2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an...
Transcript of 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an...
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-1wwwfivestarprofessionalcom
Finding a wealth manager who suits your needs can be a daunting task In fact many consumers have a hard time figuring out where to even begin
Sometimes a few simple questions can set one off on the right path Asking a wealth manager what makes working with him or her a unique experience can help you
understand how they work and if their style meshes with your own Further asking a financial advisor to talk about any specialties they might have can help uncover skills you might find useful
Ultimately how do you find an experienced wealth manager who you feel comfortable working with One who has high retention rates One who has undergone a thorough complaint and regulatory review One who has tenure in the industry
Texas Monthly and Five Star Professional partnered to find wealth managers who satisfy 10 objective eligibility and evaluation criteria Among many distinguishing attributes the average one-year client retention rate for this yearrsquos award winners is more than 96 percent Although this list is a useful tool for anyone looking for help in managing their financial world or implementing aspects of their financial strategies it should not be considered exhaustive Undoubtedly there are many excellent wealth managers who for one reason or another are not on this yearrsquos list
In order to consider a broad population of high-quality wealth managers award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification based on industry standing Self-nominations are not accepted DallasForth Worth award candidates were identified using internal and external research data
AwardA Select
bull Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers bull The Five Star award is not indicative of the wealth managerrsquos future performance bull Wealth managers may or may not use discretion in their practice and therefore may not manage their clientsrsquo assets
bull The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or Texas Monthly
bull Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award and the researchselection methodology go to wwwfivestarprofessionalcom
bull 2862 award candidates in the DallasFort Worth region were considered for the Five Star Wealth Manager award 684 (approximately 24 percent of the award candidates) were named 2015 Five Star Wealth Managers
DisclosuresResearch
of Award WinnersDetermination
Regulatory ReviewAs defined by Five Star Professional the wealth manager has not
bull Been subject to a regulatory action that resulted in a license being suspended orrevoked or payment of a fine
bull Had more than a total of three customer complaints filed against them (settled or pending) with any regulatory authority or Five Star Professionalrsquos consumercomplaint process
bull Individually contributed to a financial settlement of a customer complaint filed witha regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each nominated wealth manager using the Investment Adviser Public Disclosure (IAPD) website Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history exists Data submitted through these processes was applied per the above criteria
bull Each wealth manager who passes the Five Star Professional regulatory review mustattest that they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a wealth manager
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use the services of wealth managers in order to provide consumers the opportunity to submit complaints regarding a wealth manager
Five Star Wealth Managers
Evaluation Criteria - Considered
6 One-year client retention rate
7 Five-year client retention rate
8 Non-institutional discretionary andor non-discretionary client assetsadministered
9 Number of client households served
10 Education and professional designations
Eligibility Criteria ndash Required
1 Credentialed as an investment advisory representative or a registeredinvestment advisor
2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years
3 Favorable regulatory and complaint history review
4 Fulfilled their firm review based on internal firm standards
5 Accepting new clients
Award candidates who satisfied 10 objective eligibility and evaluation criteria were named 2015 Five Star Wealth Managers
For more information on the program go to wwwfivestarprofessionalcomwm_program
2015 DallasFort Worth
FIVE S
TAR PROFESSIO
NAL
FIVE
STARPROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TARPROFESSIO
NAL
FIVE
STAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TARPROFESSIO
NAL
FIVE
STAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TARPROFESSIO
NAL
FIVE
STAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TARPROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-2 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
2015 winner David J Miller
Simplifying Your Financial Life
David J Miller
Davidrsquos clients are successful busy people who spend so much time at their careers and with their families that they have little left over to monitor markets and manage their investment portfolios As a credentialed Morgan Stanley Portfolio Manager he assumes responsibility for his clientsrsquo day-to-day investment decisions whether they are seeking to accumulate assets preserve capital andor generate income for retirement
Beyond investing David is a CERTIFIED FINANCIAL PLANNERtrade professional and a Chartered Financial Consultantreg who can help you create strategies to address both sides of your personal balance sheet and virtually every aspect of your fi nancial life He is supported by the vast resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms and a team of in-house professionals who are always available to consult with you on such diverse issues as
bull Retirement planning
bull Private banking
bull Trusts and estate planning strategies
bull Alternative investments
bull Risk management
In addition David and his Morgan Stanley colleagues take pride in the level of service they off er mdash service that doesnrsquot stop at 5 pm and is always personalized to refl ect the unique needs of each client
David provides complimentary consultations for prospective clients with more than $500000 in investable assets and a desire to spend more time pursuing interests that truly matter to them He is committed to helping clients reach their most important objectives by relieving them of investment decisions they have neither the time nor inclination to make and by making those decisions with the needs of his clients fi rmly in mind
bull Experienced fi nancial advisor with such prestigious industry designations as CERTIFIED FINANCIAL PLANNERtrade professional and
Chartered Financial Consultantreg
bull Discretionary investment management with an emphasis on preserving capital and generating income for retirement
bull Comprehensive planning to address fi nancial issues beyond your portfolio
bull Backed by the extensive resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms
bull Committed to responsive personalized service that simplifi es your fi nancial life Left to right Seated Taylor Seff els Vice President Associate Private Banker Sonya Prince Senior Client Service Associate Denise Elliott Client Service Associate Jules Nored Senior Client Service Associate Standing T Ray Baker First Vice President Branch Manager Mathew Jagla Private Banker Advisory Associate 2015 winner David Miller Senior Vice President Financial Advisor
Chris Colon Financial Advisor Glenn Towles Consulting Group Regional Director
7500 Dallas Parkway Suite 500 | Plano TX 75024Phone 972-943-7238 | Toll-free 800-965-8207
david6millermorganstanleycom | wwwmorganstanleyfacomdavidmiller
The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program The Portfolio Management program is an investment advisory program in which the clientrsquos Financial Advisor invests the clientrsquos assets on a discretionary basis in a range of securities The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2 available at
wwwmorganstanleycomADV or from your Financial Advisor Private Bankers are employees of Morgan Stanley Private Bank National Association Member FDIC Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg CERTIFIED FINANCIAL PLANNERtrade and federally registered CFP (with flame design) in the US Morgan Stanley Smith Barney LLC (ldquoMorgan Stanleyrdquo) its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do
not provide tax or legal advice Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Senior Vice President Senior Portfolio Manager Financial Advisor CFPreg ChFCreg
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-3wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
2015 winner David J Miller
Simplifying Your Financial Life
David J Miller
Davidrsquos clients are successful busy people who spend so much time at their careers and with their families that they have little left over to monitor markets and manage their investment portfolios As a credentialed Morgan Stanley Portfolio Manager he assumes responsibility for his clientsrsquo day-to-day investment decisions whether they are seeking to accumulate assets preserve capital andor generate income for retirement
Beyond investing David is a CERTIFIED FINANCIAL PLANNERtrade professional and a Chartered Financial Consultantreg who can help you create strategies to address both sides of your personal balance sheet and virtually every aspect of your fi nancial life He is supported by the vast resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms and a team of in-house professionals who are always available to consult with you on such diverse issues as
bull Retirement planning
bull Private banking
bull Trusts and estate planning strategies
bull Alternative investments
bull Risk management
In addition David and his Morgan Stanley colleagues take pride in the level of service they off er mdash service that doesnrsquot stop at 5 pm and is always personalized to refl ect the unique needs of each client
David provides complimentary consultations for prospective clients with more than $500000 in investable assets and a desire to spend more time pursuing interests that truly matter to them He is committed to helping clients reach their most important objectives by relieving them of investment decisions they have neither the time nor inclination to make and by making those decisions with the needs of his clients fi rmly in mind
bull Experienced fi nancial advisor with such prestigious industry designations as CERTIFIED FINANCIAL PLANNERtrade professional and
Chartered Financial Consultantreg
bull Discretionary investment management with an emphasis on preserving capital and generating income for retirement
bull Comprehensive planning to address fi nancial issues beyond your portfolio
bull Backed by the extensive resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms
bull Committed to responsive personalized service that simplifi es your fi nancial life Left to right Seated Taylor Seff els Vice President Associate Private Banker Sonya Prince Senior Client Service Associate Denise Elliott Client Service Associate Jules Nored Senior Client Service Associate Standing T Ray Baker First Vice President Branch Manager Mathew Jagla Private Banker Advisory Associate 2015 winner David Miller Senior Vice President Financial Advisor
Chris Colon Financial Advisor Glenn Towles Consulting Group Regional Director
7500 Dallas Parkway Suite 500 | Plano TX 75024Phone 972-943-7238 | Toll-free 800-965-8207
david6millermorganstanleycom | wwwmorganstanleyfacomdavidmiller
The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program The Portfolio Management program is an investment advisory program in which the clientrsquos Financial Advisor invests the clientrsquos assets on a discretionary basis in a range of securities The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2 available at
wwwmorganstanleycomADV or from your Financial Advisor Private Bankers are employees of Morgan Stanley Private Bank National Association Member FDIC Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg CERTIFIED FINANCIAL PLANNERtrade and federally registered CFP (with flame design) in the US Morgan Stanley Smith Barney LLC (ldquoMorgan Stanleyrdquo) its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do
not provide tax or legal advice Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Senior Vice President Senior Portfolio Manager Financial Advisor CFPreg ChFCreg
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-4 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford
Fee-Only National Award-Winning Firm
Heritage Financial Planning
At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive
The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship
We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry
We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award
Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues
With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice
If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call
Why donrsquot we work together
bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)
bull NAPFA fee-only fi duciary fi rm
bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey
Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231
Dallas 214-446-2100 | Mid-Cities 817-410-2500
TWO-YEAR WINNER
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-5wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford
Fee-Only National Award-Winning Firm
Heritage Financial Planning
At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive
The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship
We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry
We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award
Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues
With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice
If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call
Why donrsquot we work together
bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)
bull NAPFA fee-only fi duciary fi rm
bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey
Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231
Dallas 214-446-2100 | Mid-Cities 817-410-2500
TWO-YEAR WINNER
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-6 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Three-year winner Chandler Ferguson CFPreg four-year winner Rob Cox CFPregFront row Four-year winners Mary Durie CFPreg CAPreg AEPreg Chris Young CFPreg
Carl Kunhardt CFPreg CIMAreg AEPreg and Kalita Blessing CFPreg CAPreg
Quest Capital Management Inc works with individuals and families who are seeking a highly personalized approach to their fi nancial planning We design a tailored Plan for Lifetrade that addresses every aspect of your fi nancial life mdash understanding your distinctive past so we can focus on your present concerns and future realities
When it comes to your money there is no fi nish line Our approach is to craft a well-planned road map that meets the changing needs of you and your family as well as future needs
We invite you to join our Quest client family Let us help you achieve your dreams
Quest Capital Management Inc8117 Preston Road Suite 700 | Dallas TX 75225
Office 214-691-6090 | Toll-free 800-668-1283infoQuestAdvisorcom | wwwQuestAdvisorcom
bull A strategic and best-practices approach to fi nancial planning and wealth management
bull More than $1 billion in assets under management for 500 families around the world
bull 27 years of helping clients achieve their fi nancial goals and build their legacies
Quest Capital Management Inc is an Independent Registered Investment Advisor Securities offered through Raymond James Financial Services Inc Member FINRASIPC
Areas of Focus Wealth Management and Financial Planning
Quest Capital Management Inc
People and Processes That Fit With You and Your Life Goals
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-7wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
2012 2013 2014 and 2015 Five Star Wealth Manager award winner
David has been a fi nancial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions He takes the time to help his clients build a life plan so together they can develop a supporting investment plan It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the clientrsquos fi nancial objectives Client reviews are also an important part of Davidrsquos process
Meadors Wealth Management Group at Morgan Stanley
7500 Dallas Parkway Suite 500Plano TX 75024
Office 972-943-7256Toll-free 877-699-7017
davidemeadorsmorganstanleycomwwwmorganstanleyfacomdavidemeadors
bull Holistic wealth management
bull Personalized client support
bull Retirement fi nancial and estate planning
Four-year winner David E Meadors
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
David E MeadorsFinancial Advisor Senior Vice President-Wealth Management Portfolio Management Director
Retirement Isnrsquot an End Itrsquos Just the Beginning
Our area of focus is comprehensive wealth management strategies
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-8 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley
The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady
Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals
Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225
Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom
By adhering to the values of honesty fairness and consistency in all dealings with our clients we
bull Place the interests of our clients at the forefront of every decision we make
bull Seek to understand the unique needs of our clients in order to provide personalized service
bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them
Wunderlich Securities Member FINRA SIPC
Michael E Crossley
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-9wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg
Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner
Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families
Good advice and proper planning can make all the diff erence
5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907
wwwsfgtexascom
bull Personal relationships built upon trust
bull Value- and goal-based fi nancial planning approach
bull Integrated investment retirement insurance and estate planning solutions
Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies
MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives
Areas of Focus Investment Management Financial Estate and Insurance Planning
Spectrum Financial Group
Imagine Design Live mdash Helping Clients Achieve Financial Balance
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-10 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms
Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and
ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being
Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change
2324A Cheek-Sparger Road Bedford TX 76021
Phone 817-267-9480 Fax 817-283-1772
infokirschassociatescomwwwkirschassociatescom
Call us today so that we can help you to
bull View your life holistically considering both external and internal factors
bull Implement tools and processes based on the science behind life-changing events
bull Organize prioritize and monitor the pieces of your fi nancial puzzle
bull Coordinate with your other advisors such as your attorneys or accountants
bull Transition to a new sense of well-being
Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)
Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC
Kirsch amp Associates
Your Partner Through Financial Transitions
TWO-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-11wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1330 Summit AvenueFort Worth TX 76102
Office 817-334-0351 Toll-free 866-4ROGERS
crogersrogerswealthgroupcomwwwrogerswealthgroupcom
bull Expertise access to the brightest minds in academia and fi nance
bull Partnership mutually benefi cial relationships where values are aligned
bull Discipline processes to uncover and achieve the goals of our clients
Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers
Four-year winner Craig Rogers
Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money
Rogers Wealth Group
Collaborative Total Wealth Management for Affluent Clients
Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-12 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate
Jason Blankenship AAMSreg Financial Consultant
Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs
2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221
gailutterwellsfargoadvisorscom | wwwgailuttercom
bull World-class concierge-level services designed for individual client needs
bull Named to Barronrsquos Top 1200 for six consecutive yearssup2
bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3
sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit
component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors
do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]
Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1
Gail UtterMBA CRPCreg CPWAreg
Excellence From an Experienced Team
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-13wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith
Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom
Securities offered through LPL Financial Member FINRASIPC
Genesis Financial Group
A Wealth Management Firm
Amarillo320 South Polk Suite 701
Amarillo TX 79101
Plano1400 Preston Road Suite 335
Plano TX 75093
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-14 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg
For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances
with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations
15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649
wwwNavigationFinancialcom
bull The combined experience and skills of more than 30 fi nancial professionals
bull A passion for the success and happiness of our clients
bull Independent unbiased fi nancial advice based on your personal needs
Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated
Navigation Financial Group
Dedicated to the Creation and Preservation of Financial Wealth
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-2 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
2015 winner David J Miller
Simplifying Your Financial Life
David J Miller
Davidrsquos clients are successful busy people who spend so much time at their careers and with their families that they have little left over to monitor markets and manage their investment portfolios As a credentialed Morgan Stanley Portfolio Manager he assumes responsibility for his clientsrsquo day-to-day investment decisions whether they are seeking to accumulate assets preserve capital andor generate income for retirement
Beyond investing David is a CERTIFIED FINANCIAL PLANNERtrade professional and a Chartered Financial Consultantreg who can help you create strategies to address both sides of your personal balance sheet and virtually every aspect of your fi nancial life He is supported by the vast resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms and a team of in-house professionals who are always available to consult with you on such diverse issues as
bull Retirement planning
bull Private banking
bull Trusts and estate planning strategies
bull Alternative investments
bull Risk management
In addition David and his Morgan Stanley colleagues take pride in the level of service they off er mdash service that doesnrsquot stop at 5 pm and is always personalized to refl ect the unique needs of each client
David provides complimentary consultations for prospective clients with more than $500000 in investable assets and a desire to spend more time pursuing interests that truly matter to them He is committed to helping clients reach their most important objectives by relieving them of investment decisions they have neither the time nor inclination to make and by making those decisions with the needs of his clients fi rmly in mind
bull Experienced fi nancial advisor with such prestigious industry designations as CERTIFIED FINANCIAL PLANNERtrade professional and
Chartered Financial Consultantreg
bull Discretionary investment management with an emphasis on preserving capital and generating income for retirement
bull Comprehensive planning to address fi nancial issues beyond your portfolio
bull Backed by the extensive resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms
bull Committed to responsive personalized service that simplifi es your fi nancial life Left to right Seated Taylor Seff els Vice President Associate Private Banker Sonya Prince Senior Client Service Associate Denise Elliott Client Service Associate Jules Nored Senior Client Service Associate Standing T Ray Baker First Vice President Branch Manager Mathew Jagla Private Banker Advisory Associate 2015 winner David Miller Senior Vice President Financial Advisor
Chris Colon Financial Advisor Glenn Towles Consulting Group Regional Director
7500 Dallas Parkway Suite 500 | Plano TX 75024Phone 972-943-7238 | Toll-free 800-965-8207
david6millermorganstanleycom | wwwmorganstanleyfacomdavidmiller
The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program The Portfolio Management program is an investment advisory program in which the clientrsquos Financial Advisor invests the clientrsquos assets on a discretionary basis in a range of securities The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2 available at
wwwmorganstanleycomADV or from your Financial Advisor Private Bankers are employees of Morgan Stanley Private Bank National Association Member FDIC Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg CERTIFIED FINANCIAL PLANNERtrade and federally registered CFP (with flame design) in the US Morgan Stanley Smith Barney LLC (ldquoMorgan Stanleyrdquo) its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do
not provide tax or legal advice Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Senior Vice President Senior Portfolio Manager Financial Advisor CFPreg ChFCreg
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-3wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
2015 winner David J Miller
Simplifying Your Financial Life
David J Miller
Davidrsquos clients are successful busy people who spend so much time at their careers and with their families that they have little left over to monitor markets and manage their investment portfolios As a credentialed Morgan Stanley Portfolio Manager he assumes responsibility for his clientsrsquo day-to-day investment decisions whether they are seeking to accumulate assets preserve capital andor generate income for retirement
Beyond investing David is a CERTIFIED FINANCIAL PLANNERtrade professional and a Chartered Financial Consultantreg who can help you create strategies to address both sides of your personal balance sheet and virtually every aspect of your fi nancial life He is supported by the vast resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms and a team of in-house professionals who are always available to consult with you on such diverse issues as
bull Retirement planning
bull Private banking
bull Trusts and estate planning strategies
bull Alternative investments
bull Risk management
In addition David and his Morgan Stanley colleagues take pride in the level of service they off er mdash service that doesnrsquot stop at 5 pm and is always personalized to refl ect the unique needs of each client
David provides complimentary consultations for prospective clients with more than $500000 in investable assets and a desire to spend more time pursuing interests that truly matter to them He is committed to helping clients reach their most important objectives by relieving them of investment decisions they have neither the time nor inclination to make and by making those decisions with the needs of his clients fi rmly in mind
bull Experienced fi nancial advisor with such prestigious industry designations as CERTIFIED FINANCIAL PLANNERtrade professional and
Chartered Financial Consultantreg
bull Discretionary investment management with an emphasis on preserving capital and generating income for retirement
bull Comprehensive planning to address fi nancial issues beyond your portfolio
bull Backed by the extensive resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms
bull Committed to responsive personalized service that simplifi es your fi nancial life Left to right Seated Taylor Seff els Vice President Associate Private Banker Sonya Prince Senior Client Service Associate Denise Elliott Client Service Associate Jules Nored Senior Client Service Associate Standing T Ray Baker First Vice President Branch Manager Mathew Jagla Private Banker Advisory Associate 2015 winner David Miller Senior Vice President Financial Advisor
Chris Colon Financial Advisor Glenn Towles Consulting Group Regional Director
7500 Dallas Parkway Suite 500 | Plano TX 75024Phone 972-943-7238 | Toll-free 800-965-8207
david6millermorganstanleycom | wwwmorganstanleyfacomdavidmiller
The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program The Portfolio Management program is an investment advisory program in which the clientrsquos Financial Advisor invests the clientrsquos assets on a discretionary basis in a range of securities The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2 available at
wwwmorganstanleycomADV or from your Financial Advisor Private Bankers are employees of Morgan Stanley Private Bank National Association Member FDIC Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg CERTIFIED FINANCIAL PLANNERtrade and federally registered CFP (with flame design) in the US Morgan Stanley Smith Barney LLC (ldquoMorgan Stanleyrdquo) its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do
not provide tax or legal advice Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Senior Vice President Senior Portfolio Manager Financial Advisor CFPreg ChFCreg
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-4 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford
Fee-Only National Award-Winning Firm
Heritage Financial Planning
At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive
The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship
We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry
We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award
Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues
With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice
If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call
Why donrsquot we work together
bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)
bull NAPFA fee-only fi duciary fi rm
bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey
Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231
Dallas 214-446-2100 | Mid-Cities 817-410-2500
TWO-YEAR WINNER
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-5wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford
Fee-Only National Award-Winning Firm
Heritage Financial Planning
At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive
The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship
We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry
We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award
Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues
With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice
If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call
Why donrsquot we work together
bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)
bull NAPFA fee-only fi duciary fi rm
bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey
Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231
Dallas 214-446-2100 | Mid-Cities 817-410-2500
TWO-YEAR WINNER
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-6 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Three-year winner Chandler Ferguson CFPreg four-year winner Rob Cox CFPregFront row Four-year winners Mary Durie CFPreg CAPreg AEPreg Chris Young CFPreg
Carl Kunhardt CFPreg CIMAreg AEPreg and Kalita Blessing CFPreg CAPreg
Quest Capital Management Inc works with individuals and families who are seeking a highly personalized approach to their fi nancial planning We design a tailored Plan for Lifetrade that addresses every aspect of your fi nancial life mdash understanding your distinctive past so we can focus on your present concerns and future realities
When it comes to your money there is no fi nish line Our approach is to craft a well-planned road map that meets the changing needs of you and your family as well as future needs
We invite you to join our Quest client family Let us help you achieve your dreams
Quest Capital Management Inc8117 Preston Road Suite 700 | Dallas TX 75225
Office 214-691-6090 | Toll-free 800-668-1283infoQuestAdvisorcom | wwwQuestAdvisorcom
bull A strategic and best-practices approach to fi nancial planning and wealth management
bull More than $1 billion in assets under management for 500 families around the world
bull 27 years of helping clients achieve their fi nancial goals and build their legacies
Quest Capital Management Inc is an Independent Registered Investment Advisor Securities offered through Raymond James Financial Services Inc Member FINRASIPC
Areas of Focus Wealth Management and Financial Planning
Quest Capital Management Inc
People and Processes That Fit With You and Your Life Goals
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-7wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
2012 2013 2014 and 2015 Five Star Wealth Manager award winner
David has been a fi nancial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions He takes the time to help his clients build a life plan so together they can develop a supporting investment plan It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the clientrsquos fi nancial objectives Client reviews are also an important part of Davidrsquos process
Meadors Wealth Management Group at Morgan Stanley
7500 Dallas Parkway Suite 500Plano TX 75024
Office 972-943-7256Toll-free 877-699-7017
davidemeadorsmorganstanleycomwwwmorganstanleyfacomdavidemeadors
bull Holistic wealth management
bull Personalized client support
bull Retirement fi nancial and estate planning
Four-year winner David E Meadors
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
David E MeadorsFinancial Advisor Senior Vice President-Wealth Management Portfolio Management Director
Retirement Isnrsquot an End Itrsquos Just the Beginning
Our area of focus is comprehensive wealth management strategies
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-8 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley
The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady
Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals
Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225
Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom
By adhering to the values of honesty fairness and consistency in all dealings with our clients we
bull Place the interests of our clients at the forefront of every decision we make
bull Seek to understand the unique needs of our clients in order to provide personalized service
bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them
Wunderlich Securities Member FINRA SIPC
Michael E Crossley
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-9wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg
Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner
Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families
Good advice and proper planning can make all the diff erence
5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907
wwwsfgtexascom
bull Personal relationships built upon trust
bull Value- and goal-based fi nancial planning approach
bull Integrated investment retirement insurance and estate planning solutions
Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies
MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives
Areas of Focus Investment Management Financial Estate and Insurance Planning
Spectrum Financial Group
Imagine Design Live mdash Helping Clients Achieve Financial Balance
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-10 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms
Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and
ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being
Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change
2324A Cheek-Sparger Road Bedford TX 76021
Phone 817-267-9480 Fax 817-283-1772
infokirschassociatescomwwwkirschassociatescom
Call us today so that we can help you to
bull View your life holistically considering both external and internal factors
bull Implement tools and processes based on the science behind life-changing events
bull Organize prioritize and monitor the pieces of your fi nancial puzzle
bull Coordinate with your other advisors such as your attorneys or accountants
bull Transition to a new sense of well-being
Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)
Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC
Kirsch amp Associates
Your Partner Through Financial Transitions
TWO-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-11wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1330 Summit AvenueFort Worth TX 76102
Office 817-334-0351 Toll-free 866-4ROGERS
crogersrogerswealthgroupcomwwwrogerswealthgroupcom
bull Expertise access to the brightest minds in academia and fi nance
bull Partnership mutually benefi cial relationships where values are aligned
bull Discipline processes to uncover and achieve the goals of our clients
Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers
Four-year winner Craig Rogers
Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money
Rogers Wealth Group
Collaborative Total Wealth Management for Affluent Clients
Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-12 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate
Jason Blankenship AAMSreg Financial Consultant
Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs
2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221
gailutterwellsfargoadvisorscom | wwwgailuttercom
bull World-class concierge-level services designed for individual client needs
bull Named to Barronrsquos Top 1200 for six consecutive yearssup2
bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3
sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit
component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors
do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]
Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1
Gail UtterMBA CRPCreg CPWAreg
Excellence From an Experienced Team
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-13wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith
Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom
Securities offered through LPL Financial Member FINRASIPC
Genesis Financial Group
A Wealth Management Firm
Amarillo320 South Polk Suite 701
Amarillo TX 79101
Plano1400 Preston Road Suite 335
Plano TX 75093
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-14 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg
For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances
with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations
15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649
wwwNavigationFinancialcom
bull The combined experience and skills of more than 30 fi nancial professionals
bull A passion for the success and happiness of our clients
bull Independent unbiased fi nancial advice based on your personal needs
Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated
Navigation Financial Group
Dedicated to the Creation and Preservation of Financial Wealth
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-3wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
2015 winner David J Miller
Simplifying Your Financial Life
David J Miller
Davidrsquos clients are successful busy people who spend so much time at their careers and with their families that they have little left over to monitor markets and manage their investment portfolios As a credentialed Morgan Stanley Portfolio Manager he assumes responsibility for his clientsrsquo day-to-day investment decisions whether they are seeking to accumulate assets preserve capital andor generate income for retirement
Beyond investing David is a CERTIFIED FINANCIAL PLANNERtrade professional and a Chartered Financial Consultantreg who can help you create strategies to address both sides of your personal balance sheet and virtually every aspect of your fi nancial life He is supported by the vast resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms and a team of in-house professionals who are always available to consult with you on such diverse issues as
bull Retirement planning
bull Private banking
bull Trusts and estate planning strategies
bull Alternative investments
bull Risk management
In addition David and his Morgan Stanley colleagues take pride in the level of service they off er mdash service that doesnrsquot stop at 5 pm and is always personalized to refl ect the unique needs of each client
David provides complimentary consultations for prospective clients with more than $500000 in investable assets and a desire to spend more time pursuing interests that truly matter to them He is committed to helping clients reach their most important objectives by relieving them of investment decisions they have neither the time nor inclination to make and by making those decisions with the needs of his clients fi rmly in mind
bull Experienced fi nancial advisor with such prestigious industry designations as CERTIFIED FINANCIAL PLANNERtrade professional and
Chartered Financial Consultantreg
bull Discretionary investment management with an emphasis on preserving capital and generating income for retirement
bull Comprehensive planning to address fi nancial issues beyond your portfolio
bull Backed by the extensive resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms
bull Committed to responsive personalized service that simplifi es your fi nancial life Left to right Seated Taylor Seff els Vice President Associate Private Banker Sonya Prince Senior Client Service Associate Denise Elliott Client Service Associate Jules Nored Senior Client Service Associate Standing T Ray Baker First Vice President Branch Manager Mathew Jagla Private Banker Advisory Associate 2015 winner David Miller Senior Vice President Financial Advisor
Chris Colon Financial Advisor Glenn Towles Consulting Group Regional Director
7500 Dallas Parkway Suite 500 | Plano TX 75024Phone 972-943-7238 | Toll-free 800-965-8207
david6millermorganstanleycom | wwwmorganstanleyfacomdavidmiller
The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program The Portfolio Management program is an investment advisory program in which the clientrsquos Financial Advisor invests the clientrsquos assets on a discretionary basis in a range of securities The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2 available at
wwwmorganstanleycomADV or from your Financial Advisor Private Bankers are employees of Morgan Stanley Private Bank National Association Member FDIC Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg CERTIFIED FINANCIAL PLANNERtrade and federally registered CFP (with flame design) in the US Morgan Stanley Smith Barney LLC (ldquoMorgan Stanleyrdquo) its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do
not provide tax or legal advice Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Senior Vice President Senior Portfolio Manager Financial Advisor CFPreg ChFCreg
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-4 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford
Fee-Only National Award-Winning Firm
Heritage Financial Planning
At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive
The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship
We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry
We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award
Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues
With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice
If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call
Why donrsquot we work together
bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)
bull NAPFA fee-only fi duciary fi rm
bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey
Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231
Dallas 214-446-2100 | Mid-Cities 817-410-2500
TWO-YEAR WINNER
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-5wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford
Fee-Only National Award-Winning Firm
Heritage Financial Planning
At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive
The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship
We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry
We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award
Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues
With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice
If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call
Why donrsquot we work together
bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)
bull NAPFA fee-only fi duciary fi rm
bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey
Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231
Dallas 214-446-2100 | Mid-Cities 817-410-2500
TWO-YEAR WINNER
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-6 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Three-year winner Chandler Ferguson CFPreg four-year winner Rob Cox CFPregFront row Four-year winners Mary Durie CFPreg CAPreg AEPreg Chris Young CFPreg
Carl Kunhardt CFPreg CIMAreg AEPreg and Kalita Blessing CFPreg CAPreg
Quest Capital Management Inc works with individuals and families who are seeking a highly personalized approach to their fi nancial planning We design a tailored Plan for Lifetrade that addresses every aspect of your fi nancial life mdash understanding your distinctive past so we can focus on your present concerns and future realities
When it comes to your money there is no fi nish line Our approach is to craft a well-planned road map that meets the changing needs of you and your family as well as future needs
We invite you to join our Quest client family Let us help you achieve your dreams
Quest Capital Management Inc8117 Preston Road Suite 700 | Dallas TX 75225
Office 214-691-6090 | Toll-free 800-668-1283infoQuestAdvisorcom | wwwQuestAdvisorcom
bull A strategic and best-practices approach to fi nancial planning and wealth management
bull More than $1 billion in assets under management for 500 families around the world
bull 27 years of helping clients achieve their fi nancial goals and build their legacies
Quest Capital Management Inc is an Independent Registered Investment Advisor Securities offered through Raymond James Financial Services Inc Member FINRASIPC
Areas of Focus Wealth Management and Financial Planning
Quest Capital Management Inc
People and Processes That Fit With You and Your Life Goals
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-7wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
2012 2013 2014 and 2015 Five Star Wealth Manager award winner
David has been a fi nancial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions He takes the time to help his clients build a life plan so together they can develop a supporting investment plan It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the clientrsquos fi nancial objectives Client reviews are also an important part of Davidrsquos process
Meadors Wealth Management Group at Morgan Stanley
7500 Dallas Parkway Suite 500Plano TX 75024
Office 972-943-7256Toll-free 877-699-7017
davidemeadorsmorganstanleycomwwwmorganstanleyfacomdavidemeadors
bull Holistic wealth management
bull Personalized client support
bull Retirement fi nancial and estate planning
Four-year winner David E Meadors
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
David E MeadorsFinancial Advisor Senior Vice President-Wealth Management Portfolio Management Director
Retirement Isnrsquot an End Itrsquos Just the Beginning
Our area of focus is comprehensive wealth management strategies
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-8 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley
The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady
Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals
Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225
Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom
By adhering to the values of honesty fairness and consistency in all dealings with our clients we
bull Place the interests of our clients at the forefront of every decision we make
bull Seek to understand the unique needs of our clients in order to provide personalized service
bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them
Wunderlich Securities Member FINRA SIPC
Michael E Crossley
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-9wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg
Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner
Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families
Good advice and proper planning can make all the diff erence
5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907
wwwsfgtexascom
bull Personal relationships built upon trust
bull Value- and goal-based fi nancial planning approach
bull Integrated investment retirement insurance and estate planning solutions
Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies
MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives
Areas of Focus Investment Management Financial Estate and Insurance Planning
Spectrum Financial Group
Imagine Design Live mdash Helping Clients Achieve Financial Balance
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-10 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms
Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and
ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being
Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change
2324A Cheek-Sparger Road Bedford TX 76021
Phone 817-267-9480 Fax 817-283-1772
infokirschassociatescomwwwkirschassociatescom
Call us today so that we can help you to
bull View your life holistically considering both external and internal factors
bull Implement tools and processes based on the science behind life-changing events
bull Organize prioritize and monitor the pieces of your fi nancial puzzle
bull Coordinate with your other advisors such as your attorneys or accountants
bull Transition to a new sense of well-being
Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)
Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC
Kirsch amp Associates
Your Partner Through Financial Transitions
TWO-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-11wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1330 Summit AvenueFort Worth TX 76102
Office 817-334-0351 Toll-free 866-4ROGERS
crogersrogerswealthgroupcomwwwrogerswealthgroupcom
bull Expertise access to the brightest minds in academia and fi nance
bull Partnership mutually benefi cial relationships where values are aligned
bull Discipline processes to uncover and achieve the goals of our clients
Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers
Four-year winner Craig Rogers
Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money
Rogers Wealth Group
Collaborative Total Wealth Management for Affluent Clients
Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-12 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate
Jason Blankenship AAMSreg Financial Consultant
Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs
2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221
gailutterwellsfargoadvisorscom | wwwgailuttercom
bull World-class concierge-level services designed for individual client needs
bull Named to Barronrsquos Top 1200 for six consecutive yearssup2
bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3
sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit
component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors
do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]
Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1
Gail UtterMBA CRPCreg CPWAreg
Excellence From an Experienced Team
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-13wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith
Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom
Securities offered through LPL Financial Member FINRASIPC
Genesis Financial Group
A Wealth Management Firm
Amarillo320 South Polk Suite 701
Amarillo TX 79101
Plano1400 Preston Road Suite 335
Plano TX 75093
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-14 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg
For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances
with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations
15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649
wwwNavigationFinancialcom
bull The combined experience and skills of more than 30 fi nancial professionals
bull A passion for the success and happiness of our clients
bull Independent unbiased fi nancial advice based on your personal needs
Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated
Navigation Financial Group
Dedicated to the Creation and Preservation of Financial Wealth
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-4 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford
Fee-Only National Award-Winning Firm
Heritage Financial Planning
At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive
The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship
We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry
We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award
Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues
With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice
If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call
Why donrsquot we work together
bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)
bull NAPFA fee-only fi duciary fi rm
bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey
Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231
Dallas 214-446-2100 | Mid-Cities 817-410-2500
TWO-YEAR WINNER
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-5wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford
Fee-Only National Award-Winning Firm
Heritage Financial Planning
At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive
The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship
We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry
We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award
Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues
With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice
If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call
Why donrsquot we work together
bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)
bull NAPFA fee-only fi duciary fi rm
bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey
Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231
Dallas 214-446-2100 | Mid-Cities 817-410-2500
TWO-YEAR WINNER
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-6 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Three-year winner Chandler Ferguson CFPreg four-year winner Rob Cox CFPregFront row Four-year winners Mary Durie CFPreg CAPreg AEPreg Chris Young CFPreg
Carl Kunhardt CFPreg CIMAreg AEPreg and Kalita Blessing CFPreg CAPreg
Quest Capital Management Inc works with individuals and families who are seeking a highly personalized approach to their fi nancial planning We design a tailored Plan for Lifetrade that addresses every aspect of your fi nancial life mdash understanding your distinctive past so we can focus on your present concerns and future realities
When it comes to your money there is no fi nish line Our approach is to craft a well-planned road map that meets the changing needs of you and your family as well as future needs
We invite you to join our Quest client family Let us help you achieve your dreams
Quest Capital Management Inc8117 Preston Road Suite 700 | Dallas TX 75225
Office 214-691-6090 | Toll-free 800-668-1283infoQuestAdvisorcom | wwwQuestAdvisorcom
bull A strategic and best-practices approach to fi nancial planning and wealth management
bull More than $1 billion in assets under management for 500 families around the world
bull 27 years of helping clients achieve their fi nancial goals and build their legacies
Quest Capital Management Inc is an Independent Registered Investment Advisor Securities offered through Raymond James Financial Services Inc Member FINRASIPC
Areas of Focus Wealth Management and Financial Planning
Quest Capital Management Inc
People and Processes That Fit With You and Your Life Goals
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-7wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
2012 2013 2014 and 2015 Five Star Wealth Manager award winner
David has been a fi nancial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions He takes the time to help his clients build a life plan so together they can develop a supporting investment plan It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the clientrsquos fi nancial objectives Client reviews are also an important part of Davidrsquos process
Meadors Wealth Management Group at Morgan Stanley
7500 Dallas Parkway Suite 500Plano TX 75024
Office 972-943-7256Toll-free 877-699-7017
davidemeadorsmorganstanleycomwwwmorganstanleyfacomdavidemeadors
bull Holistic wealth management
bull Personalized client support
bull Retirement fi nancial and estate planning
Four-year winner David E Meadors
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
David E MeadorsFinancial Advisor Senior Vice President-Wealth Management Portfolio Management Director
Retirement Isnrsquot an End Itrsquos Just the Beginning
Our area of focus is comprehensive wealth management strategies
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-8 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley
The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady
Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals
Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225
Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom
By adhering to the values of honesty fairness and consistency in all dealings with our clients we
bull Place the interests of our clients at the forefront of every decision we make
bull Seek to understand the unique needs of our clients in order to provide personalized service
bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them
Wunderlich Securities Member FINRA SIPC
Michael E Crossley
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-9wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg
Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner
Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families
Good advice and proper planning can make all the diff erence
