2004 Inquiry Into Children’s Mathematical Thinking

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    RUTH M. STEINBERG, SUSAN B. EMPSON and THOMAS P. CARPENTER

    INQUIRY INTO CHILDRENS MATHEMATICAL THINKING

    AS A MEANS TO TEACHER CHANGE

    ABSTRACT. In the context of U.S. and world wide educational reforms that require

    teachers to understand and respond to student thinking about mathematics in new ways,

    ongoing learning from practice is a necessity. In this paper we report on this process for

    one teacher in one especially productive year of learning. This case study documents how

    Ms. Statzs engagement with childrens thinking changed dramatically in a period of only

    a few months; observations and interviews several years later confirm she sustained this

    change. Our analysis focuses on the mathematical discussions she had with her students,

    and suggests this talk with children about their thinking in instruction served both as an

    index of change, and, in combination with other factors, as a mechanism for change. Weidentified four phases in Ms. Statzs growth toward practical inquiry, distinguished by her

    use of interactive talk with children. Motivating the evolution of phases were two sorts of

    mechanisms: scaffolded examination of her students thinking; and asking and answering

    questions about individual students thinking. Processes for generating and testing knowl-

    edge about childrens thinking ultimately became integrated into Ms. Statzs instructional

    practices as she created opportunities for herself, and then students, to hear and respond to

    childrens thinking.

    KEY WORDS: discourse community, elementary mathematics, practical inquiry, teacher

    change, teacher learning, teacher reflection

    Mathematics educators have articulated a vision for teaching mathematics

    that includes engaging students in problem solving, mathematical argu-

    mentation, and reflective communication (NCTM, 1991, 2001). Calls for

    instructional reform in mathematics have been accompanied by demands,

    in many countries, for radical changes in teaching practices. Many teachers

    have learned to teach in ways consistent with calls for reform (Cobb, Wood

    & Yackel, 1990; Cobb & McClain, 2001; Fennema et al., 1997; Hiebert,

    Carpenter, Fennema et al., 1997; Hiebert & Wearne, 1993; Jaworski, Wood

    & Dawson, 1999; Schifter & Fosnot, 1993; Sullivan & Mousley, 2001).

    Without attention to how teachers learn, however, our understanding of

    instructional reform is seriously incomplete (Franke, Carpenter, Levi &

    Fennema, 2001; Hammer & Schifter, 2001; Richardson & Placier, 2001;Schn, 1983; Sherin, 2002).

    A small but growing body of research has focused on teacher learning

    as practical inquiry into the problems of teaching (Jaworski, 1998, 2001;

    Journal of Mathematics Teacher Education 7: 237267, 2004.

    2004 Kluwer Academic Publishers. Printed in the Netherlands.

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    238 RUTH M. STEINBERG ET AL.

    Lampert, 1985; Richardson, 1994; Tabachnick & Zeichner, 1991). This

    research has found that teachers who engage in practical inquiry are able

    to change their teaching in ways that are sustainable and self generative

    (Franke, et al., 2001). There has been little research, however, on theprocess of change towards inquiry-oriented practice.

    In the current study, we focus on one teachers use of practitioner

    knowledge and research-based knowledge as she learned to integrate

    practical inquiry into her teaching. We focus in particular on the mathe-

    matical discussions she had with her students, and argue that this talk with

    children about their thinking during instruction served both as an index of

    change, and, in combination with other factors, as a mechanism for change.

    We concentrate on this latter feature of teacher-student talk because, we

    contend, it provides insight into the nature of generative change (Franke et

    al., 2001) in teaching.

    This teachers mature teaching can be characterized as an integra-

    tion of inquiry and instruction, in which both she and students learned.Although the process of change we have documented does not necessarily

    represent the path to practical inquiry that all teachers should take, it lends

    useful insight into how a teacher can combine practitioner knowledge and

    research-based knowledge to ask and answer questions profitably about

    teaching and learning.

    The teacher, Kathy Statz,1 taught mathematics using the precepts

    of Cognitively Guided Instruction (CGI) (Carpenter & Fennema, 1992;

    Carpenter, Fennema, Franke, Levi & Empson, 1999; Carpenter, Fennema,

    Franke, Levi & Empson, 2002). CGI is a research and professional devel-

    opment program founded on the fact that children enter school with a rich

    store of informal knowledge that provides a basis for engaging in problemsolving. We draw on previous research that documents levels of teachers

    engagement with childrens thinking in order to track Ms. Statzs learning

    (Fennema et al., 1996; Franke et al., 2001; Simon & Schifter, 1991). We

    go beyond documenting the fact of change to describe how she progressed

    from one level to the next, initially by reflecting on instruction as questions

    about her students thinking were posed for her and, later, by posing and

    answering such questions herself. Changes in her practice accompanied

    these changes in her stance towards teaching.

