2011_Optical Properties of Silver Nanoparticles

download 2011_Optical Properties of Silver Nanoparticles

of 15

Transcript of 2011_Optical Properties of Silver Nanoparticles

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    1/15

    Optical properties of silver nanoparticles

    thermally grown in a mesostructured hybrid

    silica film

    Y. Battie,1

    N. Destouches,1,*

    F. Chassagneux,2

    D. Jamon,3

    L. Bois,2

    N. Moncoffre,

    4and N. Toulhoat

    4,5

    1Universit de Lyon, Universit Jean Monnet, CNRS UMR 5516 Laboratoire Hubert Curien, 18 rue Pr. Benoit

    Lauras, 42000 Saint Etienne, France2Universit de Lyon, Universit Claude Bernard Lyon 1, CNRS UMR 5615 Laboratoire Multimatriaux et interfaces,

    43 bd 11 novembre 1918, 69622, Villeurbanne, France3Universit de Lyon, Universit Jean Monnet, CNRS EA 3523, Laboratoire Tlcom Claude Chappe, 25 rue du

    Docteur Rmy Annino, 42000 Saint Etienne, France4Universit de Lyon, Universit Claude Bernard Lyon1, CNRS/IN2P3, IPNL, 4 rue E. Fermi, 69622 Villeurbanne

    cedex, France5CEA/DEN, Centre de Saclay, 91191 Gif sur Yvette cedex, France

    *[email protected]

    Abstract: The composition, the structure and the optical properties of

    mesostructured hybrid silica films elaborated by sol-gel routine are studied

    versus the temperature of the post treatment by comparing ellipsometricmeasurements, atomic force microscopy and electronic microscopy

    characterizations, X-ray diffraction and thermal analysis. This paper shows

    that the refractive index variation is a combination between the structure

    contraction, the solvent evaporation, the silica wall condensation and the

    pyrolysis of the copolymer. We also investigate the optical properties of

    thermally grown silver nanoparticles in the mesotructured films and we

    demonstrate that these properties depend on the optical properties of the

    host matrix and on the silver concentration profile in the film.

    2011 Optical Society of America

    OCIS codes: (310.6860) Thin films, optical properties; (160.4236) Nanomaterials; (120.2130)

    Ellipsometry and polarimetry.

    References and links1. C. Jin, S. Lin, and J. T. Wetzel, Evaluation of ultra-low-k dielectric materials for advanced interconnects, J.

    Electron. Mater. 30(4), 284289 (2001).

    2. K. Maex, M. R. Baklanov, D. Shamiryan, F. Lacopi, S. H. Brongersma, and Z. S. Yanovitskaya, Low dielectric

    constant materials for microelectronics, J. Appl. Phys. 93(11), 87938841 (2003).3. S. Kataoka, A. Endo, M. Oyama, and T. Ohmori, Enzymatic reactions inside a microreactor with a mesoporous

    silica catalyst support layer, Appl. Catal. A Gen. 359(1-2), 108112 (2009).

    4. B. J. Scott, G. Wirnsberger, and G. D. Stucky, Mesoporous and mesostructured materials for opticalapplications, Chem. Mater. 13(10), 31403150 (2001).

    5. B. B. Troitskii, V. N. Denisova, M. A. Novikova, M. A. Lopatin, L. V. Khokhlova, and A. E. Golubev,

    Deposition of thin antireflection coatings based on mesoporous silicon dioxide by the sol-gel method in the

    presence of carbochain polymers and statistical copolymers, Russ. J. Appl. Chem. 81(8), 14411445 (2008).

    6. J. Melde, B. J. Johnson, and P. T. Charles, Mesoporous silicate materials in sensing, Sensors (Basel

    Switzerland) 8(8), 52025228 (2008).7. T. Gacoin, S. Besson, and J.-P. Boilot, Organized mesoporous silica films as templates for the elaboration of

    organized nanoparticle networks, J. Phys. Condens. Matter 18(13), S85S95 (2006).

    8. S. Besson, T. Gacoin, C. Ricolleau, C. Jacquiod, and J.-P. Boilot, 3D quantum dot lattice inside mesoporoussilica films, Nano Lett. 2(4), 409414 (2002).

    9. C. Renard, C. Ricolleau, E. Fort, S. Besson, T. Gacoin, and J.-P. Boilot, Coupled technique to produce two-

    dimensional superlattices of nanoparticles, Appl. Phys. Lett. 80(2), 300302 (2002).10. S. Besson, T. Gacoin, C. Ricolleau, C. Jacquiod, and J. P. Boilot, Phase diagram for mesoporous CTABsilica

    films prepared under dynamic conditions, J. Mater. Chem. 13(2), 404409 (2003).

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1019

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    2/15

    11. C. J. Brinker, Y. Lu, A. Sellinger, and H. Fan, Evaporation-induced self-assembly: nanostructures made easy,

    Adv. Mater. (Deerfield Beach Fla.) 11(7), 579585 (1999).

