Section 2.3

FORM 4 TRANSACTIONS


GATX GATX Corp S 8,960 16,760 BROOKS, MICHAEL T. SR VP$71.52-$71.611/30/18

GATX GATX Corp S 1,791 14,969 BROOKS, MICHAEL T. SR VP$70.752/01/18

GATX GATX Corp S 3,536 82,859 EARL, JAMES F. PR$71.561/30/18

GATX GATX Corp S 3,857 31,618 GOLDEN, DEBORAH A. SEC$72.161/29/18

GATX GATX Corp S 17,172 164,151 KENNEY, BRIAN A. CB$71.291/31/18

GATX GATX Corp S 2,940 161,211 KENNEY, BRIAN A. CB$70.972/01/18

GATX GATX Corp S 4,000 44,053 LYONS, ROBERT C. CFO$71.421/30/18

GATX GATX Corp S 6,198 1,358 TITTERTON, PAUL F. SR VP$71.411/31/18

GNRC Generac Holdings Inc AS 20,000 969,911 JAGDFELD, AARON CEO$48.542/01/18

GE General Electric Co B 1,181 81,185 DIMITRIEF, ALEXANDER SR VP$16.001/26/18

GE General Electric Co B 1,508 X 75,224 X DIMITRIEF, ALEXANDER SR VP$16.281/29/18

GDDY GoDaddy Inc AS 17,500 28,613 RECHTERMAN, BARBARA J. OFF$54.271/30/18

GDDY GoDaddy Inc AS 17,500 28,613 RECHTERMAN, BARBARA J. OFF$54.891/31/18

GS Goldman Sachs Group Inc AS 10,289 87,118 CHAVEZ, R. MARTIN CFO$267.01-$269.721/31/18

GS Goldman Sachs Group Inc S 10,000 181,833 SALAME, PABLO J. VCB$270.422/01/18

GS Goldman Sachs Group Inc S 21,252 207,270 SOLOMON, DAVID M. PR$271.651/29/18

GWB Great Western Bancorp Inc AS 1,510 42,863 KARELS, KENNETH JAMES CEO$45.001/26/18

GWB Great Western Bancorp Inc AS 3,000 12,736 ULENBERG, STEPHEN JOHN EX VP$41.812/01/18

GDOT Green Dot Corp AS 12,356 85,305 ARCHER, KUAN COO$61.15-$61.682/01/18

GRUB GrubHub Inc AS 5,477 X 41,546 X MALONEY, MATTHEW M. CEO$74.011/25/18



GPM Guggenheim Enhanced Eq Income S 4,275 X 0 X BARNES, RANDALL C. DIR$9.301/30/18

GOF Guggenheim Strategic Opportuni B 2,997 X 21,739 X BARNES, RANDALL C. DIR$20.821/30/18

GOF Guggenheim Strategic Opportuni B 320 320 BLOCH, ADAM MGR$20.861/30/18

GWRE Guidewire Software Inc AS 20,000 44,831 RYU, MARCUS CEO$79.06-$79.082/01/18

HK Halcon Resources Corp S 435,010 X 15,107,728 X FRANKLIN RESOURCES, INC. B/O$8.441/25/18

HK Halcon Resources Corp S 577,571 X 14,530,157 X FRANKLIN RESOURCES, INC. B/O$8.60-$8.601/26/18

HCA HCA Healthcare Inc S 568 5,702 CHARI, RAVI S. SR VP$103.082/01/18

HCA HCA Healthcare Inc S 10,000 X 0 X CHARI, RAVI S. SR VP$101.502/01/18

HCA HCA Healthcare Inc S 5,702 0 CHARI, RAVI S. SR VP$102.012/02/18

HCA HCA Healthcare Inc S 35,949 41,544 HALL, CHARLES J PR$103.092/01/18

HCA HCA Healthcare Inc S 56,000 229,600 HAZEN, SAMUEL N. PR$100.471/31/18

HCA HCA Healthcare Inc S 48,462 52,673 RUTHERFORD, BILL B. CFO$101.98-$102.872/01/18

HCA HCA Healthcare Inc AS 58,175 5,386 SOWELL, JOSEPH A. III SR VP$95.001/26/18

HCA HCA Healthcare Inc AS 22,025 69,732 SOWELL, JOSEPH A. III SR VP$101.861/30/18

HCA HCA Healthcare Inc AS 30,195 5,386 SOWELL, JOSEPH A. III SR VP$100.76-$101.232/01/18

HCA HCA Healthcare Inc S 5,000 1,735 TORRES, KATHRYN A. SR VP$100.932/02/18

HCA HCA Healthcare Inc S 15,000 22,656 YUSPEH, ALAN R. SR VP$100.611/31/18

HLF Herbalife Ltd AS 3,022 0 CHIU, SHIN-SHING BOSCO PRNCL$83.501/31/18

HSY Hershey Company AS 400 163,697 BUCK, MICHELE CEO$111.551/26/18

HST Host Hotels & Resorts Inc S 10,413 43,035 HAMILTON, JOANNE G. EX VP$20.0011/16/17

ITW Illinois Tool Works, Inc. S 18,650 23,847 NAGARAJAN, SUNDARAM EX VP$178.001/26/18

IBP Installed Bld Prods In AS 3,000 48,312 ELLIOTT, JAY P. COO$73.501/25/18

INST Instructure Inc AS 5,000 17,498 KAMINER, MATTHEW SEC$36.001/30/18

IRET Investors Real Estate Trust B 6,900 31,571 KIRCHMANN, JOHN CFO$5.651/26/18

LRN K12 Incorporated AS 20,000 X 480,779 X DAVIS, NATHANIEL A. CB$18.081/26/18

LRN K12 Incorporated S 6,099 128,728 POLSKY, HOWARD D. SEC$17.501/30/18

KSU Kansas City Southern S 2,325 17,130 HANCOCK, BRIAN D. EX VP$113.001/31/18

KBH KB Home S 125,000 112,775 KAMINSKI, JEFF CFO$32.531/30/18

KEY KeyCorp B 458 458 MIDKIFF, MARK W OFF$21.831/29/18

KMB Kimberly-Clark Corp S 23,158 21,838 UNDERHILL, KIMBERLY K. PR$119.771/29/18

Section 2.4

FORM 4 TRANSACTIONS


KFS Kingsway Finl Servs In B 292 869,745 FITZGERALD, JOHN TAYLOR

MALONEY PR

$5.711/30/18

KFS Kingsway Finl Servs In B 264 304,294 HICKEY, WILLIAM AUGUST JR. CFO$5.711/30/18

KFS Kingsway Finl Servs In B 366 2,090,164 SWETS, LARRY G JR CEO$5.711/30/18

KMG KMG Chemicals Inc AS 15,000 1,016,097 HATCHER, DAVID L. B/O$62.211/29/18

KMG KMG Chemicals Inc AS 15,000 1,001,097 HATCHER, DAVID L. B/O$61.821/30/18

KMG KMG Chemicals Inc AS 15,000 986,097 HATCHER, DAVID L. B/O$61.161/31/18



KN Knowles Corp AB 975 46,738 POLACEK, MICHAEL S. PR$15.212/01/18

KR Kroger Co AS 40,000 279,124 DONNELLY, MICHAEL JOSEPH COO$30.641/29/18

KR Kroger Co AS 15,200 28,473 FOLEY, TODD A. CT$31.001/30/18

KR Kroger Co AS 8,000 243,784 HJELM, CHRISTOPHER T. EX VP$30.641/29/18

LLL L3 Technologies Inc AS 39,515 119,201 STRIANESE, MICHAEL T. DIR$216.89-$218.401/29/18

LAD Lithia Motors Inc AS 5,000 105,064 ROBERTS, KENNETH E. DIR$126.001/26/18

LMT Lockheed Martin Corp S 7,517 0 AMBROSE, RICHARD F. EX VP$357.892/01/18

LMT Lockheed Martin Corp S 19,000 93,748 HEWSON, MARILLYN A. CB$346.61-$347.211/30/18

MTB M & T Bank Corp S 4,904 38,936 GOLD, RICHARD S. PR$191.502/01/18

MTB M & T Bank Corp S 3,834 40,558 KING, DARREN J. CFO$191.041/29/18

MTB M & T Bank Corp AS 672 814 TODARO, MICHAEL J. EX VP$188.561/30/18



MX MagnaChip Semiconductor Corp S 149,000 2,981,000 BRIGADE LEVERAGED CAPITAL

STRUCTURES FUND LTD. B/O

$12.931/24/18

MX MagnaChip Semiconductor Corp S 25,294 2,955,706 BRIGADE LEVERAGED CAPITAL

STRUCTURES FUND LTD. B/O

$12.751/26/18

HZO Marinemax Inc AS 3,054 24,675 DAY, PAULEE C. EX VP$24.061/26/18

HZO Marinemax Inc AS 50,000 121,456 MCLAMB, MICHAEL H CFO$23.92-$24.081/26/18

VAC Marriott Vacations Worldwide C AS 1,242 3,128 YONKER, MICHAEL E EX VP$151.061/30/18

MTZ MasTec Inc AS 25,000 145,011 APPLE, ROBERT E. COO$55.072/01/18

MNI Mcclatchy Company B 200 X 1,027,832 X CHATHAM ASSET MANAGEMENT,

LLC B/O

$8.841/25/18

MKCV McCormick & Co Inc S 5,000 10,497 LITTLE, PATRICIA A. DIR$108.611/29/18

MKC McCormick & Co., Inc. S 1,250 495 LITTLE, PATRICIA A. DIR$108.721/29/18

MKC McCormick & Co., Inc. S 2,575 3,349 SMITH, MICHAEL R. CFO$107.961/30/18

MCD McDonald's Corp S 34,575 5,235 GOARE, DOUGLAS M. PR$173.531/31/18

MCD McDonald's Corp S 1,398 0 HOOVEL, CATHERINE A. VP$170.541/31/18

MCB Metropolitan Bank Holding Corp B 2,000 X 2,224 X PERRI, GERARD A. COO$45.431/31/18

MCRN Milacron Holdings Corp AS 33,689 X 0 X BOOTS, IRA G. DIR$18.802/01/18

MOH Molina Healthcare Inc AS 5,385 X 2,399,687 X MOLINA, JOHN C. DIR$92.881/26/18

MOH Molina Healthcare Inc AS 16,265 X 2,383,422 X MOLINA, JOHN C. DIR$92.261/29/18

MCO Moody's Corp AS 62,500 144,826 ALMEIDA, MARK PR$161.29-$161.811/31/18

MSF Morgan Stanley Emerging Mkts F B 6,200 X 178,920 X CITY OF LONDON INVESTMENT

GROUP PLC B/O

$19.511/30/18

IIF Morgan Stanley India Invt Fd I S 37,869 X 321,439 X CITY OF LONDON INVESTMENT

GROUP PLC B/O

$34.861/26/18

MOV Movado Group Inc S 1,000 394,296 COTE, RICHARD DIR$32.051/30/18

MOV Movado Group Inc S 600 X 169,108 X COTE, RICHARD DIR$32.041/30/18

MSM MSC Industrial Direct Co Inc S 2,500 13,538 JILLA, RUSTOM CFO$99.001/25/18

NGS Natural Gas Services Group Inc S 102 45,282 HAZLETT, JAMES R. VP$28.901/25/18

NP Neenah Paper Inc AS 2,110 85,317 O' DONNELL, JOHN P. CEO$93.751/29/18

NHF Nexpoint Cr. Strategies Fun S 2,050 6,585 POWELL, ETHAN DIR$24.451/31/18

NKE Nike Inc AS 100,000 543,592 EDWARDS, TREVOR A. PR$68.531/31/18

Section 2.5

FORM 4 TRANSACTIONS


NKE Nike Inc AS 87,648 139,551 SPRUNK, ERIC D. COO$67.681/29/18

NKE Nike Inc AS 12,352 141,709 SPRUNK, ERIC D. COO$67.501/30/18

JMT Nuveen Mortgage Opportunity Te S 1,500 0 ZIMMERMAN, GIFFORD R. SEC$23.431/26/18

NZF Nuveen Mun Cr. Income Fun S 2,509 1,458 ROMANS, SCOTT R. OFF$14.332/01/18

ASGN On Assignment Inc AS 165 X 393,581 X CALLAGHAN, BRIAN J. DIR$69.001/25/18

ASGN On Assignment Inc AS 20,440 X 373,141 X CALLAGHAN, BRIAN J. DIR$69.001/26/18

OSK Oshkosh Corp S 1,061 24,259 KENNE, LESLIE F. DIR$90.821/30/18

PFSI PennyMac Finl Servs In AS 10,000 24,741 BOTEIN, MATTHEW DIR$22.442/01/18

PFSI PennyMac Finl Servs In AS 5,000 X 20,000 X GROGIN, JEFFREY OFF$22.651/26/18




PFSI PennyMac Finl Servs In AS 5,000 X 30 X WALKER, DAVID M. OFF$22.261/29/18

PFSI PennyMac Finl Servs In AS 5,000 X 30 X WALKER, DAVID M. OFF$22.141/30/18

PEN Penumbra Inc AS 2,000 1,448 KASSING, DON W. DIR$100.57-$101.181/29/18

PLT Plantronics Inc AS 2,500 16,002 DEXHEIMER, BRIAN S. DIR$57.40-$59.801/31/18

PPL PPL Corp AS 9,320 25,940 DUDKIN, GREGORY N. OFF SUB$31.672/01/18

PPL PPL Corp AS 10,274 3,406 SORGI, VINCENT CFO$31.541/30/18

PG Procter & Gamble Co S 4,591 45,611 MAJORAS, DEBORAH P. SEC$87.481/26/18

PB Prosperity Bancshares Inc S 4,000 117,403 EPPS, MICHAEL EX VP$75.152/01/18

PB Prosperity Bancshares Inc S 5,000 168,684 HOLLAWAY, DAVID CFO$76.321/31/18

PEG Public Serv Enterprise Grp In AS 20,833 630,499 IZZO, RALPH CB$51.002/01/18

PSTG Pure Storage Inc S 125,000 X 0 X DIETZEN, SCOTT DIR$19.551/26/18

PSTG Pure Storage Inc AS 10,000 181,168 HATFIELD, DAVID PR$20.001/29/18

PCF Putnam High Income Secs Fun B 3,358 X 1,533,573 X BULLDOG INVESTORS, LLC B/O$9.191/25/18

PCF Putnam High Income Secs Fun B 505 505 BULLDOG INVESTORS, LLC B/O$9.171/29/18

PCF Putnam High Income Secs Fun B 3,792 933 BULLDOG INVESTORS, LLC B/O$9.121/30/18

PCF Putnam High Income Secs Fun B 8,700 X 1,557,521 X BULLDOG INVESTORS, LLC B/O$9.182/01/18

QTWO Q2 Holdings Inc AS 1,425 21,356 BENTON, BARRY G. GEN CNSL$42.001/31/18

DGX Quest Diagnostics Inc AS 106,840 166,116 RUSCKOWSKI, STEPHEN H. CB$107.001/29/18

RRC Range Resources Corp B 34,000 61,267 PALKO, STEFFEN E. DIR$14.721/30/18

RJF Raymond James Financial Inc S 3,000 9,966 BUNN, JAMES E. OFF$96.311/30/18

RJF Raymond James Financial Inc S 7,275 10,871 ELWYN, TASHTEGO S. OFF$97.361/29/18

RTN Raytheon Co. AS 3,405 23,461 JIMENEZ, FRANK R. SEC$210.29-$211.451/29/18

RTN Raytheon Co. AS 1,974 15,643 WOOD, MICHAEL J. CAO$204.37-$208.651/26/18

REG Regency Centers Corp AS 52,271 X 3,109,757 X KATZMAN, CHAIM VCB$64.141/25/18

REG Regency Centers Corp AS 500 X 3,109,257 X KATZMAN, CHAIM VCB$64.301/26/18

RMD Resmed Inc AS 1,250 77,072 SANDERCOCK, BRETT CFO$100.132/01/18

RMD Resmed Inc S 25,934 13,000 WAREHAM, JOHN P. DIR$102.09-$102.601/26/18

RLI RLI Corp S 700 11,784 DIEFENTHALER, AARON PAUL CIO$64.50-$64.801/29/18

RLI RLI Corp S 200 12,727 DIEFENTHALER, AARON PAUL CIO$64.99-$65.421/30/18

RLI RLI Corp B 675 9,000 RESTREPO, ROBERT P., JR. DIR$64.431/29/18

RLI RLI Corp S 5,000 299,140 STONE, MICHAEL J. DIR$65.361/30/18

ROK Rockwell Automation Inc S 10,000 90,377 CRANDALL, THEODORE D. SR VP$202.941/26/18

ROK Rockwell Automation Inc S 23,600 90,377 CRANDALL, THEODORE D. SR VP$200.28-$201.282/01/18

ROK Rockwell Automation Inc S 10,400 7,353 DORGAN, DAVID M. CT$202.411/26/18

ROK Rockwell Automation Inc S 4,900 6,806 GORIS, PATRICK P. CFO$200.001/30/18

ROK Rockwell Automation Inc S 696 1,100 MURPHY, ROBERT B. SR VP$200.002/01/18

ROK Rockwell Automation Inc S 10,500 419,699 NOSBUSCH, KEITH D. DIR$203.001/26/18

ROK Rockwell Automation Inc S 28,800 13,626 SCHMITT, SUSAN SR VP$200.54-$202.561/26/18

SAFE Safety Income and Growth Inc AB 25,000 7,257,810 ISTAR INC. B/O$17.981/25/18


Section 2.6

FORM 4 TRANSACTIONS



CRM Salesforce.com Inc AS 5,000 33,466,800 BENIOFF, MARC CB$113.52-$114.021/29/18




CRM Salesforce.com Inc AS 1,850 X 1,083,910 X HARRIS, PARKER CTO$112.401/30/18

CRM Salesforce.com Inc AS 129 14,464 ROOS, JOHN VICTOR DIR$113.302/01/18

SRG Seritage Growth Properties S 99,700 X 3,173,698 X BERKOWITZ, BRUCE R. B/O$40.991/25/18

SHAK Shake Shack Inc AS 40,000 10,961 GARUTTI, RANDALL J. B/O$44.701/25/18

SHAK Shake Shack Inc AS 100,000 X 775,318 X MEYER, DANIEL HARRIS DIR$42.90-$43.492/01/18

SBOW SilverBow Resources Inc AB 548 42,476 VAN RIET, GERALD GLEESON CFO$31.321/31/18

SSD Simpson Manufacturing Inc S 37,300 X 4,575,730 X SIMPSON, SHARON H. B/O$59.981/26/18



SLG/PI SL Green Realty Corporation B 7,880 X 7,880 X HOLLIDAY, MARC CEO$25.201/29/18

SNAP Snap Inc AS 25,000 X 1,345,115 X LASKY, MITCHELL DIR$13.301/30/18

STE Steris Plc AS 2,000 19,594 PAHWA, SUDHIR K. SR VP$92.091/29/18

SNX Synnex Corp AS 2,000 20,408 POLK, DENNIS J. COO$122.00-$122.332/01/18

SNX Synnex Corp AS 300 21,580 WITT, MARSHALL W. CFO$122.002/01/18

SNX Synnex Corp AS 300 10,231 WURSTER, THOMAS S. DIR$121.53-$122.152/01/18

SNV Synovus Financial Corp. S 2,450 70,111 GULA, ALLEN J. EX VP$50.222/01/18

SNV Synovus Financial Corp. S 5,000 52,063 HOLLADAY, MARK G. EX VP$50.162/01/18

TEL TE Connectivity Ltd. S 142,450 57,808 CURTIN, TERRENCE R. CEO$104.15-$104.671/29/18

TEL TE Connectivity Ltd. S 36,550 16,737 JENKINS, JOHN S. GEN CNSL$103.352/01/18

TEL TE Connectivity Ltd. AS 76,183 178,532 LYNCH, THOMAS J. CB$102.79-$104.392/01/18

HQH Tekla Healthcare Investors B 1,100 1,100 KENT, THOMAS M DIR$24.191/25/18

THQ Tekla Healthcare Opportunities B 1,400 1,400 KENT, THOMAS M DIR$18.501/25/18

HQL Tekla Life Sciences Investors B 1,300 1,300 KENT, THOMAS M DIR$21.041/25/18

THW Tekla World Healthcare Fund B 1,800 1,800 KENT, THOMAS M DIR$14.521/25/18

TFX Teleflex Inc. AS 2,500 8,583 BABICH, GEORGE JR. DIR$283.111/29/18

TFX Teleflex Inc. AS 200 7,880 KLASKO, STEPHEN K. M.D. DIR$276.442/01/18

TEI Templeton Emerging Mkts Income B 45,591 X 5,933,831 X SABA CAPITAL MANAGEMENT, L.P.