    CONCEPTUAL FRAMEWORK

    Research suggests that teachers learn a great deal from teaching, but the

    content of that learning varies from teacher to teacher (Richardson, 1990;

    Richardson & Placier, 2001). Conditions that appear to be most condu-

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    INQUIRY INTO CHILDRENS THINKING 239

    cive to learning include: 1) membership in a discourse community that

    provides tools for framing and solving the problems of teaching (Ball,

    1996; Cobb & McClain, 2001; Stein, Silver & Smith, 1998; Wenger,

    1998); 2) processes for reflectively generating, debating and evaluatingnew knowledge and practices (Ball, 1996; Jaworski, 1988; Wilson &

    Berne, 1999; Wood, 2001); and 3) ownership of change, so that the prob-

    lems of teaching that change is meant to address are problems that teachers

    want to solve and feel capable of solving (Loucks-Horsley & Steigelbauer,

    1991; Simon & Schifter, 1991).

    None of these conditions, alone or in combination, assures ongoing

    teacher learning. Perhaps the most important is teachers own stance

    towards practice as inquiry (Jaworski, 1994; Schifter & Fosnot, 1993;

    Tom, 1985). This inquiry can take several forms. It can be exercised in

    interaction with students and the curriculum (Sherin, 2002) or removed

    from classroom interactions, in reflection on action (Mewborn, 1999;

    Schn, 1983, 1987; Wood, 2001). Little (1999) noted that the systematic,sustained study of student work, coupled with individual and collective

    efforts to figure out how that work results from the practices and choices

    of teaching may be one of the most powerful sites for teacher inquiry

    (p. 235). Student thinking is not the only focus possible, but it is one

    that has proven productive for teachers and students (Carpenter, Fennema

    & Franke, 1996; Carpenter, Fennema, Peterson, Chiang & Loef, 1989;

    Schifter, 2001; Steinberg, Carpenter & Fennema, 1994; Tzur, 1999).

    Teachers who change in ways that embrace new knowledge and beliefs

    about childrens problem solving do not necessarily sustain that change

    or continue to change. Franke et al. (2001) found that the most profound

    change among a group of 22 CGI teachers occurred for those who engagedin practical inquiry into childrens thinking. Those 10 teachers, more than

    the rest, thought of the research-based framework for childrens problem

    solving as their own to create, adapt, and investigate (Franke et al.,

    2001, p. 683). Franke et al. (2001) called this learning generative change

    because teachers used what they knew to generate new knowledge through

    practical inquiry, and saw this inquiry as part of their identity as profes-

    sionals. In particular, 1) these teachers believed understanding childrens

    thinking was central to their work, and 2) their knowledge of childrens

    thinking went beyond the frameworks first presented to teachers in staff

    development four to eight years earlier.

    Not all teachers who use problem solving in teaching (e.g., NCTM,

    2000) take a stance of inquiry toward their practice. There are many profi-cient teachers whose instruction is based on problem solving but who do

    not engage in practical inquiry. However, as Franke and colleagues (2001)

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    240 RUTH M. STEINBERG ET AL.

    argued, practical inquiry is a powerful means to the continued improve-

    ment of practice. The case we report here is an example of a teacher

    who not only taught in reform-oriented ways, but also developed a stance

    of inquiry towards her practice. We examine in closer detail the processof change towards what Franke and colleagues (2001) called generative

    learning and the mechanisms that appeared to stimulate this change.

    Levels of Teacher Change in Cognitively Guided Instruction

    The teacher in this study taught mathematics using Cognitively Guided

    Instruction (CGI). In this approach to professional development, teachers

    are encouraged to use research-based knowledge about childrens mathe-

    matical thinking to make instructional decisions (Carpenter et al., 1999). It

    differs from most curricular interventions in that lessons are not prescribed

    for the teachers. Instead, teachers plan for instruction using what theyknow about their own students and their general knowledge of childrens

    problem solving. CGI consists of research information about the develop-

    ment of childrens thinking, portrayed through problem-type frameworks

    that emphasize semantic differences among problems and solution strategy

    hierarchies. Teachers learn which semantic features of problems are easiest

    for children to understand, and which features are more difficult. In whole-

    number addition and subtraction, for example, problems involving actions

    on sets (e.g., joining two sets together) are generally easier than problems

    involving relationships between sets (e.g., comparing the sizes of two sets).

    Similar analyses have been developed for multiplication and division, and

    the development of base-ten concepts and multidigit strategies for addition

    and subtraction. (See Carpenter et al. [1999] for more information.)