    12. S. Besson, C. Ricolleau, T. Gacoin, C. Jacquiod, and J.-P. Boilot, Highly ordered orthorhombic mesoporous

    silica films, Microporous Mesoporous Mater. 60(1-3), 4349 (2003).

    13. C. W. Koh, U. H. Lee, J. K. Song, H. R. Lee, M. H. Kim, M. Suh, and Y. U. Kwon, Mesoporous titania thinfilm with highly ordered and fully accessible vertical pores and crystalline walls, Chem. Asian J. 3(5), 862867

    (2008).

    14. P. Kipkemboi, A. Fogden, V. Alfredsson, and K. Flodstrm, Triblock copolymers as templates in mesoporous

    silica formation: structural dependence on polymer chain length and synthesis temperature, Langmuir 17(17),53985402 (2001).

    15. D. Zhao, Q. Huo, J. Feng, B. F. Chmelka, and G. D. Stucky, Nonionic triblock and star diblock copolymer andoligomeric surfactant syntheses of highly ordered, hydrothermally stable, mesoporous silica structures, J. Am.

    Chem. Soc. 120(24), 60246036 (1998).

    16. N. Kitazawa, H. Namba, M. Aono, and Y. Watanabe, Sol-gel derived mesoporous silica films using amphiphilictriblock copolymers, J. Non-Cryst. Solids 332(1-3), 199206 (2003).

    17. T. Maruo, S. Tanaka, N. Nishiyama, K.- Motoda, K. Funayama, Y. Egashira, and K. Ueyama, Low-index

    mesoporous silica films modified with trimethylethoxysilane, Colloids Surf. A Physicochem. Eng. Asp. 318(1-

    3), 8487 (2008).

    18. U. Kreibig and M. Vollmer, Optical Properties of Metal Clusters (Springer, 1995).

    19. K. L. Kelly, E. Coronado, L. L. Zhao, and G. C. Schatz, The optical properties of metal nanoparticles: theinfluence of size, shape, and dielectric environment, J. Phys. Chem. B 107(3), 668677 (2003).

    20. H. Portals, N. Pinna, and M.-P. Pileni, Optical response of ultrafine spherical silver nanoparticles arranged in

    hexagonal planar arrays studied by the DDA method, J. Phys. Chem. A 113(16), 40944099 (2009).21. L. Bois, F. Chassagneux, C. Desroches, Y. Battie, N. Destouches, N. Gilon, S. Parola, and O. Stphan,

    Electroless growth of silver nanoparticles into mesostructured silica block copolymer films, Langmuir 26(11),

    87298736 (2010).22. Y. Battie, N. Destouches, L. Bois, F. Chassagneux, N. Moncoffre, N. Toulhoat, D. Jamon, Y. Ouerdane, S.

    Parola, and A. Boukenter, Generation of an ordered layer of silver nanoparticles in mesostructured dielectricfilms, J. Nanopart. Res. 12(3), 10731082 (2010).

    23. Y. Battie, N. Destouches, L. Bois, F. Chassagneux, A. Tishchenko, S. Parola, and A. Boukenter, Growth

    mechanisms and kinetics of photo-induced silver nanoparticles in mesostructured hybrid silica films under UV or

    visible illumination, J. Phys. Chem. C 114(19), 86798687 (2010).

    24. N. Crespo-Monteiro, N. Destouches, L. Bois, F. Chassagneux, S. Reynaud, and T. Fournel, Reversible and

    irreversible laser microinscription on silver-containing mesoporous titania films, Adv. Mater. (Deerfield BeachFla.) 22(29), 31663170 (2010).

    25. L. Bois, F. Chassagneux, S. Parola, F. Bessueille, Y. Battie, N. Destouches, A. Boukenter, N. Moncoffre, and N.

    Toulhoat, Growth of ordered silver nanoparticles in silica film mesostructured with a triblock copolymer PEOPPOPEO, J. Solid State Chem. 182(7), 17001707 (2009).

    26. A. J. de Vries, E. S. Kooij, H. Wormeester, A. A. Mewe, and B. Poelsema, Ellipsometric study of percolation in

    electroless deposited silver films, J. Appl. Phys. 101(5), 053703 (2007).

    27. H. Pan, S. H. Ko, and C. P. Grigoropoulos, Thermal sintering of solution-deposited nanoparticle silver ink films

    characterized by spectroscopic ellipsometry, Appl. Phys. (Berl.) 93, 234104 (2008).

    28. T. W. H. Oates, L. Ryves, and M. M. Bilek, Dynamic spectroscopic ellipsometry determination ofnanostructural changes in plasmonic silver films, Opt. Express 15(24), 1598715998 (2007).

    29. T. W. H. Oates, L. Ryves, and M. M. Bilek, Dielectric functions of a growing silver film determined using

    dynamic in situ spectroscopic ellipsometry, Opt. Express 16(4), 23022314 (2008).30. D. Zhao, D. Yang, N. Melosh, J. Feng, B. F. Chmelka, and G. D. Stucky, Continuous mesoporous silica films

    with highly ordered large pore structures, Adv. Mater. (Deerfield Beach Fla.) 10(16), 13801385 (1998).