B/O

$11.771/26/18

TER Teradyne Inc S 71,300 32,006 BEECHER, GREGORY R. CFO$46.571/30/18

TER Teradyne Inc S 5,040 30,000 GRAY, CHARLES JEFFREY SEC$47.25-$47.261/26/18

TER Teradyne Inc S 32,238 29,100 GRAY, CHARLES JEFFREY SEC$45.85-$46.771/31/18

TIF Tiffany & Co S 1,648 3,539 GALTIE, PHILIPPE SR VP$109.481/26/18

TLYS Tilly's Inc AS 10,000 0 LEVINE, TILLY B/O$15.381/30/18

TLYS Tilly's Inc AS 10,000 0 LEVINE, TILLY B/O$15.061/31/18

TSS Total System Services Inc S 13,146 180,071 GRIFFITH, G. SANDERS III SEC$87.811/29/18

TSS Total System Services Inc S 11,900 47,017 TODD, PAUL M. CFO$87.811/29/18

TSS Total System Services Inc S 7,546 224,029 USSERY, RICHARD W. DIR$88.291/26/18

TSS Total System Services Inc S 9,596 29,227 WATSON, PATRICIA A. CIO$88.421/31/18

TSS Total System Services Inc S 2,686 49,367 WEAVER, DORENDA K CAO$87.811/29/18

TSS Total System Services Inc S 49,540 369,121 WOODS, M. TROY CB$87.811/29/18

TRV Travelers Companies Inc. S 9,595 19,361 KUNKEL, THOMAS M PR$150.091/26/18

TRV Travelers Companies Inc. S 88,607 122,686 MACLEAN, BRIAN W. PR$149.07-$149.541/26/18

TRV Travelers Companies Inc. S 28,975 6,925 TOCZYDLOWSKI, GREGORY C PR$148.561/30/18

TWO Two Harbors Investment Corp AS 24,761 284,978 FARRELL, BRAD CFO$15.171/29/18

TWO Two Harbors Investment Corp AS 3,186 40,624 RISKEY, MARY KATHRYN CAO$15.161/29/18

TWO Two Harbors Investment Corp AS 44,028 744,845 ROTH, WILLIAM MEYER CIO$15.161/29/18

TWO Two Harbors Investment Corp AS 9,308 128,308 SANDBERG, REBECCA B. SEC$15.161/29/18

Section 2.7

FORM 4 TRANSACTIONS


UNH Unitedhealth Group Inc S 10,000 32,284 HOOPER, MICHELE J. DIR$237.73-$237.791/31/18

VLY Valley National Bancorp B 3,433 41,638 BAUM, PETER J. DIR$12.70-$12.701/29/18

VAR Varian Medical Systems Inc S 2,161 0 LARET, MARK R. DIR$126.972/01/18

VAR Varian Medical Systems Inc AS 24,000 66,776 WILSON, DOW R. CEO$126.51-$127.122/01/18

VEEV Veeva Systems Inc AS 15,000 0 LEQUIENT, FREDERIC SR VP$62.001/30/18

VC Visteon Corp AS 5,000 6,095 LAWANDE, SACHIN CEO$128.51-$130.002/01/18

VSI Vitamin Shoppe Inc B 5,800 34,800 SHAH CAPITAL MANAGEMENT B/O$4.112/01/18

VSI Vitamin Shoppe Inc B 352,878 X 3,500,000 X SHAH CAPITAL MANAGEMENT B/O$4.072/02/18

VCRA Vocera Communications Inc AS 5,300 76,198 HILLEBRAND, JEFFREY H. DIR$29.111/10/18

WDR Waddell & Reed Financial Inc S 5,792 81,332 WALTON, JERRY W. DIR$22.952/01/18

WD Walker & Dunlop Inc AS 1,000 74,785 WARNER, RICHARD C. EX VP$46.791/31/18

WAT Waters Corporation S 5,000 5,749 BEAUDOUIN, MARK T. GEN CNSL$216.941/26/18

WAT Waters Corporation S 28,400 5,443 RAE, ELIZABETH B. SR VP$218.93-$219.231/29/18

W Wayfair Inc AS 2,000 33,796 CONINE, STEVEN B/O$93.21-$94.231/29/18

W Wayfair Inc AS 600 X 245,819 X MACRI, EDMOND OFF$93.101/30/18

W Wayfair Inc S 155 845 MACRI, EDMOND OFF$90.322/01/18

W Wayfair Inc AS 400 128,414 OBLAK, STEVE OFF$93.341/29/18

W Wayfair Inc AS 2,000 33,795 SHAH, NIRAJ CEO$93.41-$94.291/29/18

WFT Weatherford International plc AS 6,072 232,399 MILLS, DOUGLAS M. CAO$4.241/29/18

WBS Webster Financial Corp (Conn) S 3,291 16,405 PETTIE, MARK DIR$56.342/01/18

WAL Western Alliance Bancorp S 2,942 35,726 THEISEN, RANDALL S. GEN CNSL$59.001/30/18

WRK WestRock Co AS 14,930 50,093 PORTER, JAMES B. OFF$70.001/26/18

WLH William Lyon Homes Inc S 34,300 3,495,417 GMT CAPITAL CORP. B/O$29.231/29/18

XRX Xerox Corp S 499,370 X 23,600,630 X ICAHN, CARL C. B/O$33.762/01/18

XRX Xerox Corp S 4,532 X 23,596,098 X ICAHN, CARL C. B/O$32.502/02/18

YELP Yelp Inc AS 6,000 5,590 DONAKER, GEOFFREY L. DIR$43.821/30/18

YELP Yelp Inc AS 13,000 X 2,518,310 X STOPPELMAN, JEREMY CEO$42.671/25/18

YELP Yelp Inc AS 13,000 X 2,505,310 X STOPPELMAN, JEREMY CEO$43.631/30/18

YEXT Yext Inc AS 10,000 0 CAKEBREAD, STEVEN CFO$11.902/01/18

YEXT Yext Inc AS 8,160 4,837,301 DISTELBURGER, BRIAN PR$11.691/31/18

YEXT Yext Inc AS 12,500 30,000 DIXON, THOMAS CHRISTOPHER CTO$11.741/30/18

YEXT Yext Inc AS 30,000 5,714,546 LERMAN, HOWARD CEO$11.751/30/18

NYSE Amex

CCF Chase Corp S 300 1,599 HUGHES, GEORGE M. DIR$114.781/30/18

DGSE DGSE Companies Inc AB 500 15,100 PEDERSEN, BRET ALLEN CFO$1.001/29/18

DPW DPW Holdings Inc B 1,000 4,100 AULT, MILTON C. III. CB$1.982/01/18

DPW DPW Holdings Inc B 2,000 6,100 AULT, MILTON C. III. CB$1.672/02/18

NBO Neuberger Berman New York Int B 2,104 6,726 ISELIN, JAMES MGR$11.872/01/18

RVP Retractable Technologies Inc AB 1,000 13,288,530 SHAW, THOMAS J. CEO$0.741/30/18

RVP Retractable Technologies Inc AB 1,593 13,290,123 SHAW, THOMAS J. CEO$0.731/31/18

SNMP Sanchez Midstream Partners LP AS 4,700 325,951 SANCHEZ, ANTONIO R. III DIR$13.001/25/18

SNMP Sanchez Midstream Partners LP AS 100 332,796 SANCHEZ, EDUARDO AUGUSTO DIR$13.001/25/18

SNMP Sanchez Midstream Partners LP AS 384 388,811 SANCHEZ, PATRICIO D. PR$13.001/25/18

TIK Telephone Instrument Elecs Cor B 900 X 900 X DOWLING, VINCENT J. JR B/O$2.751/29/18

NASDAQ Stock Exchange Global Market

ABAX Abaxis Inc S 4,500 13,400 EVENHUIS, HENK DIR$74.09-$74.161/30/18

ABAX Abaxis Inc S 1,000 44,000 SINGH, PRITHIPAL DIR$74.261/30/18

ABAX Abaxis Inc S 1,000 43,000 SINGH, PRITHIPAL DIR$75.001/31/18

ABAX Abaxis Inc S 1,650 9,366 TOCKMAN, CRAIG VP$74.28-$74.361/31/18

ACIA Acacia Communications Inc AS 32,000 627,393 RASMUSSEN, CHRISTIAN J. VP$34.63-$35.561/29/18

Section 2.8

FORM 4 TRANSACTIONS


ACAD Acadia Pharmaceuticals Inc AS 36,558 83,734 BAITY, GLENN EX VP$32.391/29/18

ADBE Adobe Systems Inc AS 6,376 68,693 DILLON, MICHAEL A. SEC$197.131/31/18

ADBE Adobe Systems Inc S 30,000 60,154 LAMKIN, BRYAN EX VP$199.081/31/18

ADBE Adobe Systems Inc S 50,775 X 50,000 X THOMPSON, MATTHEW T. EX VP$200.081/26/18

AMD Advanced Micro Devices Inc. AS 67,976 548,806 KUMAR, DEVINDER CFO$13.431/31/18

AEHR Aehr Test Systems AS 5,000 20,351 HENDRICKSON, DAVID S. VP$2.661/30/18

AVAV Aerovironment Inc AS 3,800 X 1,899,735 X CONVER, TIMOTHY E. CB$53.75-$53.771/25/18

AVAV Aerovironment Inc AS 3,800 X 1,895,935 X CONVER, TIMOTHY E. CB$53.04-$53.071/26/18

AGIO Agios Pharmaceuticals Inc AS 23,572 0 SCHENKEIN, DAVID P. CEO$80.35-$82.221/26/18

ALSK Alaska Comms Syss Grp In AS 10,000 1,285,263 VADAPALLI, ANAND CEO$2.302/01/18

ALBO Albireo Pharma Inc S 100,000 X 1,065,447 X PHASE4 VENTURES III, LP B/O$34.40-$37.061/30/18

ALKS Alkermes plc AS 1,700 74,708 COOKE, SHANE PR$60.021/26/18

ALKS Alkermes plc AS 3,300 74,708 COOKE, SHANE PR$60.001/29/18

ALKS Alkermes plc AS 72,793 74,708 COOKE, SHANE PR$60.38-$61.032/02/18

ALKS Alkermes plc AS 1,000 8,000 MITCHELL, PAUL J. DIR$56.772/01/18

ABTX Allegiance Bancshares Inc S 3,639 X 144,341 X MANN, PAUL M. DIR$40.771/29/18

ABTX Allegiance Bancshares Inc S 5,000 X 139,341 X MANN, PAUL M. DIR$40.661/31/18

GOOG Alphabet Inc AS 238 0 CAMPBELL, JAMES GRIER CT$1,162.612/01/18

GOOG Alphabet Inc AS 38 1,829 MATHER, ANN DIR$1,162.612/01/18

AMRN Amarin Corporation PLC AS 44,857 18,434 KENNEDY, JOSEPH T. GEN CNSL$3.731/31/18

AAL American Airlines Group Inc AS 39,662 429,046 KERR, DEREK J. CFO$52.771/29/18

AAL American Airlines Group Inc S 3,000 53,229 KRAEMER, RICHARD C. DIR$52.711/29/18

APEI American Public Education Inc AS 500 7,927 BECKETT, THOMAS GEN CNSL$25.052/01/18

AMRB American River Bankshares B 1,445 6,515 OWENSBY, JEFFREY DIR$15.222/01/18

AMWD American Woodmark Corp AS 500 46,609 DUNSTON, STEVEN CARY CEO$139.251/29/18

ABCB Ameris Bancorp S 5,000 156,063 ZEMBER, DENNIS J., JR. COO$54.812/02/18

ASRV Ameriserv Financial Inc B 2,500 53,943 STOPKO, JEFFREY A. CEO$4.101/29/18

APPF AppFolio Inc S 25,000 X 47,500 X RANDALL, JASON ROBERT CEO$43.001/26/18

ARDM Aradigm Corp S 17,011 90,853 FROEHLICH, JUERGEN KURT OFF$1.531/29/18

PETX Aratana Therapeutics Inc AS 19,367 672,259 ST. PETER, STEVEN CEO$4.771/30/18

ASMB Assembly Biosciences Inc AS 1,000 19,465 RINGO, WILLIAM R. DIR$46.862/01/18

ATRA Atara Biotherapeutics Inc AS 10,000 X 300,978 X CIECHANOVER, ISAAC E. CEO$33.22-$34.681/25/18

ATRA Atara Biotherapeutics Inc AS 9,300 X 291,678 X CIECHANOVER, ISAAC E. CEO$35.46-$36.981/26/18

ATHN Athenahealth Inc AS 150 16,366 PORTER, JONATHAN D. SR VP$128.261/26/18

AAWW Atlas Air Worldwide Hldgs In AS 5,000 156,958 FLYNN, WILLIAM J. CEO$59.101/29/18

ADP Automatic Data Processing Inc AS 4,619 11,043 BLACK, MARIA VP$125.101/31/18

ADP Automatic Data Processing Inc AS 1,652 18,786 SACKMAN, STUART VP$125.001/31/18

ADP Automatic Data Processing Inc AS 3,242 25,124 WEINSTEIN, DONALD VP$125.001/31/18

BANF Bancfirst Corp S 2,500 0 FOSTER, KELLY SR VP$55.40-$55.451/30/18

BOCH Bank Of Commerce Holdings B 220 90,153 MUTTERA, ROBERT H. CCO$11.501/30/18

BOCH Bank Of Commerce Holdings B 856 X 9,356 X SILBERSTEIN, KARL L. DIR$11.451/25/18

BOCH Bank Of Commerce Holdings B 2,144 X 11,500 X SILBERSTEIN, KARL L. DIR$11.391/26/18

BOCH Bank Of Commerce Holdings B 4,500 255,365 TULLIS, LYLE L. DIR$11.551/29/18

BOTJ Bank Of The James Finl Grp In B 150 109,733 CHAPMAN, ROBERT R. PR$14.941/29/18

BOTJ Bank Of The James Finl Grp In B 1,000 81,644 FOSTER, WATT R., JR. DIR$14.94-$14.951/29/18

BOTJ Bank Of The James Finl Grp In B 400 18,894 LANGLEY, LYDIA K. DIR$14.871/26/18

BLUE bluebird bio Inc AS 25,000 19,798 COLE, JASON F. OFF$192.49-$203.601/30/18

BLUE bluebird bio Inc AS 17,262 11,250 HIGH, SUSANNA GATTI COO$192.49-$203.601/30/18

BPFH Boston Private Finl Hldgs In B 5,700 14,875 FURLONG, MARK F. DIR$15.23-$15.251/29/18

BPFH Boston Private Finl Hldgs In B 5,000 55,920 GRIFFIN, COREY CEO$15.191/30/18

BPFH Boston Private Finl Hldgs In B 12,483 83,335 MACDONALD, W. TIMOTHY EX VP$15.23-$15.351/25/18

BLMT BSB Bancorp Inc AS 500 45,660 FOUGERE, RICHARD J. DIR$30.20-$30.352/01/18

Section 2.9

FORM 4 TRANSACTIONS


CCMP Cabot Microelectronics Corp S 19,425 53,412 BERNSTEIN ECKSTEIN, H. CAROL

SEC

$101.511/30/18

CAMP CalAmp Corp AS 4,000 483,434 BURDIEK, MICHAEL J. CEO$24.352/01/18

ABCD Cambium Learning Group Inc AS 15,000 2,704 CAMPBELL, JOHN F. CEO$6.922/01/18

CARO Carolina Financial Corp S 5,000 111,614 MOISE, ROBERT M. DIR$38.841/29/18

CATY Cathay General Bancorp S 3,800 21,803 BINGHAM, KIM R. EX VP$44.712/02/18

CSFL Centerstate Banks Inc S 20,000 201,358 OAKLEY, THOMAS E. DIR$26.802/01/18

CHFC Chemical Financial Corp S 1,808 50,560 GWIZDALA, LORI A. PRNCL$58.981/26/18

CHFC Chemical Financial Corp S 5,594 44,966 GWIZDALA, LORI A. PRNCL$59.272/02/18

CMPR Cimpress N.V. AS 37,406 9,814 BLAKE, KATRYN CEO$134.43-$146.002/01/18

CZFC Citizens First Corp B 1,000 3,250 FURLONG, KENT E. DIR$24.251/25/18

CZFC Citizens First Corp B 2,725 X 2,725 X PERKINS, JEFF DIR$24.481/30/18

CTXS Citrix Systems, Inc. AS 12,500 281,777 HENSHALL, DAVID J. CEO$92.622/01/18

CMCSA Comcast Corp S 190,756 1,049,887 BURKE, STEPHEN B. SREXVP$42.511/26/18

CBSH Commerce Bancshares Inc S 2,972 33,294 CALLAHAN, DANIEL D. CCO$58.561/30/18

CBSH Commerce Bancshares Inc S 3,361 47,537 FOSTER, SARA E. EX VP$58.691/30/18

CBSH Commerce Bancshares Inc S 22,988 1,284,021 KEMPER, DAVID W. CB$58.811/30/18

CBSH Commerce Bancshares Inc S 6,909 80,394 KIM, CHARLES G. CFO$58.661/30/18

CBSH Commerce Bancshares Inc S 1,709 10,650 PETRIE, MICHAEL J. SR VP$58.761/30/18

CWBC Community West Bancshares S 2,772 14,425 MOHARRAM, SHEREEF DIR$12.051/31/18

CWBC Community West Bancshares S 2,228 14,425 MOHARRAM, SHEREEF DIR$12.062/01/18

CVLT CommVault Systems Inc AS 3,335 18,771 MERRILL, GARY CAO$54.401/30/18

CVLT CommVault Systems Inc S 7,500 36,712 SMITH, GARY B. DIR$53.501/31/18

CVLT CommVault Systems Inc S 5,500 37,350 WALKER, DAVID F. DIR$55.481/29/18

CNCE Concert Pharmaceuticals Inc AS 8,054 X 44,351 X ALDRICH, RICHARD DIR$20.22-$20.311/25/18

CNCE Concert Pharmaceuticals Inc AS 5,000 X 16,946 X ALDRICH, RICHARD DIR$20.461/26/18



CNCE Concert Pharmaceuticals Inc AS 1,946 X 0 X ALDRICH, RICHARD DIR$19.992/01/18

CNMD Conmed Corp S 3,000 16,782 GOLDEN, JO ANN DIR$63.902/01/18

CSOD Cornerstone OnDemand Inc AS 30,000 3,502,240 MILLER, ADAM L. CEO$41.71-$42.311/25/18

COST Costco Wholesale Corp AS 3,000 X 36,000 X MEISENBACH, JOHN W. DIR$193.412/01/18

ICBK COUNTY BANCORP INC S 800 32,898 FOSTER, EDSON P. DIR$29.741/26/18

CRTO Criteo SA S 7,153 101,387 EICHMANN, ERIC CEO$24.871/29/18

CRTO Criteo SA S 1,261 1,226,761 RUDELLE, JEAN-BAPTISTE CB$24.781/30/18

CBAY CymaBay Therapeutics Inc AS 85,339 X 581,685 X EMSTER, KURT VON DIR$12.221/30/18

CTMX CytomX Therapeutics Inc AS 2,548 4,741 RAY, DEBANJAN CFO$26.692/01/18

DERM Dermira Inc AS 3,000 2,802 BAUER, EUGENE A. DIR$28.552/01/18

DERM Dermira Inc AS 600 30,282 COHEN, DAVID E. DIR$28.872/01/18

DMRC Digimarc Corp AS 5,000 87,014 DAVIS, BRUCE L. CB$30.532/01/18

DCOM Dime Community Bancshares B 2,300 10,743 LUBOW, STUART H. OFF$19.252/01/18

DCOM Dime Community Bancshares B 1,000 1,000 STEIN, KEVIN DIR$19.301/31/18

DMLP Dorchester Minerals LP AB 2,000 26,351 DORCHESTER MINERALS

OPERATING, LP

$16.451/25/18

DMLP Dorchester Minerals LP AB 1,925 28,276 DORCHESTER MINERALS

OPERATING, LP

$15.90-$15.951/26/18

DLTH Duluth Holdings Inc AS 20,200 X 34,773 X FERRY, WILLIAM E. DIR$17.30-$17.442/01/18

EWBC East West Bancorp Inc S 2,000 21,599 LIU, JACK C. DIR$68.501/29/18

EDGE Edge Therapeutics Inc AS 2,500 82,736 LEUTHNER, BRIAN A. CEO$13.142/01/18

EDGE Edge Therapeutics Inc AS 2,500 80,236 LEUTHNER, BRIAN A. CEO$12.962/02/18

EDIT Editas Medicine Inc AS 10,000 1,354,431 BOSLEY, KATRINE CEO$37.531/29/18

EDIT Editas Medicine Inc AS 10,000 1,344,431 BOSLEY, KATRINE CEO$40.051/30/18

Section 2.10

FORM 4 TRANSACTIONS


EGAN eGain Corporation AS 7,500 259,262 SMIT, ERIC CFO$5.471/30/18

EA Electronic Arts AS 1,500 35,462 BRUZZO, CHRIS EX VP$127.13-$129.142/01/18

EA Electronic Arts AS 750 3,009 MIELE, LAURA EX VP$126.78-$128.422/01/18

EA Electronic Arts AS 200 4,528 SINGH, VIJAYANTHIMALA SR VP$126.752/01/18

EA Electronic Arts AS 5,000 51,871 SODERLUND, PATRICK EX VP$126.67-$129.922/01/18

EA Electronic Arts AS 9,000 X 185,133 X WILSON, ANDREW CEO$127.02-$129.892/01/18

EFII Electronics For Imaging Inc AS 9,000 324,450 GECHT, GUY CEO$30.311/29/18

ENG ENGlobal Corp B 15,000 X 8,840,597 X COSKEY, WILLIAM A. CB$0.8012/05/17

EQIX Equinix Inc AS 2,196 1,844 MEYERS, CHARLES J. PR$450.001/31/18

EQIX Equinix Inc AS 1,500 27,666 TAYLOR, KEITH D. CFO$435.40-$441.781/26/18

ESQ Esquire Financial Holdings Inc B 1,000 X 101,501 X ZISES, SELIG DIR$20.45-$20.501/26/18

ESSA ESSA Bancorp Inc S 8,383 45,128 GRAYUSKI, THOMAS J. VP$16.26-$16.351/26/18

ETFC ETRADE Financial Corp S 2,000 34,304 SCLAFANI, JOSEPH L. DIR$52.751/30/18

EVBG Everbridge Inc AS 1,000 1,401 MARK, ELLIOT J. GEN CNSL$32.172/01/18

EVBG Everbridge Inc AS 3,000 209,773 MOULINE, IMAD CTO$32.122/01/18

FB Facebook Inc AS 5,587 75,040 FISCHER, DAVID B. PART$187.661/26/18

FAST Fastenal Co S 26,250 0 MILLER CHARLES S. EX VP$56.501/25/18

FGEN FibroGen Inc AS 18,900 2,939,405 NEFF, THOMAS B. CEO$59.30-$62.431/29/18

FGEN FibroGen Inc AS 418 X 124,588 X NEFF, THOMAS B. CEO$61.641/29/18

FGEN FibroGen Inc AS 18,900 2,920,505 NEFF, THOMAS B. CEO$60.81-$62.491/30/18

FGEN FibroGen Inc AS 418 X 124,170 X NEFF, THOMAS B. CEO$61.281/30/18

FGEN FibroGen Inc AS 6,000 29,000 ROSENKRANZ, ROBERTO DIR$60.001/26/18

FGEN FibroGen Inc AS 10,000 152,086 YU, KIN-HUNG PEONY OFF$62.001/29/18

FISI Financial Institutions Inc B 1,557 16,999 DORN, ANDREW W., JR. DIR$30.952/01/18

FNSR Finisar Corp AS 30,209 563,258 RAWLS, JERRY S DIR$17.942/01/18

FBIZ First Business Finl Servs In S 1,077 5,363 OVOKAITYS, DANIEL CINF$24.181/31/18