    A longitudinal study of a sample of 21 first through third-grade teachers

    involved in CGI professional development documented five distinct levels

    of teachers use of childrens thinking (Fennema et al., 1996). Franke et

    al. (2001) revised the levels to reflect the integration of teacher beliefs and

    practices, and called the classification scheme engagement with childrens

    mathematical thinking (Table I). The levels are useful for characterizing

    teacher change, for they go beyond dichotomizing teachers practice into

    reform-oriented or not. Fennema et al. (1996) found that teachers who

    engaged with childrens thinking at levels 3, 4a, and 4b of the scale taught

    in ways that were distinctly different from teachers at levels 1 and 2. The

    key distinctions hinged on students opportunities to solve and discussproblems. Further, student outcomes were higher in the classrooms of

    teachers at the top three levels (see also Carpenter et al., 1989). We review

    these levels here and use them to describe Ms. Statzs growth.

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    INQUIRY INTO CHILDRENS THINKING 241

    TABLE I

    Levels of Engagement with Childrens Mathematical Thinking from Franke, et al., 2001,

    p. 662 (Copyright 2001 by the American Educational Research Association; reproduced

    with permission from the publisher)

    Level 1: The teacher does not believe that the students in his or her classroom can solve

    problems unless they have been taught how.

    Does not provide opportunities for solving problems.

    Does not ask the children how they solved problems. Does not use childrens

    mathematical thinking in making instructional decisions.

    Level 2: A shift occurs as the teacher begins to view children as bringing mathematical

    knowledge to learning situations.

    Believes that children can solve problems without being explicitly taught a

    strategy.

    Talks about the value of a variety of solutions and expands the types of problems

    they use.Is inconsistent in beliefs and practices related to showing children how to solve

    problems.

    Issues other than childrens thinking drive the selection of problems and

    activities.

    Level 3: The teacher believes it is beneficial for children to solve problems in their

    own ways because their own ways make more sense to them and the teacher wants the

    children to understand what they are doing.

    Provides a variety of different problems for children to solve.

    Provides an opportunity for the children to discuss their solutions.

    Listens to children talk about their thinking.

    Level 4A: The teacher believes that childrens mathematical thinking should determine

    the evolution of the curriculum and the ways in which the teacher individually interacts

    with students.

    Provides opportunities for children to solve problems and elicits their thinking.

    Describes in detail individual childrens mathematical thinking.

    Uses knowledge of thinking of children as a group to make instructional

    decisions.

    Level 4B: The teacher knows how what an individual child knows fits in with how

    childrens mathematical understanding develops.

    Creates opportunities to build on childrens mathematical thinking.

    Describes in detail individual childrens mathematical thinking.

    Uses what he or she learns about individual students mathematical thinking todrive instruction.

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    242 RUTH M. STEINBERG ET AL.

    At level 1, teachers mostly used direct instruction, and, as measured by

    interviews and beliefs scales, did not believe children could invent their

    own strategies to solve problems. There was little to no opportunity for

    children to solve problems. At Level 2, teachers began to believe childrencould solve problems on their own, but were inconsistent in implementing

    this belief. At Level 3, teachers believed children should solve problems

    using their own strategies because it led to deeper understanding. Children

    were presented with a variety of problems to solve and discuss. Teachers

    listened to childrens thinking, but did not necessarily build on it. Although

    they understood the problem-types and solution-strategy frameworks, they

    were not aware of individual childrens thinking in detail. Nonetheless, this

    level marked a departure from the teacher-centered instruction that charac-

    terized levels 1 and 2. At Level 4A, teachers believed childrens thinking

    should drive the curriculum. Childrens thinking was elicited and teachers

    could describe that thinking in detail. However, decisions about how to

    build on that thinking were made at a global level, for the whole class.At Level 4B, teachers believed the curriculum should be driven by what

    individual children know. They knew what problems individual children

    could solve, what strategies children used, and how childrens strategies fit

    with understanding mathematics. Teachers used this knowledge to build on

    individual childrens thinking in instruction. Fennema et al. (1996) argued

    that instruction at Levels 3, 4A and 4B epitomize the process standards

    of the reform movement (p. 429). Thus, teachers who reach levels 3 and

    above teach in ways that are consistent with U.S. calls for mathematics

    education reform (National Council of Teachers of Mathematics, 1991;

    2000).

    Fennema et al. (1996) found 19 out of 21 teachers teaching at Level 3or higher at the end of a four-year intervention; that is, 90% of the study

    teachers taught using reform-oriented practices by the studys conclusion.