    31. G. J. A. A. Soler Illia, E. L. Crepaldi, D. Grosso, D. Durand, and C. Sanchez, Structural control in selk-standingmesostructured silica oriented membranes and xerogels, Chem. Commun. 20, 22982299 (2002).

    32. D. Grosso, G. J. de A. A. Soler-Illia, F. Babonneau, C. Sanchez, P.-A. Albouy, A. Brunet-Bruneau, and A. R.

    Balkenende, Highly organized mesoporous titania thin films showing mono-oriented 2D hexagonal channels,Adv. Mater. (Deerfield Beach Fla.) 13(14), 10851090 (2001).

    33. M. Losurdo, M. Giangregorio, G. Bruno, F. Poli, L. Armelao, and E. Tondello, Porosity of mesoporous silica

    thin films: kinetics of the template removal process by ellipsometry, Sens. Acutators B 126(1), 168173 (2007).

    34. S. Besson, C. Ricolleau, T. Gacoin, C. Jacquiod, and J. P. Boilot, A new 3D organization of mesopores in

    oriented CTAB silica films, J. Phys. Chem. B 104(51), 1209512097 (2000).

    35. M. R. Baklanov, K. P. Mogilnikov, V. G. Polovinkin, and F. N. Dultsev, Determination of pore size distribution

    in thin films by ellipsometric porosimetry, J. Vac. Sci. Technol. B 18(3), 13851391 (2000).36. C. Xue, B. Tu, and D. Zhao, Evaporation-induced coating and self-assembly of ordered mesoporous carbon-

    silica composite monoliths with macroporous architecture on polyurethane foams, Adv. Funct. Mater. 18(24),39143921 (2008).

    37. R. M. A. Azzam and N. M. Bashara,Ellipsometry and Polarized Light(North-Holland, 1987).

    38. M. Born and E. Wolf, Principles of Optics (Cambridge U. Press, 1999).

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1020

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    3/15

    39. K. Levenberg, A method for the solution of certain problems in least squares, Q. Appl. Math. 2, 164168

    (1944).

    40. D. Palik,Handbook of Optical Constants of Solids (Academic, 1985).

    41. F. C. Peiris, B. D. Hatton, G. A. Ozin, and D. D. Perovic, Anisotropy in periodic mesoporous silica and

    organosilica films studied by generalized ellipsometry, Appl. Phys. Lett. 87(24), 241902 (2005).42. T. W. Oates, Real time spectroscopic ellipsometric of nanoparticle growth, Appl. Phys. Lett. 88(21), 213115

    (2006).

    43. W. Li, S. Seal, E. Megan, J. Ramsdell, K. Scammon, G. Lelong, L. Lachal, and K. A. Richardson, Physical and

    optical properties of sol-gel nano-silver doped silica film on glass substrate as a function of heat-treatmenttemperature, J. Appl. Phys. 93(12), 95539561 (2003).

    44. G. J. C. Maxwell, Colours in metal glasses and metal, Philos. Trans. R. Soc. London, Ser. A 3, 385420(1904).

    45. P. K. L. Drude, Zur elektronen theorie der metalle, Annalen der Physik306(3), 566613 (1900).

    1. Introduction

    Because of various applications in microelectronics [1,2], in catalysis [3], or for optical

    coatings [4,5], chemical sensors [6] or host matrices for metallic and semiconductor

    nanoparticles growth [79], the synthesis of porous materials has become an important

    research field in the last few years. Sol-gel routine is used to elaborate mesoporous silica thin

    films with 2D or 3D hexagonal and cubic mesostructures [10]. These films are prepared by

    surfactant template methods in which an organic micellar mesophase self-organizes in the

    silica network during the deposition [11]. The formed mesostructure depends essentially on

    the surfactant nature and on the silica/surfactant ratio. The mesoporous silica films areobtained after removing the surfactant by calcination. Mesoporous thin films synthesized from

    non-ionic triblock co-polymer surfactants are interesting materials as they have high degree of

    ordering [12,13]. Moreover, this type of surfactant is both low cost and environmentally

    benign [14,15]. The refractive index of mesoporous silica films mainly depends on the film

    porosity and can be tuned by varying the molecular weight of the triblock copolymer [16]. A

    low refractive index film can then be obtained with a high molecular weight copolymer like

    Pluronic F127 (PEO106-PPO70-PEO106). Muro and associates have recently reported an

    increase of the porosity and a refractive index decrease, when raising the F127 concentration

    in a silica sol [17].

    The use of such mesoporous films as host matrices for in situ growth of metal

    nanoparticles has been investigated for the control of the surface plasmon resonance (SPR).

    The latter leads to an absorption band in the UV/visible spectrum whose position and shape

    depend on the nanoparticles size and shape, the refractive index of the host matrix [18,19] and

    the interparticle distance [20,21]. We have recently demonstrated that mesostructured silica

    films doped with a silver salt could be used to control the growth of silver nanoparticles

    thanks to an in situ chemical [22] or photo-chemical [23] reduction of silver ions. Mesoporous

    titanium dioxide films were also used to limit the growth of silver nanoparticles to the pore

    size under laser illumination [24]. Unlike the two previous reduction methods, the thermal

    growth of silver nanoparticles is known to generate greater nanoparticle sizes than the pore

    size [25].