FBIZ First Business Finl Servs In B 205 X 205 X SANDERS, CAROL P. DIR$24.342/01/18

FDEF First Defiance Financial Corp B 1,071 1,071 ROBISON, MARK ANDREW DIR$55.702/01/18

FFIN First Finl Bkshares, Inc S 15,973 1,465 BEAL, STEVEN L. DIR$47.371/30/18

FLEX Flextronics International Ltd AS 13,597 179,802 SHIH, WILLY C. DIR$17.912/01/18

FMI Foundation Medicine Inc AS 4,400 93,322 MILLER, VINCENT A. OFF$75.001/29/18

FSBW FS Bancorp Inc S 200 0 TUEFFERS, MARK DIR$56.261/29/18

FSBW FS Bancorp Inc S 2,400 0 TUEFFERS, MARK DIR$56.251/30/18

FSBW FS Bancorp Inc S 5,071 2,060 ZAVAGLIA, JOSEPH P. DIR$56.251/29/18

FSBW FS Bancorp Inc S 2,729 2,060 ZAVAGLIA, JOSEPH P. DIR$55.911/30/18

GALT Galectin Therapeutics Inc S 39,300 X 3,120,984 X 10X FUND, L.P. B/O$5.351/26/18

GALT Galectin Therapeutics Inc B 2,000 X 16,000 X FREEMAN, KEVIN D. DIR$4.102/01/18

GPIC Gaming Pntr Intl Cor S 700 149,300 GRONAU, GREGORY CEO$11.041/22/18

GNTX Gentex Corp S 12,000 16,000 GOODE, GARY F. DIR$23.411/29/18

GNTX Gentex Corp S 47,000 7,000 HOEKSTRA, PETER DIR$23.531/29/18

GNTX Gentex Corp S 7,000 0 HOEKSTRA, PETER DIR$23.37-$23.491/29/18

GNTX Gentex Corp S 26,000 36,304 MULDER, JOHN A. DIR$23.511/29/18

GNTX Gentex Corp S 7,874 30,732 NASH, KEVIN C. CAO$23.401/30/18

GNTX Gentex Corp S 7,220 14,109 RYAN, SCOTT P. GEN CNSL$23.661/31/18

GNTX Gentex Corp S 12,000 17,400 WALLACE, JAMES H. DIR$23.401/30/18

GBT Global Blood Therapeutics Inc. AS 812 6,817 RADOVICH, PETER OFF$57.302/01/18

GSBC Great Southern Bancorp Inc B 2,000 3,100 PITT, DOUGLAS M. DIR$51.581/29/18

HBHC Hancock Holding Co S 1,000 26,255 EXNICIOS, JOSEPH S. OFF$53.402/01/18

HBHC Hancock Holding Co S 600 2,226 LITTLE, SONYA C. DIR$54.851/29/18

HIIQ Health Insurance Innovations I AS 5,000 109,001 WANG, SHELDON CTO$28.301/25/18

HQY HealthEquity Inc S 49,900 X 6,354,661 X BERKLEY CAPITAL, LLC B/O$52.011/29/18

HQY HealthEquity Inc AS 12,000 5,652 DREIER, ASHLEY CIO$52.001/29/18

Section 2.11

FORM 4 TRANSACTIONS


HQY HealthEquity Inc AS 40,000 445,000 KESSLER, JON CEO$49.29-$50.101/25/18

HMST HomeStreet Inc S 275 X 22,183 X BENNION, RICHARD W.H. DIR$29.802/01/18

HMST HomeStreet Inc S 520 2,269 ENDRESEN, WILLIAM D. PR$29.652/01/18

HMST HomeStreet Inc S 965 40,413 EVANS, GODFREY B. GEN CNSL$29.662/01/18

HMST HomeStreet Inc S 793 44,351 ISEMAN, JAY C. EX VP$29.752/01/18

HMST HomeStreet Inc S 6,934 131,293 MASON, MARK K. CEO$29.532/01/18

HMST HomeStreet Inc S 241 2,316 RUH, MARK R. CFO$29.862/01/18

HMST HomeStreet Inc S 500 23,783 TAYLOR, PAMELA J. DIR$29.752/01/18

HMST HomeStreet Inc S 320 14,588 VINCENT, MARY L. EX VP$29.302/01/18

HURC Hurco Cos Inc S 6,000 3,893 STRACKBEIN, RONALD G DIR$47.421/26/18

ILMN Illumina Inc AS 1,250 7,338 EPSTEIN, ROBERT S. DIR$244.181/29/18

INDB Independent Bank Corp (Mass) S 601 10,052 ABELLI, DONNA L. DIR$72.051/25/18

IDTI Integrated Device Tech In S 5,045 153,078 CHITTIPEDDI, SAILESH CTO$31.231/30/18

INTC Intel Corp. AS 8,659 250,000 KRZANICH, BRIAN M. CEO$49.04-$49.581/26/18

INTC Intel Corp. AS 1,643 19,944 SHENOY, NAVIN EX VP$49.07-$49.451/26/18

INTC Intel Corp. AS 716 19,944 SHENOY, NAVIN EX VP$48.95-$49.661/30/18

ISCA International Speedway Corp S 500 10,383 BOERGER, JEFF VP$45.491/29/18

INTX Intersections Inc AS 5,000 1,039,405 STANFIELD, MICHAEL R. CB$2.291/29/18

IVAC Intevac, Inc. B 26,698 X 4,416,435 X FIRST EAGLE INVESTMENT

MANAGEMENT, LLC B/O

$6.71-$6.831/30/18

ISRG Intuitive Surgical Inc AS 262 1,890 MYRIAM, CURET EX VP$431.501/30/18

ISRG Intuitive Surgical Inc AS 964 0 SAMATH, JAMIE PRNCL$428.00-$428.691/30/18

ISRG Intuitive Surgical Inc AS 18,000 511,410 SMITH, LONNIE M. DIR$428.681/30/18

ISTR Investar Holding Corp S 809 9,866 BABIN, DANE M. OFF$24.751/30/18

IONS Ionis Pharmaceuticals Inc AS 12,500 19,114 BENNETT, C. FRANK SR VP$52.502/01/18

IONS Ionis Pharmaceuticals Inc AS 10,000 51,733 CROOKE, STANLEY T. CB$54.121/29/18

IONS Ionis Pharmaceuticals Inc AS 1,000 X 4,128 X CROOKE, STANLEY T. CB$54.121/29/18

IONS Ionis Pharmaceuticals Inc AS 3,000 9,939 KLEIN, JOSEPH III DIR$52.861/30/18

IONS Ionis Pharmaceuticals Inc AS 645 14,452 O'NEIL, PATRICK R. GEN CNSL$55.001/25/18

IONS Ionis Pharmaceuticals Inc AS 355 14,452 O'NEIL, PATRICK R. GEN CNSL$55.001/29/18

IPGP IPG Photonics Corp AS 5,000 31,100 MAMMEN, TIMOTHY PV CFO$252.462/01/18

JBHT J.B.Hunt Transport Servs In S 21,344 0 GARRISON, EARL WAYNE DIR$125.791/24/18

JBLU Jetblue Airways Corp AS 2,000 394,535 HAYES, ROBIN CEO$20.872/01/18

JBLU Jetblue Airways Corp S 5,000 9,555 HNAT, JAMES G. GEN CNSL$20.842/01/18

JCTCF Jewett-Cameron Trading Co Ltd S 1,900 709,789 BOONE, DONALD M. B/O$15.051/25/18

JCTCF Jewett-Cameron Trading Co Ltd S 10,872 698,917 BOONE, DONALD M. B/O$15.061/26/18

JNCE Jounce Therapeutics Inc AS 4,000 0 DUNCAN, BARBARA GAYLE DIR$25.001/26/18

JUNO Juno Therapeutics Inc AS 4,167 96,471 AZELBY, ROBERT EX VP$85.782/01/18

KALA Kala Pharmaceuticals Inc B 22,760 X 2,972,760 X ORBIMED ADVISORS, LLC B/O$14.931/26/18

KALA Kala Pharmaceuticals Inc B 50,000 X 3,022,760 X ORBIMED ADVISORS, LLC B/O$14.991/29/18

KERX Keryx Biopharmaceuticals S 1,541 131,721 ADAMS, BRIAN SEC$4.811/29/18

KERX Keryx Biopharmaceuticals S 2,830 136,870 HOLMES, SCOTT A. CFO$4.811/29/18

KERX Keryx Biopharmaceuticals S 1,541 121,138 NEYLAN, JOHN F. OFF$4.811/29/18

KFRC Kforce Inc. AS 3,729 X 962,011 X DUNKEL, DAVID L. CEO$27.001/08/18

KLAC KLA-Tencor Corp AS 1,775 9,519 HIGASHI, EMIKO DIR$120.001/25/18

KLAC KLA-Tencor Corp AS 47 0 TRAFAS, BRIAN M. EX VP$111.381/30/18

KLAC KLA-Tencor Corp AS 13,299 43,442 WALLACE, RICHARD P. CEO$110.101/31/18

LGCY Legacy Reserves LP B 100,000 8,511,193 BAINES CREEK CAPITAL, LLC B/O$2.441/25/18





Section 2.12

FORM 4 TRANSACTIONS


LTXB LegacyTexas Finl Grp In S 5,000 35,490 EIKENBERG, CHARLES D. EX VP$44.181/31/18

LOB Live Oak Bancshares Inc AS 3,816 430,824 CAINES, S. BRETT CFO$26.201/30/18

LOB Live Oak Bancshares Inc AS 3,716 427,108 CAINES, S. BRETT CFO$26.911/31/18

LOGI Logitech International SA S 23,041 87,470 DAVIS, SALLY DIR$42.981/29/18

LOGI Logitech International SA S 17,330 321,929 PILETTE, VINCENT CFO$42.282/01/18

LOGI Logitech International SA S 40,000 79,028 SULLIVAN, L. JOSEPH SR VP$41.552/02/18

MGLN Magellan Health Inc AS 13,375 29,432 SMITH, BARRY M. CEO$99.202/01/18

MRNS Marinus Pharmaceuticals Inc S 3,000 49,800 SMITH, EDWARD F. CFO$7.911/29/18

MASI Masimo Corp AS 2,000 68,249 FITCH, SANFORD DIR$93.072/01/18

MASI Masimo Corp AS 10,000 69,000 LEE, YONGSAM CIO$92.952/01/18

MATW Matthews International Corp B 3,000 16,207 MARSH, ROBERT TR$55.501/30/18

MATW Matthews International Corp B 1,615 17,822 MARSH, ROBERT TR$55.40-$55.501/31/18

MXIM Maxim Integrated Products Inc S 22,300 74,600 BERGMAN, JAMES R. DIR$62.36-$62.411/30/18

MXIM Maxim Integrated Products Inc S 8,000 66,600 BERGMAN, JAMES R. DIR$62.471/31/18

MXIM Maxim Integrated Products Inc AS 54,000 X 1,259,317 X DOLUCA, TUNC CEO$59.571/29/18

MXIM Maxim Integrated Products Inc S 5,000 71,986 JAIN, VIVEK SR VP$60.001/29/18

MXIM Maxim Integrated Products Inc S 25,000 65,826 KIDDOO, BRUCE CFO$62.231/30/18

MXIM Maxim Integrated Products Inc S 12,634 127,291 NEIL, CHRISTOPHER J. SR VP$62.011/30/18

MLNX Mellanox Technologies Ltd. S 2,500 182,733 KAGAN, MICHAEL CTO$67.501/25/18

MLNX Mellanox Technologies Ltd. B 500 X 500 X OLSON, JON A. B/O$65.481/29/18

MLNX Mellanox Technologies Ltd. B 192 192 TITINGER, JORGE B/O$65.301/31/18

MNLO Menlo Therapeutics Inc B 100,000 1,582,854 REMEDITEX VENTURES, LLC B/O$17.001/25/18

MNLO Menlo Therapeutics Inc B 265,000 265,000 VENBIO GLOBAL STRATEGIC FUND

II L.P B/O

$17.001/25/18

MERC Mercer International Inc AS 12,000 139,714 GANDOSSI, DAVID M. CEO$14.671/31/18

MRCY Mercury Systems Inc AS 4,800 471,382 ASLETT, MARK CEO$48.141/30/18

MRCY Mercury Systems Inc AS 4,800 466,582 ASLETT, MARK CEO$48.071/31/18

EBSB Meridian Bancorp Inc B 97 X 22,191 X MERRITT, EDWARD J. DIR$20.701/26/18

EBSB Meridian Bancorp Inc S 7,000 57,450 NATALUCCI, GREGORY F. DIR$20.701/29/18

EBSB Meridian Bancorp Inc S 15,146 30,225 SARTORI, JAMES G. DIR$20.60-$20.851/26/18

EBSB Meridian Bancorp Inc S 896 29,329 SARTORI, JAMES G. DIR$20.212/01/18

MIK Michaels Companies Inc AS 161,562 283,234 RUBIN, CARL CB$27.071/25/18

MIK Michaels Companies Inc AS 59,368 256,093 RUBIN, CARL CB$27.371/26/18

MU Micron Technology Inc AS 3,000 108,299 BAILEY, ROBERT L. DIR$42.78-$43.502/01/18

MBCN Middlefield Banc Corp S 1,100 50,660 VALERIAN, WILLIAM A. DIR$49.862/01/18

MBCN Middlefield Banc Corp S 1,201 X 3,412 X VALERIAN, WILLIAM A. DIR$50.492/02/18

MSBI Midland States Bancorp Inc S 1,000 309,426 SCHULTZ, JOHN M. DIR$32.142/01/18

MSBI Midland States Bancorp Inc S 1,000 X 77,903 X SCHULTZ, JOHN M. DIR$32.132/01/18

MOFG MidWestOne Financial Group Inc B 500 9,463 CANTRELL, JAMES M CFO$33.252/01/18

MOFG MidWestOne Financial Group Inc B 200 X 19,969 X DONOHUE, RICHARD R. DIR$33.261/30/18

MOFG MidWestOne Financial Group Inc B 200 X 20,169 X DONOHUE, RICHARD R. DIR$33.151/31/18

MOFG MidWestOne Financial Group Inc B 500 96,079 FUNK, CHARLES N. CEO$33.032/01/18

MOFG MidWestOne Financial Group Inc B 500 X 500 X KRAMER, KEVIN E COO$33.471/30/18

MOFG MidWestOne Financial Group Inc B 500 X 1,000 X KRAMER, KEVIN E COO$33.201/31/18

MOFG MidWestOne Financial Group Inc B 250 83,904 MCCORMICK, TRACY S DIR$33.101/31/18

MOFG MidWestOne Financial Group Inc B 500 80,511 MONSON, KEVIN W. DIR$33.032/01/18

MOFG MidWestOne Financial Group Inc B 200 2,600 STANOCH, RUTH E DIR$33.122/01/18

MOFG MidWestOne Financial Group Inc B 300 1,300 TRUE, DOUGLAS K DIR$33.432/01/18

MRTX Mirati Therapeutics Inc AS 12,500 2,877 CHRISTENSEN, JAMIE SR VP$26.111/26/18

MNTA Momenta Pharmaceuticals Inc AS 16,264 16,176 STONER, ELIZABETH DIR$18.001/30/18

MPWR Monolithic Power Systems Inc S 194 40,142 BLEGEN, THEODORE CFO$120.661/30/18

Section 2.13

FORM 4 TRANSACTIONS


MPWR Monolithic Power Systems Inc AS 256 39,886 BLEGEN, THEODORE CFO$120.661/30/18

NATI National Instruments Corp. AS 300 371,971 KODOSKY, JEFFREY L. DIR$47.271/29/18

NATI National Instruments Corp. AS 300 X 371,973 X KODOSKY, JEFFREY L. DIR$47.271/29/18



NATI National Instruments Corp. S 1,846 16,207 ROIKO, JOHN CHARLES CAO$50.272/01/18

NATI National Instruments Corp. AS 7,500 8,247,537 TRUCHARD, JAMES J. DIR$47.301/29/18

NRCIB National Research Corporation PS 1,602,399 0 HAYS, MICHAEL D. CEO$39.031/25/18

NAVI Navient Corp S 17,423 63,404 HAUBER, STEPHEN M SR VP$14.401/29/18

NBTB NBT Bancorp S 1,625 14,569 WADSWORTH, ROBERT A. DIR$37.201/25/18

NEOG Neogen Corp S 100 21,412 BRADLEY, EDWARD L. VP$60.001/26/18

NEOG Neogen Corp S 10,000 11,412 BRADLEY, EDWARD L. VP$60.321/29/18

NEOG Neogen Corp S 1,625 9,787 BRADLEY, EDWARD L. VP$60.151/30/18

NEOG Neogen Corp S 6,000 18,196 PAPESH, G. BRUCE DIR$59.721/26/18

NFLX Netflix Inc S 2,157 X 0 X HOAG, JAY C. DIR$268.872/01/18

NFLX Netflix Inc S 9,107 0 HOAG, JAY C. DIR$267.172/01/18

NFLX Netflix Inc AS 630 35,196 KILGORE, LESLIE J. DIR$279.001/29/18

NFLX Netflix Inc AS 9,009 13,090 PETERS, GREGORY K. OFF$275.001/29/18

NURO Neurometrix Inc. B 1,000 57,196 GOZANI, SHAI CEO$1.751/29/18



NURO Neurometrix Inc. B 2,500 27,463 HIGGINS, THOMAS T. CFO$1.552/01/18

NEXT NextDecade Corporation PS 13,750 X 11,037,816 X HALCYON CAPITAL MANAGEMENT,

LP

$6.751/26/18

NEXT NextDecade Corporation PS 28,750 12,213,724 VALINOR MANAGEMENT, L.P. B/O$6.751/26/18

NBN Northeast Bancorp B 100 2,100 LAPOINTE, JEAN-PIERRE CFO$22.252/01/18

NTRS Northern Trust Corp S 3,000 X 12,230 X BLAKE, AILEEN B. CT$105.321/26/18

NTRS Northern Trust Corp S 30,917 32,852 COHODES, JEFFREY D. EX VP$105.291/26/18

NTRS Northern Trust Corp S 6,806 33,579 LEECH, WILSON EX VP$106.271/30/18

NTRS Northern Trust Corp S 2,152 33,579 LEECH, WILSON EX VP$105.851/31/18

NTRS Northern Trust Corp S 10,118 22,984 PARKER, TERESA EX VP$106.15-$106.191/26/18

NTRS Northern Trust Corp S 10,000 X 28,674 X POTTER, STEPHEN N. VCB$106.141/26/18

NFBK Northfield Bancorp Inc S 7,500 318,523 KLEIN, STEVEN M. CEO$17.061/29/18

NWBI Northwest Bancshares Inc S 19,172 18,402 SCALISE JONATHAN P EX VP$17.011/26/18

NVAX Novavax Inc B 12,784 27,211 GLENN, GREGORY M. PR$0.881/31/18

NVCR NovoCure Limited AS 13,974 356,790 DANZIGER, ASAF CEO$24.021/29/18

NVCR NovoCure Limited AS 11,630 4,998 LONGSWORTH, TODD

CHRISTOPHER GEN CNSL

$24.001/29/18

OVLY Oak Valley Bancorp S 500 207,697 MARTIN, RONALD C. DIR$19.742/01/18

OVLY Oak Valley Bancorp S 1,000 206,697 MARTIN, RONALD C. DIR$21.002/01/18

OLBK Old Line Bancshares Inc S 1,000 61,992 DENT, JAMES F. DIR$31.652/01/18

OLBK Old Line Bancshares Inc B 620 44,174 MANUEL, GAIL D. DIR$31.161/29/18

OSBC Old Second Bancorp Inc S 500 27,599 GOTTSCHALK, KEITH EX VP$14.461/29/18

OSBC Old Second Bancorp Inc B 1,000 26,000 TAPSCOTT, JAMES F. DIR$14.252/01/18

OPK Opko Health Inc B 55,000 X 825,000 X FROST, PHILLIP MD ET AL B/O$4.85-$5.021/26/18

PMBC Pacific Mercantile Bancorp B 152 X 152 X INSERRA, THOMAS J. EX VP$8.581/31/18

PMBC Pacific Mercantile Bancorp B 2,848 X 3,000 X INSERRA, THOMAS J. EX VP$8.752/02/18

PMBC Pacific Mercantile Bancorp B 587 30,587 INSERRA, THOMAS J. EX VP$8.702/02/18

PKBK Parke Bancorp Inc B 600 173,082 PANTILIONE, VITO S. CEO$20.161/30/18

PEGI Pattern Energy Group Inc AS 2,400 132,128 PEDERSEN, ESBEN W. CIO$20.512/01/18

PEBO Peoples Bancorp Inc B 2,000 5,767 SWEET,TERRY THOMAS DIR$33.96-$33.9712/04/17

PBCT People's United Financial Inc S 7,500 X 134,571 X CARTER, GEORGE P. DIR$19.711/30/18

Section 2.14

FORM 4 TRANSACTIONS


PBCT People's United Financial Inc S 5,715 93,567 POWLUS, LEE C. SREXVP$19.792/01/18

PBCT People's United Financial Inc S 30,000 X 23,706 X TRAUTMANN, ROBERT E SEC$19.861/29/18

PGLC Pershing Gold Corporation B 10,000 X 3,898,034 X HONIG, BARRY C. DIR$2.351/30/18

PETS PetMed Express Inc S 5,000 68,833 KORN, RONALD J. DIR$48.381/29/18

PLAB Photronics Inc AS 1,040 79,379 TYSON, MITCHELL G. DIR$8.501/26/18

PNFP Pinnacle Finl Pntr Inc S 1,873 X 41,807 X LOUGHRY, ED C., JR. DIR$64.302/02/18

PNFP Pinnacle Finl Pntr Inc AS 3,000 46,794 SAMUEL, RONALD L VCB$63.471/30/18

PXLW Pixelworks Inc B 3,000 469,570 MOORE, STEVEN L. CFO$1.731/31/18

POWI Power Integrations Inc S 1,441 43,378 BAILEY, DOUGLAS VP$77.681/29/18

POWI Power Integrations Inc S 505 42,873 BAILEY, DOUGLAS VP$76.231/30/18

POWI Power Integrations Inc S 9,488 258,738 BALAKRISHNAN, BALU CEO$77.361/29/18

POWI Power Integrations Inc S 3,116 255,622 BALAKRISHNAN, BALU CEO$77.191/30/18

POWI Power Integrations Inc S 1,552 32,973 BARSAN, RADU VP$77.631/29/18

POWI Power Integrations Inc S 505 32,468 BARSAN, RADU VP$76.231/30/18

POWI Power Integrations Inc AS 3,643 28,825 BARSAN, RADU VP$74.581/31/18

POWI Power Integrations Inc S 1,452 41,202 MATTHEWS, DAVID MICHAEL H. VP$77.601/29/18