    Nine of those teachers began the study at Level 1, and seven teachers at

    Level 2. Twelve teachers instruction was classified as Level 3 by the end

    of the study, suggesting that attaining Level 4A or 4B is not common, even

    among teachers who change.

    The case study we report here deepens our understanding of how

    teachers may attain a level of teaching in which instruction is based

    on teachers generative knowledge of individual childrens mathematics

    (Level 4b in the scale).

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    INQUIRY INTO CHILDRENS THINKING 243

    METHOD

    This study was conducted in collaboration with one fourth grade teacher,

    Ms. Statz, who has worked as a classroom teacher and mathematicsresource teacher for grades K-5. We collected data at three points in time.

    At the first point, the first author acted as an observer participant for a

    five-month period, in Ms. Statzs third full year of teaching. At the second

    point, the following year, Ms. Statz was observed by the second author,

    over a period of several months. These data are used to ascertain whether

    Ms. Statz maintained the changes documented here, and are only briefly

    reported in this paper. At the third point, several years later, Ms. Statz

    was interviewed about her growth as a teacher, looking back on her career

    beginning with her pre-service teacher education.

    Data Collected in Ms. Statzs Third Year of Teaching

    At the time of the observations, Ms. Statz had been teaching three years,

    all of which were with fourth grade classes. She had implemented CGI

    from the first year, after learning about it in her University certification

    program. That years class consisted of 21 students from a racially, ethni-

    cally, linguistically, and economically diverse population of families. A

    third of the class was new to the school. All the childrens names reported

    in this paper have been changed.

    PROCEDURES

    Classroom observations. Thirty-four complete mathematics lessons were

    observed by the first author, over a five-month period. Lessons were

    audiotaped and parts were transcribed. Field notes were taken on teacher-

    student interactions, students solution processes, class organization, and

    the teachers knowledge of, and efforts to build on, childrens thinking.

    Nine children were randomly selected as target students and their solution

    processes were documented regularly by observing them and asking them

    how they solved the problems. The other children were observed on a

    rotating basis.

    Teachers meetings with researcher. The first author met with Ms. Statz 13

    times during the first year of data collection, usually once a week for 3040minutes. All meetings were audiotaped and transcribed, and included

    discussions about Ms. Statzs knowledge of her childrens thinking, her

    decision making processes regarding content and classroom organization

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    244 RUTH M. STEINBERG ET AL.

    and their relation to childrens thinking, and the researchers observa-

    tions of specific solution strategies in interviews with students or in class

    observations.

    Student assessments. Each child was interviewed at length, at the begin-

    ning and at the end of the study, on solution strategies for word problems in

    a variety of content areas. Students mathematics journals were examined

    regularly by the researcher.

    Data analysis. Observations and interview decisions were made in

    response to the situations arising in the classroom and in the teacher-

    researcher discussions. Themes consistent with teacher change and the

    CGI framework for teachers engagement with childrens thinking were

    marked, such as teachers knowledge and beliefs, building on thinking

    in instruction, and teacher-identified dilemmas and resolutions (Denzin &

    Lincoln, 2000).

    Career Interview. Ms. Statz was interviewed by the second author several

    years after the primary data were collected. The interview was designed to

    elicit the story of her teaching career, in terms of formative events, such

    as high points, low points and turning points. The interview was adapted

    from interviews (Math Stories) used by Drake (under review)2 to elicit the

    stories for teachers involved in reform.

    RESULTS AND DISCUSSION

    In her third year of teaching, Ms. Statz changed dramatically in her knowl-

    edge of childrens thinking and the use of interactive talk to enhance this

    knowledge and build on her students understanding. In this section, we

    describe how Ms. Statz made the transition from good reform-oriented

    teaching, corresponding to level 3 in Franke et al.s (2001) scale, to

    outstanding teaching, corresponding to level 4b, that incorporated practical

    inquiry as a way to continue to acquire knowledge and gain insights into

    teaching. We documented four distinct phases of change. We frame the

    changes Ms. Statz experienced in her third year of teaching by describing,

    based on her own reports, Ms. Statzs earlier and later years of teaching

    and teacher learning.

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    INQUIRY INTO CHILDRENS THINKING 245

    Early Teaching Years

    Ms. Statz reported that she left her teacher certification program with a

    commitment to working with a belief in all childrens potential to succeed.

    She began her teaching career in a fourth-grade classroom. She describedher first year teaching as one of two low points in her career because she

    had no materials to teach mathematics other than a commercial textbook

    series. She tried to use it, but felt lousy when she taught expository

    lessons. She felt her students were not learning.