    Although spectroscopic ellipsometry is known to be an efficient tool to follow the

    chemical [26,27] or the physical [2729] growth of silver nanoparticles on a substrate, to date,

    no work was reported on a complete spectroscopic ellipsometric characterization of the optical

    properties of silver nanoparticles embedded in a mesostructured silica film. Such

    nanocomposite films may present singular properties like anisotropy or graded index that need

    cross investigations to attest the results.

    To our knowledge, this paper reports the first complete ellipsometric characterisation ofmesoporous materials loaded with thermally grown silver nanoparticles. We firstly

    characterize the changes in mesostructured silica thin films without silver during calcination

    of F127 copolymer. The mesostructure, the compression in the normal direction, the chemical

    composition of the films are measured as well as their refractive index. The modelling of the

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1021

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    4/15

    ellipsometric parameters is correlated to the different results obtained on the films. Secondly,

    we demonstrate the capabilities of spectroscopic ellipsometry to investigate the optical

    properties of mesostructured silica films containing thermally grown silver nanoparticles. Our

    interpretations are also based on the characterization of the opto-geometrical matrix

    parameters and the silver location in the film thickness. This kind of material offers a great

    interest for the achievement of optical components based on low refractive index or on SPR.

    2. Synthesis

    All reactants are used as received from Sigma Aldrich Inc.. In our typical synthesis, 4 g of

    tetraetoxysilane (TEOS) are mixed with 1.76 g of hydrochloride acid HCl (0.055M). This

    solution is stirred 30 min. Then, 1.14 g of the tribloc copolymer F127 dissolved in 18 mg of

    ethanol are added to the initial solution. The sol is stirred 15 min. Finally, 1.7 g of silver

    nitrate are added in the sol and the sol is mixed during 15 min. This addition of silver nitrate is

    omitted for elaborating undoped films. Each film is deposited by dip-coating with a 3.5

    cm/min speed rate on a clean glass substrate or on a thermanox substrate, for TEM

    measurements, in a clean room class 1000 and under a yellow light in order to prevent the

    photoreduction of silver salt when it is added. The humidity rate and the temperature are

    respectively fixed at 50 5% and 21 1C in order to insure a better repeatability of the

    synthesis. Each film is transparent, crack-free and of good optical quality. Films are then

    directly heated 30 min in air at a temperature comprised between 100C and 400C.

    3. Characterisation

    The mesostructure of the film is characterized by X-ray diffraction with a Philips Xpert Pro

    diffractometer equipped with a monochromator and using the Cu K radiation. Transmission

    electron microscopy (TEM) pictures are recorded with a TOPCON EM002B transmission

    electrons microscope operating at 200 kV. The samples for TEM observations of film top

    views were prepared by scrapping the films. For TEM observations of the film cross sections,

    slices were cut by ultramicrotomy in films deposited on a thermanox substrate. In both cases,

    pieces of film were collected on a holey comb cabon TEM grid. The topography of the film

    surface is obtained thanks to a Philipps FEI NovaNanoSEM scanning electron microscope

    (SEM) operating at 15 kV or by using a 5500 atomic force microscope (AFM) from Agilent

    technologies in taping mode. Absorption spectra are recorded with a UV/Visible Perkin Elmer

    lambda900 spectrophotometer. The spectroscopic ellipsometric measurements were carried

    out using a UVISEL Jobin Yvon ellipsometer. The incident angle is fixed at 60. Thewavelength range used is 300 nm-800 nm. The glass substrate back surface of each sample

    characterized by ellipsometry is roughened to eliminate back reflection during ellipsometric

    measurements. The film thickness is measured with a DekTak mechanical profilometer.

    The porosity of the mesoporous thin films is deduced from the variation of their refractive

    index versus the relative pressure of water vapour using a SOPRA ES4G ellipsometer. The

    wavelength and the incidence angle are 632.8 nm and 70, respectively. Thermogravitometric

    analysis (TGA) data and thermal differential analysis (TDA) data are recorded with a Pyrus

    Perkin Elmer analyzer, in ambient air, with a heating rate of 10C/min from room temperature

    to 450C. The infrared spectra are measured in transmission thanks to a FT-NIR Perkin Elmer

    Spectrum One spectrophotometer. The wave number ranges from 1900 cm1

    to 4000 cm1, it

    is limited by the absorption of the glass substrate.