5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907
wwwsfgtexascom
bull Personal relationships built upon trust
bull Value- and goal-based fi nancial planning approach
bull Integrated investment retirement insurance and estate planning solutions
Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies
MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives
Areas of Focus Investment Management Financial Estate and Insurance Planning
Spectrum Financial Group
Imagine Design Live mdash Helping Clients Achieve Financial Balance
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-10 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms
Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and
ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being
Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change
2324A Cheek-Sparger Road Bedford TX 76021
Phone 817-267-9480 Fax 817-283-1772
infokirschassociatescomwwwkirschassociatescom
Call us today so that we can help you to
bull View your life holistically considering both external and internal factors
bull Implement tools and processes based on the science behind life-changing events
bull Organize prioritize and monitor the pieces of your fi nancial puzzle
bull Coordinate with your other advisors such as your attorneys or accountants
bull Transition to a new sense of well-being
Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)
Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC
Kirsch amp Associates
Your Partner Through Financial Transitions
TWO-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-11wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1330 Summit AvenueFort Worth TX 76102
Office 817-334-0351 Toll-free 866-4ROGERS
crogersrogerswealthgroupcomwwwrogerswealthgroupcom
bull Expertise access to the brightest minds in academia and fi nance
bull Partnership mutually benefi cial relationships where values are aligned
bull Discipline processes to uncover and achieve the goals of our clients
Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers
Four-year winner Craig Rogers
Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money
Rogers Wealth Group
Collaborative Total Wealth Management for Affluent Clients
Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-12 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate
Jason Blankenship AAMSreg Financial Consultant
Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs
2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221
gailutterwellsfargoadvisorscom | wwwgailuttercom
bull World-class concierge-level services designed for individual client needs
bull Named to Barronrsquos Top 1200 for six consecutive yearssup2
bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3
sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit
component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors
do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]
Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1
Gail UtterMBA CRPCreg CPWAreg
Excellence From an Experienced Team
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-13wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith
Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom
Securities offered through LPL Financial Member FINRASIPC
Genesis Financial Group
A Wealth Management Firm
Amarillo320 South Polk Suite 701
Amarillo TX 79101
Plano1400 Preston Road Suite 335
Plano TX 75093
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-14 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg
For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances
with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations
15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649
wwwNavigationFinancialcom
bull The combined experience and skills of more than 30 fi nancial professionals
bull A passion for the success and happiness of our clients
bull Independent unbiased fi nancial advice based on your personal needs
Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated
Navigation Financial Group
Dedicated to the Creation and Preservation of Financial Wealth
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-5wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford
Fee-Only National Award-Winning Firm
Heritage Financial Planning
At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive
The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship
We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry
We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award
Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues
With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice
If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call
Why donrsquot we work together
bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)
bull NAPFA fee-only fi duciary fi rm
bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey
Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231
Dallas 214-446-2100 | Mid-Cities 817-410-2500
TWO-YEAR WINNER
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-6 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Three-year winner Chandler Ferguson CFPreg four-year winner Rob Cox CFPregFront row Four-year winners Mary Durie CFPreg CAPreg AEPreg Chris Young CFPreg
Carl Kunhardt CFPreg CIMAreg AEPreg and Kalita Blessing CFPreg CAPreg
Quest Capital Management Inc works with individuals and families who are seeking a highly personalized approach to their fi nancial planning We design a tailored Plan for Lifetrade that addresses every aspect of your fi nancial life mdash understanding your distinctive past so we can focus on your present concerns and future realities
When it comes to your money there is no fi nish line Our approach is to craft a well-planned road map that meets the changing needs of you and your family as well as future needs
We invite you to join our Quest client family Let us help you achieve your dreams
Quest Capital Management Inc8117 Preston Road Suite 700 | Dallas TX 75225
Office 214-691-6090 | Toll-free 800-668-1283infoQuestAdvisorcom | wwwQuestAdvisorcom
bull A strategic and best-practices approach to fi nancial planning and wealth management
bull More than $1 billion in assets under management for 500 families around the world
bull 27 years of helping clients achieve their fi nancial goals and build their legacies
Quest Capital Management Inc is an Independent Registered Investment Advisor Securities offered through Raymond James Financial Services Inc Member FINRASIPC
Areas of Focus Wealth Management and Financial Planning
Quest Capital Management Inc
People and Processes That Fit With You and Your Life Goals
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-7wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
2012 2013 2014 and 2015 Five Star Wealth Manager award winner
David has been a fi nancial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions He takes the time to help his clients build a life plan so together they can develop a supporting investment plan It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the clientrsquos fi nancial objectives Client reviews are also an important part of Davidrsquos process
Meadors Wealth Management Group at Morgan Stanley
7500 Dallas Parkway Suite 500Plano TX 75024
Office 972-943-7256Toll-free 877-699-7017
davidemeadorsmorganstanleycomwwwmorganstanleyfacomdavidemeadors
bull Holistic wealth management
bull Personalized client support
bull Retirement fi nancial and estate planning
Four-year winner David E Meadors
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
David E MeadorsFinancial Advisor Senior Vice President-Wealth Management Portfolio Management Director
Retirement Isnrsquot an End Itrsquos Just the Beginning
Our area of focus is comprehensive wealth management strategies
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-8 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley
The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady
Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals
Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225
Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom
By adhering to the values of honesty fairness and consistency in all dealings with our clients we
bull Place the interests of our clients at the forefront of every decision we make
bull Seek to understand the unique needs of our clients in order to provide personalized service
bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them
Wunderlich Securities Member FINRA SIPC
Michael E Crossley
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-9wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg
Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner
Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families
Good advice and proper planning can make all the diff erence
5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907
wwwsfgtexascom
bull Personal relationships built upon trust
bull Value- and goal-based fi nancial planning approach
bull Integrated investment retirement insurance and estate planning solutions
Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies
MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives
Areas of Focus Investment Management Financial Estate and Insurance Planning
Spectrum Financial Group
Imagine Design Live mdash Helping Clients Achieve Financial Balance
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-10 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms
Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and
ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being
Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change
2324A Cheek-Sparger Road Bedford TX 76021
Phone 817-267-9480 Fax 817-283-1772
infokirschassociatescomwwwkirschassociatescom
Call us today so that we can help you to
bull View your life holistically considering both external and internal factors
bull Implement tools and processes based on the science behind life-changing events
bull Organize prioritize and monitor the pieces of your fi nancial puzzle
bull Coordinate with your other advisors such as your attorneys or accountants
bull Transition to a new sense of well-being
Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)
Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC
Kirsch amp Associates
Your Partner Through Financial Transitions
TWO-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-11wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1330 Summit AvenueFort Worth TX 76102
Office 817-334-0351 Toll-free 866-4ROGERS
crogersrogerswealthgroupcomwwwrogerswealthgroupcom
bull Expertise access to the brightest minds in academia and fi nance
bull Partnership mutually benefi cial relationships where values are aligned
bull Discipline processes to uncover and achieve the goals of our clients
Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers
Four-year winner Craig Rogers
Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money
Rogers Wealth Group
Collaborative Total Wealth Management for Affluent Clients
Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-12 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate
Jason Blankenship AAMSreg Financial Consultant
Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs
2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221
gailutterwellsfargoadvisorscom | wwwgailuttercom
bull World-class concierge-level services designed for individual client needs
bull Named to Barronrsquos Top 1200 for six consecutive yearssup2
bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3
sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit
component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors
do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]
Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1
Gail UtterMBA CRPCreg CPWAreg
Excellence From an Experienced Team
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-13wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith
Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom
Securities offered through LPL Financial Member FINRASIPC
Genesis Financial Group
A Wealth Management Firm
Amarillo320 South Polk Suite 701
Amarillo TX 79101
Plano1400 Preston Road Suite 335
Plano TX 75093
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-14 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg
For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances
with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations
15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649
wwwNavigationFinancialcom
bull The combined experience and skills of more than 30 fi nancial professionals
bull A passion for the success and happiness of our clients
bull Independent unbiased fi nancial advice based on your personal needs
Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated
Navigation Financial Group
Dedicated to the Creation and Preservation of Financial Wealth
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-6 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Three-year winner Chandler Ferguson CFPreg four-year winner Rob Cox CFPregFront row Four-year winners Mary Durie CFPreg CAPreg AEPreg Chris Young CFPreg
Carl Kunhardt CFPreg CIMAreg AEPreg and Kalita Blessing CFPreg CAPreg
Quest Capital Management Inc works with individuals and families who are seeking a highly personalized approach to their fi nancial planning We design a tailored Plan for Lifetrade that addresses every aspect of your fi nancial life mdash understanding your distinctive past so we can focus on your present concerns and future realities
When it comes to your money there is no fi nish line Our approach is to craft a well-planned road map that meets the changing needs of you and your family as well as future needs
We invite you to join our Quest client family Let us help you achieve your dreams
Quest Capital Management Inc8117 Preston Road Suite 700 | Dallas TX 75225
Office 214-691-6090 | Toll-free 800-668-1283infoQuestAdvisorcom | wwwQuestAdvisorcom
bull A strategic and best-practices approach to fi nancial planning and wealth management
bull More than $1 billion in assets under management for 500 families around the world
bull 27 years of helping clients achieve their fi nancial goals and build their legacies
Quest Capital Management Inc is an Independent Registered Investment Advisor Securities offered through Raymond James Financial Services Inc Member FINRASIPC
Areas of Focus Wealth Management and Financial Planning
Quest Capital Management Inc
People and Processes That Fit With You and Your Life Goals
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-7wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
2012 2013 2014 and 2015 Five Star Wealth Manager award winner
David has been a fi nancial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions He takes the time to help his clients build a life plan so together they can develop a supporting investment plan It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the clientrsquos fi nancial objectives Client reviews are also an important part of Davidrsquos process
Meadors Wealth Management Group at Morgan Stanley
7500 Dallas Parkway Suite 500Plano TX 75024
Office 972-943-7256Toll-free 877-699-7017
davidemeadorsmorganstanleycomwwwmorganstanleyfacomdavidemeadors
bull Holistic wealth management
bull Personalized client support
bull Retirement fi nancial and estate planning
Four-year winner David E Meadors
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
David E MeadorsFinancial Advisor Senior Vice President-Wealth Management Portfolio Management Director
Retirement Isnrsquot an End Itrsquos Just the Beginning
Our area of focus is comprehensive wealth management strategies
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-8 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley
The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady
Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals
Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225
Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom
By adhering to the values of honesty fairness and consistency in all dealings with our clients we
bull Place the interests of our clients at the forefront of every decision we make
bull Seek to understand the unique needs of our clients in order to provide personalized service
bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them
Wunderlich Securities Member FINRA SIPC
Michael E Crossley
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-9wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg
Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner
Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families
Good advice and proper planning can make all the diff erence
5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907
wwwsfgtexascom
bull Personal relationships built upon trust
bull Value- and goal-based fi nancial planning approach
bull Integrated investment retirement insurance and estate planning solutions
Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies
MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives
Areas of Focus Investment Management Financial Estate and Insurance Planning
Spectrum Financial Group
Imagine Design Live mdash Helping Clients Achieve Financial Balance
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-10 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms
Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and
ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being
Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change
2324A Cheek-Sparger Road Bedford TX 76021
Phone 817-267-9480 Fax 817-283-1772
infokirschassociatescomwwwkirschassociatescom
Call us today so that we can help you to
bull View your life holistically considering both external and internal factors
bull Implement tools and processes based on the science behind life-changing events
bull Organize prioritize and monitor the pieces of your fi nancial puzzle
bull Coordinate with your other advisors such as your attorneys or accountants
bull Transition to a new sense of well-being
Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)
Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC
Kirsch amp Associates
Your Partner Through Financial Transitions
TWO-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-11wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1330 Summit AvenueFort Worth TX 76102
Office 817-334-0351 Toll-free 866-4ROGERS
crogersrogerswealthgroupcomwwwrogerswealthgroupcom
bull Expertise access to the brightest minds in academia and fi nance
bull Partnership mutually benefi cial relationships where values are aligned
bull Discipline processes to uncover and achieve the goals of our clients
Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers
Four-year winner Craig Rogers
Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money
Rogers Wealth Group
Collaborative Total Wealth Management for Affluent Clients
Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-12 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate
Jason Blankenship AAMSreg Financial Consultant
Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs
2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221
gailutterwellsfargoadvisorscom | wwwgailuttercom
bull World-class concierge-level services designed for individual client needs
bull Named to Barronrsquos Top 1200 for six consecutive yearssup2
bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3
sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit
component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors
do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]
Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1
Gail UtterMBA CRPCreg CPWAreg
Excellence From an Experienced Team
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-13wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith
Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom
Securities offered through LPL Financial Member FINRASIPC
Genesis Financial Group
A Wealth Management Firm
Amarillo320 South Polk Suite 701
Amarillo TX 79101
Plano1400 Preston Road Suite 335
Plano TX 75093
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-14 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg
For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances
with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations
15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649
wwwNavigationFinancialcom
bull The combined experience and skills of more than 30 fi nancial professionals
bull A passion for the success and happiness of our clients
bull Independent unbiased fi nancial advice based on your personal needs
Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated
Navigation Financial Group
Dedicated to the Creation and Preservation of Financial Wealth
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-7wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
2012 2013 2014 and 2015 Five Star Wealth Manager award winner
David has been a fi nancial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions He takes the time to help his clients build a life plan so together they can develop a supporting investment plan It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the clientrsquos fi nancial objectives Client reviews are also an important part of Davidrsquos process
Meadors Wealth Management Group at Morgan Stanley
7500 Dallas Parkway Suite 500Plano TX 75024
Office 972-943-7256Toll-free 877-699-7017
davidemeadorsmorganstanleycomwwwmorganstanleyfacomdavidemeadors
bull Holistic wealth management
bull Personalized client support
bull Retirement fi nancial and estate planning
Four-year winner David E Meadors
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
David E MeadorsFinancial Advisor Senior Vice President-Wealth Management Portfolio Management Director
Retirement Isnrsquot an End Itrsquos Just the Beginning
Our area of focus is comprehensive wealth management strategies
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-8 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley
The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady
Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals
Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225
Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom
By adhering to the values of honesty fairness and consistency in all dealings with our clients we
bull Place the interests of our clients at the forefront of every decision we make
bull Seek to understand the unique needs of our clients in order to provide personalized service
bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them
Wunderlich Securities Member FINRA SIPC
Michael E Crossley
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-9wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg
Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner
Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families
Good advice and proper planning can make all the diff erence
5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907
wwwsfgtexascom
bull Personal relationships built upon trust
bull Value- and goal-based fi nancial planning approach
bull Integrated investment retirement insurance and estate planning solutions
Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies
MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives
Areas of Focus Investment Management Financial Estate and Insurance Planning
Spectrum Financial Group
Imagine Design Live mdash Helping Clients Achieve Financial Balance
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-10 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms
Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and
ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being
Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change
2324A Cheek-Sparger Road Bedford TX 76021
Phone 817-267-9480 Fax 817-283-1772
infokirschassociatescomwwwkirschassociatescom
Call us today so that we can help you to
bull View your life holistically considering both external and internal factors
bull Implement tools and processes based on the science behind life-changing events
bull Organize prioritize and monitor the pieces of your fi nancial puzzle
bull Coordinate with your other advisors such as your attorneys or accountants
bull Transition to a new sense of well-being
Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)
Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC
Kirsch amp Associates
Your Partner Through Financial Transitions
TWO-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-11wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1330 Summit AvenueFort Worth TX 76102
Office 817-334-0351 Toll-free 866-4ROGERS
crogersrogerswealthgroupcomwwwrogerswealthgroupcom
bull Expertise access to the brightest minds in academia and fi nance
bull Partnership mutually benefi cial relationships where values are aligned
bull Discipline processes to uncover and achieve the goals of our clients
Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers
Four-year winner Craig Rogers
Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money
Rogers Wealth Group
Collaborative Total Wealth Management for Affluent Clients
Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-12 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate
Jason Blankenship AAMSreg Financial Consultant
Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs
2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221
gailutterwellsfargoadvisorscom | wwwgailuttercom
bull World-class concierge-level services designed for individual client needs
bull Named to Barronrsquos Top 1200 for six consecutive yearssup2
bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3
sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit
component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors
do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]
Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1
Gail UtterMBA CRPCreg CPWAreg
Excellence From an Experienced Team
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-13wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith
Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom
Securities offered through LPL Financial Member FINRASIPC
Genesis Financial Group
A Wealth Management Firm
Amarillo320 South Polk Suite 701
Amarillo TX 79101
Plano1400 Preston Road Suite 335
Plano TX 75093
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-14 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg
For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances
with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations
15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649
wwwNavigationFinancialcom
bull The combined experience and skills of more than 30 fi nancial professionals
bull A passion for the success and happiness of our clients
bull Independent unbiased fi nancial advice based on your personal needs
Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated
Navigation Financial Group
Dedicated to the Creation and Preservation of Financial Wealth
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-8 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley
The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady
Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals
Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225
Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom
By adhering to the values of honesty fairness and consistency in all dealings with our clients we
bull Place the interests of our clients at the forefront of every decision we make
bull Seek to understand the unique needs of our clients in order to provide personalized service
bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them
Wunderlich Securities Member FINRA SIPC
Michael E Crossley
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-9wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg
Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner
Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families
Good advice and proper planning can make all the diff erence
5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907
wwwsfgtexascom
bull Personal relationships built upon trust
bull Value- and goal-based fi nancial planning approach
bull Integrated investment retirement insurance and estate planning solutions
Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies
MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives
Areas of Focus Investment Management Financial Estate and Insurance Planning
Spectrum Financial Group
Imagine Design Live mdash Helping Clients Achieve Financial Balance
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-10 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms
Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and
ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being
Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change
2324A Cheek-Sparger Road Bedford TX 76021
Phone 817-267-9480 Fax 817-283-1772
infokirschassociatescomwwwkirschassociatescom
Call us today so that we can help you to
bull View your life holistically considering both external and internal factors
bull Implement tools and processes based on the science behind life-changing events
bull Organize prioritize and monitor the pieces of your fi nancial puzzle
bull Coordinate with your other advisors such as your attorneys or accountants
bull Transition to a new sense of well-being
Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)
Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC
Kirsch amp Associates
Your Partner Through Financial Transitions
TWO-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-11wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1330 Summit AvenueFort Worth TX 76102
Office 817-334-0351 Toll-free 866-4ROGERS
crogersrogerswealthgroupcomwwwrogerswealthgroupcom
bull Expertise access to the brightest minds in academia and fi nance
bull Partnership mutually benefi cial relationships where values are aligned
bull Discipline processes to uncover and achieve the goals of our clients
Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers
Four-year winner Craig Rogers
Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money
Rogers Wealth Group
Collaborative Total Wealth Management for Affluent Clients
Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-12 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate
Jason Blankenship AAMSreg Financial Consultant
Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs
2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221
gailutterwellsfargoadvisorscom | wwwgailuttercom
bull World-class concierge-level services designed for individual client needs
bull Named to Barronrsquos Top 1200 for six consecutive yearssup2
bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3
sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit
component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors
do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]
Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1
Gail UtterMBA CRPCreg CPWAreg
Excellence From an Experienced Team
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-13wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith
Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom
Securities offered through LPL Financial Member FINRASIPC
Genesis Financial Group
A Wealth Management Firm
Amarillo320 South Polk Suite 701
Amarillo TX 79101
Plano1400 Preston Road Suite 335
Plano TX 75093
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-14 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg
For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances
with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations
15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649
wwwNavigationFinancialcom
bull The combined experience and skills of more than 30 fi nancial professionals
bull A passion for the success and happiness of our clients
bull Independent unbiased fi nancial advice based on your personal needs
Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated
Navigation Financial Group
Dedicated to the Creation and Preservation of Financial Wealth
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-9wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg
Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner
Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families
Good advice and proper planning can make all the diff erence
5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907
wwwsfgtexascom
bull Personal relationships built upon trust
bull Value- and goal-based fi nancial planning approach
bull Integrated investment retirement insurance and estate planning solutions
Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies
MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives
Areas of Focus Investment Management Financial Estate and Insurance Planning
Spectrum Financial Group
Imagine Design Live mdash Helping Clients Achieve Financial Balance
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-10 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms
Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and
ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being
Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change
2324A Cheek-Sparger Road Bedford TX 76021
Phone 817-267-9480 Fax 817-283-1772
infokirschassociatescomwwwkirschassociatescom
Call us today so that we can help you to
bull View your life holistically considering both external and internal factors
bull Implement tools and processes based on the science behind life-changing events
bull Organize prioritize and monitor the pieces of your fi nancial puzzle
bull Coordinate with your other advisors such as your attorneys or accountants
bull Transition to a new sense of well-being
Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)
Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC
Kirsch amp Associates
Your Partner Through Financial Transitions
TWO-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-11wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1330 Summit AvenueFort Worth TX 76102
Office 817-334-0351 Toll-free 866-4ROGERS
crogersrogerswealthgroupcomwwwrogerswealthgroupcom
bull Expertise access to the brightest minds in academia and fi nance
bull Partnership mutually benefi cial relationships where values are aligned
bull Discipline processes to uncover and achieve the goals of our clients
Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers
Four-year winner Craig Rogers
Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money
Rogers Wealth Group
Collaborative Total Wealth Management for Affluent Clients
Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-12 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate
Jason Blankenship AAMSreg Financial Consultant
Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs
2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221
gailutterwellsfargoadvisorscom | wwwgailuttercom
bull World-class concierge-level services designed for individual client needs
bull Named to Barronrsquos Top 1200 for six consecutive yearssup2
bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3
sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit
component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors
do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]
Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1
Gail UtterMBA CRPCreg CPWAreg
Excellence From an Experienced Team
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-13wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith
Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom
Securities offered through LPL Financial Member FINRASIPC
Genesis Financial Group
A Wealth Management Firm
Amarillo320 South Polk Suite 701
Amarillo TX 79101
Plano1400 Preston Road Suite 335
Plano TX 75093
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-14 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg
For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances
with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations
15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649
wwwNavigationFinancialcom
bull The combined experience and skills of more than 30 fi nancial professionals
bull A passion for the success and happiness of our clients
bull Independent unbiased fi nancial advice based on your personal needs
Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated
Navigation Financial Group
Dedicated to the Creation and Preservation of Financial Wealth
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-10 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms
Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and
ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being
Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change
2324A Cheek-Sparger Road Bedford TX 76021
Phone 817-267-9480 Fax 817-283-1772
infokirschassociatescomwwwkirschassociatescom
Call us today so that we can help you to
bull View your life holistically considering both external and internal factors
bull Implement tools and processes based on the science behind life-changing events
bull Organize prioritize and monitor the pieces of your fi nancial puzzle
bull Coordinate with your other advisors such as your attorneys or accountants
bull Transition to a new sense of well-being
Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)
Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC
Kirsch amp Associates
Your Partner Through Financial Transitions
TWO-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-11wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1330 Summit AvenueFort Worth TX 76102
Office 817-334-0351 Toll-free 866-4ROGERS
crogersrogerswealthgroupcomwwwrogerswealthgroupcom
bull Expertise access to the brightest minds in academia and fi nance
bull Partnership mutually benefi cial relationships where values are aligned
bull Discipline processes to uncover and achieve the goals of our clients
Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers
Four-year winner Craig Rogers
Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money
Rogers Wealth Group
Collaborative Total Wealth Management for Affluent Clients
Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-12 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate
Jason Blankenship AAMSreg Financial Consultant
Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs
2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221
gailutterwellsfargoadvisorscom | wwwgailuttercom
bull World-class concierge-level services designed for individual client needs
bull Named to Barronrsquos Top 1200 for six consecutive yearssup2
bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3
sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit
component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors
do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]
Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1
Gail UtterMBA CRPCreg CPWAreg
Excellence From an Experienced Team
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-13wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith
Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom
Securities offered through LPL Financial Member FINRASIPC