POWI Power Integrations Inc S 478 40,724 MATTHEWS, DAVID MICHAEL H. VP$76.401/30/18

POWI Power Integrations Inc S 2,022 57,410 NAYYAR, SANDEEP CFO$77.501/29/18

POWI Power Integrations Inc S 595 56,815 NAYYAR, SANDEEP CFO$76.541/30/18

POWI Power Integrations Inc S 860 30,128 PETRAKIAN, RAJA VP$77.151/29/18

POWI Power Integrations Inc S 1,460 39,347 SUTHERLAND, BENJAMIN C. VP$77.15-$77.151/29/18

POWI Power Integrations Inc S 477 38,870 SUTHERLAND, BENJAMIN C. VP$76.401/30/18

POWI Power Integrations Inc S 1,556 80,641 WALKER, CLIFFORD VP$77.491/29/18

POWI Power Integrations Inc S 530 80,111 WALKER, CLIFFORD VP$76.461/30/18

PBIP Prudential Bancorp Inc B 1,000 10,500 MIGLIORINO, ANTHONY V. COO$17.601/29/18

PBIP Prudential Bancorp Inc B 2,500 37,436 POLLACK, DENNIS CEO$17.50-$17.751/26/18

PTC PTC Inc AS 25,000 637,529 HEPPELMANN, JAMES E. CEO$72.342/01/18

QCRH QCR Holdings Inc S 2,036 X 4,571 X HULTQUIST, DOUGLAS M. CEO$43.901/31/18

QCOM Qualcomm Inc AS 713 10,403 ROGERS, ALEXANDER H PR$68.201/29/18

QBAK Qualstar Corp S 6,000 139,558 GERVAIS, WILLIAM J. B/O$8.50-$8.601/25/18

QBAK Qualstar Corp S 6,000 133,558 GERVAIS, WILLIAM J. B/O$8.70-$8.801/26/18

QTNA Quantenna Communications Inc AS 3,868 39,649 CARROLL, DAVID WILLIAM SR VP$14.011/30/18

QDEL Quidel Corp. AS 12,000 274,493 BRYANT, DOUGLAS C. CEO$47.981/29/18



RMBS Rambus Inc. AS 5,000 48,045 SHRIGLEY, DAVID A. DIR$14.181/29/18

RPD Rapid7 Inc S 200,000 225,862 THOMAS, COREY E. CEO$21.011/30/18

RPD Rapid7 Inc S 50,000 X 150,000 X THOMAS, COREY E. CEO$21.011/30/18

TORC resTORbio Inc B 233,333 9,800,396 PURETECH HEALTH LLC B/O$15.001/30/18

RVLT Revolution Lighting Teches In PB 150,000 195,000 DEPALMA, JAMES CFO$3.601/29/18

RVLT Revolution Lighting Teches In B 25,000 100,000 LAPENTA, ROBERT V. CB$3.881/25/18

RVLT Revolution Lighting Teches In PB 850,000 950,000 LAPENTA, ROBERT V. CB$3.601/29/18

RGCO RGC Resources Inc B 63 X 29,465 X AGEE, NANCY H. DIR$23.922/01/18

RGCO RGC Resources Inc B 98 36,104 SMOOT, RAYMOND D., JR. DIR$23.922/01/18

RCL Royal Caribbean Cruises Ltd S 5,892 43,972 LIBERTY, JASON T CFO$131.191/25/18

RCL Royal Caribbean Cruises Ltd S 7,404 33,979 LUTOFF-PERLO, LISA CEO$134.551/29/18

RGLD Royal Gold Inc AS 1,500 X 60,520 X WENGER, STEFAN CFO$88.502/01/18

SAL Salisbury Bancorp Inc S 1,535 26,384 GORDON, MICHAEL D DIR$45.502/01/18

SASR Sandy Spring Bancorp Inc S 1,872 4,290 MCDOWELL, RONDA M. EX VP$37.93-$37.961/30/18

STX Seagate Technology PLC S 241,738 72,484 LUCZO, STEPHEN JAMES CB$54.761/30/18

STX Seagate Technology PLC S 14,175 10,815 MURPHY, JAMES J. EX VP$55.14-$55.161/31/18

STX Seagate Technology PLC S 4,026 X 18,632 X PARK, CHONG SUP DIR$54.221/30/18

Section 2.15

FORM 4 TRANSACTIONS


SHLD Sears Holdings Corp S 350,700 X 20,142,685 X BERKOWITZ, BRUCE R. B/O$2.861/25/18

SHLD Sears Holdings Corp S 1,266,700 X 18,808,910 X BERKOWITZ, BRUCE R. B/O$2.531/26/18

MCRB Seres Therapeutics Inc S 1,738 198,764 AUNINS, JOHN G. OFF$11.021/26/18

MCRB Seres Therapeutics Inc S 1,738 139,935 COOK, DAVID N. OFF$11.021/26/18

MCRB Seres Therapeutics Inc S 3,475 6,525 DESROSIER, THOMAS OFF$11.021/26/18

MCRB Seres Therapeutics Inc S 2,780 5,220 SHAFF, ERIC D. OFF$11.021/26/18

MCRB Seres Therapeutics Inc S 2,607 4,893 TRUCKSIS, MICHELE OFF$11.021/26/18

SFLY Shutterfly Inc AS 85,000 12,394 NORTH, CHRISTOPHER CEO$65.34-$66.031/31/18

SFLY Shutterfly Inc AS 85,000 12,394 NORTH, CHRISTOPHER CEO$70.132/01/18

BSRR Sierra Bancorp B 1,000 17,000 EVANS, ROBB DIR$27.51-$27.821/29/18

SGMA Sigmatron International Inc S 143 0 UPADHYAYA, RAJ B. EX VP$9.301/24/18

SGMA Sigmatron International Inc S 2,132 0 UPADHYAYA, RAJ B. EX VP$9.121/25/18

SLAB Silicon Laboratories Inc AS 131 46,406 KUMAR, SANDEEP P. SR VP$100.001/26/18

SLAB Silicon Laboratories Inc AS 18,235 51,266 TOLANY, BRANDON SR VP$95.001/29/18

SFNC Simmons First National Corp S 10,000 195,853 BRYANT, VERNON WILSON JR. PR$58.771/26/18


SFNC Simmons First National Corp S 10,000 175,853 BRYANT, VERNON WILSON JR. PR$59.00-$59.501/30/18


SFNC Simmons First National Corp B 2,500 105,383 MAKRIS, GEORGE JR. CB$58.101/25/18

SLM SLM Corp S 8,640 86,866 GOODE, EARL A. DIR$11.501/25/18

SLM SLM Corp S 13,836 321,777 MCGARRY, STEVEN CFO$11.621/26/18

SLM SLM Corp S 330 36,164 PITCHER, JED H. DIR$11.511/25/18

SLM SLM Corp S 12,429 182,034 THOME, PAUL F EX VP$11.501/26/18

SGH SMART Global Holdings Inc AS 6,874 87,989 KIM, KIWAN PR$35.70-$36.381/30/18

SGH SMART Global Holdings Inc AS 18,424 110,319 PACHECO, JACK A. CFO$35.70-$38.281/30/18

SRNE Sorrento Therapeutics Inc S 17,214 X 1,380,639 X ABG MANAGEMENT LTD B/O$7.611/29/18






SFBC Sound Financial Bancorp Inc S 355 1,739 HADDAD, DAVID S., JR. DIR$34.702/01/18

SSB South State Corp S 11,507 11,500 CHERRY, JAMES C. DIR$88.521/31/18

SSB South State Corp S 8,878 110,441 HILL, ROBERT R., JR. CEO$89.122/01/18

SFST Southern First Bancshares Inc S 657 72,232 STRICKLAND, F. JUSTIN. PR$44.001/26/18

SFST Southern First Bancshares Inc S 450 71,782 STRICKLAND, F. JUSTIN. PR$44.001/29/18

SFST Southern First Bancshares Inc S 3,893 67,889 STRICKLAND, F. JUSTIN. PR$43.501/31/18

SGRP SPAR Group Inc S 5,000 5,511,489 BROWN, ROBERT G. CB$1.771/29/18

SFM Sprouts Farmers Market Inc AS 224,252 1,370 BONEY, SHON A. DIR$28.011/29/18



STMP Stamps.com Inc AS 1,200 297 KHECHFE, AMINE OFF$202.052/01/18

SNCR Synchronoss Technologies Inc AS 671 84,730 PRAGUE, RONALD GEN CNSL$8.271/30/18

TCMD Tactile Systems Technology Inc AS 766 62,237 BLAKE, LYNN LARSON CFO$32.341/31/18

TCPC TCP Capital Corp B 2,500 6,000 CORBET, KATHLEEN A. DIR$15.221/30/18

TCPC TCP Capital Corp B 7,900 106,657 LEVKOWITZ, HOWARD CEO$15.22-$15.291/30/18

TCPC TCP Capital Corp B 1,100 X 15,582 X LEVKOWITZ, HOWARD CEO$15.231/30/18

TCPC TCP Capital Corp B 5,000 25,000 WRUBLE, BRIAN F. DIR$15.261/31/18

AMTD TD Ameritrade Holding Corp S 10,000 145,000 MOGLIA, JOSEPH H. DIR$55.281/25/18

TTGT TechTarget Inc S 20,000 X 2,773,363 X NINE TEN PARTNERS, LP B/O$15.361/25/18

TTGT TechTarget Inc S 35,000 X 2,738,363 X NINE TEN PARTNERS, LP B/O$15.401/26/18

TESS Tessco Technologies Inc S 3,235 77,622 ZIFFERER, MORTON DIR$22.601/30/18

Section 2.16

FORM 4 TRANSACTIONS




TTPH Tetraphase Pharmaceuticals Inc AS 8,750 0 DUMAS, JACQUES OFF$6.221/30/18

TCBI Texas Capital Bancshares, Inc. B 21 660 HUNTLEY, DAVID S. DIR$98.101/30/18

TXN Texas Instruments Inc S 28,352 89,934 ANDERSKOUV, NIELS SR VP$109.14-$109.921/31/18

TXN Texas Instruments Inc S 141,638 178,200 ANDERSON, STEPHEN A. SR VP$111.121/26/18

TXN Texas Instruments Inc S 18,571 147,580 ANDERSON, STEPHEN A. SR VP$108.73-$110.701/31/18

TXN Texas Instruments Inc S 27,048 20,203 BABB, RALPH W., JR. DIR$110.132/01/18

TXN Texas Instruments Inc S 3,516 31,086 BARKER, ELLEN SR VP$110.271/31/18

TXN Texas Instruments Inc S 9,724 10,178 BLINN, MARK A. DIR$112.471/29/18

TXN Texas Instruments Inc S 69,187 246,961 CRUTCHER, BRIAN T. COO$110.191/25/18



TXN Texas Instruments Inc S 51,032 195,929 CRUTCHER, BRIAN T. COO$109.16-$110.081/31/18

TXN Texas Instruments Inc S 40,826 109,769 DELAGI, R. GREGORY SR VP$109.14-$109.841/31/18

TXN Texas Instruments Inc S 23,831 107,322 ILAN, HAVIV SR VP$110.361/25/18

TXN Texas Instruments Inc S 17,578 106,994 ILAN, HAVIV SR VP$109.11-$109.791/31/18

TXN Texas Instruments Inc S 7,000 28,296 PATSLEY, PAMELA H. DIR$110.961/25/18

TXN Texas Instruments Inc S 61,500 146,989 RITCHIE, KEVIN J. SR VP$109.62-$111.141/25/18

TXN Texas Instruments Inc S 45,362 119,785 RITCHIE, KEVIN J. SR VP$109.14-$109.841/31/18

TXN Texas Instruments Inc S 43,935 798,812 TEMPLETON, RICHARD K. CB$109.441/31/18

TXN Texas Instruments Inc S 3,006 68,918 TROCHU, CYNTHIA HOFF SEC$110.701/31/18

TXN Texas Instruments Inc S 2,836 25,734 VAN HAREN, JULIE SR VP$110.571/31/18

TXN Texas Instruments Inc S 18,145 69,986 WHITAKER, DARLA H. SR VP$109.17-$110.101/31/18

TXN Texas Instruments Inc S 15,877 61,248 XIE, BING SR VP$109.13-$109.801/31/18

TXRH Texas Roadhouse Inc AS 1,134 16,899 JACOBSEN, SCOTT CHRIS OFF$60.001/26/18

TXRH Texas Roadhouse Inc AS 366 16,533 JACOBSEN, SCOTT CHRIS OFF$60.001/29/18

TSC Tristate Capital Holdings Inc B 1,000 1,500 DEMAS, DAVID J CFO$24.102/01/18

TSC Tristate Capital Holdings Inc S 65,000 25,757 DOLAN, JAMES J. DIR$24.931/29/18

TRST Trustco Bank Corp N Y B 1,000 102,280 DE GENNARO, DENNIS A. DIR$8.801/26/18

TRST Trustco Bank Corp N Y B 3,000 X 3,000 X DE GENNARO, DENNIS A. DIR$8.801/26/18

TRST Trustco Bank Corp N Y S 1,760 90,277 SCHRECK, ERIC W. TR$8.661/31/18

UMBF UMB Financial Corp S 5,451 189,676 KEMPER, J. MARINER CB$76.92-$77.441/26/18



UMPQ Umpqua Holdings Corp S 5,795 181,869 FARNSWORTH, RON L. CFO$21.452/01/18

QURE Uniqure B.V. S 6,540 28,252 ASTLEY-SPARKE, PHILIP DIR$18.531/29/18

QURE Uniqure B.V. S 2,878 12,914 KAYE, JACK DIR$18.531/29/18

QURE Uniqure B.V. S 2,878 15,314 SCHAFFER, DAVID DIR$18.531/29/18

QURE Uniqure B.V. S 2,878 17,914 SOTEROPOULOS, PAULA DIR$18.531/29/18

QURE Uniqure B.V. S 5,985 X 25,069 X VAN DEVENTER, SANDER OFF$18.531/29/18

URI United Rentals Inc AS 11,439 15,013 ASPLUND, DALE A. CIO$185.131/26/18

URI United Rentals Inc S 1,370 27,779 BRITELL, JENNE K. DIR$183.75-$183.821/26/18

URI United Rentals Inc S 1,370 26,409 BRITELL, JENNE K. DIR$187.20-$187.221/29/18

URI United Rentals Inc S 3,405 6,593 GRAZIANO, JESSICA CT$185.001/26/18

URI United Rentals Inc AS 30,000 279,073 KNEELAND, MICHAEL CEO$180.45-$185.181/26/18

URI United Rentals Inc AS 8,743 23,152 PINTOFF, CRAIG ADAM EX VP$185.141/26/18

USCR US Concrete Inc AS 200 9,604 BEHRING, DAVID ANDREW VP$78.002/01/18

USCR US Concrete Inc AS 250 8,892 KOHUTEK, KEVIN CAO$78.902/01/18

USCR US Concrete Inc AS 9,000 416,717 SANDBROOK, WILLIAM J. VCB$81.21-$83.851/25/18

VBTX Veritex Holdings Inc S 55,690 X 97,259 X MURPHY, WILLIAM C. VCB$28.932/01/18

Section 2.17

FORM 4 TRANSACTIONS


VRTX Vertex Pharmaceuticals Inc AS 15,085 39,163 SACHDEV, AMIT EX VP$170.001/29/18

WDFC WD-40 Co S 1,690 10,249 HOLDSWORTH, GEOFFREY MGNG

DIR

$126.851/29/18

WSBC Wesbanco Inc B 1,000 2,000 KNOUSE-SNYDER, DENISE H DIR$41.441/29/18

WSBC Wesbanco Inc B 575 X 575 X KNOUSE-SNYDER, DENISE H DIR$41.451/29/18

WABC Westamerica Bancorporation S 5,000 67,490 SYLVESTER, EDWARD B DIR$60.931/26/18

WDC Western Digital Corp AS 90,755 140,371 MILLIGAN, STEPHEN D. CEO$87.66-$89.421/29/18

WDC Western Digital Corp AS 31,228 38,936 RAY, MICHAEL CHARLES SEC$86.33-$86.681/30/18

WDC Western Digital Corp AS 3,781 38,936 RAY, MICHAEL CHARLES SEC$89.181/31/18

WHLM Wilhelmina International Inc S 9,840 X 1,004,160 X ESCH, DIETER K. DIR$6.40-$6.5012/07/17

WHLM Wilhelmina International Inc S 4,160 X 1,000,000 X ESCH, DIETER K. DIR$6.42-$6.5012/08/17

WING Wingstop Inc S 1,476 110,152 MORRISON, CHARLES R. CB$48.132/01/18

WTFC Wintrust Financial Corp S 11,235 181,470 DYKSTRA, DAVID A. COO$87.561/29/18

WTFC Wintrust Financial Corp S 17,432 29,493 MURPHY, RICHARD B. EX VP$87.491/29/18

WTFC Wintrust Financial Corp S 5,268 8,908 STOEHR, DAVID L CFO$87.591/29/18

WTFC Wintrust Financial Corp S 14,173 120,691 WEHMER, EDWARD J. CEO$87.661/29/18

GWW WW Grainger Inc S 100 3,563 TAPIA, ERIC R. CT$266.062/01/18

XLNX Xilinx Inc S 4,300 37,569 HOVER-SMOOT, SCOTT GEN CNSL$71.721/30/18

XLNX Xilinx Inc S 19,687 55,403 TONG, VINCENT EX VP$73.522/01/18

ZG Zillow Group Inc AS 27,783 0 BOHUTINSKY, AMY COO$45.392/01/18

Z Zillow Group Inc AS 58,050 12,000 RASCOFF, SPENCER M. CEO$44.641/31/18

ZG Zillow Group Inc AS 8,585 0 SCHWARTZ, GREG M. OFF$44.132/01/18

ZION Zions Bancorp S 7,196 6,133 HUME, ALEXANDER SR VP$53.871/31/18

ZION Zions Bancorp S 1,250 20,634 LAURSEN, THOMAS E. GEN CNSL$54.281/31/18

KEY TO ABBREVIATIONS ON FORM 4 LISTING (see top of page): N/R - not reported; N/A - Not Available; PS-PB - private sale or buy

(offboard) transactions; AS-AB - automatic sale or automatic buy; CB - Chairman of the Board; VCB - Vice Chairman of the Board; AT -

Assistant; CEC - Chief of the Executive Committee; CEO - Chief Executive Officer; CFO - Chief Financial Officer; PR - President; TR -

Treasurer; CT - Controller; Part - Partner; EX VP - Executive Vice President; SR VP - Senior Vice President; VP - Vice President; SEC -

Secretary; OFF - Officer; X - Retired or Resigned; DIR - Director; B/O - Large Shareholder; TTEE - Trustee; WTS - Warrants; M - $1,000;

C - Canadian Funds; X (in “Now Has” column) -indirectholdings; (X) - combined direct and indirect holdings; + - also has holdings of

common share equivalents.

Section 2.18

February 05, 2018COMPANY INDEXES

The VICKERS INSIDER INDEX rates each company’s insider transactions for the past six months, taking into account numerous factors that are weighted

according to relative importance. Factors include, but are not limited to, the number of buy and sell transactions recorded for each company, the percentage

change that occurs in an insider’s holdings with each transaction, unanimity among insiders at a given company, the dollar value of a transaction, and reversals

in transaction patterns (from buying to selling or vice versa). A high “plus” value generally reflects relatively heavy insider buying. A high “minus” value

generally reflects heavy insider selling. Companies with an index value between +5 and -14 are rated as “neutral. Neutral index companies are not listed in

this report. A grey background on the Ticker Symbol indicates an index reversal (from "plus" to "minus" or vice versa). A black background on the Ticker

Symbol appears if there is a second consecutive index reversal.