    4. Results and discussions

    4.1 Undoped films

    TEM images of the untreated and undoped films clearly show that the film is made of

    juxtaposed domains with different nanoorganizations and orientations (Fig. 1a). According to

    previous works [16,30,31], copolymers with high ethylene oxide/propylene oxide (EO/PO)

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1022

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    5/15

    ratio (>1.5) such as F127 are known to form preferentially cubic micellar structures. Many

    domains observed on our films have the same symmetry corresponding to the cubic Im 3m

    phase oriented along the axis , or , and in each case, the lattice parameter

    in a plane parallel to the surface plane is a// = 14.8 nm. This organization comes from the

    phase separation between the inorganic silica matrix and the organic F127 tribloc copolymer

    [11], which forms micelles that appear brighter than the silica walls on the SEM and TEM

    pictures. The average micelles diameter is estimated to 7.4 nm 0.3nm from TEMcharacterizations.

    a

    200nm 200nm

    b

    100nm

    ca

    200nm

    a

    200nm 200nm

    b

    200nm

    b

    100nm

    c

    100nm

    c

    Fig. 1. (a) TEM pictures of an untreated mesostructured thin film and SEM pictures of an

    untreated film surface (b) before and (c) after annealing at 400C.

    The mesostructure is also clearly observed on the SEM pictures of the untreated film

    surface (Fig. 1b). The micelles diameter and the lattice parameter of the mesostructure

    estimated in the surface plane from Fig. 1b to within the SEM resolution are similar to that

    determined from the TEM characterizations. After heat treatment at 400C these parameters

    are kept constant in the surface plane (Fig. 1c), which is consistent with results previously

    reported in the literature [12,32]. The latter also report a film shrinkage in the direction

    perpendicular to the film surface. In order to characterize the lattice parameter in that normal

    direction, XRD measurements were carried out on untreated and annealed films from 100C

    to 400C (Fig. 2). The XRD patterns of all films show oscillations resulting from interferences

    between the incident wave and the reflected wave on the substrate. The pseudo-period of these

    oscillations can be used to roughly estimate the film thickness that is 160 nm 46 nm at

    400C. The diffraction angle attributed to diffraction on the {110} reticular plane of a phase

    mIm 3 is identified on all XRD patterns. It indicates that the periodic structure is conserved

    after the thermal treatment. Kitazawa et al. [16] have shown that a thermal post-treatment can

    induce structural modifications when the copolymer used has a low molecular weight, which,

    according to Losurdo et al. [33] is likely to be due to the generation of thicker silica walls

    during the phase separation in such a case. The XRD diffraction angles and the calculated

    lattice parameters a for each temperature are summarized in Table 1. The lattice parameter a

    of an untreated film is 13.4 nm. It differs by about 10% from a// measured in the surface plane.

    This difference is caused by the anisotropic shrinkage of the mesostructure in the direction

    normal to the substrate plane that occurs during the drying step and that transforms spherical

    micelles into oblate ellipsoidal micelles [12,25].

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1023

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    6/15

    Fig. 2. XRD measurements of mesostructured thin films annealed at different temperatures.

    According to the XRD patterns, the annealing at 100C has no significant effect on the

    film mesostructure whereas the anisotropic shrinkage increases at higher temperature with a

    lattice parameter a decreasing by about 30% after a heat treatment at 400C. This contraction

    factor is similar to that observed by S. Besson et al. [12] and Kho et al. [13]. Thus, the thermal

    post treatment induces an important shrinkage along the normal direction to the substrate thatis linked to the thermal condensation of the silica network [34].

    Table 1. Lattice Parameter a in the Direction Perpendicular to the Film Surface

    Calculated from the XRD Diffraction Angle Measured after Heating the Films at

    Different Temperatures

    Temperature (C) Angle () a (nm)20 0.93 13.4

    100 0.9 13.8200 1.05 11.8300 1.25 9.9400 1.29 9.6

    The film topography was measured by AFM on an untreated sample and samples annealed

    at 100C, 200C, 300C or 400C (Fig. 3). A fine roughness of low amplitude that is likely to

    correspond to the film mesostructure appears on the films surface from 200C. However, theradius of curvature of the tip apex being of the order of magnitude of the pores radius after

    pyrolysis of the copolymer micelles, the AFM tip cannot give a faithful description of

    mesopores even after the thermal treatment at 400C. Without heat treatment or after

    annealing at 100C, the film surface is smoother at the nanometer scale and the high spatial

    frequencies are not observed anymore. In these cases the pores are filled with the copolymer

    and the topography signal does not distinguish the organic phase from the inorganic one.

    These AFM characterizations seem to indicate that the copolymer micelles located at the film-

    air interface degrade under heat treatment from 200C. Such degradation does not occur when

    measuring the TDA-TGA spectra of the only F127 copolymer, in the form of powder (see

    later), but may be due to a surface effect as the copolymer is in the form of micelles in the

    silica film.

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1024

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    7/15

    Fig. 3. AFM pictures of the surface of (a) an untreated thin film, and of films annealed at (b)

    100C, (c) 200C, (d) 300C and (e) 400C.