    Ms. Statz decided to abandon the textbook in the middle of the year and

    to begin using the framework for problem types and solution strategies,

    the basis for CGI, to plan instruction. She had the support of her principal

    and a mathematics resource teacher, Ms. J, who was herself experienced at

    building on childrens thinking. During this time, Ms. Statz gladly accepted

    help from Ms. J, who would say things like . . . Dont tell [the students]

    that. Let them find it out. Ms. Statz reported that, with help from Ms. J, she changed her mathe-

    matics instruction a great deal during that first year, but described the

    second year and beginning of the third as more of a plateau. The

    remaining stretch of the third year the time we report on here was

    described by Ms. Statz as a big jump.

    Third Year Teaching: A Year of Change

    In her third year of teaching, Ms. Statz experienced intense growth in

    understanding childrens thinking, knowledge of the content area, and

    beliefs about her role as a teacher. Concurrent with this learning, Ms. Statz

    developed a stance of inquiry into her teaching practice and its relationshipto childrens thinking. In this section, we document these changes, and

    consider possible mechanisms of growth. These mechanisms include the

    types of situations that prompted Ms. Statz to perceive a need for change,

    and how her concerns and internal debates inhibited or contributed to

    change.

    PHASE 1: LEVEL 3 ENGAGEMENT WITH

    CHILDRENS THINKING

    In November of the school year, Ms. Statzs instruction was consistent with

    calls for reformed classrooms (NCTM, 1989) and CGIs Level 3 of engage-ment with childrens thinking (Table I): students solved challenging word

    problems using their own strategies; the teacher gave students opportuni-

    ties to present and talk about their strategies; and children recorded how

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    246 RUTH M. STEINBERG ET AL.

    they solved problems in mathematics journals. No textbook was used. Ms.

    Statzs goals for her students coincided with several of those of the reform

    movement:

    Being able to write about math. And being able to verbalize what theyre doing andthinking about math . . . Being able to feel comfortable enough about math to share what

    theyre talking about. And to develop an appreciation for each other. That people solve

    math problems differently and thats okay.

    Ms. Statz often chose topics for word problems that related to a story the

    children had read in class or to events in the childrens lives (e.g., selling

    things in the school store, counting the number of names on a childs cast).

    Talk with Children about their Thinking

    Although students had opportunities to solve problems, Ms. Statz did

    not build on or extend childrens solutions strategies in her interactions

    with students. After children solved problems, there were short discus-sions of each problem, lasting 5 to 10 minutes, in which four or five

    different strategies were presented. Although Ms. Statz encouraged the

    children to talk about their strategies, she seldom challenged them to

    justify them, think of alternative solutions, or relate their strategies to more

    advanced strategies. She listened to what they said, and accepted it with

    little questioning.

    For example, one day late in the fall, Dan showed the class how he

    had solved a word problem by calculating 68 + 37. He drew 37 tallies and

    counted by ones from 68, using the tallies to keep track. Ms. Statz then

    called the next child. She did not question Dans strategy or relate it to

    more advanced strategies that used base-ten concepts (such as adding the

    three tens and the seven ones) presented by other children.

    Ms. Statzs belief in accepting and encouraging a variety of strategies

    from children was so strong she perceived her role in helping children to

    progress as passive. Later in the school year, Ms. Statz reflected on her

    interactions with students at that phase: I would just accept what was put

    on the board and that was all good, thats fine. Go have a seat. Next

    person.

    Further, Ms. Statzs knowledge of individual childrens thinking was

    not well integrated with the research-based framework for childrens

    thinking that was the basis for CGI. In December we asked Ms. Statz to

    classify students in her class according to the strategies she predicted they

    would use, in our clinical interviews with them, to solve a set of problems.She accurately predicted the strategies of students who direct modeled3

    to solve problems, but did not predict the more sophisticated strategies five

    of her children used. Although she knew who used more or less advanced

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    INQUIRY INTO CHILDRENS THINKING 247

    strategies, when it came to strategies beyond direct modeling, Ms. Statz

    did not describe or classify these strategies appropriately.

    Not surprisingly, this state of knowledge influenced Ms. Statzs inter-

    actions with students. For example, in October, Ms. Statz assisted a childto solve a problem in a way that acknowledged neither his understanding

    nor the solution-strategies framework. David was trying to solve a Joining

    problem with an Unknown Change (Raji has 17 dollars. He wants to buy

    a pet snake that costs 33 dollars. How many more dollars does he need

    to earn to buy the pet snake?) by counting up from 17 to 33. He was

    keeping track of how many numbers were added by going back and forth

    between each number sequence: first is 18, second is 19, third is 20 and

    so forth until he got to ninth is 26. He lost track of his double count

    here and stopped. His strategy was appropriate to the additive semantic

    structure of the problem but the method of keeping track appeared to

    make more demands on his working memory than he could handle. Ms.