STOCK NAME

INDEX

VALUETICKER

INDEX

VALUESTOCK NAMETICKER

INDEX

VALUETICKER STOCK NAME

1347 Ppty Insurance Hldgs In 149PIH

2U Inc 12TWOU

3D Systems Corp 10DDD

3M Co -140MMM

A V Homes Inc 32AVHI

A-Mark Precious Metals Inc -18AMRK

A.O. Smith Corp. -63AOS

A10 Networks Inc -71ATEN

AAC Holdings Inc 11AAC

Aaron's Inc -24AAN

Abbott Laboratories -124ABT

Abbvie Inc -66ABBV

Aberdeen Chile Fund Inc 6CH

Aberdeen Emerging Mkts Smaller 8ABE

Aberdeen Israel Fund Inc 8ISL

Aberdeen Latin America Eq Fd I 8LAQ

Abiomed Inc -37ABMD

ABM Industries Inc -16ABM

Acacia Communications Inc -86ACIA

Acacia Research Corp 54ACTG

Acadia Healthcare Co Inc -68ACHC

Acadia Pharmaceuticals Inc -27ACAD

Accelerate Diagnostics Corp 185AXDX

Acceleron Pharma Inc -41XLRN

Accenture PLC -135ACN

Access National Corp 24ANCX

Accuray Inc -16ARAY

Acelrx Pharmaceuticals Inc 18ACRX

Acer Therapeutics Inc 14ACER

Aceto Corp -27ACET

Achaogen Inc 16AKAO

Aclaris Therapeutics Inc 10ACRS

ACNB Corp 94ACNB

Acorda Therapeutics Inc -20ACOR

Activision Blizzard Inc -100ATVI

Acura Pharmaceuticals Inc 179ACUR

Adams Resources & Energy Inc 26AE

Adesto Technologies Corp -35IOTS

Adient plc -25ADNT

ADMA Biologics Inc 34ADMA

Adobe Systems Inc -80ADBE

Adtalem Global Education Inc -19ATGE

Aduro Biotech Inc -95ADRO

Advanced Disposal Services Inc -25ADSW

Advanced Drainage Systems Inc 64WMS

Advanced Energy Industries Inc -35AEIS

Advanced Micro Devices Inc. -220AMD

AdvanSix Inc 10ASIX W

Advaxis Inc -35ADXS

Advent Claymore Convertible Se -93AGC

Advent Claymore Convertible Se -20AVK

Advent/Claymore Enhanced Growt 6LCM

AECOM -35ACM

Aegean Marine Petroleum Networ 37ANW

Aeglea BioTherapeutics Inc 30AGLE

Aehr Test Systems -53AEHR

AerCap Holdings N.V. 22AER

Aerojet Rocketdyne Hldgs In -23AJRD

Aerovironment Inc -25AVAV

AES Corp 10AES

Aevi Genomic Medicine Inc 85GNMX

Affiliated Managers Group Inc -26AMG

Aflac Inc -32AFL

Agilent Technologies Inc -117A

Agilysys Inc 17AGYS

Agios Pharmaceuticals Inc -110AGIO

AgroFresh Solutions Inc 58AGFS

Aimmune Therapeutics Inc -99AIMT

Air Lease Corp -60AL

Air T Inc 25AIRT

Air Transport Servs Grp In -17ATSG

Akamai Technologies Inc 13AKAM

Akorn Inc -18AKRX

Alarm.com Holdings Inc -160ALRM

Alaska Comms Syss Grp In -15ALSK

Alcentra Capital Corp 23ABDC

Aldeyra Therapeutics Inc 10ALDX

Alexandria R.E. Equities In -74ARE

Alexion Pharmaceuticals Inc. -23ALXN

Align Technology Inc -41ALGN

Alimera Sciences Inc -45ALIM

Alkermes plc -57ALKS

Allegiance Bancshares Inc -40ABTX

Allegiant Travel Co -37ALGT

Allena Pharmaceuticals Inc 44ALNA

Allergan plc 27AGN

Alliance MMA Inc 16AMMA

AllianceBernstein Holding Lp -137AB

AllianzGI Convertible & Income 66CBH

AllianzGI Eq & Convertible Inc 10NIE

AllianzGI NFJ Divi Interest & 8NFJ

Allison Transmission Hldgs In -305ALSN

Allscripts Healthcare Solus In -19MDRX

Allstate Corp (The) -45ALL

Alnylam Pharmaceuticals Inc -60ALNY

Alphabet Inc -119GOOG

Alphabet Inc -21GOOGL

Alphatec Holdings Inc 10ATEC

Altaba Inc -23AABA

Altair Engineering Inc -21ALTR

Alteryx Inc 84AYX

Altimmune Inc 58ALT

Altisource Port Solus S.A 28ASPS

Altra Industrial Motion Corp -43AIMC

Amarin Corporation PLC -26AMRN

Amazon.com Inc -137AMZN

Ambac Financial Group Inc 16AMBC

Ambarella Inc -37AMBA

Amber Road Inc -28AMBR

AMC Entertainment Holdings Inc 32AMC

Ameresco Inc -18AMRC

America First Multifamily Inve 16ATAX

American Airlines Group Inc -24AAL

American Assets Trust Inc 211AAT

American Axle & Manf Hldgs In -37AXL

American Express Co. -88AXP

American Financial Group Inc -37AFG

American Homes 4 Rent 78AMH

American Homes 4 Rent 6AMH/PE

American Public Education Inc -21APEI

American River Bankshares 22AMRB

American Software Inc -101AMSWA

American States Water Co -38AWR

American Tower Corp -55AMT

American Water Works Co. Inc. -19AWK

American Woodmark Corp -128AMWD

Ameriprise Financial Inc -95AMP

Ameriserv Financial Inc 15ASRV

AmerisourceBergen Corp -151ABC

Ames National Corp 18ATLO

AMETEK Inc (New) -32AME

Amicus Therapeutics Inc -86FOLD

AMN Healthcare Services Inc. -60AMN

Amphastar Pharmaceuticals Inc -65AMPH

Amphenol Corp. -99APH

Ampio Pharmaceuticals Inc 14AMPE

Amtech Systems Inc -27ASYS

AmTrust Financial Services Inc 8AFSI

Analog Devices Inc. -139ADI

Anavex Life Sciences Corp 44AVXL

Andeavor -142ANDV

Andeavor Logistics LP 22ANDX

Anixter International Inc -22AXE

Annaly Capital Management Inc 54NLY

Ansys Inc -29ANSS

Anthem Inc -54ANTM

Anthera Pharmaceuticals Inc 30ANTH

Aon PLC -37AON

Apache Corp 32APA

Apartment Invt & Mgmt C -21AIV

Apollo Comm R.E. Finance In 7ARI

Apollo Endosurgery Inc 28APEN

Apollo Global Management LLC 53APO

SECTION 3.1

STOCK NAME

INDEX

VALUETICKER

COMPANY INDEXES

INDEX


INDEX


AppFolio Inc -66APPF

Appian Corp 220APPN

Apple Hospitality REIT Inc 20APLE

Apple Inc -124AAPL

Applied Ind Teches In -27AIT

Applied Materials Inc -34AMAT

Applied Optoelectronics Inc -18AAOI

Approach Resources Inc 98AREX

Apptio Inc -122APTI

Aptargroup Inc -36ATR

Aptiv PLC 20APTV

AquaVenture Holdings Ltd 8WAAS

Aramark 12ARMK

Aratana Therapeutics Inc -33PETX

ARC Document Solutions Inc 6ARC

ArcBest Corp -18ARCB

Arch Capital Group Ltd -51ACGL

Arch Coal Inc. -15ARCH

Arconic Inc 42ARNC

Ares Capital Corp 14ARCC

Argan Inc 18AGX

Arista Networks Inc -241ANET

Arlington Asset Invt Cor 20AI

ARMOUR Residential REIT Inc 14ARR

Arqule Inc 14ARQL

Array Biopharma Inc -45ARRY

ARRIS International PLC -17ARRS

Arrow Electronics Inc -29ARW

Arsanis Inc 114ASNS

Arthur J.Gallagher & Co -33AJG

Arts Way Manufacturing Co Inc 32ARTW

Asbury Automotive Group Inc -41ABG

Ashford Hospitality Prime Inc 18AHP

Ashland Global Holdings Inc -26ASH

Aspen Technology Inc -15AZPN

Associated Banc-Corp -36ASB

Asterias Biotherapeutics Inc 38AST

At Home Group Inc -196HOME

AT&T, Inc. 31T

Atara Biotherapeutics Inc -106ATRA

Athenahealth Inc -50ATHN

Atkore International Group Inc -59ATKR

Atlanticus Holdings Corp 10ATLC

Atlas Air Worldwide Hldgs In -39AAWW

Atlas Financial Holdings Inc -146AFH

Atmos Energy Corp 10ATO

ATN International Inc -16ATNI

aTyr Pharma Inc 6LIFE

Auburn National Bancorp 79AUBN

Audentes Therapeutics Inc -60BOLD

Autodesk Inc -43ADSK

Automatic Data Processing Inc -133ADP

Autonation Inc -28AN

AutoWeb Inc 6AUTO

Autozone Inc -100AZO

Avadel Pharmaceuticals plc 65AVDL

AvalonBay Communities Inc -19AVB

Avangrid Inc 20AGR

Avery Dennison Corp -80AVY

AveXis Inc -45AVXS

Avid Technology Inc 8AVID

Avis Budget Group Inc -63CAR

Avista Corp -15AVA

Axcelis Technologies Inc -52ACLS

AxoGen Inc -33AXGN

AXT Inc -24AXTI

B&G Foods Inc 12BGS

B. Riley Financial Inc 16RILY

Babcock & Wilcox Ent In 20BW

Badger Meter Inc -23BMI

Baker Hughes a GE company 19BHGE

Baldwin & Lyons Inc. 26BWINB

Baldwin & Lyons Inc. 24BWINA

Ball Corp -38BLL

Ballantyne Strong Inc 22BTN

Banc of California Inc 18BANC

Bancfirst Corp -23BANF

Bancorp 34 Inc 20BCTF

Bank Mutual Corp -22BKMU

Bank Of Commerce Holdings 10BOCH

Bank Of Marin Bancorp 18BMRC

Bank of New York Mellon Corp -48BK

Bank Of South Carolina Corp 64BKSC

Bank Of The James Finl Grp In 18BOTJ

Bank Of The Ozarks Inc -46OZRK

BankUnited Inc -22BKU

Banner Corp -17BANR

Bar Harbor Bankshares 9BHB

Barings Corporate Investors 7MCI

Barnes & Noble Education Inc -55BNED

Barnes & Noble Inc 9BKS

Barnwell Industries Inc 10BRN

Barracuda Networks Inc -363CUDA

Basic Energy Services Inc -126BAS

Baxter International Inc -30BAX

BB&T Corp. -69BBT

BCB Bancorp Inc 52BCBP

Bebe Stores Inc 8BEBE

Becton Dickinson & Co. -60BDX

BeiGene Ltd -66BGNE

Belden Inc -23BDC

Bellerophon Therapeutics Inc 18BLPH

Bellicum Pharmaceuticals Inc -36BLCM

Beneficial Bancorp Inc -26BNCL

Benefitfocus Inc 8BNFT

Best Buy Co Inc -123BBY

Big 5 Sporting Goods Corp 20BGFV

Big Lots Inc -35BIG

Biglari Holdings Inc 202BH

Bio-Rad Laboratories Inc -25BIO

Bio-Techne Corp -17TECH

BioAmber Inc 120BIOA

Bioanalytical Systems Inc 14BASI

Biodelivery Sciences Intl In -17BDSI

Biogen Inc 19BIIB

Biohaven Phar Hldg Co Lt -195BHVN

Biolase Inc 6BIOL

Biomarin Pharmaceutical Inc -52BMRN

Biotime Inc. 24BTX

Bioverativ Inc 8BIVV W

BJ's Restaurants Inc -26BJRI

Black Box Corp 12BBOX

Black Stone Minerals LP -18BSM

Blackbaud Inc -30BLKB

BlackLine Inc -87BL

BlackRock 2022 Glb Income Oppo 32BGIO

BlackRock Corporate High Yield 18HYT

BlackRock Cptl Invt Cor 28BKCC

Blackrock Long-Term Mun Advant 12BTA

BlackRock Muni Int Duration Fd 10MUI

BlackRock MuniYield Fund Inc 6MYD

Blackstone Mortgage Trust Inc -27BXMT

Bloomin' Brands Inc -43BLMN

Blue Buffalo Pet Products Inc -56BUFF

Blue Hills Bancorp Inc 14BHBK

bluebird bio Inc -205BLUE

Bluegreen Vacations Corp 9BXG

BlueKnight Energy Pntr LP LL 9BKEP

BlueLinx Holdings Inc 30BXC

Blueprint Medicines Corp -48BPMC

BMC Stock Holdings Inc -38BMCH

Boingo Wireless Inc -86WIFI

Bonanza Creek Energy Inc -15BCEI

Boot Barn Holdings Inc -23BOOT

Booz Allen Hamilton Hldg Cor -36BAH

BorgWarner Inc -17BWA

Borqs Technologies Inc 36BRQS

Boston Beer Inc -124SAM

Boston Private Finl Hldgs In 23BPFH

Boston Scientific Corp -60BSX

Bottomline Technologies Inc -30EPAY

Boulder Growth & Income Fd In 6BIF

Box Inc -137BOX

BP Midstream Partners LP 12BPMP

Brady Corp -25BRC

Brainstorm Cell Therapeutics I 6BCLI

Brandywine Realty Trust -24BDN

Briggs & Stratton Corp -23BGG

Bright Horizons Family Solu -69BFAM

Brink's Co -72BCO

Brixmor Property Group Inc 18BRX

Broadcom Limited -66AVGO

Broadridge Finl Solus In -43BR

Broadwind Energy Inc 10BWEN

Brookline Bancorp Inc -18BRKL

Brooks Automation Inc -31BRKS

Brown-Forman Corp -34BF/B

BSquare Corp 11BSQR

Buffalo Wild Wings Inc 21BWLD

Build-A-Bear Workshop Inc 35BBW

Builders Firstsource Inc -22BLDR

Burlington Stores Inc -74BURL

BWX Technologies Inc -32BWXT

C V D Equipment Corp -23CVV

C&J Energy Services Ltd -46CJES

C.H.Robinson Worldwide Inc -23CHRW

CA Inc -35CA

Cable One Inc -33CABO

Cabot Microelectronics Corp -66CCMP

Caci International Inc -18CACI

Cadence Design Systems Inc -84CDNS

CafePress Inc 21PRSS

CAI International Inc -83CAI

SECTION 3.2

STOCK NAME

INDEX

VALUETICKER

COMPANY INDEXES

INDEX


INDEX


Calamos Strategic Total Rtn Fu 10CSQ

CalAmp Corp -26CAMP

CalAtlantic Group Inc -38CAA

Caleres Inc -23CAL

California Water Service Group 10CWT

Calix Inc 18CALX

Callaway Golf Co -42ELY

Callidus Software Inc -25CALD

Calpine Corp -38CPN

Cambium Learning Group Inc -48ABCD

Camden Property Trust -60CPT

Camping World Holdings Inc -156CWH

Cancer Genetics Inc 10CGIX

Cantel Medical Corp -64CMD

Capital One Financial Corp -137COF

Capital Senior Living Corp -23CSU

Capitala Finance Corp 42CPTA

Capitol Federal Financial Inc 6CFFN

CapStar Financial Holdings Inc -15CSTR

Carbo Ceramics Inc 22CRR

Carbonite Inc -49CARB

Cardiovascular Systems Inc -28CSII

Care.com Inc -93CRCM

CareDx Inc 52CDNA

CarGurus Inc -45CARG

CarMax Inc -153KMX

Carnival Corporation -78CCL

Carnival plc -83CUK

Carolina Trust BancShares Inc 20CART

Carpenter Technology Corp -27CRS

Carrizo Oil & Gas Inc 41CRZO

Carter's Inc -58CRI

Casa Systems Inc 20CASA

Casella Waste Systems Inc -40CWST

CASI Pharmaceuticals Inc 44CASI

Castlight Health Inc -29CSLT

Caterpillar Inc. -39CAT

Cathay General Bancorp -17CATY

Cavco Industries Inc -18CVCO

Cavium Inc -19CAVM

CB Financial Services Inc 6CBFV

CBIZ Inc -22CBZ

CBOE Holdings Inc. -39CBOE

CBRE Group Inc -119CBG

CBS Corp. -140CBS

CBTX Inc 30CBTX

CCUR Holdings Inc 10CCUR

CDW Corp (New) -119CDW

Ceco Environmental Corp 28CECE

Celcuity Inc 6CELC

Celgene Corp -23CELG

Cellular Biomedicine Group Inc 10CBMG

Centene Corp. -20CNC

Center Coast MLP & Infrastruct 8CEN

Centerstate Banks Inc 11CSFL

Central Federal Corp 20CFBK

Central Garden & Pet Co -65CENT

Century Bancorp Inc (Mass) 278CNBKA

CenturyLink Inc 70CTL

Cenveo Inc. 8CVO

Cerecor Inc 78CERC

Cerner Corp -72CERN

CEVA Inc -27CEVA

ChannelAdvisor Corp 17ECOM

Chanticleer Holdings Inc 6HOTR

Charles & Colvard Ltd 44CTHR

Charles River Laboratories Int -73CRL

Charles Schwab Corp -204SCHW

Charles Schwab Corp 14SCHW/P

Charles Schwab Corp 10SCHW/P

Chase Corp -25CCF

Cheesecake Factory Inc 17CAKE

Chegg Inc -86CHGG

Chemed Corp -62CHE

Chemical Financial Corp -23CHFC

Chemours Company -40CC

Cheniere Energy Partners LP 50CQP

Cherokee Inc 8CHKE

Chevron Corporation -61CVX

China Auto Logistics Inc 24CALI

China Commercial Credit Inc 12CCCR

China Fund Inc 86CHN

Choice Hotels Intl In -46CHH

ChromaDex Corp 36CDXC

Chubb Limited -48CB

Cidara Therapeutics Inc 6CDTX

CIENA Corp -179CIEN

Cigna Corp -70CI

Cimarex Energy Co -64XEC

Cimpress N.V. -89CMPR

Cirrus Logic Inc -64CRUS

Cisco Systems, Inc. -59CSCO

Citizens & Northern Corp 22CZNC

Citizens Community Bancorp 70CZWI

Citizens First Corp 16CZFC

Citizens Inc 6CIA

Citrix Systems, Inc. -37CTXS

City Holding Co 6CHCO

Civitas Solutions Inc -63CIVI

Clarus Corp 30CLAR

Clean Energy Fuels Corp 8CLNE

Clean Harbors Inc -23CLH

ClearBridge American Energy ML 11CBA

ClearBridge Energy MLP Fd In 7CEM

ClearBridge Energy MLP Opportu 6EMO

ClearBridge Energy MLP Total R 7CTR

ClearOne Inc 137CLRO

Clearside Biomedical Inc -39CLSD

ClearSign Combustion Corp 12CLIR

Cleveland-Cliffs Inc 8CLF

Clipper Rlty Inc 20CLPR

Clorox Co -32CLX

Cloudera Inc -65CLDR

Clovis Oncology Inc -30CLVS

CME Group Inc -63CME

CMS Energy Corp -18CMS

Cobiz Financial Inc -28COBZ

Coca-Cola Co -69KO

Coeur Mining Inc -15CDE

Cogent Comms Hldgs In -43CCOI

Cogint Inc 41COGT

Cognex Corp. -80CGNX

Cognizant Tech Solus Cor -266CTSH

Cohen & Company Inc 11COHN

Coherent Inc -54COHR

Cohu Inc -38COHU

Colfax Corp -29CFX

Colgate-Palmolive Co -74CL

Collegium Pharmaceutical Inc -31COLL

Colony Bankcorp Inc 16CBAN

Colony NorthStar Inc -46CLNS

Columbia Banking System Inc 7COLB

Columbia Property Trust Inc 8CXP

Columbia Sportswear Co -18COLM

Columbus Mckinnon Corp New Yor -56CMCO

Comcast Corp -34CMCSA

Comerica, Inc. -53CMA

Commerce Bancshares Inc -31CBSH

Community Bank System Inc -27CBU

Community Bankers Trust Corp 71ESXB

Community Health Systems, Inc. 66CYH

Community Healthcare Trust Inc 18CHCT

Community Trust Bancorp Inc 7CTBI

CommVault Systems Inc -30CVLT

Compass Diversified Holdings 22CODI

Compass Minerals Intl In 10CMP

Computer Programs & Syss In 8CPSI

Comstock Resources, Inc. 12CRK

Conagra Brands Inc -22CAG

Concert Pharmaceuticals Inc -34CNCE

Condor Hospitality Trust Inc 32CDOR

ConforMIS Inc -27CFMS

Conifer Holdings Inc 47CNFR

Conn's Inc 20CONN

Conoco Phillips 10COP

Consolidated Comms Hldgs In 46CNSL

Consolidated Edison, Inc. 189ED

Constellation Brands Inc -47STZ

Consumer Port Servs In -33CPSS

Container Store Group Inc 10TCS

Continental Resources Inc -29CLR

Control4 Corp -70CTRL

Convergys Corp -20CVG

Cooper Companies Inc -45COO

Cooper-Standard Holdings Inc -63CPS

Copart Inc -60CPRT

Corbus Phars Hldgs In 20CRBP

CoreLogic Inc -23CLGX

CorEnergy Infrastructure Tr In 18CORR

CoreSite Realty Corp -26COR

Cormedix Inc 106CRMD

Cornerstone OnDemand Inc -26CSOD

Corning Inc -44GLW

Corporate Office Properties Tr 10OFC

Costco Wholesale Corp -111COST

Cotiviti Holdings Inc -107COTV

Coty Inc 180COTY

COUNTY BANCORP INC 33ICBK

Coupa Software Inc -185COUP

Covenant Transportation Grp In -62CVTI

CRA International Inc -21CRAI

Craft Brew Alliance Inc 11BREW

Crane Co -39CR

SECTION 3.3

STOCK NAME

INDEX

VALUETICKER

COMPANY INDEXES

INDEX


INDEX


Crawford & Co 61CRD/A

Cray Inc -18CRAY

Credit Acceptance Corp -50CACC

Credit Suisse Asset Mgmt Incom 8CIK

Credit Suisse High Yield Bond 8DHY

CRISPR Therapeutics AG -175CRSP

Criteo SA -65CRTO

CrossAmerica Partners LP 46CAPL

Crown Castle Intl Cor -15CCI

Cryolife, Inc. -35CRY

CSG Systems International Inc -23CSGS

CubeSmart -31CUBE

CUI Global Inc 10CUI

Cullen/Frost Bankers Inc -49CFR

Cumberland Pharmaceuticals Inc 6CPIX

Curis Inc 16CRIS

CURO Group Holdings Corp 24CURO

Curtiss-Wright Corp. -31CW

Cushing Energy Income Fund 16SRF

Customers Bancorp Inc -16CUBI

Cutera Inc -59CUTR

CVS Health Corp -57CVS

CymaBay Therapeutics Inc -56CBAY

Cypress Semiconductor Corp 15CY

Cytokinetics Inc -41CYTK