    The film porosity was also estimated from ellipsoporosimetry measurements after heat

    treatment at 400C. Ellipsoporosimetry combines ellipsometry and water vapour adsorption

    and desorption and allows estimating the film porosity and the pore diameter from the

    variations of the refractive index with relative pressure [35]. The hysteresis loop of the insert

    in Fig. 4a, obtained after adsorption and desorption of water corresponds to a type IV

    adsorption desorption isotherm and is characteristic of a porous sample. According to the

    modelling described in [35] the porosity and the pore diameter of this film can be estimated

    from the hysteresis loop to 31% and 3-4 nm, respectively (Fig. 4b). A similar porosity is

    reported in the literature on a mesoporous thin film after calcination of the same copolymer

    [16]. The pore diameter estimated from ellipsoporosimetry is smaller than that estimated from

    SEM characterizations on the same sample (Fig. 1c). This difference results from the

    compression of the mesostructure during calcination that flattens the pores and reduces their

    average volume and to the fact that our modelling assumes the presence of spherical pores

    [12].

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1025

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    8/15

    Fig. 4. (a) Ellipsoporosimetric measurements on a film annealed at 400C and (b) pores radiusdistribution.

    The changes in the film chemical composition with increasing temperature are evaluated

    by infrared spectroscopy in the light of the thermal analysis (DTA-TGA) of pure F127

    triblock copolymer (Fig. 5a). DTA and TGA curves recorded under ambient atmosphere

    exhibit a large exothermic peak centred at 390C and a significant weight loss occurring from

    350C. Therefore, the copolymer template can be completely removed by calcination at

    350C or more [36]. The comparison of the infrared transmission spectra (Fig. 5b) of

    untreated films and annealed films at 400C shows firstly the full disappearance of two

    absorption bands located at 2875 cm1

    and 2913 cm1

    and attributed to the stretching

    vibrations of the alkyl groups, and secondly the decrease of the absorption band centred at

    about 3350 cm1 and due to the stretching vibration of the alcohol or silanol groups. The lastband is also shifted toward 3600 cm

    1after heat treatment. This shift can be attributed to the

    modification of the OH vibrations frequency during the condensation of the silica walls. The

    persistence of the band indicates that silanol groups remain in the film and that the

    condensation of the silica network is incomplete. In addition, the disappearance of the two

    bands located around 2900 cm1

    results from the evaporation of residual solvent, the

    condensation of the silica network and the pyrolysis of F127 that is supposed to be complete

    according to DTA-TGA results. IR spectra show that no change occur when annealing the

    film for 1h instead of 30 min at 400C. They confirm that the chemical composition of the

    film is stabilized after a 30 min-long heat treatment at 400C.

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1026

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    9/15

    Fig. 5. (a) DTA/TGA of pure F127 tribloc copolymer and (b) IR transmission spectra of thefilm as deposited and after annealing at 400C for 30 min and 1h.

    The changes in the chemical composition during the thermal treatment significantly affect

    the opto-geometrical properties of the film. Spectroscopic ellipsometry [37] was used to

    measure the film thickness and refractive index after different heat treatments. The results

    (Fig. 6) show that the mesostructured film behaves as an isotropic homogeneous layer after

    annealing up to 300C and as an anisotropic homogeneous layer at higher temperatures. For

    the isotropic films the refractive index is estimated by fitting the results with a Lorentz

    dispersion law [38]:

    ( ) ( )( )1/2

    2 2 21 1 / ,s t tn = + (1)

    where s is the permittivity of the film at high wavelength, and and t are the frequency of

    light and the resonance frequency, respectively. In the case of anisotropic films, the

    birefringence is assumed to be uniaxial with an optical axis perpendicular to the film surface.

    The ordinary no and extraordinary ne refractive indexes are both modelled with Eq. (1).

    Whatever the calcination temperature the films are transparent in the visible range and the

    extinction coefficient is supposed to be null. The estimation of the refractive index relies on

    the minimization of a mean square error (MSE) function giving the distance between the

    experimental and the simulated ellipsometric parameters. The use of a Levenberg Marquardt

    algorithm allows optimizing three parameters simultaneously, s, t, and the film thickness d

    [39]. The optimized results shown in Fig. 6 correspond to MSE smaller than 0.7 for the

    isotropic films and smaller than 0.2 for the anisotropic ones. This low MSE values confirm

    that considering our films, made of self-assembled copolymer micelles in a silica network, ashomogeneous films is coherent. Such films do not scatter light, the micelles are much smaller

    than the visible wavelengths and the dielectric contrast inside the film is not high.

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1027

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    10/15

    1.25

    1.3

    1.35

    1.4

    1.45

    1.5

    1.55

    1.6

    1.65

    300 400 500 600 700 800

    Wavelength (nm)

    Refractiveindexo

    fthematri

    untreated 100C

    200C 250C

    300C 350C Ordinary

    350C Extraordinary 400C Ordinary

    400C Extraordinary 200C with silver

    Fig. 6. Refractive index dispersion at various temperatures during calcination of F127.

    The estimated refractive index of the film without annealing or after annealing up to

    100C (Fig. 6), 1.480 at 500 nm wavelength, is very close to that of silica [40]. This refractiveindex abruptly decreases with the annealing temperature between 100C and 200C where it

    falls to 1.399 at 500nm, then it slightly decreases down to 1.382 for a temperature reaching

    300C and falls again abruptly between 300C and 350C. The lower refractive index values

    are obtained at 400C where n0 = 1.285 and ne = 1.270, corresponding to a negative

    birefringence. At the same time, during the temperature increase the film thickness

    progressively decreases by 37%, as also observed by profilometric measurements (Table 2).

