2016 ERISA Fiduciary Prudence Analysis

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Transcript of 2016 ERISA Fiduciary Prudence Analysis

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ERISA Fiduciary Risk Management: Stories from the Trenches

ERISA Fiduciary Risk Management: Stories from the Trenches

Reduce Your Exposure to ERISA Fiduciary Liability:

Reduce Your Exposure to ERISA Fiduciary Liability:

2016 INVESTMENT MANAGEMENT CONFERENCE ERISA ......ERISA For Investment Advisers 2016 INVESTMENT MANAGEMENT CONFERENCE OVERVIEW The Basics New Fiduciary Rule Fund Perspectives Disclosure

2016 INVESTMENT MANAGEMENT CONFERENCE ERISA ......ERISA For Investment Advisers 2016 INVESTMENT MANAGEMENT CONFERENCE OVERVIEW The Basics New Fiduciary Rule Fund Perspectives Disclosure

Broadridge ERISA+Fiduciary Practice Guide5!16!13

Broadridge ERISA+Fiduciary Practice Guide5!16!13

The Role of Company Stock in Defined Contribution Plans · exclusive purpose and prudence standards of ERISA, but not the diversification fiduciary standard nor the explicit 10 percent

The Role of Company Stock in Defined Contribution Plans · exclusive purpose and prudence standards of ERISA, but not the diversification fiduciary standard nor the explicit 10 percent

ERISA Developments - K&L Gates...provisions to July 1, 2019, an additional 18-month extension . Common Misconceptions . COMMON MISCONCEPTIONS I’m already an ERISA fiduciary so the

ERISA Developments - K&L Gates...provisions to July 1, 2019, an additional 18-month extension . Common Misconceptions . COMMON MISCONCEPTIONS I’m already an ERISA fiduciary so the

401(k) Litigation: Sorting it All Out - ISCEBS · 2016. 8. 31. · ERISA Fiduciary includes a person who: ... Standard: discharge duties with the care, skill, prudence and diligence

401(k) Litigation: Sorting it All Out - ISCEBS · 2016. 8. 31. · ERISA Fiduciary includes a person who: ... Standard: discharge duties with the care, skill, prudence and diligence

ERISA FIDUCIARY CHECKUP - Withum...January 21, 2015 ERISA FIDUCIARY CHECKUP 1/21/2015 1 The information presented in this webinar represent our perspectives, is not necessarily all

ERISA FIDUCIARY CHECKUP - Withum...January 21, 2015 ERISA FIDUCIARY CHECKUP 1/21/2015 1 The information presented in this webinar represent our perspectives, is not necessarily all

ERISA Fiduciary Issues: A Guide for Advisors

ERISA Fiduciary Issues: A Guide for Advisors

2016 ERISA Fiduciary Prudence Analysis

2016 ERISA Fiduciary Prudence Analysis

Overview of ERISA Fiduciary Responsibility and Liability and Best Practices Marcia S. Wagner, Esq.

Overview of ERISA Fiduciary Responsibility and Liability and Best Practices Marcia S. Wagner, Esq.

ERISA fiduciary issues - Broadridge Financial Solutions › _assets › pdf › broadridge-erisa...advisors working with retirement plans, even if it’s just one plan, to know if

ERISA fiduciary issues - Broadridge Financial Solutions › _assets › pdf › broadridge-erisa...advisors working with retirement plans, even if it’s just one plan, to know if

2007 International Conference Washington, D.C. ~ November 7-9, 2007 Professionals on the ERISA Fiduciary Firing Line.

2007 International Conference Washington, D.C. ~ November 7-9, 2007 Professionals on the ERISA Fiduciary Firing Line.

ERISA Retirement Plan Fiduciary Responsibility Practicing Fiduciary Prudence Workshop 2006 Benefits New York Conference New York, NY March 13, 2006 11:00.

ERISA Retirement Plan Fiduciary Responsibility Practicing Fiduciary Prudence Workshop 2006 Benefits New York Conference New York, NY March 13, 2006 11:00.

Anatomy of an ERISA Fiduciary Lawsuit - ISCEBS€¦ · Anatomy of an ERISA Fiduciary Lawsuit Stephen Eubank, CEBS Senior Counsel ... Relief—Actual Damages, Equitable Relief, Punitive

Anatomy of an ERISA Fiduciary Lawsuit - ISCEBS€¦ · Anatomy of an ERISA Fiduciary Lawsuit Stephen Eubank, CEBS Senior Counsel ... Relief—Actual Damages, Equitable Relief, Punitive

IRAs & the ERISA Fiduciary Rules

IRAs & the ERISA Fiduciary Rules

Regulating ERISA Fiduciary Outsourcing · MEDILL_PP_FINAL (DO NOT DELETE) 12/27/2016 2:02 PM 2017] FIDUCIARY OUTSOURCING 509 section 402(a) of ERISA, which requires that a named fiduciary

Regulating ERISA Fiduciary Outsourcing · MEDILL_PP_FINAL (DO NOT DELETE) 12/27/2016 2:02 PM 2017] FIDUCIARY OUTSOURCING 509 section 402(a) of ERISA, which requires that a named fiduciary

IRON FINANCIAL, LLC ERISA FIDUCIARY 3(21) INVESTMENT ... · PNM-3325AO.2 (06/2020) 4 of 29 ERISA Fiduciary 3(21) Investment Advisory Agreement 3. Custody of Assets and other Services

IRON FINANCIAL, LLC ERISA FIDUCIARY 3(21) INVESTMENT ... · PNM-3325AO.2 (06/2020) 4 of 29 ERISA Fiduciary 3(21) Investment Advisory Agreement 3. Custody of Assets and other Services

Largest ERISA Claims Examples 01-16-15 - Michigan · Page 3 of 41 Management: Largest ERISA Claims Examples 01-01-15 /np DESCRIPTIONS OF ERISA / FIDUCIARY CLAIMS

Largest ERISA Claims Examples 01-16-15 - Michigan · Page 3 of 41 Management: Largest ERISA Claims Examples 01-01-15 /np DESCRIPTIONS OF ERISA / FIDUCIARY CLAIMS

FIDUCIARY ISSUES IN ERISA-COVERED PLANS...2 FIDUCIARY ISSUES IN ERISA-COVERED PLANS I. FIDUCIARY STATUS A. DEFINITION OF A "FIDUCIARY" 1. Employee Retirement Income Security Act of

FIDUCIARY ISSUES IN ERISA-COVERED PLANS...2 FIDUCIARY ISSUES IN ERISA-COVERED PLANS I. FIDUCIARY STATUS A. DEFINITION OF A "FIDUCIARY" 1. Employee Retirement Income Security Act of