CytomX Therapeutics Inc -89CTMX

D.R. Horton Inc -23DHI

Dana Holding Corp -62DAN

Danaher Corp -42DHR

Darden Restaurants Inc -22DRI

Data I/O Corp -36DAIO

Dave & Buster's Entertainment -40PLAY

DaVita HealthCare Partners Inc -28DVA

Dawson Geophysical Co 6DWSN

Daxor Corp. 14DXR

Deciphera Pharmaceuticals Inc 10DCPH

Deere & Co -147DE

Del Frisco's Restaurant Grp In 18DFRG

Del Taco Restaurants Inc 15TACO

Delaware Enhanced Glb Divi & I 34DEX

Delek US Holdings Inc -89DK

DelMar Pharmaceuticals Inc 16DMPI

Delphi Automotive PLC -23DLPH

Delta Air Lines Inc (DE) -79DAL

Deltic Timber Corp -25DEL

Denali Therapeutics Inc 10DNLI

Denny's Corp -33DENN

DENTSPLY SIRONA Inc 23XRAY

Depomed Inc 16DEPO

Dermira Inc -31DERM

Determine Inc 6DTRM

Deutsche High Income Opportuni -21DHG

Dexcom Inc -32DXCM

DGSE Companies Inc 21DGSE

Diamond Hill Invt Grp In -31DHIL

Diamondback Energy Inc -69FANG

Dick's Sporting Goods Inc 8DKS

Diebold Nixdorf Inc 10DBD

Digimarc Corp -30DMRC

Dime Community Bancshares 25DCOM

DineEquity Inc 13DIN

Diodes Inc -167DIOD

Diplomat Pharmacy Inc 26DPLO

Discover Financial Services -150DFS

Discovery Communications Inc 65DISCA

Discovery Communications Inc 10DISCK

DISH Network Corp -27DISH

DLH Holdings Corp -26DLHC

DMC Global Inc -15BOOM

Dnb Financial Corp 24DNBF

DNP Select Income Fund Inc 11DNP

Document Sec Syss, Inc 30DSS

Dolby Laboratories Inc -285DLB

Dollar General Corporation -23DG

Dollar Tree Inc -81DLTR

Domtar Corp -17UFS

Dorchester Minerals LP 46DMLP

Dorian LPG LTD 17LPG

Douglas Dynamics Inc -28PLOW

Douglas Emmett Inc -15DEI

Dova Pharmaceuticals Inc 12DOVA

Dover Corp -45DOV

Dover Downs Gaming & Entertain 16DDE

DowDuPont Inc -77DWDP

DPW Holdings Inc 26DPW

Draper Oakwood Tech Acquisitio 12DOTAU

Dreyfus Alcentra Glb Cr. Incom 8DCF

Dril-Quip Inc -26DRQ

Drive Shack Inc 105DS

DSW Inc -22DSW

DTE Energy Co -16DTE

Ducommun Inc -31DCO

Duff & Phelps Glb Utility Inco 6DPG

Duluth Holdings Inc -19DLTH

DXC Technology Co -18DXC

Dynatronics Corp. 54DYNT

e.l.f. Beauty Inc -25ELF

Eagle Bancorp Inc -80EGBN

Eagle Materials Inc -82EXP

Eagle Pharmaceuticals Inc 18EGRX

East West Bancorp Inc -16EWBC

Eastern Co. 10EML

Eastgroup Properties, Inc. -19EGP

Eastman Kodak Co. 9KODK

Eaton Corporation PLC -32ETN

Eaton Vance Corp -103EV

Eaton Vance Senior Floating Ra 10EFR

Eaton Vance Tax-Advantaged Div 10EVT

eBay Inc -46EBAY

Echo Global Logistics Inc -33ECHO

EchoStar Corp -16SATS

Ecolab Inc -16ECL

Edge Therapeutics Inc -20EDGE

Edgewell Personal Care Co 6EPC

Editas Medicine Inc -20EDIT

Education Realty Trust Inc 18EDR

Edwards Lifesciences Corp -108EW

Eiger BioPharmaceuticals Inc 8EIGR

Electromed Inc -27ELMD

Electronic Arts -177EA

Ellie Mae Inc -63ELLI

EMC Insurance Group Inc -22EMCI

Emerald Expositions Events Inc -54EEX

Emerge Energy Services LP 20EMES

Emergent BioSolutions Inc -115EBS

Emergent Capital Inc 40EMG

Emerson Electric Co -20EMR

Employers Holdings Inc -15EIG

Enable Midstream Partners LP 12ENBL

Encore Wire Corp -19WIRE

Endo International plc 20ENDP

Endurance Intl Grp Hldgs In -19EIGI

Energizer Holdings Inc 20ENR

Energous Corp -49WATT

Engility Holdings Inc -19EGL

ENGlobal Corp 14ENG

Enova International Inc 14ENVA

Enservco Corp 16ENSV

Ensign Group Inc -41ENSG

EnSync Inc 10ESNC

Entegris Inc -22ENTG

Entellus Medical Inc -43ENTL

Entercom Communications Corp. 59ETM

Entergy Corp -75ETR

Enterprise Prods Pntr L 14EPD

Envestnet Inc -137ENV

Enzo Biochem Inc -23ENZ

EOG Resources Inc -59EOG

EPAM Systems Inc -136EPAM

ePlus Inc -36PLUS

EPR Properties -15EPR

EQT Corp 15EQT

Equinix Inc -106EQIX

Equity Lifestyle Properties In -16ELS

Equity Residential -87EQR

Erin Energy Corp 144ERN

Espey Manf & Elecs Cor 16ESP

Esquire Financial Holdings Inc 44ESQ

ESSA Bancorp Inc -21ESSA

Essent Group Ltd -37ESNT

Essex Property Trust -64ESS

Estee Lauder Companies Inc -234EL

Esterline Technologies Corp -24ESL

ETRADE Financial Corp -23ETFC

Euronet Worldwide Inc -68EEFT

Everbridge Inc -149EVBG

Evercore Partners Inc -45EVR

Everest Re Group Ltd 22RE

Everi Holdings Inc -39EVRI

EVINE Live Inc 14EVLV

Exa Corp 32EXA

Exact Sciences Corp. -75EXAS

Exco Resources, Inc. -15XCO

Exela Technologies Inc 6XELA

Exelixis Inc -94EXEL

Exelon Corp -68EXC

ExlService Holdings Inc -148EXLS

Expedia Inc -56EXPE

Exponent Inc -31EXPO

Express Scripts Holding Co -17ESRX

Extra Space Storage Inc -53EXR

Exxon Mobil Corp -52XOM

Eyegate Pharmaceuticals Inc 6EYEG

SECTION 3.4

STOCK NAME

INDEX

VALUETICKER

COMPANY INDEXES

INDEX


INDEX


F.N.B. Corp 8FNB

F5 Networks Inc -48FFIV

Fabrinet -55FN

Facebook Inc -660FB

FactSet Research Systems Inc -48FDS

Falconstor Software Inc 6FALC

Famous Dave'S of America Inc 32DAVE

Farmer Brothers Co 14FARM

Farmers Capital Bank Corp 8FFKT

Farmers National Banc Corp 108FMNB

Farmland Partners Inc 12FPI

Fastenal Co -51FAST

FAT Brands Inc 14FAT

Fate Therapeutics Inc -15FATE

FCB Financial Holdings Inc -525FCB

Federal Agricultural Mortgage -35AGM

Federal Realty Invt Trus -31FRT

Federal Signal Corp -23FSS

Federated Investors Inc -26FII

Fedex Corp -61FDX

Ferrellgas Partners LP 22FGP

Ferro Corp -31FOE

Fibrocell Science Inc 32FCSC

FibroGen Inc -290FGEN

Fidelity Natl Information Serv -59FIS

Fiduciary / Claymore Mlp Oppor 30FMO

Fiesta Restaurant Group Inc 176FRGI

Fifth Street Asset Mgmt In -17FSAM

Financial Engines Inc -42FNGN

Financial Institutions Inc 26FISI

Finisar Corp -25FNSR

Finjan Holdings Inc -88FNJN

FireEye Inc -24FEYE

First Acceptance Corp 10FAC

First American Financial Corp -25FAF

First Bancshares Inc 24FBMS

First Busey Corp 7BUSE

First Business Finl Servs In 24FBIZ

First Citizens Bancshares Inc -22FCNCA

First Data Corp 57FDC

First Financial Bancorp 105FFBC

First Financial Corp (Indiana) 6THFF

First Finl Bkshares, Inc -16FFIN

First Foundation Inc -43FFWM

First Horizon National Corp -16FHN

First Ind Realty Tr In -17FR

First Interstate BancSys In -36FIBK

First Merchants Corp. 21FRME

First Mid-Illinois Bancshares -18FMBH

First of Long Island Corp -21FLIC

First Republic Bank -78FRC

First Savings Finl Grp In 9FSFG

First Solar Inc -27FSLR

First Tr Energy Infrastructure 12FIF

First Tr New Opportunities MLP 24FPL

First US Bancshares Inc 6FUSB

Firsthand Tech Value Fd In 32SVVC

Fiserv Inc -62FISV

Fitbit Inc -33FIT

Five Below Inc -52FIVE

Five9 Inc -105FIVN

FleetCor Technologies Inc -17FLT

Flexion Therapeutics Inc 18FLXN

Flextronics International Ltd -17FLEX

FLIR Systems Inc -49FLIR

Floor & Decor Holdings Inc -149FND

Flowers Foods Inc -53FLO

Fluidigm Corp 180FLDM

Fluor Corporation -15FLR

Foot Locker Inc -18FL

Ford Motor Co -34F

Forest City Realty Trust Inc -167FCE/A

FormFactor Inc -20FORM

Forrester Research Inc -44FORR

Forterra Inc 100FRTA

Fortinet Inc -52FTNT

Fortive Corp -15FTV

Fortune Brands Home & Sec In -46FBHS

Forward Air Corp -46FWRD

Fossil Group Inc 36FOSL

Foundation Medicine Inc -140FMI

Fox Factory Holding Corp -49FOXF

Francesca's Holdings Corp 6FRAN

Frank's International N.V. -206FI

Franklin Resources Inc. -30BEN

Franklin Street Properties Cor 24FSP

Fred's Inc 16FRED

Freeport-McMoRan Inc 8FCX

Frequency Electronics Inc. 36FEIM

Fresh Del Monte Produce Inc -65FDP

Freshpet Inc -34FRPT

FS Investment Corp 98FSIC

Fuel Tech Inc 17FTEK

Fulgent Genetics Inc 18FLGT

Full House Resorts Inc -19FLL

Fusion TeleComms Intl In -30FSNN

G-III Apparel Group Ltd -28GIII

G1 Therapeutics Inc -19GTHX

Gabelli Convertible and Incom 6GCV

Gaia Inc 16GAI/A

Galectin Therapeutics Inc 7GALT

Gap Inc -75GPS

Garmin Ltd. -126GRMN

Garrison Capital Inc 36GARS

Gartner Inc -26IT

GATX Corp -41GATX

GDL Fund 20GDL/PB

GDL Fund 18GDL

Gencor Industries Inc -68GENC

Generac Holdings Inc -44GNRC

General American Investors Co 10GAM/PB

General American Investors Co. 53GAM

General Communication Inc -25GNCMA

General Electric Co 85GE

General Finance Corp 30GFN

General Moly Inc 10GMO

General Motors Co -100GM

Genesco Inc 8GCO

Genesee & Wyoming Inc -26GWR

Genesis Energy Lp 80GEL

GenMark Diagnostics Inc -54GNMK

Genomic Health Inc -42GHDX

Genpact Ltd -73G

Gentex Corp -38GNTX

German American Bancorp 64GABC

GigaMedia Ltd 26GIGM

Gigamon Inc -32GIMO

GigCapital Inc 10GIGU

Gilead Sciences Inc -114GILD

Glacier Bancorp Inc -18GBCI

Gladstone Capital Corp 16GLAD

Gladstone Commercial Corp 12GOOD

Gladstone Investment Corp 6GAIN

Glaukos Corp -62GKOS

Global Blood Therapeutics Inc. -51GBT

Global Brokerage Inc -48GLBR

Global Medical REIT Inc 6GMRE

Global Payments, Inc. -78GPN

Global Water Resources Inc -19GWRS

GlobalScape Inc 20GSB

Globus Medical Inc -30GMED

Glu Mobile Inc -38GLUU

GMS Inc -39GMS

GoDaddy Inc -484GDDY

Gogo Inc 12GOGO

Golden Minerals Co 20AUMN

Goldman Sachs BDC Inc 24GSBD

Goldman Sachs Group Inc -137GS

Goldman Sachs MLP and Energy R 14GER

Goldman Sachs MLP Income Oppor 8GMZ

Good Times Restaurants Inc 69GTIM

GoPro Inc. -29GPRO

Graco Inc. -88GGG

Gran Tierra Energy Inc 6GTE

Granite Point Mortgage Tr In 134GPMT

Great Elm Capital Corp 6GECC

Great Elm Capital Group Inc 28GECX

Great Lakes Dredge & Dock Corp 22GLDD

Great Plains Energy Inc -16GXP

Great Southern Bancorp Inc 25GSBC

Great Western Bancorp Inc -57GWB

Green Dot Corp -225GDOT

Green Plains Inc 36GPRE

Greenbrier Companies Inc -68GBX

Greene County Bancorp Inc 10GCBC

Griffon Corp 10GFF

Group 1 Automotive, Inc. -153GPI

Groupon Inc -51GRPN

GrubHub Inc -332GRUB

GSV Capital Corp 24GSVC

GTT Communications Inc -35GTT

GTX Inc 7GTXI

Guaranty Bank and Trust Co -32GBNK

Guaranty Federal Bancshares In 6GFED

Guggenheim Build America Bonds 6GBAB

Guidance Software Inc -32GUID

Guidewire Software Inc -187GWRE

Gulfport Energy Corp. -15GPOR

Gyrodyne LLC 22GYRO

Habit Restaurants Inc 19HABT

Haemonetics Corp -32HAE

Hain Celestial Group Inc 26HAIN

Halcon Resources Corp -281HK

SECTION 3.5

STOCK NAME

INDEX

VALUETICKER

COMPANY INDEXES

INDEX


INDEX


Halliburton Co. -79HAL

Hanmi Financial Corp 6HAFC

Hanover Insurance Grp In -42THG

Hardinge Inc 16HDNG

Harley-Davidson, Inc. -25HOG

Harmonic Inc -19HLIT

Harris Corp -22HRS

Harvest Capital Credit Corp 22HCAP

Hasbro Inc -95HAS

Haverty Furniture Cos In -15HVT

Hawkins Inc 6HWKN

Hawthorn Bancshares Inc 8HWBK

Haynes International Inc 6HAYN

HCA Healthcare Inc -87HCA

HCI Group Inc 16HCI

Health Insurance Innovations I -54HIIQ

Healthcare Services Group Inc -31HCSG

HealthEquity Inc -147HQY

Heico Corp 37HEI/A

Herbalife Ltd -25HLF

Herc Holdings Inc 28HRI

Heritage Financial Corporation -18HFWA

Heritage Insurance Hldgs In 79HRTG

Herman Miller Inc -68MLHR

Hersha Hospitality Trust 22HT

Hershey Company -39HSY

Herzfeld Caribbean Basin Fd In 36CUBA

Heska Corporation -23HSKA

Hewlett Packard Enterprise Co -146HPE

Hexcel Corporation -38HXL

HFF Inc -102HF

Hibbett Sports Inc 20HIBB

Hill-Rom Holdings Inc -38HRC

Hilton Grand Vacations Inc 24HGV WI

Hingham Institution for Saving -40HIFS

HMS Holdings Corp -20HMSY

HNI Corp -17HNI

HollyFrontier Corp -20HFC

Hologic Inc -24HOLX

Home Bancshares Inc 8HOMB

Home Depot Inc -38HD

HomeStreet Inc -19HMST

Honeywell International Inc -20HON

Hooker Furniture Corp -32HOFT

Hope Bancorp Inc -41HOPE

Hopfed Bancorp Inc 10HFBC

Horizon Bancorp (Ind) -44HBNC

Horizon Tech Finance Cor 6HRZN

Hormel Foods Corp -75HRL

Hornbeck Offshore Services Inc 14HOS

Hortonworks Inc -160HDP

Hostess Brands Inc 18TWNK

Houlihan Lokey Inc -79HLI

Houston Wire & Cable Co 18HWCC

HP Inc -134HPQ

HTG Molecular Diagnostics Inc -15HTGM

HubSpot Inc -48HUBS

Hudson Pacific Properties Inc 8HPP

Humana Inc. -46HUM

Huntsman Corp -71HUN

Hurco Cos Inc -46HURC

Huron Consulting Group Inc -25HURN

HV Bancorp Inc 12HVBC

Hyatt Hotels Corporation -163H

I-AM Capital Acquisition Co 14IAMXU

IAC/InterActiveCorp -82IAC

ICF International Inc -27ICFI

Ichor Holdings Ltd -90ICHR

ICU Medical Inc -73ICUI

Identiv Inc 8INVE

Idexx Laboratories, Inc. -90IDXX

IF Bancorp Inc 6IROQ

II VI Incorporated -22IIVI

Illinois Tool Works, Inc. -32ITW

Illumina Inc -160ILMN

Imax Corp -28IMAX

Immersion Corp 72IMMR

Immune Design Corp 53IMDZ

Immunomedics Inc 11IMMU

Impac Mortgage Holdings Inc 26IMH

Incyte Corp. -37INCY

Independence Realty Trust Inc 6IRT

Independent Bank Group Inc -42IBTX

Infinity Pharmaceuticals Inc 56INFI

Information Services Group Inc 25III

InfraREIT Inc -29HIFR

Ingersoll-Rand PLC -30IR

Ingredion Inc -44INGR

Innospec Inc -24IOSP

Innovative Ind Properties In 10IIPRPR

Innovative Ind Properties In 18IIPR

Innoviva Inc -15INVA

Inogen Inc -104INGN

Inphi Corp -42IPHI

Insignia Systems Inc 26ISIG

Insperity Inc -118NSP

Installed Bld Prods In -74IBP

Instructure Inc -49INST

Insulet Corp 10PODD

Insys Therapeutics Inc 8INSY

Integra Lifesciences Hldgs Cor 12IART

Integrated Device Tech In -40IDTI

Intel Corp. -75INTC

Intellia Therapeutics Inc -20NTLA

Inter Parfums Inc -34IPAR

Interactive Brokers Group Inc -558IBKR

Intercept Pharmaceuticals Inc -19ICPT

Intercontinental Exchange Inc -62ICE

Interface Inc -27TILE

Intermolecular Inc 12IMI

International Bancshares Corp -25IBOC

International Flavors & Fragra 109IFF

International Speedway Corp -15ISCA

Intersect ENT Inc -84XENT

Intest Corporation -23INTT

Intra-Cellular Therapies Inc -22ITCI

Intrepid Potash Inc 58IPI

Intrexon Corp 44XON

Intuit Corp -205INTU

Intuitive Surgical Inc -134ISRG

Investar Holding Corp 11ISTR

Investors Bancorp Inc -15ISBC

Investors Real Estate Trust 34IRET

ION Geophysical Corporation 89IO

Ionis Pharmaceuticals Inc -122IONS

IPG Photonics Corp -82IPGP

IQVIA Holdings Inc -59IQV

iRhythm Technologies Inc -72IRTC

Irobot Corp -24IRBT

Iron Mountain Inc -40IRM

Ironwood Pharmaceuticals Inc -30IRWD

iStar Inc 6STAR/P

Iteris Inc (New) -60ITI

Itron Inc 92ITRI

ITT Inc -23ITT

IXYS Corp -30IXYS

J.B.Hunt Transport Servs In -68JBHT

J.Jill Inc 20JILL

Jabil Inc -45JBL

Jack In The Box Inc -60JACK

Jagged Peak Energy Inc -28JAG

James River Group Holdings Ltd -30JRVR

Jason Industries Inc 20JASN

Jazz Pharmaceuticals PLC -54JAZZ

JBG SMITH Properties 14JBGS W

JC Penney Co Inc 28JCP

JELD-WEN Holding Inc. -35JELD

Jernigan Capital Inc 18JCAP

Jetblue Airways Corp -39JBLU

JM Smucker Co 10SJM

John Wiley & Sons Inc -23JW/A

Johnson Controls Intl pl 22JCI

Johnson Outdoors Inc -18JOUT

Jones Energy Inc -51JONE

Jones Lang Lasalle Inc -19JLL

JPMorgan Chase & Co -53JPM

Juno Therapeutics Inc -68JUNO

K12 Incorporated -23LRN

K2M Group Holdings Inc -16KTWO

Kadant Inc -40KAI

Kadmon Holdings Inc 6KDMN

Kaiser Aluminum Corp -21KALU

Kala Pharmaceuticals Inc 66KALA

KalVista Pharmaceuticals Inc 18KALV

Kansas City Southern -17KSU

KAR Auction Services, Inc -30KAR

Karyopharm Therapeutics Inc -33KPTI

Kayne Anderson MLP Invt C 12KYN

KB Home -49KBH

Kearny Financial Corp -15KRNY

Kellogg Co -55K

Kemet Corp -39KEM

KemPharm Inc 32KMPH

Kennametal Inc -25KMT

Kennedy-Wilson Holdings Inc 16KW

Keryx Biopharmaceuticals -31KERX

Kewaunee Scientific Corp 6KEQU

Keysight Technologies Inc -32KEYS

KEYW Holding Corp 10KEYW

Kforce Inc. -59KFRC

Kimberly-Clark Corp -15KMB

Kimco Realty Corp 8KIM

Kinder Morgan Inc 8KMI

SECTION 3.6

STOCK NAME

INDEX

VALUETICKER

COMPANY INDEXES

INDEX


INDEX


Kingsway Finl Servs In 416KFS

Kinsale Capital Group Inc -46KNSL

Kite Pharma Inc -65KITE

KKR & Co LP 10KKR

KKR R.E. Finance Tr In 16KREF

KLA-Tencor Corp -137KLAC

Klondex Mines Ltd 8KLDX

KMG Chemicals Inc -209KMG

Knowles Corp 10KN

Kona Grill Inc 14KONA

Korn/Ferry International -24KFY

Kraton Performance Polymers In -61KRA

Kroger Co -33KR

Krystal Biotech Inc 20KRYS

L Brands Inc 26LB

L3 Technologies Inc -66LLL

Laboratory Corp Of America Hld -28LH

Lakeland Bancorp Inc -18LBAI

Lakeland Financial Corp 17LKFN

Lam Research Corp -57LRCX

Landmark Bancorp Inc -17LARK

Lands' End Inc 106LE

Landstar System Inc -26LSTR

Lannett Co Inc -22LCI

Lantheus Holdings Inc -81LNTH

Lantronix Inc 6LTRX

Latin American Discovery Fd I 10LDF

LCNB Corp 9LCNB

Leaf Group Ltd -15LFGR

Leap Therapeutics Inc 12LPTX

Lear Corp -17LEA

Legacy Reserves LP 32LGCY

Leisure Acquisition Corp 12LACQ

LeMaitre Vascular inc -70LMAT