    This shrinkage is in agreement with the contraction of 30% of the film structure previously

    observed by XRD.

    Table 2. Film Thickness Estimated from Ellipsometric and Profilometric Measurements

    after Heating the Films at Different Temperatures

    Temperature (C)

    Thickness estimated by

    ellipsometry (nm)

    Thickness estimated by

    profilometry (nm)20 250 243

    100 234 226

    200 205 198

    250 186 191

    300 182 177

    350 163 168

    400 156 151

    The first fall in refractive index between 100C and 200C is most probably due to the

    evaporation of residual solvent that creates microporosity in the film. It must also be related to

    the fact that nanoscale porosity appears on the surface topography (Fig. 3c) from 200C. It

    could then also correspond to the formation of mesopores near the top surface of the film. The

    second fall observed between 300C and 350C is attributed to the pyrolysis of the copolymer(Fig. 5a). The latter leads to the formation of a mesoporous silica film whose refractive index

    depends on the air volume ratio. The observed birefringence from such temperature was also

    reported by Peiris et al. [41] who concluded that higher the surfactant concentration in the sol

    greater the birefringence.

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1028

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    11/15

    4.2 Silver containing films

    The mesostructured silica films doped with silver nitrate underwent the same heat treatment

    than the undoped films, which led to the formation of silver nanoparticles on top of the

    copolymer degradation. The initially colourless films take a yellowish color characteristic of

    the surface plasmon resonance of silver nanoparticles [25] from 120C. This temperature is

    the same as that reported for the thermal growth of silver nanoparticles in a polystyrene film

    [42]. The SPR band observed on the absorbance spectra of Fig. 7 has growing amplitude withincreasing temperature up to 200C, which results from the rise of the nanoparticles

    concentration and size. Then, from 200C to 400C the amplitude of the SPR band decreases

    so far as to disappear. The nanoparticles are indeed likely to be reoxidized at such high

    temperatures as already reported in silica films [43]. It can be noted here that the absorbance

    level, given by log (1-A-R), A being the absorption coefficient and R the reflection

    coefficient of the film, after calcination at 400C is smaller than that of the untreated film.

    After calcinations at 400C, the film is mesoporous and has a low effective index. It behaves

    like an antireflection coating, with lower R and then lower absorbance than the initial film.

    Such a film is transparent and colourless and cannot be coloured again by annealing at 200C

    or at any temperature below 550C.

    300 400 500 600 700 800

    0.0

    0.2

    0.4

    Absorbance(a.u.)

    Wavelength (nm)

    Untreated

    120C

    200C

    250C

    300C

    400C

    Fig. 7. Absorbance spectra of mesostructured silica films doped with silver salt after thermal

    reduction at temperatures ranging from room temperature to 400C.

    The formation of silver nanoparticles between 120C and 200C as well as their

    disappearance at 400C are confirmed by TEM characterizations of the films (Fig. 8). High-

    resolution TEM images (insert in Fig. 8a) show that the nanoparticles are crystallised in the

    typical fcc symmetry of bulk silver. TEM pictures of the film cross section after annealing at

    160C (Fig. 8a) show that the silver-nanoparticle distribution is not homogeneous in the film

    depth. Even if silver nanoparticles grow within the whole film, they mostly concentrate at the

    film-substrate interface. Near this interface, their size exceeds the copolymer micelle size with

    a mean diameter of 11 nm with a standard deviation of 7 nm. Therefore, we cannot conclude

    as we did previously when using a chemical reduction [22], or an optical reduction [23]

    process that the silica walls of the mesostructured films act as molds for the nanoparticles

    growth.

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1029

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    12/15

    Fig. 8. TEM pictures of mesostructured silica films doped with silver salt and annealed (a) at160C or (b) at 400C during 30min.

    Silver diffusion towards the sample substrate was better evidenced by Rutherford

    Backscattering Spectrometry (RBS) measurements. The experimental conditions are presented

    in a previous paper [22]. Before heat treatment, silver (in the form of silver nitrate) is

    distributed in the whole film thickness with however higher concentration near the film-air

    interface. After annealing at 200C, the concentration gradient is completely reversed with a

    higher concentration near the film-substrate interface consistent with the TEM observations

    showing silver nanoparticles concentrated near the substrate. RBS data processing (Fig. 9b)

    also evidence the diffusion of a part of silver inside the substrate. After annealing at 400C,

    silver has completely disappeared from the film to diffuse in the substrate where it is diluted.Such observations were also reported on silver containing silica films annealed at similar

    temperatures and were attributed to an interdiffusion between Ag in the film and Na in the

    glass substrate [43].

    Fig. 9. (a) RBS spectra and (b) calculated distributions of silver in the film depth for differentannealing temperatures. The films are deposited on glass substrates.

    Removing Na from the substrate by using quartz instead of glass substrates, we indeed

    thickness (Fig. 10) and that only a low decrease of the SPR band occurs after annealing at

    400C (not shown). Therefore, interdiffusion between Ag and Na is likely to occur in our film

    also. The latter may explain the stability of the colourless film (on glass) annealed at 400C

    since sodium likely increases the stability of silver oxide at high temperature [43].