    Statzs first attempt to help David encouraged him to continue to thinkabout the problem additively, but did not address his specific difficulty

    of keeping track. She suggested, instead, that he add 10 to 17, and then

    asked if it would be enough. Before David could respond, another child,

    Nick, said he had solved the problem by subtracting 17 from 33. Ms. Statz

    suggested to David that he could use a strategy similar to Nicks and solve

    the problem by separating 17 counters from 33. Although this strategy is

    concrete it does not directly model the semantic structure of the problem,

    which is additive. It re-represents an additive semantic structure in terms

    of subtraction and so is a more difficult strategy (Carpenter et al., 1999).

    When Ms. Statz asked him to solve the problem using subtraction, she

    did not realize this strategy required knowledge of the inverse relationshipbetween addition and subtraction that David may not have had.

    Beginning Inquiry. Discussion of episodes like this one began to help Ms.

    Statz reflect on how she used knowledge of childrens thinking in instruc-

    tion. In a conversation with the participant researcher a few days later,

    Ms. Statz said she was often not sure how to respond to children, like

    David, who were struggling with a specific strategy. She then recalled a

    strategy she had recently seen in which a child used tallies to keep track of

    a count. She realized it would have been an appropriate strategy to suggest,

    because it would have addressed his specific difficulty of keeping track and

    would have allowed him to build on the additive structure that he saw in the

    problem. Thus, this conversation facilitated new connections for Ms. Statzamong different episodes involving interactions with childrens thinking.

    In the next section, we document how, as the first author and Ms. Statz

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    248 RUTH M. STEINBERG ET AL.

    continued to have these kinds of conversations, Ms. Statz became increas-

    ingly dissatisfied with her use of childrens thinking and began a transition

    from Level 3 towards Level 4A engagement with childrens thinking.

    PHASE 2: MOTIVATION FOR TRANSITION FROM LEVEL 3

    TO LEVEL 4A ENGAGEMENT WITH CHILDRENS THINKING

    In this phase of change, Ms. Statz became dissatisfied with what she knew

    about childrens thinking. She realized that many of her students strategies

    were basic or even wrong and did not necessarily show well developed

    understanding. In response to this dissatisfaction, Ms. Statz formulated

    questions for teacher inquiry that guided her in later phases. She thought,

    in particular, about her knowledge of students strategies and her role

    as a teacher in facilitating more sophisticated strategies and deepening

    childrens understanding. Little action to answer her questions took placein this phase. Rather, this phase was distinguished by reflection-on action

    (Schn, 1987), as Ms. Statz stepped back from her practice and began to

    identify personal dilemmas.

    The transition from satisfaction to dissatisfaction with Level-3 type

    engagement with childrens thinking appeared to have been triggered by

    discussions with the first author about the researchers problem-solving

    interviews with the children. Ms. Statz sat in on some of the interviews and

    was intrigued, often surprised, and sometimes troubled by how children

    solved the problems.

    For example, one child, Pang, wrote down every single number between

    398 and 500 to solve a Join Change Unknown problem (Robin has 398dollars. How many more dollars does Robin have to save to have 500

    dollars to buy a new bike?). Surprised by this strategy, Ms. Statz checked

    Pangs journal and discovered she was using similar strategies there too:

    The way she solved this is kind of strange . . . Can I go see what shes got in her journal?

    . . . Yeah, shes doing similar things.

    Ms. Statz became especially concerned about seven children who were

    using the standard subtraction algorithm incorrectly in the interviews.

    Ms. Statz had not introduced this algorithm in class; instead, she encour-

    aged children to generate their own conceptually grounded strategies

    for multidigit addition and subtraction. However, for problems involving

    regrouping, these seven children always subtracted the smaller digit fromthe larger one, an example of a buggy algorithm when the smaller digit

    is the minuend. When asked if she had seen the children using this kind

    of strategy in class, Ms. Statz replied, Thats something that surprised

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    INQUIRY INTO CHILDRENS THINKING 249

    me during these interviews. Because she believed children should always

    solve problems with understanding, and not by rote, she was taken aback:

    The borrowing with regrouping really disturbs me now. Thats all that Ive been thinking

    about now that weve been interviewing the kids and we see that they dont have it. And

    they dont; theyre not even coming up with a good way of explaining it. It doesnt make

    sense to them.

