2017 04-07 ytio hockema cle slidedeck
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Transcript of 2017 04-07 ytio hockema cle slidedeck
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Your Trial Is Over—Now What?
Guidance on Perfecting and Pursuing
a State Civil Appeal
D. Todd SmithSmith Law Group LLLP
www.appealsplus.com
David Hockema Civil Trial Law Conference
April 7, 2017
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Overview:
• You have obtained a jury verdict or concluded a bench trial in state trial court
• What are the critical next steps?
▫ Strategies for obtaining appellate attorney fees
▫ Formulating and opposing a final judgment
▫ Requesting FOF & COL
▫ Post-verdict preservation of error
▫ Enforcing and superseding the judgment
▫ Initial steps toward taking an appeal
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Estimating Appellate Attorney Fees:
• Start thinking about this long before trial
▫ Pleadings → pray for fees through appeal
▫ Discovery → designate an appellate fee expert
• Often overlooked and underestimated
▫ Detrimental to your client
▫ Can establish client expectations youdon’t want
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What’s the First Step
After You WIN?
Celebrate, of course!
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Next Step: Take Off the Trial Goggles
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“Dude, my case looks AWESOME with these on.”
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Trial Goggles: Common Myths of
“Copy & Paste” and the “Two Step” Appeal
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“My trial lawyer said that all the hard work has already been done,
and we’re TOTALLY going to win the appeal.”
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Estimating Appellate Attorney Fees: (cont’d)
• The “form book” problem▫ $5,000 is not a sufficient award▫ Lawyers and judges need to be broken of this mindset
• Amount depends on:▫ Having a realistic view of the case – not just a repackaged view▫ The basic steps required on appeal – not the Texas Two-Step
• Several factors to consider in estimate▫ Pre- and post-judgment activities▫ Perfecting appeal, pre-briefing activity, legal research, drafting and editing,
analyzing your opponent’s brief, etc.▫ SCOTX proceedings, if any▫ Post-appeal activity
• Even if you don’t get everything you ask for, the exercise is useful in client counseling
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The Actual Fee Award:
• Properly prove up and secure the award:▫ Just like any fees: Sufficient evidence required!
▫ Consider bifurcating trial
▫ Award must be conditioned on appellate success
▫ Post-judgment interest is allowed on all attorney’s fees, but it does not begin to accrue on appellate fees until the appellate court renders judgment
• … Or successfully defend against the award
• Advise your client about realistic expectations and appellate strategy
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Crafting a Proposed Judgment:
• Should you file a motion for judgment?▫ If you lost, and you’re the movant, approve as to form only and
use prefatory language (775 S.W.2d 632)
▫ Otherwise, risk waiving appellate rights
• Judgment elements▫ Describe the parties and proceedings
▫ Relief awarded on the merits / election of remedies
▫ Attorney fees awarded – detailed breakdown
▫ Pre-and post-judgment interest – a (boring) CLE talk unto itself
▫ Costs
▫ Language of finality and execution
▫ Dated signature line for judge
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Findings of Fact & Conclusions of Law
• Beware! It’s more complicated than you think.
• Remember the Big Picture/Purpose:
▫ Winner: Protect your winning judgment
▫ Loser: (1) Narrow the issues for appeal(2) Let there be reversible error
▫ Both: Extend appellate deadlines (sometimes)
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FOF/COL (cont’d)
If properly & timely requested, then:
• Appropriate & Required following ▫ Bench trials and
▫ Issues tried to the bench
• Appropriate but Discretionary following▫ Appealable order/judgment upon evidentiary hearing
and ▫ Appealable interlocutory orders
• Family Code: special rules
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FOF/COL (cont’d)
• Not appropriate to request, file, or consider on appeal when:
▫ Judgment is rendered as a
matter of law on undisputed
material facts
▫ Non-evidentiary dismissals and defaults
• No extension of appellate deadlines
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FOF/COL (cont’d)
• 1st Request: 20 days from Judgment▫ Winner submits Proposed FOF/COL
▫ 1st Deadline for Entry: 20 days from Request
• 2nd Request: 30 days from Request▫ “Past Due Notice”
▫ 2nd Deadline for Entry: 40 days fromoriginal request
• 3rd Request: 10 days from Entry of FOF/COL▫ “Request for Additional/Amended” (+ Objections?)
▫ 3rd Deadline for Entry: 10 days from 3rd Request
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Post-Verdict Error Preservation:
• Most errors are preserved during trial
• But remember post-verdict preservation: ▫ TRAP 33.1▫ TRCP 301, 324, 329b
• Jury trial: You MUST file a MNT (and pay the FEE) within 30 days of judgment to raise:▫ Factual sufficiency▫ Complaint on which evidence must be heard (i.e., jury misconduct or
newly discovered evidence)▫ Inadequacy or excessiveness of damages▫ Incurable jury argument not already ruled on
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Post-Verdict Error Preservation (cont’d)
• Jury trial: To preserve legal sufficiency challenges, file:▫ Motion for JNOV
▫ Motion to disregard the jury’s answer to a fact issue
▫ Motion for new trial specifically raising the complaint
▫ Preserved during trial by motion for directed verdictor charge objection
• If a Motion for NEW TRIAL all you bring,
then a NEW TRIAL is the most you’ll get!