LendingClub Corp 38LC

LendingTree Inc -140TREE

Lennar Corp -78LEN

Lennox International Inc -54LII

Lexicon Pharmaceuticals Inc 72LXRX

LGI Homes Inc -35LGIH

Liberty Broadband Corp -29LBRDA

Liberty Global PLC 10LILAK

Liberty Global plc -43LBTYK

Liberty Interactive Corp -99QVCA

Liberty Media Corp -38LSXMK

Liberty Sirius XM Group -31LSXMA

Life Storage Inc 6LSI

Lifevantage Corp 8LFVN

Ligand Pharmaceuticals Inc -69LGND

Lightbridge Corp 22LTBR

Lilly(Eli) & Co -50LLY

Limoneira Co -17LMNR

Lindsay Corp -15LNN

Lions Gate Entertainment Corp. -29LGFB

Lipocine Inc -17LPCN

Lithia Motors Inc -90LAD

LivaNova PLC -19LIVN

Live Nation Entertainment Inc -123LYV

Live Ventures Inc 6LIVE

Liveperson Inc -27LPSN

LKQ Corp -16LKQ

Lockheed Martin Corp -21LMT

Loews Corp. -32L

Logitech International SA -55LOGI

LogMeIn Inc -33LOGM

Lonestar Resources US Inc 9LONE

Loxo Oncology Inc -149LOXO

LS Starrett Co 38SCX

LSC Communications Inc 6LKSD W

LSI Industries Inc 36LYTS

Luby`s, Inc. 12LUB

Lumentum Holdings Inc -56LITE

Luminex Corp -23LMNX

Luther Burbank Corp 24LBC

Lydall Inc. -25LDL

M & T Bank Corp -70MTB

M/I Homes Inc -25MHO

MACOM Tech Solus Hldgs In -23MTSI

Macy's Inc 6M

Madison Strategic Sector Premi 25MSP

Madrigal Pharmaceuticals Inc 16MDGL

Magellan Health Inc -151MGLN

Maiden Holdings Ltd 6MHLD

Main Street Capital Corp 12MAIN

Majesco 24MJCO

Malibu Boats Inc -28MBUU

Mallinckrodt PLC 54MNK

Malvern Bancorp Inc 8MLVF

Mannatech Incorporated 7MTEX

Mannkind Corp 31MNKD

ManpowerGroup -34MAN

Mantech International Corp -36MANT

Marathon Petroleum Corporation -41MPC

Marcus & Millichap Inc -76MMI

Marin Software Inc 32MRIN

Marine Products Corp 24MPX

Marinemax Inc -53HZO

Marinus Pharmaceuticals Inc -25MRNS

Markel Corp -39MKL

MarketAxess Holdings Inc. -31MKTX

Marriott International, Inc. -135MAR

Marriott Vacations Worldwide C -35VAC

Marsh & McLennan Cos Inc -17MMC

Martin Marietta Materials Inc 6MLM

Martin Midstream Partners LP 81MMLP

Marvell Technology Group Ltd -144MRVL

Masco Corp -31MAS

Masimo Corp -55MASI

Mastercard Incorporated -56MA

Matador Resources Co 22MTDR

Match Group Inc -39MTCH

Materion Corp -34MTRN

Matthews International Corp 24MATW

Maxim Integrated Products Inc -154MXIM

Maximus Inc -82MMS

Maxwell Technologies Inc 38MXWL

MBT Financial Corp 29MBTF

Mc Grath Rent Corp -36MGRC

Mcclatchy Company 42MNI

McCormick & Co Inc -16MKCV

McCormick & Co., Inc. -15MKC

McDonald's Corp -47MCD

McEwen Mining Inc 64MUX

McKesson Corp -67MCK

Medallion Financial 24MFIN

MedEquities Realty Trust Inc 6MRT

Medical Transcription Billing -22MTBCP

Medicines Co 33MDCO

Medicinova Inc 10MNOV

Medidata Solutions Inc -43MDSO

Medovex Corp 6MDVX

Medtronic PLC -39MDT

MEI Pharma 7MEIP

Melinta Therapeutics Inc 12MLNT

Mellanox Technologies Ltd. -47MLNX

Menlo Therapeutics Inc 20MNLO

MercadoLibre Inc 10MELI

Mercer International Inc 85MERC

Merck & Co Inc -32MRK

Mercury Systems Inc -55MRCY

Meredith Corp -44MDP

Merit Medical Systems Inc -32MMSI

Meritor Inc -37MTOR

Metropolitan Bank Holding Corp 30MCB

Mettler Toledo Intl In -170MTD

MGE Energy Inc 10MGEE

MGM Resorts International -68MGM

MGP Ingredients Inc -36MGPI

Michael Kors Holdings Ltd -15KORS

Microbot Medical Inc -64MBOT

Microchip Technology Inc -27MCHP

Micron Technology Inc -67MU

Microsemi Corp -82MSCC

Microsoft Corp -61MSFT

Mid Penn Bancorp Inc 42MPB

Mid-America Apartment Communit 17MAA

Middleby Corp -21MIDD

Midsouth Bancorp Inc -31MSL

Midstates Petroleum Co In -78MPO

MidWestOne Financial Group Inc 74MOFG

Milacron Holdings Corp -48MCRN

Milestone Scientific Inc 10MLSS

MINDBODY Inc 84MB

Mitek Systems Inc -40MITK

MKS Instruments Inc -42MKSI

MMA Capital Management LLC 12MMAC

Mobile Mini Inc -16MINI

Model N Inc -15MODN

Modine Manufacturing Co -25MOD

Moelis & Company -16MC

Molina Healthcare Inc -340MOH

Molson Coors Brewing Company -20TAP

Momenta Pharmaceuticals Inc -54MNTA

Monarch Casino & Resort Inc -37MCRI

Monmouth R.E. Invt Cor 51MNR

Monolithic Power Systems Inc -127MPWR

Monro Muffler Brake Inc 25MNRO

Monroe Capital Corp 14MRCC

Monsanto Co -32MON

Monster Beverage Corp -77MNST

Moody's Corp -31MCO

Moog Inc -33MOG/A

Morgan Stanley -28MS

SECTION 3.7

STOCK NAME

INDEX

VALUETICKER

COMPANY INDEXES

INDEX


INDEX


Morgan Stanley Emerging Mkts F 81MSF

Morgan Stanley India Invt Fd I -83IIF

Morningstar Inc -19MORN

Mosaic Acquisition Corp 6MOSCU

Mosaic Co 6MOS

Motorola Solutions Inc -111MSI

Movado Group Inc -31MOV

MSA Safety Inc -78MSA

MSB Financial Corp 6MSBF

MSC Industrial Direct Co Inc -209MSM

MTS Systems Corp 22MTSC

Mueller Water Products Inc -30MWA

MuleSoft Inc -162MULE

Multi-Color Corp -25LABL

Murphy Oil Corp -16MUR

MutualFirst Financial Inc -15MFSF

MyoKardia Inc -64MYOK

MYOS RENS Technology Inc 14MYOS

Myriad Genetics Inc -39MYGN

Nabriva Therapeutics Plc 12NBRV

Nanometrics Inc -26NANO

Nasdaq Inc -27NDAQ

National CineMedia Inc 31NCMI

National General Holdings Corp 12NGHC

National Instruments Corp. -294NATI

National Research Corporation -15NRCIA

National Retail Properties Inc -24NNN

National Security Group Inc 116NSEC

Natural Gas Services Group Inc -31NGS

Natural Grocers by Vitamin Cot 6NGVC

Nautilus Inc -21NLS

Navigators Group, Inc. -16NAVG

Navistar International Corp. 21NAV

Neenah Paper Inc -34NP

Nektar Therapeutics -119NKTR

Nelnet Inc -34NNI

Neogen Corp -99NEOG

NetApp Inc -92NTAP

Netflix Inc -203NFLX

Netgear Inc -100NTGR

Netsol Technologies, Inc. 28NTWK

Neuberger Berman New York Int 11NBO

Neurocrine Biosciences, Inc. -112NBIX

Neurometrix Inc. 34NURO

Nevro Corp -85NVRO

New Home Company Inc -83NWHM

New Mountain Finance Corp 38NMFC

New Relic Inc -165NEWR

Newfield Exploration Co. -18NFX

NewLink Genetics Corp 9NLNK

Newmont Mining Corp. -39NEM

Newtek Business Services Corp 57NEWT

Nexeo Solutions Inc 62NXEO

NexPoint Residential Trust Inc 60NXRT

Nexstar Media Group Inc -97NXST

NextDecade Corporation -19NEXT

NextEra Energy Inc -33NEE

NGL Energy Partners LP 10NGL

Nike Inc -75NKE

Nine Energy Service Inc 14NINE

Nordson Corp -56NDSN

Norfolk Southern Corp -24NSC

North European Oil Royalty Tru 28NRT

Northeast Bancorp 21NBN

Northern Trust Corp -121NTRS

Northrim BanCorp Inc 26NRIM

Northrop Grumman Corp -18NOC

NorthStar Realty Europe Corp 14NRE

Northwest Natural Gas Co -17NWN

Norwegian Cruise Line Hldgs Lt -30NCLH

Novagold Resources Inc -49NG

Novan Inc 6NOVN

Novavax Inc 27NVAX

NovoCure Limited -118NVCR

Nu Skin Enterprises Inc -60NUS

Nucor Corp -26NUE

NuStar Energy LP 34NS

NuStar GP Holdings LLC 36NSH

Nutrisystem Inc -48NTRI

Nuveen All Cptl Energy MLP Opp 6JMLP

Nuveen Cr. Strategies Income F 12JQC

Nuveen Divi Advantage Mun Fun 12NAD

Nuveen Emerging Mkts Debt 2022 19JEMD

NVIDIA Corp -80NVDA

NVR Inc. -38NVR

NxStage Medical Inc -33NXTM

Nxt-ID Inc -20NXTD

O'Reilly Automotive Inc -187ORLY

Oaktree Specialty Lending Corp 42OCSL

Oaktree Strategic Income Corp 60OCSI

Oasis Midstream Partners LP 16OMP

Occidental Petroleum Corp 14OXY

OCI Partners LP 16OCIP

Oclaro Inc -19OCLR

Ocular Therapeutix Inc 8OCUL

Ocwen Financial Corporation 26OCN

Odonate Therapeutics LLC 22ODT

Odyssey Marine Exploration Inc 6OMEX

OFG Bancorp 10OFG

Okta Inc -154OKTA

Old Line Bancshares Inc 16OLBK

Old RePub Intl Cor -21ORI

Olin Corp -30OLN

Ollie's Bargain Outlet Hldgs I -148OLLI

Olympic Steel Inc 8ZEUS

OM Asset Management PLC -46OMAM

Omega Healthcare Investors Inc 28OHI

Omnicell Inc -56OMCL

On Assignment Inc -134ASGN

ON Semiconductor Corp -74ON

Oncobiologics Inc -23ONS

ONEOK Inc (New) 10OKE

Onvia Inc 8ONVI

Ooma Inc -35OOMA

Ophthotech Corp -21OPHT

Opko Health Inc 72OPK

Optical Cable Corp 6OCC

Opus Bank -20OPB

Oracle Corp -116ORCL

Orasure Technologies Inc -54OSUR

Orbcomm Inc -61ORBC

Organovo Holdings Inc 6ONVO

Ormat Technologies Inc -48ORA

Orthofix International NV -22OFIX

Oshkosh Corp -94OSK

Otelco Inc 16OTEL

Overseas Shipholding Group Inc 13OSG

Overstock.Com Inc -38OSTK

Owens Corning Inc -64OC

Oxford Immunotec Global PLC -17OXFD

P&F Industries Inc 6PFIN

Paccar Inc. -25PCAR

Pacific Mercantile Bancorp 33PMBC

Pacira Pharmaceuticals Inc -18PCRX

Packaging Corp of America -15PKG

Palo Alto Networks Inc -143PANW

Pandora Media Inc -20P

Papa Murphy's Holdings Inc 38FRSH

Par Pacific Holdings Inc -89PARR

Paramount Gold Nevada Corp 42PZG

Park Hotels & Resorts Inc 8PK WI

Park-Ohio Holdings Corp -33PKOH

Parker-Hannifin Corp -57PH

Party City Holdco Inc -29PRTY

Pathfinder Bancorp Inc 9PBHC

Patrick Industries Inc. -108PATK

Pattern Energy Group Inc -23PEGI

PAVmed Inc 68PAVM

Paychex Inc -44PAYX

Paycom Software Inc -42PAYC

Paylocity Holding Corp -153PCTY

PayPal Holdings Inc 25PYPL

Pc Connection Inc -19PCCC

PCSB Financial Corp 28PCSB

pdvWireless Inc 62PDVW

Peak Resorts Inc 10SKIS

Pegasystems Inc -37PEGA

Penn National Gaming Inc -52PENN

Penn Virginia Corp. 8PVAC

PennantPark Investment Corp 18PNNT

Penns Woods Bancorp Inc 9PWOD

PennyMac Finl Servs In -235PFSI

Penske Automotive Group Inc -16PAG

Pentair plc 8PNR

Penumbra Inc -213PEN

People's United Financial Inc -61PBCT

People's Utah Bancorp -96PUB

Peoples Finl Corp (Mississippi 14PFBX

Perficient Inc -24PRFT

PerkinElmer Inc -29PKI

Perma-Fix Environmental Servs 10PESI

Pershing Gold Corporation 70PGLC

PetMed Express Inc -26PETS

Pfizer Inc -54PFE

PGT Innovations Inc -22PGTI

PHH Corp -24PHH

Phibro Animal Health Corp -75PAHC

Physicians Realty Trust 6DOC

Pinnacle Finl Pntr Inc -48PNFP

Pinnacle Foods Inc -31PF

Pinnacle West Capital Corp -31PNW

Pioneer Natural Resources Co. -53PXD

Plains GP Holdings LP 22PAGP

SECTION 3.8

STOCK NAME

INDEX

VALUETICKER

COMPANY INDEXES

INDEX


INDEX


Planet Fitness Inc -155PLNT

Plantronics Inc -18PLT

Platform Specialty Prods Cor 98PAH

Playa Hotels & Resorts N.V. 30PLYA

Plexus Corp -105PLXS

Plug Power Inc 13PLUG

Plumas Bancorp 20PLBC

Plymouth Industrial REIT Inc 10PLYM

PNC Finl Servs Grp In -56PNC

Polaris Industries Inc. -37PII

Pool Corp -20POOL

Pope ReSrcs Ltd Pntrhip (Delaw 31POPE

Post Holdings Inc 6POST

Power Integrations Inc -77POWI

Power REIT 6PW

PPL Corp -36PPL

PRA Health Sciences Inc -30PRAH

Preferred Apartment Communitie 8APTS

Preferred Bank -26PFBC

Premier Financial Bancorp Inc -15PFBI

Premier Inc -23PINC

PRGX Global Inc 51PRGX

Priceline Group Inc -20PCLN

Pricesmart Inc. -32PSMT

Primerica Inc -15PRI

Primo Water Corp. -31PRMW

Primoris Services Corp -87PRIM

Principal Financial Group Inc -108PFG

Procter & Gamble Co -98PG

Professional Diversity Network 38IPDN

Progressive Corp. -32PGR

Prologis Inc -31PLD

Proofpoint Inc -100PFPT

ProPhase Labs Inc -30PRPH

Prospect Capital Corp 276PSEC

Prosperity Bancshares Inc -19PB

Protagonist Therapeutics Inc -31PTGX

Proteon Therapeutics Inc 13PRTO

Proteostasis Therapeutics Inc 31PTI

Prothena Corporation PLC -39PRTA

Proto Labs Inc -21PRLB

Providence Service Corp -16PRSC

Prudential Financial Inc -41PRU

Prudential Glb Short Duration 14GHY

Prudential Short Duration High 12ISD

PS Business Parks Inc -53PSB

PTC Inc -39PTC

Public Serv Enterprise Grp In -63PEG

Pulse Biosciences Inc 80PLSE

PulteGroup Inc -25PHM

Puma Biotechnology Inc -30PBYI

Pure Storage Inc -113PSTG

Putnam High Income Secs Fun 90PCF

PVH Corp -61PVH

Q2 Holdings Inc -108QTWO

QCR Holdings Inc -20QCRH

QEP Resources Inc 10QEP

Qorvo Inc -78QRVO

QTS Realty Trust Inc -48QTS

Quaker Chemical Corp -49KWR

Qualcomm Inc -35QCOM

Qualstar Corp 17QBAK

Qualys Inc -217QLYS

Quanex Building Products Corp -20NX

Quantenna Communications Inc -71QTNA

Quanterix Corp 26QTRX

Quest Diagnostics Inc -49DGX

Quest Resource Holding Corp 21QRHC

Quidel Corp. -140QDEL

QuinStreet Inc -31QNST

Qumu Corp 12QUMU

Quotient Technology Inc -67QUOT

Radian Group Inc 6RDN

Radius Health Inc 138RDUS

RadNet Inc -58RDNT

Ramaco Resources Inc 50METC

Rambus Inc. -38RMBS

Rand Capital Corp 6RAND

Range Resources Corp 35RRC

Ranger Energy Services Inc 28RNGR

Rapid7 Inc -78RPD

Rave Restaurant Group Inc 8RAVE

Raven Industries Inc 6RAVN

Raymond James Financial Inc -73RJF

Raytheon Co. -30RTN

RBC Bearings Inc -29ROLL

RealPage Inc -392RP

Reata Pharmaceuticals Inc 82RETA

Reaves Utility Income Fund 26UTG

Recro Pharma Inc -70REPH

Red Hat Inc -30RHT

Red Robin Gourmet Burgers Inc 6RRGB

Reed's Inc 38REED

Regal Entertainment Group 8RGC

Regency Centers Corp -96REG

REGENXBIO Inc -83RGNX

Regions Financial Corp -45RF

Reinsurance Group America Inc -23RGA

Reliv` International, Inc. 12RELV

Republic Services, Inc. -48RSG

Research Frontiers Inc 14REFR

Resmed Inc -88RMD

Resource Capital Corp 24RSO/PB

Resource Capital Corp 6RSO/PC

Resource Capital Corp 41RSO

Restaurant Brands Intl In -72QSR

resTORbio Inc 10TORC

Retractable Technologies Inc 98RVP

REV Group Inc -42REVG

Revlon Inc 98REV

Revolution Lighting Teches In 54RVLT

RF Industries Ltd 52RFIL

RGC Resources Inc 42RGCO

RH 19RH

Rhythm Pharmaceuticals Inc 80RYTM

Ricebran Technologies 44RIBT

Rimini Street Inc. 19RMNI

RingCentral Inc -181RNG

Ritter Pharmaceuticals Inc 22RTTR

RiverNorth Opportunities Fd In -15RIV

RiverNorth/DoubleLine Strategi 14OPP

RLJ Entertainment Inc 13RLJE

Rockwell Automation Inc -119ROK

Rockwell Collins Inc -121COL

Rocky Brands Inc 6RCKY

Rocky Mountain Chocolate Facto -29RMCF

Rogers Corp. -37ROG

Roper Technologies Inc -86ROP

Rosehill Resources Inc -19ROSE

Rosetta Stone Inc -18RST

Royal Caribbean Cruises Ltd -72RCL

Royal Gold Inc -40RGLD

RPM International Inc -17RPM

RPX Corp -23RPXC

RSP Permian Inc -83RSPP

RTI Surgical Inc 6RTIX

Rush Enterprises Inc -35RUSHA

Ryder System, Inc. -40R

Ryerson Holding Corp 22RYI

Ryman Hospitality Properties I 10RHP

S&P Global Inc -18SPGI

S&W Seed Co 7SANW

Sachem Capital Corp 10SACH

Safety Income and Growth Inc 506SAFE

Safety Insurance Group Inc -24SAFT

Sage Therapeutics Inc -36SAGE

Saia Inc -37SAIA

Salesforce.com Inc -539CRM

Sally Beauty Holdings Inc 12SBH

Sanchez Energy Corp 16SN

Sanchez Midstream Partners LP -33SNMP

Sanderson Farms Inc -17SAFM

Sandridge Energy Inc 20SD

Sandy Spring Bancorp Inc -18SASR

Sangamo Therapeutics Inc -39SGMO

Saul Centers Inc -76BFS

Savara Inc 8SVRA

SBA Communications Corp -20SBAC

Schmitt Industries Inc 30SMIT

Schneider National Inc -43SNDR

Schnitzer Steel Industries Inc -16SCHN

Scholastic Corp -19SCHL

Schweitzer-Mauduit Intl In 8SWM

Scientific Games Corp -37SGMS

Scotts Miracle-Gro Co -81SMG

scPharmaceuticals Inc 52SCPH

SCYNEXIS Inc 10SCYX

SEACOR Holdings Inc -59CKH

Seagate Technology PLC -65STX

Sears Holdings Corp -43SHLD

Sears Hometown and Outlet Stor 36SHOS

Seattle Genetics Inc -108SGEN

SeaWorld Entertainment Inc 170SEAS

Second Sight Medical Prods In 6EYES

SEI Investments Company -118SEIC

Select Medical Holdings Corp -40SEM

Selecta Biosciences Inc 11SELB

Selective Insurance Group Inc -52SIGI

Semtech Corp -89SMTC

SendGrid Inc 10SEND

SenesTech Inc 19SNES

Sensata Teches Hldg N.V 9ST

Sensus Healthcare Inc -111SRTS

SECTION 3.9

STOCK NAME

INDEX

VALUETICKER

COMPANY INDEXES

INDEX


INDEX


Sequential Brands Group Inc 58SQBG

Seres Therapeutics Inc -15MCRB

Seritage Growth Properties -28SRG

Service Corp. International -55SCI

ServiceMaster Glb Hldgs In -26SERV

ServiceNow Inc -173NOW

ServiceSource Intl In 54SREV

ServisFirst Bancshares Inc -39SFBS

Shake Shack Inc -143SHAK

Sherwin-Williams Co -27SHW

Shoe Carnival Inc 12SCVL

Shutterfly Inc -62SFLY

Sierra Bancorp 22BSRR

Sigma Designs Inc 10SIGM

Signet Jewelers Ltd 12SIG

Silgan Holdings Inc -16SLGN

Silicon Laboratories Inc -52SLAB

Silver Spring Networks Inc -81SSNI

SilverBow Resources Inc 24SBOW

Silvercrest Asset Mgmt Grp In -15SAMG

Simmons First National Corp -151SFNC

Simpson Manufacturing Inc -287SSD

Sirius XM Holdings Inc -59SIRI

SiteOne Landscape Supply Inc -46SITE

SITO Mobile Ltd 10SITO

Six Flags Entertainment Corp -57SIX

Skechers USA Inc -83SKX

Skyline Corp 12SKY

Skywest Inc -35SKYW

Skyworks Solutions Inc -90SWKS

SLM Corp -29SLM

Smart & Final Stores Inc -18SFS

SMART Global Holdings Inc -87SGH

Smart Sand Inc 21SND

SMTC Corp 62SMTX

Snap Inc -166SNAP

Snyder's-Lance Inc 15LNCE