    Ms. Statzs growing knowledge of the basic character and inadequacy of

    her students strategies, combined with a strong belief against grouping

    children by ability or even by type of errors, presented a dilemma for her:

    how to accommodate a wide range of childrens thinking without resorting

    to ability grouping or remediation. Maintaining her belief in the centrality

    of student-generated strategies to the development of understanding and

    confidence, she started to think about how she could assist these children

    to grow mathematically without directly telling them how to solve prob-

    lems. She re-examined her belief that the teacher should accept whateverstrategies children chose to solve problems, and began to believe she

    needed to be more active in helping children progress especially those

    children who used incorrect strategies or still counted by ones to solve

    problems involving quantities in the hundreds.

    Ms. Statzs deliberations about childrens buggy subtraction algorithms

    illustrate these nascent changes. She discussed with the first author the

    fact that the children did not connect their paper-and-pencil algorithms to

    their knowledge of working with base ten blocks. For the first time, she

    debated whether to show children how paper-and-pencil algorithms could

    be modeled using base-ten blocks to make sure children understood:

    I was even struggling with the idea of getting the overhead projector and doing it for the

    whole class. Here are the base ten blocks, here is my marker and this is what we are doing.

    But maybe we should try it, let them construct it themselves first?

    I am struggling with how to go about doing that. Give them lots of take away problems and

    try to go around to each person individually? That is the hard part. Thats what Im trying

    to figure out, how to do that.

    In summary, in this phase, Ms. Statz became aware of the inadequacy of

    her knowledge of childrens strategies and some of the consequences for

    her students. As she learned more about their thinking by sitting in on the

    participant researchers one-on-one problem-solving interviews with her

    students, dilemmas arose regarding her teaching, because she saw evidenceof rote or underdeveloped understanding. This phase was an intense one

    for Ms. Statz, characterized by uncertainty and unresolved questions; she

    reported she thought about these issues a lot, even when I first wake up.

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    The net result was that Ms. Statz developed a deeply felt motivation to

    learn more about the childrens thinking.

    PHASE 3: LEVEL 4A ENGAGEMENT WITH

    CHILDRENS THINKING

    This phase was characterized by the integration of practical inquiry into

    Ms. Statzs practice. Motivated by a need to know more about her students

    thinking, Ms. Statz began to assess systematically individual children in

    depth and decide how to use the information in planning instruction.

    Because Ms. Statz was interested in specific questions such as how David

    used counting on to solve Join Change Unknown problems, and how to

    help Pang go beyond counting by ones to find triple-digit differences, she

    required more talk with individual students in the context of instruction.

    Talking with Children about their Thinking. In January, Ms. Statz began to

    spend much more time with individual children at their desks. Previously,

    these sessions usually lasted no more than a minute. Now they often ran for

    more than 10 minutes per child or a pair of children: What I am noticing

    in these last couple of weeks is that I am spending less time with all kids

    and more time with particular kids.

    Ms. Statz was especially interested in children who were using inef-

    ficient or incorrect strategies. She began to probe their thinking more, to

    help them use base-ten blocks to represent quantities in the hundreds and

    thousands, and questioned them in ways that built on their thinking. For

    example, to solve 378 + ? = 600, Mark started to represent the 378 withbase-ten cubes. Ms. Statz asked him if he could do it in his head, and

    he replied that he did not think so. So Ms. Statz scaffolded a strategy that

    followed his use of base-ten materials, but focused on operating on number

    relationships instead of base-ten blocks. She asked him how much was

    needed to get from 378 to 380 and he immediately gave the answer 2. Then

    she asked how much was needed to get from 380 to 400; he answered 20.

    And to get from 400 to 600, he knew it would take 200. Mark then totaled

    the addends on paper, to get 222.

    This time spent talking with individual students was fruitful for Ms.

    Statz. Her growing knowledge of their thinking helped her to adapt instruc-

    tion to their needs and motivated her to consider childrens thinking in

    specific content areas:

    I definitely think I am noticing more than I noticed before. And not only just noticing it but

    knowing where to take it and how to push further and how to question more. . . .

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    INQUIRY INTO CHILDRENS THINKING 251

    This period was also stressful to Ms. Statz, because as she learned more

    about her students thinking, her questions grew:

    I think I am more frustrated now about teaching math. . . . I am more exhausted . . . because

    I am then spending more time thinking about it. Although the things that I think are comingout of it are good, I am seeing what needs to be done. I am spending more time with kids

    who need specific things. I think it is making a difference . . . Now there are all these other

    questions that are on top of it.

    After a few weeks of focusing on specific children and interacting exten-

    sively with them, Ms. Statz felt more confident in her knowledge of

    individual children, but she was frustrated she did not have enough time

    to do this kind of in-depth work with everyone. A new dilemma arose:

    But sometimes I feel like Im spending too much time and neglecting the rest of the

    classroom. Ive felt like that, more frustrated almost, this year because Ive needed more

    time with each kid.