Genesis Financial Group
A Wealth Management Firm
Amarillo320 South Polk Suite 701
Amarillo TX 79101
Plano1400 Preston Road Suite 335
Plano TX 75093
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-14 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg
For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances
with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations
15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649
wwwNavigationFinancialcom
bull The combined experience and skills of more than 30 fi nancial professionals
bull A passion for the success and happiness of our clients
bull Independent unbiased fi nancial advice based on your personal needs
Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated
Navigation Financial Group
Dedicated to the Creation and Preservation of Financial Wealth
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-11wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1330 Summit AvenueFort Worth TX 76102
Office 817-334-0351 Toll-free 866-4ROGERS
crogersrogerswealthgroupcomwwwrogerswealthgroupcom
bull Expertise access to the brightest minds in academia and fi nance
bull Partnership mutually benefi cial relationships where values are aligned
bull Discipline processes to uncover and achieve the goals of our clients
Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers
Four-year winner Craig Rogers
Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money
Rogers Wealth Group
Collaborative Total Wealth Management for Affluent Clients
Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients
FOUR-YEAR WINNERFIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-12 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate
Jason Blankenship AAMSreg Financial Consultant
Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs
2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221
gailutterwellsfargoadvisorscom | wwwgailuttercom
bull World-class concierge-level services designed for individual client needs
bull Named to Barronrsquos Top 1200 for six consecutive yearssup2
bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3
sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit
component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors
do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]
Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1
Gail UtterMBA CRPCreg CPWAreg
Excellence From an Experienced Team
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-13wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith
Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom
Securities offered through LPL Financial Member FINRASIPC
Genesis Financial Group
A Wealth Management Firm
Amarillo320 South Polk Suite 701
Amarillo TX 79101
Plano1400 Preston Road Suite 335
Plano TX 75093
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-14 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg
For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances
with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations
15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649
wwwNavigationFinancialcom
bull The combined experience and skills of more than 30 fi nancial professionals
bull A passion for the success and happiness of our clients
bull Independent unbiased fi nancial advice based on your personal needs
Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated
Navigation Financial Group
Dedicated to the Creation and Preservation of Financial Wealth
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-12 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate
Jason Blankenship AAMSreg Financial Consultant
Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs
2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221
gailutterwellsfargoadvisorscom | wwwgailuttercom
bull World-class concierge-level services designed for individual client needs
bull Named to Barronrsquos Top 1200 for six consecutive yearssup2
bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3
sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit
component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors
do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]
Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1
Gail UtterMBA CRPCreg CPWAreg
Excellence From an Experienced Team
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-13wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith
Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom
Securities offered through LPL Financial Member FINRASIPC
Genesis Financial Group
A Wealth Management Firm
Amarillo320 South Polk Suite 701
Amarillo TX 79101
Plano1400 Preston Road Suite 335
Plano TX 75093
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-14 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg
For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances
with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations
15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649
wwwNavigationFinancialcom
bull The combined experience and skills of more than 30 fi nancial professionals
bull A passion for the success and happiness of our clients
bull Independent unbiased fi nancial advice based on your personal needs
Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated
Navigation Financial Group
Dedicated to the Creation and Preservation of Financial Wealth
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-13wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith
Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom
Securities offered through LPL Financial Member FINRASIPC
Genesis Financial Group
A Wealth Management Firm
Amarillo320 South Polk Suite 701
Amarillo TX 79101
Plano1400 Preston Road Suite 335
Plano TX 75093
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-14 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg
For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances
with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations
15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649
wwwNavigationFinancialcom
bull The combined experience and skills of more than 30 fi nancial professionals
bull A passion for the success and happiness of our clients
bull Independent unbiased fi nancial advice based on your personal needs
Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated
Navigation Financial Group
Dedicated to the Creation and Preservation of Financial Wealth
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-14 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg
For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances
with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations
15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649
wwwNavigationFinancialcom
bull The combined experience and skills of more than 30 fi nancial professionals
bull A passion for the success and happiness of our clients
bull Independent unbiased fi nancial advice based on your personal needs
Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated
Navigation Financial Group
Dedicated to the Creation and Preservation of Financial Wealth
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-15wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
17304 Preston Road Suite 650Dallas TX 75252
Office 972-608-2624
ChristiStaibLPLcom TandyErvinLPLcom
wwwsilversailwealthadvisorscom
Financial Guidance Simple Secure Smart
bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your
fi nancial futurebull We are focused on your goals and your future
Left to right Four-year winners Christi Staib and Tandy Ervin
We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want
Silver Sail Wealth Advisors
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
FOUR-YEAR WINNER
16479 Dallas Parkway Suite 850Addison TX 75001
Direct 469-737-4108
fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom
ARMOR Wealth Management Financial Solutions Group
bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning
Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade
Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges
Frances GardnerCFPreg CDFAtrade CFEdtrade
Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-16 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
1207 Santa Fe Drive Weatherford TX 76086
5000 Overton Plaza Suite 110Fort Worth TX 76109
Phone 817-550-6750
infosg-wealthcomwwwsg-wealthcom
Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies
bull Investment management with a downside risk-protection focus
bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning
bull Business consulting and executive benefi ts planning
Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith
At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett
Snow GarrettWealth Management
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial
FOUR-YEAR WINNER
Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc
1308 Village Creek Drive Suite 2000Plano TX 75093
Phone 972-437-4720
allenrgibsonampfcomallengibsoncom
bull Fee-based wealth management and fi nancial planning
bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined
experience
Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg
Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you
Allen GibsonPrivate Wealth Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-17wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
13455 Noel Road Suite 1200 Dallas TX 75240
Office 972-450-5001 Toll-free 877-242-2999
alanhaworthopcocom faopcocomalanhaworth
Oppenheimer amp Co Inc
Strategies for the Next Generation
bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services
Areas of Focus Financial Strategies Investment and Risk Management Services
2015 winner Alan Haworth
As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism
Alan HaworthSenior Director ndash Investments
255 Elk Drive Suite DBurleson TX 76028
Phone 817-945-3335Fax 817-945-3336
infomaverickwmorgwwwmaverick-wealthorg
Comprehensive Wealth Management and Retirement Income
bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys
Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager
Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs
Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas
Jeremy J Walker andMatt Hubbell
Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-18 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
10000 North Central Expressway Suite 1326 Dallas TX 75231
Office 214-891-8131Toll-free 800-818-2663
infoProbityAdvisorscomwwwProbityAdvisorscom
facebookcomProbityAdvisors
Your Single Source for Complete Customized Financial Management
bull Independent fee-only fi nancial planning and wealth management
bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for
every investor
Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA
For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity
Probity Advisors Increg
THREE-YEAR WINNER
Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034
Office 972-398-3472
legacytexascominvestments
Trusted Advice bull Exceptional Service
bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star
Wealth Manager Jamie Richardson
Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor
As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm
LegacyTexas
Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based
on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award
is bestowed by an independent third party organization not affi liated with Raymond James
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-19wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc
14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom
320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom
bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies
Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller
Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth
Neal VassoCFPreg APMAreg Financial Advisor
Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC
425 Houston Street Suite 500Fort Worth TX 76102
Phone 817-332-6122Fax 817-335-4839
wwwdiesslincominformationdiesslincom
David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience
bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983
Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services
David H Diesslin and Norman R ldquoRockyrdquo Farr
We work with successfulbull Familiesbull Business ownersbull Corporate executives
bull Foundationsbull Retirees
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-20 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
15301 Spectrum Drive Suite 390Addison TX 75001
Office 214-420-4440
stevecottoncottonwmacomwwwcottonwmacom
Relationships Built on Trust
bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service
Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood
The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives
Cotton Wealth Management Associates
Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth
Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality
services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list
of 2012 2013 2014 and 2015 Five Star Wealth Managers
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant
2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve
13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan
David R NoonanSenior Vice President ndash Wealth Management Financial Advisor
FOUR-YEAR WINNER
bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC
My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives
100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan
RBC Wealth Management
Therersquos Wealth in Our Approachtrade
copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC
Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg
THREE-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-21wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing
17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom
Making Sophisticated Investing Simple
Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is
an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI
Stephen A EngroMBA Duke University BA University of Notre Dame
FOUR-YEAR WINNER
bull Retirement planningbull Estate planning
For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success
2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom
Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]
Andy EvansSenior Vice President ndash Investment Officer
FOUR-YEAR WINNER
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services
With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner
8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew
Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor
FOUR-YEAR WINNER
bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience
bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind
Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life
6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom
Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484
Advisory services offered through First Independent Advisory Services Inc
Stephanie CharitonenkoFounderFIV
E STAR P
ROFESSIONAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-22 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience
James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner
6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom
Texas Financial and Retirement
Plan Well Live Well Retire Ready
Investment advisory provided by Global Financial Private Capital a registered investment advisor
James R Holloway Sr Financial Advisor
bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service
Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US
5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup
Comprehensive Wealth Management
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
Antonio M Monk First Vice President Wealth Advisor
bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios
Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies
Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom
Building Wealth One Portfolio at a Timereg
Joseph H RayPresident
FOUR-YEAR WINNER
bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting
5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet
Expertise Experience and Independence
Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC
William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade
FOUR-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-23wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach
260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom
Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions
16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom
Mel MeyersFinancial Advisor Chartered Financial Consultantreg
Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA
SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2
TWO-YEAR WINNER
Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals
14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom
Mitch KramerFounder CFPreg MBA
Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered
investment advisor and separate entity from LPL Financial
FOUR-YEAR WINNER
An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments
3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman
Mark S StegmanCFPreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial
success Ameriprise Financial Services Inc Member FINRA and SIPC
FOUR-YEAR WINNER
Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted
700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom
Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available
through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC
TWO-YEAR WINNER
We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager
1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom
Doug McLemoreLPL Financial Advisor
Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a
Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial
TWO-YEAR WINNER
At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships
1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom
John GilbertPresident
Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC
THREE-YEAR WINNER
The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence
Don Hubbard Investment Services
903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom
Don HubbardCFPreg CRCreg LPL Financial Advisor
Retire With Confidence
Securities off ered through LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you
8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom
Blair RogersPrincipal CFPreg
Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated
with Summit Financial Group
TWO-YEAR WINNER
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-24 texasmonthlycom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence
10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west
Jodie B WestFinancial Advisor CLTCreg
Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas
TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366
For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets
7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom
Gary N HollandFounder
Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial
FOUR-YEAR WINNER
Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs
PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom
Damian CarusoFinancial Advisor
Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside
Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated
TWO-YEAR WINNER
Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values
2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom
Dustin W SandlinCFPreg Senior Vice President ndash Investments
Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]
Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions
1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom
Daniel J WoodardSr Investment Services Manager Lic 0010778689
Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through
LPL Financial or its licensed affi liates
THREE-YEAR WINNER
I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan
UNITY Financial Services
610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom
James ldquoJimrdquo A WadeCFPreg CSAreg MBA
Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM
UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm
TWO-YEAR WINNER
Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future
3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom
Shelly R DodgePresident Investment Adviser Representative
Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated
Armor Wealth Management
16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom
Grover C Brillhart IIAdvisor
Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan
Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member
FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice
Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation
FOUR-YEAR WINNER
Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner
Rockgate Financial Partners
5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom
Anne F SalickFinancial Planner
Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor
Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-25wwwfivestarprofessionalcom
The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers
Five Star Wealth Manager
Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager
8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling
Renee SterlingSecond Vice President Wealth Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
FOUR-YEAR WINNER
I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager
1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage
Betty Joy PoageCRPCreg Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you
2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom
Silveria S HufstedlerFinancial Advisor
LPL Financial Member FINRASIPC
THREE-YEAR WINNER
Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go
1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet
Howard K BelletCFPreg CRPCreg MBA Financial Advisor
Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success
Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser
FOUR-YEAR WINNER
I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning
10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom
Lora J HoffWealth Manager CFPreg
Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively
226 West Eldorado Street Decatur IL 62522
FOUR-YEAR WINNER
We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer
4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom
Paul PomeroyCFPreg MBA AIFreg
LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine
1996 ndash 2014 based on total revenue
FOUR-YEAR WINNER
I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner
7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek
Robert L HrnicekCFPreg Vice President Financial Advisor
copy2015 Morgan Stanley Smith Barney LLC Member SIPC
THREE-YEAR WINNER
ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-26 texasmonthlycom
Five Star Wealth Manager
Business PlanningJoseph Chenoweth Armor Wealth
Management
Ramona Locke middot Merrill Lynch
John Noey middot Princor Financial Services
Michael Weaver middot Armor Wealth Management
Estate PlanningLynn Bryant middot LPL Financial
Norman Farr middot Diesslin Group Page 19
Timothy Mebane middot LPL Financial
Porter Ozanne middot Probity Advisors Page 18
Eric Vincent middot Vincent Wealth Management
Financial PlanningClint Adams middot Adams Wealth
Management
James Adcock middot LPL Financial
George Alden middot Eagle Strategies
Caleb Allen middot Cambridge Investment Research
Zachary Allen middot First Financial Equity Corporation
Lance Alston middot New Dimensions Wealth Management
Jerry Anderson middot LPL Financial
Michael Anderson middot True North Advisors
Marcos Andujar middot Clarity Financial Group
Joan Arciero middot Lincoln Investment
Elizabeth Armstrong middot Ameriprise Financial Services Inc
Philip Athey middot Atlas Wealth Advisors
Gerald Baker middot Baker Financial Services
Mike Barron middot Barron Wealth Strategies
Eric Bartel middot Financial Coaching
Douglas Bartol middot Money Matters
Barbara A Barton middot American Financial Services
Patrick Beaird middot Beaird Harris
Kris Beaulieu middot Clarity Financial Group
Howard Bellet middot Ameriprise Financial Services Inc Page 25
Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc
Tom Belobraydic middot MML Investors Services
John Berry middot Corner Post Financial Planning
Michelle Berry middot Raymond James Financial Services
Kathy Bickhaus middot Merrill Lynch
Charlotte Birk middot LPL Financial
Randy Black middot Spectrum Financial Group Page 9
Steve Blankenship Heritage Financial Planning Page 4 amp 5
Kalita Blessing middot Quest Capital Management Page 6
Danny Paul Blevins middot Ameriprise Financial Services Inc
Stephen Blum middot Strategic Wealth Planning
Bruce Bordelon middot Ameriprise Financial Services Inc
Jim Bowers middot Morgan Stanley
Mark Bowlby middot LPL Financial
Suzanne Boyd-Chapman middot RBC Wealth Management
Jaime Boyles middot Lee Financial
Jeffrey Bridges middot Morgan Stanley
Grover Brillhart middot Armor Wealth Management Page 24
Sean Brown middot Ameriprise Financial Services Inc
Bradley Burnfield middot Ameriprise Financial Services Inc
Terry Bussard middot Money Matters
Markus Byrd middot Milestone Group amp Associates
Scott Byrd middot Ameriprise Financial Services Inc
Dusti Calandar middot Ameriprise Financial Services Inc
Nick Morgan Campbell middot Nick Campbell Financial Group
William Campbell middot Ameriprise Financial Services Inc
Mark Cannon middot Ameriprise Financial Services Inc
Bradley Cantrill middot Cantrill Financial Group
David Carl middot Professional Wealth Management Group
Holly Carroccio middot Nexus Advisors
Bill Carter middot Raymond James Financial Services
Travis Carter middot Insight Wealth Partners
Stephanie Charitonenko middot First Independent Advisory Services Page 21
Michael Charne middot Merrill Lynch
John Checki middot John Checki Jr CPA
Derek Childs middot Howard Financial Services
Rod Chisholm middot Flagship Financial Group
Guy Church middot Ameriprise Financial Services Inc
Raymond Clark middot Ameriprise Financial Services Inc Page 23
Milo Cobb middot Morgan Stanley
Doug Cochran middot Adams Wealth Management
Rodney Coe middot Ameriprise Financial Services Inc
Kyle Coleman middot Ameriprise Financial Services Inc
Richard F Colleoni middot Wunderlich Securities
Braxton Bragg Comer II middot Bragg Comer Financial Advisors
Jerald Cooperman middot Ameriprise Financial Services Inc
Lynn Corniello middot Ameriprise Financial Services Inc
Gary Cowles Jr middot Cardinal Wealth Advisers
Robert A Cox middot Quest Capital Management Page 6
Jack Crain middot LPL Financial
Philip Crew middot Morgan Stanley Page 21
Carl Cuff middot The Ayco Company
Jeffrey Cummins middot Spectrum Financial Group
Christopher Currin middot Pegasus Advisors
Michael Dallas middot Prospera Financial Services
Bryce Danley middot Ameriprise Financial Services Inc
Michael DeGroat middot Ameriprise Financial Services Inc
William Dendy middot Elite Financial Management Page 22
Mark Diamond middot Beacon Financial Group
Steven Diamond middot LPL Financial
Elizabeth Dignum middot Dignum Financial Partners
Michael Domingo middot Cadence Financial Advisors
Patrick Dougherty middot Dougherty Wealth Management
Joseph Dowdall middot Money Matters
Shaun Dowling middot HFS Wealth Management
Terry Doyle middot Ameriprise Financial Services Inc
Elias Dragon middot Money Matters
David Dryden middot Insight Wealth Partners
Mark Duckworth middot Morgan Stanley
Jonathan Dumas middot Dean Jacobson Financial Services
Mary H Durie middot Quest Capital Management Page 6
Tom Dwyer middot Financial Design Group
Brian Eckeberger middot LPL Financial
Stephen Engro middot Beacon Financial Group Page 21
Laura Enwere middot Ameriprise Financial Services Inc
Bradley Epstein middot Cetera Advisors
Tandy Ervin middot Silver Sail Wealth Advisors Page 15
Joann Eubank middot Ameriprise Financial Services Inc
Ahmad Fahim middot Ameriprise Financial Services Inc
James Farris middot Farris Capital Management
Deborah Federick middot Ameriprise Financial Services Inc
Michael Felker middot Ameriprise Financial Services Inc
Larry C Ferguson middot Quest Capital Management Page 6
Charla Fields middot Ameriprise Financial Services Inc
Mark Fillnow middot Ameriprise Financial Services Inc
Tiffany Finney-Johnson middot New Dimensions Wealth Management
Brian Fisher middot RF Financial Group
Suzanne Fitzgerald middot Eagle Strategies
Deborah Fleming middot Woods Financial Group
Evguenia Funderburk middot Ameriprise Financial Services Inc
Joseph Galloway middot Ameriprise Financial Services Inc
Thomas Gamez middot LPL Financial
Christopher Garcia middot Ameriprise Financial Services Inc
Frances Gardner middot Armor Wealth Management Page 15
Crawford Gates middot Sagemark Consulting
John Gay middot Frisco Financial Planning
Allison Geiger middot Heritage Financial Planning Page 4 amp 5
Laura Gentry middot Avisco Financial
Allen Gibson middot Ameriprise Financial Services Inc Page 16
Joel Gilhang middot Gilhang Financial Group
Nicholas Giorgio middot Ameriprise Financial Services Inc
Roger Glass middot Martin Financial Group
Henri Glover middot HG Tailored Financial Services
Alan Goldfarb middot Financial Strategies Group
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-27wwwfivestarprofessionalcom
Five Star Wealth Manager
Damon Gonzalez middot Domestique Capital
Kevin Grant middot Higginbotham
Neil Grant middot Robert W Baird amp Company
Melody Gray middot Spectrum Financial Group
Tish Gray middot Lincoln Financial Advisors
Todd Green middot Perennial Financial Solutions
Barney Grossman middot Morgan Stanley
Ricky Grunden Sr middot Grunden Financial Advisory
Dan Hale middot Raymond James Financial Services
Nathan Hale middot Ameriprise Financial Services Inc
Scott Hammel middot Atlas Wealth Advisors
Dylan Harig middot Redwood Financial
Marilyn Harris middot Evos Financial
Charles Hart middot Ameriprise Financial Services Inc
James Hartgraves middot Ameriprise Financial Services Inc
Alan Haworth middot Oppenheimer amp Company Page 17
J Michael Hemp middot Stratford Consulting
Darren Hill middot Morgan Stanley
Terrence Hill middot LPL Financial
Ann Hillmann middot Ameriprise Financial Services Inc
James Holloway middot Texas Financial and Retirement Page 22
Thor Hoppess middot Ameriprise Financial Services Inc
James Hopson Jr middot Capital Advisory Group
Britta Horigan middot Riley Wealth Management
Mark Howlett middot Thrivent Financial
Thomas Hubbell middot Maverick Wealth Management Page 17
Silveria Hufstedler middot LPL Financial Page 25
Gary Hughes middot LPL Financial
Jennifer Ibarguen middot Ameriprise Financial Services Inc
Dewey Isom middot Raymond James amp Associates
Lance Jamerson middot HFS Wealth Management
David James middot James Financial Group
Christopher Jeng middot Ameriprise Financial Services Inc
James Johnson middot LPL Financial
Benjamin Jones middot Ameriprise Financial Services Inc
Charles Jones middot Ameriprise Financial Services Inc
Gregory Jones middot MetLife
Lindsay Jones middot Ameriprise Financial Services Inc
Bryan Keever middot Ameriprise Financial Services Inc
Sean Kelleher middot Riverchase Financial Planning
Adam Keller middot Atlas Wealth Advisors
Robert Kerr middot First Command Financial Planning
Tony Kim middot Ameriprise Financial Services Inc
Derrick Kinney middot Ameriprise Financial Services Inc Page 23
Stephanie Kinnunen middot Ameriprise Financial Services Inc
Joy Kirsch middot Kirsch amp Associates Page 10
Carl Kunhardt middot Quest Capital Management Page 6
Travis Ladner middot Ameriprise Financial Services Inc
Brian Langford middot Verus Wealth Advisors
James Larkin middot Ameriprise Financial Services Inc
Lucas Lawson middot NFocus Financial Partners
Bryan Leake middot Ameriprise Financial Services Inc
Charles Lee middot Ameriprise Financial Services Inc
James Lehman middot Ameriprise Financial Services Inc
Dwayne Leleux middot Ameriprise Financial Services Inc
Woody Levinson middot LS Wealth Strategies
Brent Little middot Odyssey Wealth Management
Anthony Lopez middot Ameriprise Financial Services Inc
Steven Lorio middot Lorio Wealth Management
Bill Lourcey middot Ameriprise Financial Services Inc
Aljon Lovelace middot Money Matters
John Loyd middot LPL Financial
Justin Luddeke middot Lee Financial
Steve Lugar middot Beaird Harris
Kris Maksimovich middot Global Wealth Advisors
Blaine Malcolm middot The Botsford Group
James Marsden middot Atlas Wealth Advisors
Daniel Mauck middot Clintsman Financial Planning
Howard McCartney middot Ameriprise Financial Services Inc
Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors
Lynn McIntire middot Cadent Capital
Thomas McIntire middot Raymond James Financial Services
Stewart McLauchlan middot Ameriprise Financial Services Inc
Mark McLeland middot Merrill Lynch
Douglas McLemore middot McLemore Financial Group Page 23
David Meadors middot Morgan Stanley Page 7
Jonathan Meaney middot Carter Financial Management
Cheri Measom middot Raymond James Financial Services
Bikram Mehta middot Merrill Lynch
Karen Meinz middot LPL Financial
James Mewhinney middot Morgan Stanley
Melvin Meyers middot Armor Wealth Management Page 23
Jimmy Middlebrook middot Ameriprise Financial Services Inc
David Miller middot Morgan Stanley Page 2 amp 3
Marcia Miller middot Ameriprise Financial Services Inc
Scott Miller middot Ameriprise Financial Services Inc
Michael Mills middot Mike Mills Wealth Management
Derek Moffatt middot Moffatt Financial Strategies
Jan Mohamed middot ConfidentVision
Craig Molldrem middot North Star Resource Group
Antonio Monk middot Morgan Stanley Page 22
Kevin Moore middot Kevin E Moore Financial Group
Marie Moore middot Morgan Stanley
Ken Moraif middot Money Matters
George Morton middot Level Four Advisors
Robyn Morton middot Ameriprise Financial Services Inc
Ryan Mullin middot LPL Financial
Scott Mulloy middot Ameriprise Financial Services Inc
Mark G Mundy middot Ameritas Investment Corporation
Irving Munn middot Munn amp Morris Financial Advisors
Tyler Nace middot Raymond James Financial Services
Steven Nagel middot Merrill Lynch
Aubrey Nestman middot Ameriprise Financial Services Inc
Jeremy Newton middot LPL Financial
Kathleen Novotny middot Purshe Kaplan Sterling Investments
Robert Nursey middot Ivy League Retirement Planning
Jason Palmer middot Ameriprise Financial Services Inc
Dianna Parker middot Lincoln Financial Advisors
Ashley Parks middot Martin Financial Group
Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc
Jon Paul Pattinson middot Botsford Financial Group
Kim Victoria Pauley middot Pauley Financial Services
Mike Pazera middot Pazera Capital Management
Timothy Peach middot Morgan Stanley
Robin Pearce middot Ameriprise Financial Services Inc
Charles Pepkin middot Ameriprise Financial Services Inc
Gordon Peterson middot International Research amp Asset Management
Thomas Philipp middot Professional Wealth Management Group
Dana Pingenot middot Lee Financial
Kevin Pittman middot Ameriprise Financial Services Inc
Betty Poage middot Ameriprise Financial Services Inc Page 25
Paul Pomeroy middot LPL Financial Page 25
Donald Pope middot Raymond James Financial Services
Jason Potts middot Lifetime Wealth Management
Jeffery D Price middot Merrill Lynch
Lee Price middot Smith Anglin Financial
Kirk G Quaschnick middot Eagle Strategies
David Ragan middot Grunden Financial Advisory
Lisa Rapfogel-Ostroff middot MassMutual
Brandon Ratzlaff middot Raymond James Financial Services
Curtis Reese middot Money Matters
Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services
Jamie Richardson middot Raymond James Financial Services Page 18
James Riefe middot Charles Schwab amp Company
Gerald Robinson middot Lightforce Financial
Randy Roe middot The Ayco Company
Blair Rogers middot Summit Financial Group Page 23
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-28 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Craig Rogers middot Rogers Wealth Group Page 11
Joseph Roppolo middot PFS Investments
Larry Rose middot RF Financial Group
Anne Salick middot Rockgate Financial Partners Page 24
Arthur Salmon middot GS Wealth Management
Jeffrey Sandene middot Sandene Strategies
Tom Sanders middot Cain Watters amp Associates
Bill Saplicki middot LS Wealth Strategies
Miles Sawyer-Wicker middot AXA Advisors
Susan Schildt middot Stratford Consulting
Steven Schlegel middot SchlegelDunn
Jeffrey Schmeltekopf middot Dean Jacobson Financial Services
Eric Karl Schuster middot First Command Financial Planning
Sean Scruggs middot Thrivent Financial
Wendy Seale middot Raymond James Financial Services Page 18
Shashin Shah middot SGS Wealth Management
Roger A Shake middot Legacy Consulting Group
Kyle Shores middot The Botsford Group
Brent Sikes middot FullCircle Wealth
Lawrence Silverman middot Silverman Legate Advisory Group
James Simpson middot Intouch Wealth Management
Michael Scott Slayton middot MetLife
William Smiley middot Ameriprise Financial Services Inc
Christopher Smith middot Ameriprise Financial Services Inc
Joshua Smith middot United Capital
Michael Smith middot NFocus Financial Partners
Shawn Smith middot Clearfork Wealth Management
Jennifer Snee middot Ameriprise Financial Services Inc
Ted Snow middot Snow Financial Group
Joseph Stack middot Pensionmark Retirement Group
L Dale Stamps middot Spar Investment Counsel
Taylor Steele middot Cadent Capital
Mark Stegman middot Ameriprise Financial Services Inc Page 23
Helen Stephens middot Aspen Wealth Management
John Stockton middot Financial Coaching
Annette Story middot Financial Coaching
Cary Strohmeyer middot Integrity Financial Services
Sandra Strohmeyer middot Ameriprise Financial Services Inc
Richard Sullins middot Merrill Lynch
Bruce Sutherland middot Money Matters
Andrew Swedlund middot Merrill Lynch
Laura Sweeney middot Southern Wealth Management
Stephen Dallas Tally middot BFT Financial Group
James W Taylor middot AXA Advisors
R Jeff Taylor middot Ameriprise Financial Services Inc
Gayle Terry middot RBC Wealth Management
Carolyn Teschemacher middot Navigation Financial Group
Jeff Thomas middot Raymond James Financial Services
Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services
Patrick Thuecks middot MML Investors Services Page 9
Charles Titterington middot Ameriprise Financial Services Inc
Mark Trewitt middot Integrated Financial Solutions Group
Robert Tunnell middot Money Matters
Al Valente middot Raymond James Financial Services
Kyli Vardeman middot Ameriprise Financial Services Inc
Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19
Bryan Vaughn middot Ameriprise Financial Services Inc
Melissa Villegas middot Diesslin Group
Kane Vines middot Ameriprise Financial Services Inc
Lindsay Vitovsky middot Armor Wealth Management
Ruth Vivrett middot Ameriprise Financial Services Inc
Steven Wachs middot Legacy Consulting Group
James Albert Wade middot UNITY Financial Services Page 24
Casey Waits middot Waits Financial Group
Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc
Dusty Wallace middot Lee Financial
Kyle Walters middot Atlas Wealth Advisors
Clint Wammack middot Ameriprise Financial Services Inc
Dexter Ward middot HD Vest