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1030

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    13/15

    Fig. 10. (a) RBS spectra and (b) calculated distributions of silver in the film depth for differentannealing temperatures. The films are deposited on silica substrates.

    Ellipsometric measurements were performed on a sample annealed at 200C. Because of

    the presence of silver nanoparticles, the film effective index was modelled using the Maxwell

    Garnett theory [44]. In this effective medium approximation the film refractive index is

    calculated from the refractive indexes of silver nanoparticles and of the hybrid silica matrix as

    a function of filling factor q. As previously, Eq. (1) is used to describe the refractive index of

    the hybrid matrix including silica and copolymer and Eq. (2), below, describes the

    nanoparticle refractive index according to the Drude model [45]:

    ( )2 / ,D p i = (2)

    where

    represents the contribution of the interband transitions in the visible range,

    is thefree-electrons relaxation rate, p the plasmon frequency and the light frequency. Moreover,

    in the light of TEM (Fig. 8a) and RBS (Fig. 9) characterizations, the film is assumed to be

    made of two sub-layers of unknown thickness and filling factor. Therefore the minimization

    of the MSE function relies here on the optimization of 9 parameters: two thicknesses and

    filling factors, s and t for the dielectric matrix and the three parameters of the Drude model

    , and p. The refractive indexes obtained after fitting the ellipsometric data are shown in

    Fig. 6 and Fig. 11 and correspond to a MSE of 0.04. The optimized fit leads to a 88 nm-thick

    top layer composed of 0.2% of silver and a 8 nm-thick bottom layer composed of 11.5% of

    silver. The total film thickness deduced from ellipsometry measurements is in accordance

    with that estimated from profilometric measurements on the same sample (90 14 nm). Since

    TEM characterizations on the cross-section need to deposit the films on polymer substrates

    the film thickness changes in that case and cannot be compared with the other results. The

    bottom layer thickness corresponds to the height of the nanoparticles located at the film-

    substrate interface according to TEM characterizations (Fig. 8a).

    The refractive index of the host matrix reported on Fig. 6 is slightly higher than the

    refractive index of an undoped film treated at the same temperature. This little difference can

    be due to the presence of silver nitrate in the sol, which modified the gelification conditions of

    the sol by increasing its viscosity [43] and consequently its refractive index. Moreover, the

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1031

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    14/15

    growth of silver nanoparticles in the film can strained the silica walls and consequently can

    slightly increase their refractive index.

    The complex effective indexes of both layers are plotted on the Fig. 11. Due to the low

    concentration of silver nanoparticles in the top layer, the real part of its effective refractive

    index is relatively similar to the refractive index of the host matrix excepted near the

    resonance. The real part of the effective refractive index of the bottom layer has a sigmoidal

    shape that varies by 0.5 between near UV and red leading to a strong dispersion of light. The

    SPR band of silver nanoparticles (imaginary part of the effective refractive index) strongly

    differs in amplitude between the two sub-layers due to the large difference in silver content

    and is centred at 448 nm and 465 nm in the top and bottom layer, respectively. As the matrix

    refractive index is identical for both sub-layers, the redshift of the SPR band of the bottom

    layer is attributed to higher silver-nanoparticles mean diameter in keeping with TEM

    observations (Fig. 8a).

    Fig. 11. Dispersion laws of the complex effective index of (a) the top layer and (b) the bottomlayer of the silver containing films after annealing at 200C.

    Finally, the recovering of the film effective refractive index from ellipsometric

    measurements when the film is nanostructured and leads to involve many parameters in the

    modelling is not a priori easy and sure. But, the combination of characterization techniques

    allowed us to establish an appropriate modelling that gives coherent results. The latter may be

    useful for developing optical devices based on silver nanoparticles

    5. Conclusion

    The optical properties of mesostructured silica thin films were directly correlated to their

    composition and structural properties. Under increasing temperature, the film refractive index

    decreases from 1.47 to 1.27 and becomes anisotropic. Used as a host matrix for the silver

    nanoparticles growth the film exhibits two different complex refractive index values

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1032

  • 7/29/2019 2011_Optical Properties of Silver Nanoparticles

    15/15

    depending on the depth. Silver is indeed largely concentrated in the film depth as confirmed

    by RBS measurements.

    Acknowledgments

    This work is supported by the region Rhne Alpes and ANR in the framework of JCJC 10

    1002 project (UPCOLOR). We thank S. Reynaud and F. Vocanson from Hubert Curien

    Laboratory (LHC), Saint-Etienne France, for the AFM characterizations and the IR spectra,

    respectively. We also thank Aziz Boukenter from LHC for fruitful discussions.

    #146172 - $15.00 USD Received 19 Apr 2011; revised 17 Aug 2011; accepted 17 Aug 2011; published 24 Aug 2011

    (C) 2011 OSA 1 September 2011 / Vol. 1, No. 5 / OPTICAL MATERIALS EXPRESS 1033