lblogs.reuters.com/alison-frankel/files/2015/08/vivendi... · 2016-11-29 · edr associates lp...

54
Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22114 Page 4 of 57 ------:::;i I I . . . UNITED STATES DISTRICT COURT l '. I-:LECTlt:JNICA.LLY F.lLED j [ SOUTHERN DISTRICT OF NEW YORK! j \_";;C #: j i ----------------------------------------------------------------X l' -- .·; 1 ::;71;04 I! : i .. ___ .... 5571 SASJ-·· ---···----------·--·· IN RE VIVENDI UNIVERSAL, S.A. SECURITIES : LITIGATION, ----------------------------------------------------------------X WHEREAS, on January 29, 2010, the jury in this class action returned a verdict against Vivendi Universal, S.A. ("Vivendi") and in favor of defendants Jean-Marie Messier and Guillaume Hannezo on all claims; and WHEREAS, in an Order dated November 12, 2014 (the "Order"), this Court determined that a partial final judgment should be entered pursuant to Rule 54(b) of the Federal Rules of Civil Procedure, as to certain claims described in the Order; IT IS HEREBY ORDERED, ADJUDGED, AND DECREED: 1. Pursuant to Rule 54(b ), judgment is hereby entered against Vivendi and in favor of each plaintiff identified in the Attached Exhibit A. 2. Each plaintiff identified in the attached Exhibit A shall be entitled to recover from Vivendi the principal sum, and prejudgment interest on the principal sum, (together, the "Total Sum") as set forth in Exhibit A. 3. The plaintiffs shall take nothing from defendants Messier and Hannezo, and the action is dismissed on the merits and with prejudice as to them. 4. Post judgment interest on the Total Sum plus costs shall accrue in accordance with28 U.S.C. § 1961. WEIL:\951894 7612179204.0028 Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 1 of 54

Transcript of lblogs.reuters.com/alison-frankel/files/2015/08/vivendi... · 2016-11-29 · edr associates lp...

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Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22114 Page 4 of 57

------:::;i

II . . . UNITED STATES DISTRICT COURT l '. I-:LECTlt:JNICA.LLY F.lLED j [

SOUTHERN DISTRICT OF NEW YORK! j ~ \_";;C #: j i ----------------------------------------------------------------X l' -- .·; 1 ::;71;04 I!

: i .. ~.'.. ___ _!'~5 .... ~:~!: -~ ~~~_!; 5571 SASJ-·· ---···----------·--··

IN RE VIVENDI UNIVERSAL, S.A. SECURITIES : LITIGATION,

----------------------------------------------------------------X

WHEREAS, on January 29, 2010, the jury in this class action returned a verdict

against Vivendi Universal, S.A. ("Vivendi") and in favor of defendants Jean-Marie Messier and

Guillaume Hannezo on all claims; and

WHEREAS, in an Order dated November 12, 2014 (the "Order"), this Court

determined that a partial final judgment should be entered pursuant to Rule 54(b) of the Federal

Rules of Civil Procedure, as to certain claims described in the Order;

IT IS HEREBY ORDERED, ADJUDGED, AND DECREED:

1. Pursuant to Rule 54(b ), judgment is hereby entered against Vivendi and in favor

of each plaintiff identified in the Attached Exhibit A.

2. Each plaintiff identified in the attached Exhibit A shall be entitled to recover from

Vivendi the principal sum, and prejudgment interest on the principal sum, (together, the "Total

Sum") as set forth in Exhibit A.

3. The plaintiffs shall take nothing from defendants Messier and Hannezo, and the

action is dismissed on the merits and with prejudice as to them.

4. Post judgment interest on the Total Sum plus costs shall accrue in accordance

with28 U.S.C. § 1961.

WEIL:\951894 7612179204.0028

Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 1 of 54

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Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 5 of 57

Dated: New York, New York December~2014

W EIL:l951894 7612179204.0028

Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 2 of 54

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WEIL:\95189476\2\79204.0028

EXHIBIT A

Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 6 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 3 of 54

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Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 7 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 4 of 54

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Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 8 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 5 of 54

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Case 1:02-cv-05571-SAS-HBP Document 1230 Filed 12/22/14 Page 35 of 57Case 1:02-cv-05571-SAS-HBP Document 1231 Filed 12/22/14 Page 32 of 54

Page 33: lblogs.reuters.com/alison-frankel/files/2015/08/vivendi... · 2016-11-29 · edr associates lp 365.00$ 88.60 $ 453.60$ 6273 marion l kincaid trust 222.00 $ 53.89$ 275.89 $ 6297 arro

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Page 36: lblogs.reuters.com/alison-frankel/files/2015/08/vivendi... · 2016-11-29 · edr associates lp 365.00$ 88.60 $ 453.60$ 6273 marion l kincaid trust 222.00 $ 53.89$ 275.89 $ 6297 arro

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H:\MATTERS\VIVENDI\CLASS ACTION\EXHIBIT B TAB.DOCX

Exhibit B

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WEIL:\95189806\4\79204.0028

UNITED STATES DISTRICT COURTFOR THE SOUTHERN DISTRICT OF NEW YORK

----------------------------------------------------------------X

IN RE VIVENDI UNIVERSAL, S.A. SECURITIES LITIGATION,

:::::::

No. 02 Civ. 05571 (SAS)

----------------------------------------------------------------X

ORDER FOR RULE 62(D) STAY AND DEPOSIT OF FUNDSINTO AN INTEREST-BEARING ACCOUNT

WHEREAS on January 29, 2010, the jury in this securities fraud class action returned a

verdict against Vivendi Universal, S.A. (“Vivendi”); and

WHEREAS by order dated November 12, 2014, the Court approved the entry of a partial

final judgment with respect to certain claims described therein; and

WHEREAS on December 22, 2014, partial final judgment in favor of certain plaintiffs

and plaintiff class members (the “Judgment”) was entered.

IT IS HEREBY ORDERED:

1. Vivendi may obtain a stay of execution or enforcement pending appeal of the Judgment

pursuant to Federal Rule of Civil Procedure 62(d) upon the deposit of funds in the

amount of $55 million (the “Security Amount”) into the Court registry in an interest-

bearing account in lieu of a supersedeas bond.

2. To obtain a stay, Vivendi must deposit the Security Amount within 14 days after the

entry of the Judgment.

3. Upon Vivendi’s timely deposit of the Security Amount into the Court registry, a stay of

the Judgment pursuant to Rule 62(d) will be in effect.

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2WEIL:\95189806\4\79204.0028

4. The Clerk is hereby ordered to invest the Security Amount in the Court registry in an

interest-bearing account.

5. The Clerk is further ordered to deduct from the income on the investment of the Security

Amount a fee equal to ten percent (10%) of the income earned, but not exceeding the fee

authorized by the Judicial Conference of the United States and set by the Director of the

Administrative Office.

6. The Court retains jurisdiction over the Security Amount and may take such actions with

regard to the Security Amount as it deems appropriate for the security of the plaintiffs.

SO ORDERED this ____ day of December 2014:

________________________________________________Hon. Shira A. ScheindlinUnited States District Judge

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