Timothy J Waterworth middot Waterworth Wealth Advisors
Jodie West middot Allegiant Wealth Management Page 24
Tom Whiteman middot Prospera Financial Services
Larry Wicker middot AXA Advisors
Brandon Williams middot Cetera Investment Services
Christie Williams middot Lee Financial
Jonathan Williams middot Ameriprise Financial Services Inc
Stephen Williams middot VALIC Financial Advisors
Timothy Wilson middot LPL Financial
Donnye Winship middot LPL Financial
Jeff Wolf middot Wealthstar Advisors
Eric Wolfe middot Wolfe Lehman Wammack amp Associates
Keith Wood middot Morgan Stanley
Christopher Wyatt middot Navigation Financial Group Page 14
Clyde Wyatt middot Navigation Financial Group Page 14
Jon Wych middot Investors Solutions
Billy Yarbrough middot Ameriprise Financial Services Inc
Christopher S Young middot Quest Capital Management Page 6
InsuranceDonald Murphey middot AXA Advisors
Joseph Radovic middot Hornor Townsend amp Kent
InvestmentsChristopher Abel middot Ameriprise
Financial Services Inc
Jesse Abercrombie middot Edward Jones
Austin Adams middot LPL Financial
James Aldendifer middot Raymond James Financial Services
William Alderdice middot Silverbrook Investment Advisors
Alexander Alfano middot MetLife
J Timothy Allen middot Wells Fargo Advisors Financial Network
Jesse Anderson middot Snider Advisors
J Russell Armstrong middot AIS Financial
Roger Asel middot Certified Financial Strategies
Vatsal Assar middot MPACT Financial Group
Frank Aswad middot Edward Jones
Belinda Aucoin middot Trinity Strategy Partners
James Aughenbaugh II middot Stephens
Merry Lyn Bagwell middot Wells Fargo Advisors LLC
Clifton L Barrett middot Edward Jones
Paul Bateman middot Ameriprise Financial Services Inc
Barron Beal middot Covenant
Emerson Bell middot Halvorson Boyd amp Bell
Douglas Bielefeld middot Wells Fargo Advisors LLC
Scott Birmingham middot Merrill Lynch
Brian Bisdorf middot Edward Jones
Tony Blauvelt middot Edward Jones
Jamie Bloom middot Charles Schwab amp Company
Sonja Blumoff middot Merrill Lynch
Lisa Bordelon middot Raymond James amp Associates
Matt Borowski middot True North Advisors
D Bradley Bourland middot Diesslin Group
David Bower middot Morgan Stanley
Hil Bowman middot Morgan Stanley
Danny Boyce middot Lee Financial
James Breen middot Wells Fargo Advisors LLC
Don Brock middot Edward Jones
Adam Bronson middot Probity Advisors Page 18
Bob Brooks middot Prudent Money Financial
Brent Brown middot Wells Fargo Advisors LLC
Ken Brown middot Maplewood Investment Advisors
Kevin Brown middot Ameriprise Financial Services Inc
Kurt Brown middot Wells Fargo Advisors LLC
Michael Brown middot Edward Jones
Daniel Bruns middot Merrill Lynch
Wayne Bruns middot Merrill Lynch
Robert Burns middot Merrill Lynch
Michael Busch middot Vogel Financial Advisors
William Byers middot Wells Fargo Advisors LLC
Michelle Calabro middot RBC Wealth Management
Damian Caruso middot KW Gutshall amp Associates Page 24
David Caviness middot Caviness Wealth Management
John William Chapman middot Edward Jones
J Cloutier middot Legacy Planning Group
Donald Cohen middot Morgan Stanley
Patrick Combs middot Morgan Stanley
Mischelle Copeland middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-29wwwfivestarprofessionalcom
Five Star Wealth Manager
Steve Cotton middot LPL Financial Page 20
Daniel Croonquist middot Morgan Stanley
Michael Crossley middot Wunderlich Securities Page 8
Tyler Curtis middot Snider Advisors
John Dalton middot Provident Capital Management
Matthew Dann middot Wells Fargo Advisors LLC
Wesley Darilek middot Wells Fargo Advisors LLC
Gregg Davis middot Edward Jones
Jimmy Day middot Day Wealth Management
Stanley Dean middot Morgan Stanley
Jal Dennis middot The Jal Dennis Group
Barbara Dickson middot South Texas Money Management
David Diesslin middot Diesslin Group Page 19
John Dix middot Wells Fargo Advisors LLC
Shelly Dodge middot Visionary Financial Group Page 24
David Downs middot AXA Advisors
Daniel Drake middot Southern Wealth Management
Bill Durham middot View Capital Advisors
Timothy Dwight middot True North Advisors
Doug Dyer middot Money Matters
Wendy Edwards middot Wells Fargo Advisors LLC
John Eggleton middot Foster Financial Group
Arthur Ellis middot Wells Fargo Advisors LLC
Stephen Engels middot Wells Fargo Advisors LLC
Peggy Etheridge middot Wells Fargo Advisors LLC
Andrew Eure middot Edward Jones
Barry Evans middot SFMG Wealth Advisors
Charles Evans middot Wells Fargo Advisors LLC Page 21
Brent Everett middot Talis Advisory Services
Paul Fahrenwald middot Edward Jones
Richard Fairchild middot RBC Wealth Management
Justin Farris middot Farris Capital Management
Jason Fernandez middot Wells Fargo Advisors LLC
Mark Fields middot Estatemark Financial
Joe Foster middot Foster Financial GroupAmeritas Investment Corporation
Michael Fox middot Redstone Investments
Patrick Freeman middot Freeman Wealth Management
Vernon Gang Jr middot Wells Fargo Advisors LLC
Mason Gann middot Berthel Fisher amp Company
John Garcia middot Edward Jones
Wayne Garrett middot Snow Garrett Wealth Management Page 16
Nancy Gatens middot Lee Financial
Lorie Gebbie middot Wells Fargo Advisors LLC
Mark Gehlbach middot True North Advisors
Roger Gekiere middot Navigation Financial Group Page 14
Jennifer George-Smith middot LPL Financial
John Gesek middot Fusion Capital Management
John Gilbert middot Silver Creek Financial Group Page 23
Marilyn DeLene Gilbert middot Evos Financial
Sheryl Giles middot Edward Jones
David Gilmore middot Edward Jones
Alan M Glazner middot Wells Fargo Advisors LLC
Don Goerner middot Spectrum Wealth Management
Adam Goldenberg middot True North Advisors
Pamela Gothard middot Wells Fargo Advisors LLC
Kevin Gray middot The Ayco Company
Stuart Greenfield middot Greenfield Seitz Capital
Craig Greenway middot SFMG Wealth Advisors
Steven Gundy middot GS Wealth Management
Barton Gunter middot LPL Financial
Mary Hale middot Raymond James Financial Services
Stonie Hamilton middot Edward Jones
Robert Hamrick middot Hamrick Financial
Sarah Helen Hancock middot Hancock-Smith
Scott Hancock middot Oak Capital Advisors
Janet Hanna middot Edward Jones
Ronald Harner middot Wells Fargo Advisors LLC
Carol Harper middot Ameriprise Financial Services Inc
Harvey Harper middot Edward Jones
Samuel Harrell middot Morgan Stanley
James Harvey middot Morgan Stanley
Emily Harwood middot Charles Schwab amp Company
Tere Hatcher Henry middot Ameriprise Financial Services Inc
Thomas Hatfield IV middot Hatfield Financial
Clark Christopher Hatton middot Money Matters
James Dan Heard middot Morgan Stanley
Phillip Hearn middot AXA Advisors
Brian Hendon middot Edward Jones
Alan Henry middot RBC Wealth Management
Bryn Henry middot Global Wealth Advisors
Sallie Herzog-Behnke middot Morgan Stanley
Hillary Higgins middot KR Wealth Management Group
Lora Hoff middot IPI Wealth Management Dallas Page 25
Gary Holland middot Holland Investment Management Page 24
Kim Holland middot LPL Financial
Robert Holman middot Edward Jones
Ken Hopkins middot LPL Financial
Robert Hrnicek middot Morgan Stanley Page 25
Donald Hubbard middot LPL Financial Page 23
Andrea Hughes middot Wells Fargo Advisors LLC
Thomas Alfred Hughes middot Wells Fargo Advisors LLC
Gregory Hutcheson middot Morgan Stanley
Matthew Irwin middot Ameriprise Financial Services Inc
Don Jacobson middot Dean Jacobson Financial Services
Diana Jenkins middot Raymond James Financial Services
Leonard Johnson middot Wells Fargo Advisors LLC
Anupam Johri middot Morgan Stanley
T Montgomery Jones middot FCM Investments
Todd Justice middot Morgan Stanley
Sheila Kaplan middot Merrill Lynch
Keith Karnes middot Wells Fargo Advisors LLC
Thomas Karsten middot Karsten Advisors
Valli Kindred middot Kindred Stephens Financial Group
Carey King middot LPL Financial
Bill Knight middot Robert W Baird amp Company
James Koestner middot Wells Fargo Advisors LLC
John Kolinofsky middot Ameriprise Financial Services Inc
Mitchell Kramer middot Fluent Financial Page 23
Bob Lamse middot Talis Advisory Services
Mark Larimore middot LPL Financial
Christopher Leap middot Leap Wealth Management
John Ledford middot Morgan Stanley
Richard Lee middot Lee Financial
Bryan Leinart middot Texas Financial Resources
J Curt Leonard middot Merrill Lynch
Lisa Leonard middot True North Advisors
Bradley Linch middot Linch Financial
Joseph Logsdon middot Wealth Management Group
Sidney Lorio middot Lorio Wealth Management
Matthew Lowe middot Wells Fargo Advisors LLC
David Lowenthal middot Ameriprise Financial Services Inc
Timothy Lowry middot Dean Jacobson Financial Services
Cody Lummus middot Wells Fargo Advisors LLC
Larry Magid middot Robert W Baird amp Company
Rachel Malone middot Merrill Lynch
Charles Manthey middot Bluechip Financial Planning
Kevin Margolis middot SFMG Wealth Advisors
Brian Marks middot Merrill Lynch
Randy Matthews middot Matthews Wealth Management
Greg McCoy middot Wells Fargo Advisors LLC
Spencer McGowan middot McGowanGroup Asset Management
Sean McGrath middot Wells Fargo Advisors LLC
Robert McMeen middot Morgan Stanley
Daniel McVeigh middot Merrill Lynch
David Medlin middot Ameriprise Financial Services Inc
David Megarity middot Wells Fargo Advisors LLC
Joseph Mentesana middot Edward Jones
Michael Miller middot Miller Premier Investment Planning
Scott Miller middot Miller Global Investments
Shott Miller middot Merrill Lynch
Robert Mitchell middot Morgan Stanley
Christopher Moino middot Morgan Stanley
Dewey Moore middot Cherry Investment Advisors
Brad Morgan middot Merrill Lynch
Award winners listed by primary services and listed alphabetically by last name
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-30 texasmonthlycom
Five Star Wealth Manager
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
Hank Mulvihill middot Mulvihill Asset Management
Michael Nettleton middot Morgan Stanley
Walter Scott Newmann middot Raymond James amp Associates
Robert Nicholas middot Wells Fargo Advisors LLC
James Nielsen middot LPL Financial
Julie Noble middot Morgan Stanley
David Noonan middot Morgan Stanley Page 20
George Wesley Oliver middot Robert W Baird amp Company
Tim Painter middot Lindus Advisors
Jaime Palmer middot View Capital Advisors
James Palmer middot Rhodes Securities
Brick P Parsons middot Edward Jones
Brian Payne middot Wells Fargo Advisors LLC
Kelly Perkins Rigas middot KR Wealth Management Group
Dan Peters middot Lee Financial
Kurt Petersen middot Wells Fargo Advisors LLC
Charles Peyton middot Edward Jones
Richard Piatas middot Merrill Lynch
Chip Pierron middot Ameriprise Financial Services Inc
Paul Pittman middot Edward Jones
Clint Poarch middot LPL Financial
Randall Pope middot Edward Jones
Britt Porter middot True North Advisors
Christopher Queen middot Wells Fargo Advisors LLC
William Quinn middot American Beacon Advisors
Brian Rahlfs middot Rahlfs Capital
Joseph Ray middot Gerald L Ray amp Associates Page 22
Larry Ray middot Wells Fargo Advisors LLC
John Reagan middot Wells Fargo Advisors LLC
James Rees middot Stoneway Financial
Micky Reeves middot Buckingham Asset Management
Keith A Rhodus middot Clare Market Investments
Nicolas Rich middot VALIC
Lance Riddle middot OptimalFolios
Adam Robinson middot SevenWealth
Mark Robinson middot The Watchman Group
Guy Rodgers middot Edward Jones
Charles Romig middot Morgan Stanley
Ronald Rotthaus middot BOSC
Mark Rubey middot Retirement Advisors of America
John W Rubottom Jr middot Cottonwood Capital Advisors
Brian Russell middot Ameritas Investment Corporation
Peter Ruth middot Maplewood Investment Advisors
David Bruce Ryzman middot Navigation Financial Group Page 14
Ivan Sacks middot Kingsley Advisors
Karee Sampson middot Wells Fargo Advisors LLC
Jeff Sanders middot Edward Jones
Dustin Sandlin middot Wells Fargo Advisors LLC Page 24
Trey Sartin middot Wells Fargo Advisors LLC
Craig Saunders middot Ameriprise Financial Services Inc
Michael Scholten middot Clear Harbor Asset Management
Myron Schwitzer middot Morgan Stanley
James Scott middot Milestone Wealth Strategies
Robyn Scott middot Edward Jones
Tara Scottino middot True North Advisors
Shelley Seagler middot Snider Advisors
Amber Seale middot Edward Jones
Dax Seale middot Edward Jones
Michael Sheff middot Morgan Stanley
James Shelton middot LPL Financial
Keith Shelton middot Wells Fargo Advisors LLC
Robert Silvestri middot Morgan Stanley
Brandon Simmons middot Ameriprise Financial Services Inc
Todd Simmons middot Raymond James amp Associates
Frank Sloan middot Sloan Investment Management
Charles Smith middot LPL Financial Page 13
Chris Smith middot LPL Financial
Christopher Sorrow middot Probity Advisors Page 18
Elizabeth Sparks middot Wells Fargo Advisors LLC
Christi Staib middot Silver Sail Wealth Advisors Page 15
Michael Steinberg middot Wells Fargo Advisors LLC
Chad Stephens middot Kindred Stephens Financial Group
Renee Sterling middot Morgan Stanley Page 25
David Graham Stone middot Stone Wealth Management Group
Dan Sullivan middot RBC Wealth Management Page 20
Cheryl Sutter middot American National Bank of Texas
Benjamin Sweeney middot Morgan Stanley
Joel Tannebaum middot Morgan Stanley
Chet Teichman middot Lighthouse Financial Group
John Thane middot Merrill Lynch
Bradley Dean Thomas middot Morgan Stanley
Patrick Thuemmel middot Wells Fargo Advisors LLC
Christopher Troseth middot The Watchman Group
W Clayton Tuggle middot Tuggle amp Russell
Peggy D Tyler middot Wells Fargo Advisors LLC
Gail Utter middot Wells Fargo Advisors LLC Page 12
Stephen Valelly middot Raymond James amp Associates
Craig Vanwinkle middot Wells Fargo Advisors LLC
Derek Vaughn middot Ameriprise Financial Services Inc
Phillip Vick middot Sovereignty Wealth Advisors
Bradley Vineyard middot Wells Fargo Advisors LLC
Jeremy Walker middot Maverick Wealth Management Page 17
Marcus Walker middot Karsten Advisors
Robert Walker middot Morgan Stanley
Larry Wallace middot The Investment Center
Gary Walsh middot Luther King Capital Management
Peter Warren middot Wells Fargo Advisors LLC
Sharon Washburn middot Morgan Stanley
Brad Weddle middot LPL Financial
Robert James Weilbacher middot LPL Financial
Jon Weinstein middot Cetera Advisor Networks
Paul Welch middot Fiduciary Financial Services of the Southwest
Stephen Wheeler middot Wells Fargo Advisors LLC
Sonja White middot Fortune Wealth Management
Robert Roy Whittenburg middot Wells Fargo Advisors LLC
James W Williams IV middot Raymond James Financial Services
Bradley Wilson middot Wells Fargo Advisors LLC
Alex Winslow middot Northern Trust
Mark Witte middot Mark Witte Investment Services
John Wolverton middot Navigation Financial Group Page 14
Scott Wood middot True North Advisors
Daniel Woodard middot EECU Investment Services Page 24
Michael Woods middot Stocker Woods Financial
Larry Wright middot Morgan Stanley
Richard Wright middot Fiduciary Financial Services of the Southwest
Jeanie Wyatt middot South Texas Money Management
Alan Yonack middot Morgan Stanley
Ralph Youngblood middot LPL Financial
Joellen Zabel middot Wells Fargo Advisors LLC
Peggy Zarro middot Wells Fargo Advisors LLC
Sam Zarro middot Wells Fargo Advisors LLC
Aimee Zedlitz middot Raymond James amp Associates
TaxationPaula Allgood middot Beaird Harris
Frank Arnold middot Weaver Wealth Management
Maurice Glazer middot Kovack Securities
Donald Harris middot Beaird Harris
Lew Rubinstein middot HD Vest
Ron Skalberg middot Beaird Harris
Trust Services
Brian Brode middot Wells Fargo Advisors LLC
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
texasmonthlycom WMD-31wwwfivestarprofessionalcom
Five Star Financial Services Professionals
2015 DallasFort Worth
These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan
So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients
Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial
services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted
The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award
A Select
Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners
Determination
bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products
bull The Five Star award is not indicative of a professionalrsquos future performance
bull The award methodology does not evaluate the quality of services provided
bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly
bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals
bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom
Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the
financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients
Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-
specific criteria)9 Education and professional designationsindustry and board
certifications10 Pro bono and community service work
For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf
As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or
revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or
pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process
bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority
bull Filed for personal bankruptcybull Been convicted of a felony
Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that
they meet the definition of favorable regulatory history based upon the criteria listed above
bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner
bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner
DisclosuresResearch
Regulatory Review
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
SPECIAL ADVERT IS ING SECT ION
wwwfivestarprofessionalcomWMD-32 texasmonthlycom
Five Star Financial Services Professionals
The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals
Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients
2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom
blandgarveycom | blandgarveywealthadvisorscom
bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning
Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads
Client Interests Come First
Bland Garvey
TWO-YEAR WINNER
Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations
501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom
Jeffrey R HammCPA Partner
Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp
MurrayEdward Copley middot Akin Gump Strauss
Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-
Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp
FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate
AttorneysNorman Lofgren middot Gray Reed amp
McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow
John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm
Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors
InsuranceJames Coleman middot Jim Coleman
Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers
Insurance GroupMark Jett middot Farmers Insurance Group
TaxationTerri Calverley middot Gandy Calverley amp
CompanyJon Chester middot Sterlingrsquos Bookkeeping amp
Tax Service
Belinda Deane middot Bland Garvey Wealth Advisors
John Garvey middot Bland Garvey Wealth Advisors
Peter Gurian middot Gurian
Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm
Walt Hatter middot Hatter amp Associates
Brian Howell middot Bland Garvey Wealth Advisors
Mark Jones middot Mark M Jones amp Associates
J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R
McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp
CompanyGail Wills middot Gail D WIlls CPA
Award winners listed by primary services and listed alphabetically by last name
Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College
If yoursquore in this business for money alone you will never make it You have to genuinely want to make a
difference in your clientsrsquo lives
mdash Five Star award winner
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL
FIVE S
TAR PROFESSIO
NAL