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Superseding & Enforcing the Judgment:
• Perfecting appeal does NOT suspend!
• Methods▫ Bond or cash deposit
▫ Written agreement
▫ Alternate security as ordered by the court
• Calculation of security for a money judgment:▫ Compensatory damages awarded in the judgment
▫ Interest for the estimated duration of the appeal
▫ Costs awarded in the judgment
▫ But not attorney fees unless they are a separate element of damages (sigh…)
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Some Forthcoming Free Tools:
• supersedeascalculator.com ▫ Online form that calculates amount of security needed to
supersede a particular judgment
▫ Currently in development
• postjudgmentinterestcalculator.com▫ Online form that calculates postjudgment interest and judgment
payoff amount
▫ Should go live any day
• Bookmark the sites for later reference or email [email protected] to get access when they are available
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Other Supersedeas Issues:
• Supersedeas caps▫ LESSER of 50% debtor’s net worth
or $25M
▫ Net worth affidavit + TRAP 24.2(c)
= STAY pending a potential contest
▫ Negative net worth = Nø bond
▫ Makes it easier for debtors to appeal
• Adjustment of supersedeas amount▫ Proof of “substantial economic harm” = deviate from formula
▫ Trial court retains jurisdiction to adjust amount and type of security
▫ Court of appeals can review on motion
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He’s missing all the important
stuff!
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Commencement & Perfection of Appeal
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Calculating the Deadline to Perfect Appeal:
• Runs from date that judgment or order is SIGNED
▫ TRAP 26.1, with limited exceptions
• Deadline varies by type of appeal▫ Regular appeal: 30 days
▫ Accelerated appeal: 20 days
▫ Restricted appeal: 6 months
▫ Cross-appeal: 30 days from judgment
or 14 days from 1st NOA (if timely)
• Motion for extension of time is available
▫ TRAP 10.1, TRAP 26.3
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Steps to Perfect Appeal:
• Notice of Appeal (TRAP 25.1(c))
▫ File in trial court only
▫ Special language required for: accelerated appeal
restricted appeals
▫ Consider if cross-appeal is necessary (vs. cross-issue)
• Filing fee: $205
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Other Initial Steps:
• Docketing Statement▫ Was specific to each court’s website
▫ Now it is UNIFORM in all courts
▫ Download and complete electronically
▫ Must file “promptly” after NOA (TRAP 32)
• E-filing is now mandatory in appellate courts▫ Read the rules to avoid getting bounced
▫ Redaction – watch for confidential information
▫ Court websites have helpful resources
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Other Initial Steps (cont’d)
• Every Texas attorney is now required to register an email address for service through the MyTexasBar page
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Other Initial Steps (cont’d)
• Register for CaseMail (electronic updates)as soon as the appeal is docketed to receivenotification of “case events”
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Other Initial Steps (cont’d)
• Request Clerk’s & Reporter’s Records▫ Written request, served on all parties
▫ Make arrangements to pay
▫ Specify contents – but don’t request unnecessary contents
▫ Can request supplementation
▫ Clerk has deadline to file, but often takes longer
▫ Briefing deadline runs from filing of record
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Other Initial Steps (cont’d)
• Get a copy of the record• CaseMail will tell you when filed
• But never pay a trial-court clerk or a courtreporter for the record
• Getting a copy by:▫ Calling the appellate clerk and asking if they’ll
email or burn to disc
▫ Better yet, take advantage of the brand-newAttorney Portal
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Attorney Portal
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Attorney Portal (cont’d)
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Attorney Portal
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Advising the Client About the Realistic
Expectations for Appeal:
• Two key questions:
1. Should we appeal?
2. If so, which issues
should we raise?
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Expectations Analysis:
• Factors to consider:▫ Standard of review
▫ Chances of success
▫ Likely costs / expenses
▫ Anticipated timing / overall duration
▫ Temperament of our potential panel on these issues
▫ Settlement possibilities and impact of appeal
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Helpful Resources:
• Office of Court Administration website▫ Statistics for every court in the state
▫ Dispositions and average times
• Reasons for Reversal▫ Breaks down statistics
▫ By court and type of case
• An appellate lawyer!
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And Remember…
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FriendsDon’t Let Friends
Appeal with their Trial
Goggles On!
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D. Todd SmithSmith Law Group LLLP
www.appealsplus.com
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