SolarEdge Technologies Inc -156SEDG

Solaris Oilfield Infrastructur -97SOI

Soleno Therapeutics Inc 10SLNO

Sonic Foundry Inc 6SOFO

Sonoco Products Co -15SON

Sonoma Pharmaceuticals Inc. 18SNOA

Sorrento Therapeutics Inc -16SRNE

Source Capital Inc. 44SOR

South State Corp -57SSB

Southern Co -57SO

Southern Missouri Bancorp Inc 15SMBC

Southern Natl Bancorp of Virgi 6SONA

Southwest Gas Corp -16SWX

Southwest Georgia Finl Cor 115SGB

Spark Energy Inc 111SPKE

Spark Therapeutics Inc -78ONCE

Spero Therapeutics Inc 6SPRO

Spirit AeroSyss Hldgs In -19SPR

Spirit Realty Capital Inc 10SRC

Splunk Inc -150SPLK

Spring Bk Phars In 6SBPH

Sprint Corporation 371S

Sprouts Farmers Market Inc -91SFM

Square Inc -171SQ

St. Joe Company 236JOE

STAG Industrial Inc -34STAG

Stamps.com Inc -317STMP

Standard Motor Products, Inc. -62SMP

Stanley Black & Decker Inc -54SWK

Stanley Furniture Inc 10STLY

Starbucks Corp -53SBUX

State Street Corp. -36STT

Stellus Cptl Invt Cor 36SCM

Stepan Co -33SCL

Stericycle Inc -20SRCL

Steris Plc -44STE

Sterling Bancorp -71STL

Sterling Bancorp Inc -33SBT

Steven Madden Ltd -16SHOO

Stifel Financial Corp -39SF

Stock Yards Bancorp Inc 66SYBT

Stone Harbor Emerging Mkts Tot 14EDI

Stonemor Partners LP 16STON

Stoneridge Inc -15SRI

Strattec Security Corp -19STRT

Sturm Ruger & Co Inc 6RGR

Summit Materials Inc -138SUM

Summit State Bank Rohnert 115SSBI

Sun Hydraulics Incorporated -15SNHY

SunCoke Energy Partners L.P 302SXCP

Sunesis Pharmaceuticals Inc 14SNSS

SunLink Health Systems Inc -19SSY

SunOpta Inc 34STKL

Suntrust Banks Inc -54STI

Sunworks Inc 14SUNW

Superior Drilling Products Inc 6SDPI

Superior Inds Intl In 69SUP

Supernus Pharmaceuticals Inc -79SUPN

Supreme Industries Inc 10STS

SVB Financial Group -32SIVB

Swiss Helvetia Fund Inc 26SWZ

Switch Inc 10SWCH

Symantec Corp -72SYMC

Synalloy Corp 71SYNL

Synaptics Inc -15SYNA

Synnex Corp -88SNX

Synopsys, Inc. -42SNPS

Synovus Financial Corp. -15SNV

Syntel Inc -43SYNT

Syros Pharmaceuticals Inc 9SYRS

Sysco Corp -114SYY

Systemax Inc -32SYX

T Rowe Price Group Inc -69TROW

T-Mobile US Inc -31TMUS

Tableau Software Inc -291DATA

Tactile Systems Technology Inc -138TCMD

Take-Two Interactive Software -41TTWO

Tallgrass Energy Partners LP 72TEP

Tandem Diabetes Care Inc 16TNDM

Tandy Leather Factory Inc 36TLF

Target Corp -18TGT

Taubman Centers Inc 13TCO

Taylor Morrison Home Corp -16TMHC

TCP Capital Corp 14TCPC

TE Connectivity Ltd. -147TEL

Team Inc 18TISI

TechTarget Inc -69TTGT

Tecogen Inc 10TGEN

Tejon Ranch Co 59TRC

Teladoc Inc -60TDOC

Telaria Inc -22TLRA

Teledyne Technologies Inc -57TDY

Teleflex Inc. -27TFX

Telephone Instrument Elecs Cor 17TIK

Teligent Inc 36TLGT

Templeton Dragon Fund Inc -15TDF

Templeton Emerging Mkts Income 80TEI

Tempur Sealy International Inc 13TPX

Tenax Therapeutics Inc 7TENX

Tenneco Inc -46TEN

Teradyne Inc -69TER

Terex Corp 12TEX

Territorial Bancorp Inc -26TBNK

Tesaro Inc -33TSRO

Tesco Corp -25TESO

Tesla Inc -58TSLA

Tetra Tech Inc -58TTEK

Texas Instruments Inc -253TXN

Texas Roadhouse Inc -40TXRH

Thai Fund Inc -64TTF

Theravance Biopharma Inc 36TBPH

Thermo Fisher Scientific Inc -36TMO

TheStreet Inc 48TST

Third Point Reinsurance Ltd -15TPRE

TICC Capital Corp 132TICC

Tiffany & Co 24TIF

Tile Shop Holdings Inc 68TTS

Tilly's Inc -134TLYS

Tivity Health Inc -141TVTY

Toll Brothers Inc -67TOL

Torchmark Corp -125TMK

Toro Co -41TTC

Tortoise Energy Independence F 14NDP

Tortoise Energy Infrastructure 95TYG

Tortoise MLP Fund Inc 48NTG

Total System Services Inc -40TSS

Town Sports Intl Hldgs In -17CLUB

Towne Bank -31TOWN

TPG Pace Energy Holdings Corp 8TPGE

TPG RE Finance Trust Inc 12TRTX

Trade Desk Inc -87TTD

Trans World Entertainment Corp 32TWMC

Transact Teches Incorporate -73TACT

TransDigm Group Inc -69TDG

Transocean Ltd 14RIG

TransUnion -154TRU

Travelers Companies Inc. -72TRV

Trecora Resources -86TREC

Treehouse Foods Inc -24THS

TRI Pointe Group Inc -57TPH

TriMas Corp -17TRS

Trimble Inc -110TRMB

Trinet Group Inc -118TNET

Trinity Industries, Inc. 277TRN

Trinity Place Holdings 27TPHS

Trinseo S.A. -27TSE

SECTION 3.10

STOCK NAME

INDEX

VALUETICKER

COMPANY INDEXES

INDEX


INDEX


TriplePoint Venture Growth BDC 16TPVG

Tristate Capital Holdings Inc 9TSC

Triumph Bancorp Inc 12TBK

TrueBlue Inc -21TBI

TrueCar Inc -82TRUE

Trupanion Inc -53TRUP

Trustco Bank Corp N Y 11TRST

Tucows Inc -30TCX

Turning Point Brands Inc 40TPB

Tutor Perini Corp -16TPC

Twenty-First Century Fox Inc -28FOX

Twilio Inc -41TWLO

Twitter Inc -336TWTR

Tyler Technologies Inc -294TYL

Tyson Foods Inc -60TSN

U.S. Gold Corp 16USAU

Ulta Salon Cosmetics & Fragran 28ULTA

Ultimate Software Grp In -70ULTI

Ultra Clean Holdings Inc -33UCTT

Ultra Petroleum Corp. 88UPL

UMH Properties Inc 16UMH

Unifi Inc. 14UFI

Unifirst Corp -17UNF

Uniqure B.V. -24QURE

United Bancorp Inc Ohio 6UBCP

United Bancshares Inc 6UBOH

United Bankshares Inc (W Va) 30UBSI

United Cmty Finl Cor -19UCFC

United Continental Hldgs In 18UAL

United Insurance Holdings Corp 8UIHC

United Natural Foods Inc -76UNFI

United Rentals Inc -73URI

United Security Bancshares 28UBFO

United Technologies Corp -22UTX

United Therapeutics Corp -73UTHR

Unitedhealth Group Inc -74UNH

Uniti Group Inc 16UNIT

Univar Inc -58UNVR

Universal Display Corp -59OLED

Universal Forest Products Inc -34UFPI

Universal Technical Institute 12UTI

Unum Group -18UNM

Upland Software Inc -87UPLD

Urstadt Biddle Properties Inc 7UBP

US Concrete Inc -73USCR

US Foods Holding Corp -33USFD

US Global Investors Inc 34GROW

US Lime & Minerals Inc -17USLM

US Physical Therapy Inc -40USPH

Usa Technologies Inc -15USAT

USA Truck Inc 14USAK

USANA Health Sciences Inc -160USNA

USD Partners LP 12USDP

USG Corp -29USG

Vail Resorts Inc -37MTN

Valero Energy Corp -45VLO

Vanda Pharmaceuticals Inc -15VNDA

Varian Medical Systems Inc -77VAR

Varonis Systems Inc -152VRNS

Vasco Data Sec Intl In -57VDSI

VBI Vaccines Inc 18VBIV

Veeco Instruments Inc 10VECO

Veeva Systems Inc -190VEEV

Venator Materials PLC -15VNTR

Vera Bradley Inc -25VRA

Veracyte Inc -23VCYT

Verastem Inc 8VSTM

Verisk Analytics Inc -50VRSK

Veritex Holdings Inc -40VBTX

Veritiv Corp 16VRTV

Vermillion Inc 8VRML

Versartis Inc 19VSAR

Verso Corp -29VRS

Versum Materials Inc 16VSM WI

Vertex Pharmaceuticals Inc -222VRTX

Veru Inc 10VERU

VF Corp -74VFC

Viasat Inc -68VSAT

Viavi Solutions Inc -54VIAV

Vical Inc 20VICL

Vicon Industries Inc 11VII

Vicor Corp -29VICR

Virtu Financial Inc 10VIRT

Virtusa Corp -79VRTU

Visa Inc -26V

Vista Outdoor Inc 18VSTO

Visteon Corp -36VC

Vital Therapies Inc 20VTL

Vitamin Shoppe Inc 60VSI

Viveve Medical Inc 8VIVE

VMware Inc -51VMW

Vocera Communications Inc -43VCRA

Vonage Holdings Corp -203VG

vTv Therapeutics Inc 18VTVT

Vuzix Corporation 20VUZI

W&T Offshore Inc 22WTI

Waddell & Reed Financial Inc -31WDR

Walgreens Boots Alliance Inc 20WBA

Walker & Dunlop Inc -30WD

Walmart Inc -166WMT

Washington Trust Bancorp -26WASH

WashingtonFirst Bankshares Inc -52WFBI

Waters Corporation -98WAT

WAVE Life Sciences Ltd 12WVE

Wayfair Inc -488W

Wayne Savings Bancshares Inc 10WAYN

Web.com Group Inc -40WEB

Webster Financial Corp (Conn) -30WBS

WEC Energy Group Inc -68WEC

Weis Markets Inc 44WMK

Welbilt Inc 11WBT

Wellcare Health Plans Inc -23WCG

Wells Fargo & Co -26WFC

Wesbanco Inc 28WSBC

Wesco Aircraft Holdings Inc 60WAIR

WESCO International Inc 6WCC

Westamerica Bancorporation -38WABC

Westar Energy Inc -39WR

Westbury Bancorp Inc 10WBB

Western Alliance Bancorp -42WAL

Western Asset Mun High Income 10MHF

Western Digital Corp -71WDC

Western Union Company -18WU

Westlake Chemical Corp -98WLK

Westlake Chemical Partners LP 34WLKP

WestRock Co -128WRK

Westwood Holdings Group Inc -37WHG

WEX Inc -40WEX

Weyco Group Inc -48WEYS

WideOpenWest Inc 32WOW

Widepoint Corp 22WYY

Wilhelmina International Inc 66WHLM

Willamette Valley Vineyards In -19WVVI

Willdan Group Inc 6WLDN

William Lyon Homes Inc -71WLH

Willis Towers Watson PLC -195WLTW

WillScot Corporation 10WSC

Windstream Holdings Inc 14WIN

Wingstop Inc -24WING

Winmark Corp -60WINA

Wintrust Financial Corp -22WTFC

Wireless Telecom Group Inc 12WTT

Woodward Inc -19WWD

Workday Inc -326WDAY

Workhorse Group Inc 10WKHS

Workiva Inc -33WK

World Wrestling Entertainment -19WWE

Worthington Industries Inc -20WOR

Wright Medical Group N.V. -40WMGI

WSFS Financial Corp -22WSFS

WVS Financial Corp 7WVFC

WW Grainger Inc -29GWW

Wynn Resorts Ltd -37WYNN

XAI Octagon Floating Rate Alte 8XFLT

XCel Brands Inc 33XELB

Xencor Inc 102XNCR

Xenon Pharmaceuticals Inc 78XENE

Xerium Technologies Inc 9XRM

Xilinx Inc -68XLNX

XOMA Corp -17XOMA

Xperi Corp 10XPER

Xplore Technologies Corp 40XPLR

Xylem Inc -48XYL

Yelp Inc -251YELP

Yext Inc -122YEXT

York Water Co 104YORW

Yum China Holdings Inc -21YUMC W

Yuma Energy Inc 50YUMA

Zagg Inc -20ZAGG

Zayo Group Holdings Inc -93ZAYO

Zendesk Inc -101ZEN

Zillow Group Inc -195Z

Zillow Group Inc -58ZG

Zion Oil & Gas Inc 9ZN

Zions Bancorp -46ZION

Zoe's Kitchen Inc 6ZOES

Zogenix Inc 14ZGNX

Zynerba Pharmaceuticals Inc 14ZYNE

Zynga Inc -21ZNGA

SECTION 3.11

TOTAL TOTALTICKER BUY SHARES SELL SHARES

COMPANY SYMBOL TRANSACTIONS BOUGHT TRANSACTIONS SOLD EXCH

Section 1.3

STOCKS MOST ACTIVELY BOUGHT BY INSIDERSSTOCKS MOST ACTIVELY BOUGHT BY INSIDERSSTOCKS MOST ACTIVELY BOUGHT BY INSIDERSSTOCKS MOST ACTIVELY BOUGHT BY INSIDERSSTOCKS MOST ACTIVELY BOUGHT BY INSIDERS(TRAILING 90 DAYS DOES NOT INCLUDE PRIVATE TRANSACTIONS)

1 MidWestOne Financial Group Inc MOFG 10 3,650 0 0 NASDAQ2 Legacy Reserves LP LGCY 5 633,953 0 0 NASDAQ3 Biglari Holdings Inc BH 5 4,727 0 0 NYSE4 Aegean Marine Petroleum Networ ANW 4 63,025 0 0 NYSE5 TCP Capital Corp TCPC 4 16,500 0 0 NASDAQ6 Putnam High Income Secs Fun PCF 4 16,355 0 0 NYSE7 Bank Of Commerce Holdings BOCH 4 7,720 0 0 NASDAQ8 Neurometrix Inc. NURO 4 7,500 0 0 NASDAQ9 Revolution Lighting Teches In RVLT 3 1,025,000 0 0 NASDAQ

10 Safety Income and Growth Inc SAFE 3 59,281 0 0 NYSE11 Boston Private Finl Hldgs In BPFH 3 23,183 0 0 NASDAQ12 Pacific Mercantile Bancorp PMBC 3 3,587 0 0 NASDAQ13 Bank Of The James Finl Grp In BOTJ 3 1,550 0 0 NASDAQ14 Kingsway Finl Servs In KFS 3 922 0 0 NYSE15 Dorian LPG LTD LPG 2 1,826,460 1 6,426,281 NYSE16 Menlo Therapeutics Inc MNLO 2 365,000 0 0 NASDAQ17 Vitamin Shoppe Inc VSI 2 358,678 0 0 NYSE18 Kala Pharmaceuticals Inc KALA 2 72,760 0 0 NASDAQ19 Matthews International Corp MATW 2 4,615 0 0 NASDAQ20 Trustco Bank Corp N Y TRST 2 4,000 1 1,760 NASDAQ21 Dorchester Minerals LP DMLP 2 3,925 0 0 NASDAQ22 Citizens First Corp CZFC 2 3,725 0 0 NASDAQ23 Prudential Bancorp Inc PBIP 2 3,500 0 0 NASDAQ24 Guggenheim Strategic Opportuni GOF 2 3,317 0 0 NYSE25 Dime Community Bancshares DCOM 2 3,300 0 0 NASDAQ

THE FUNDAMENTAL VIEW THE FUNDAMENTAL VIEW THE FUNDAMENTAL VIEW THE FUNDAMENTAL VIEW THE FUNDAMENTAL VIEW (from Argus Research Co.)

index appreciated 7.1%, 1987 (up 13.2%), 1985 (up 7.4%),

and 1997 (up 6.1%).

But look what those nifty Januarys have in common: a

mid-course correction. After 1989’s strong January, for

example, the S&P 500 sold off by 2.9% in February of that

year. The year 1987 featured a 20% gain in the first quarter; of

course, it also featured selloffs of 24% in October and 6% in

November, leaving the market clinging to a 2% gain for all of

1987. In 1985, stocks declined 5.1% in the third quarter. And

in 1997, stocks were rattled three times with 4%-plus separate

selloffs in the months of March, August, and October.

Strategas Partners recently pointed out that in years with

the 10 best Januarys since 1950, the market averaged a

midyear correction of 11.8%. Strategas also noted that top-10

January years shook off those mid-course corrections to finish

with average gains of 13% for the full year, which is better than

average for the post-1950 stock market.

After a January that has been the best month for stocks

since 2011, why the selling now? The principal reason may be

that the selling in the bond market has spooked investors. The

10-year Treasury yield has poked through 2.7%; that’s the

highest level since spring 2014. The dollar, which has been

weakening for over a year, finally steadied on the bond-yield

breakthrough but remains at low levels versus major trading

partner (MTP) currencies.

While the market, the dollar, and the always fractious

political climate may have played a role, the main reason for

recent selling may be frugality. We think investors are inclined

to take some money off the table after a dizzying run in stocks.

And while January has been a good month for stocks, really

good Januarys are often associated with corrections in the

course of the trading year.

The S&P 500 was up about 5.7% in January. That compares

to other good Januarys since 1980, such as 1989, when the

STOCKS MOST ACTIVELY SOLD BY INSIDERSSTOCKS MOST ACTIVELY SOLD BY INSIDERSSTOCKS MOST ACTIVELY SOLD BY INSIDERSSTOCKS MOST ACTIVELY SOLD BY INSIDERSSTOCKS MOST ACTIVELY SOLD BY INSIDERS(TRAILING 90 DAYS DOES NOT INCLUDE PRIVATE TRANSACTIONS)

© Copyright Argus Research Company 2018. Not to be reproduced in any manner for any purpose without

written permission. The Weekly Insider Report is published weekly (except Christmas). Data for the WeeklyInsider Report is drawn from Vickers Stock Research Corporation which has taken care to list correctly the

transactions reported. However, neither Vickers nor Argus can guarantee the accuracy or completeness of their

reporting or the accuracy of the reports themselves. Orders may be charged to major credit cards by calling

(516) 945-0020. For our London sales and marketing office, call (44) 207-256-8383; or fax

(44) 207-256-8363. You can find Vickers on the Internet at www.vickers-stock.com.

1 Texas Instruments Inc TXN 21 826,978 0 0 NASDAQ2 Power Integrations Inc POWI 16 29,680 0 0 NASDAQ3 3M Co MMM 12 112,719 0 0 NYSE4 HCA Healthcare Inc HCA 11 287,076 0 0 NYSE5 Abbott Laboratories ABT 8 542,346 0 0 NYSE6 GATX Corp GATX 8 48,454 0 0 NYSE7 HomeStreet Inc HMST 8 10,548 0 0 NASDAQ8 Gentex Corp GNTX 7 119,094 0 0 NASDAQ9 Rockwell Automation Inc ROK 7 88,896 0 0 NYSE

10 PennyMac Finl Servs In PFSI 7 40,000 0 0 NYSE11 Sorrento Therapeutics Inc SRNE 6 310,000 0 0 NASDAQ12 Maxim Integrated Products Inc MXIM 6 126,934 0 0 NASDAQ13 Total System Services Inc TSS 6 94,414 0 0 NYSE14 Discover Financial Services DFS 6 63,805 0 0 NYSE15 Northern Trust Corp NTRS 6 62,993 0 0 NASDAQ16 United Rentals Inc URI 6 56,327 0 0 NASDAQ17 FibroGen Inc FGEN 6 54,636 0 0 NASDAQ18 FCB Financial Holdings Inc FCB 6 31,527 0 0 NYSE19 Ionis Pharmaceuticals Inc IONS 6 27,500 0 0 NASDAQ20 Salesforce.com Inc CRM 6 21,979 0 0 NYSE21 National Instruments Corp. NATI 6 10,946 0 0 NASDAQ22 At Home Group Inc HOME 5 138,306 0 0 NYSE23 KMG Chemicals Inc KMG 5 75,000 0 0 NYSE24 Commerce Bancshares Inc CBSH 5 37,939 0 0 NASDAQ25 Concert Pharmaceuticals Inc CNCE 5 25,000 0 0 NASDAQ

(continued from page 1)

Legacy Reserves owns and operates oil and natural gasproducing properties located primarily in the Permian Basin(West Texas and Southeast New Mexico), East Texas, RockyMountain and Mid-Continent regions of the United States.

Saba Capital Management, L.P., a beneficial owner, hassignificantly increased its holdings of Templeton EmergingMarkets Income Fund (NYSE: TEI). Saba filed a Form 3 onJanuary 3, reporting the holding of 5,006,631 TEI shares.Since then, Saba has increased the total holdings of TEI to

TOTAL TOTALTICKER SELL SHARES BUY SHARES

COMPANY SYMBOL TRANSACTIONS SOLD TRANSACTIONS BOUGHT EXCH

Section 1.4

6,071,036. Saba Capital Management has purchased sharesat prices ranging from $11.36 to $11.77, with TEI share pricecurrently around $11.70. TEI is a non-diversified closed-endfund. It seeks high, current income, with a secondary goal ofcapital appreciation, by investing under normal market con-ditions, at least 80% of its net assets in income-producingsecurities of sovereign or sovereign-related entities and pri-vate sector companies in emerging market countries.

David Coleman

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