    Ms. Statz wanted the benefits of talking extensively with children about

    their thinking to extend to all. Thus, she started thinking of new ways to

    organize her class that would allow her to spend more time with individuals

    but ensure that all children were working and progressing.

    When the participant researcher suggested that Ms. Statz would be able

    to talk to more children if they worked in pairs, Ms. Statz rejected the idea,

    because she believed working in pairs would not be beneficial to students

    who used significantly different strategies to solve problems. Two days

    later, Ms. Statz devised a solution that accommodated her concern. She

    asked the children to choose partners who solve problems in a similar

    way to you. Each pair got a sheet with the problems and a space for

    two strategies. Each child could use his or her own strategy or the pair

    could generate two strategies together. The children were fairly accurate

    in choosing partners who were solving problems in a similar way. Ms.

    Statz had time to work with individuals while the other children worked

    with their partners. Having ten pairs to work with instead of 20 individuals

    made the class more manageable for Ms. Statz.

    To help children move forward to using more sophisticated strategies,

    Ms. Statz told them she would ask both children from a pair to explain

    his or her partners strategy at discussion time. Most children were able to

    explain their partners strategy. When a child had difficulties, the partner

    explained the strategy. More children were called to the board in this way,

    during the discussion time, and giving opportunities to more children toshare strategies helped to solve another issue that concerned Ms. Statz.

    Ms. Statz started thinking of how to choose problems to help children

    progress:

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    I wouldnt say it is any easier (to come up with the problems for the children). In fact, it may

    be more challenging to decide what type of problems to use . . . I think I am thinking more

    of the problems . . . and the kids who are doing the problems that I am writing specifically

    for them.

    In summary, in this phase Ms. Statz learned about her students solution

    strategies by talking with children individually about their thinking. The

    new need to spend much time with individuals stimulated her to think of

    how to change the class organization. She began to experiment, an activity

    that continued in the fourth phase. She continued to generate new questions

    and look for solutions. This phase corresponded to Franke et al.s (2001)

    Level 4A classification of engagement with childrens thinking. Ms. Statz

    interacted with students individually to learn more about their thinking.

    She acquired detailed knowledge of what her students understood and

    the kinds of strategies they could use. But decisions about what to teach

    were still largely driven by the global notions of childrens thinking and

    the curriculum. In the final phase of change, Ms. Statz began to build onindividual childrens knowledge in instruction.

    PHASE 4: TRANSITION TO LEVEL 4B ENGAGEMENT WITH

    CHILDRENS THINKING: BUILDING ON CHILDRENS

    THINKING IN WHOLE-GROUP DISCUSSIONS

    In this phase Ms. Statz considered how her teaching practices influenced

    childrens thinking, and how what she learned about childrens thinking

    influenced her teaching practices. She began to experiment with using

    the knowledge she gained from working with the children individually to

    guide whole-class discussions.

    Ms. Statz wanted to increase the number of children who presented

    strategies to the group, yet felt that the sharing time was not productive

    for many children because they were not listening to or thinking about the

    presenters strategies. Ms. Statz was especially concerned about children

    who might not understand the more sophisticated strategies. To address

    this concern, she started to get students more actively involved in the

    discussions: she would typically stop the child who was presenting and

    ask the class or specific children what they thought the childs next step

    would be. Ms. Statz asked other questions, in addition, such as Can you

    tell what she did? How is her strategy different than somebody elses?

    How can we make this strategy easier? Clearer?The children became more involved during discussions and Ms. Statz

    increased the discussion time considerably, from 510 minutes early in the

    year up to two consecutive lessons of 45 minutes of discussion for one set

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    INQUIRY INTO CHILDRENS THINKING 253

    of problems. The discussions in this phase lasted on average 21.8 minutes

    (based on 18 observations), whereas discussions in phases 1, 2 and 3 lasted

    an average of 7.9 minutes (based on 16 observations).

    Ms. Statzs efforts to elicit childrens thinking in discussions andinvolve the audience in responding to this thinking led to a breakthrough

    in her engagement with childrens thinking. She started to use the whole-

    class discussions to help individual children progress. This practice marked

    a change in instructional goals and orientation toward the use of interactive

    talk:

    I never used the sharing strategies as a time to move the kids along. That was just a time

    for the kids to be able to talk about their strategies . . . And maybe thats why theyre being

    more focused on it (now). Because Im including more of them in the discussion. I have

    given the kids more time to discuss their strategies. And I have used the information that I

    am getting from their strategies to move other kids. In the past I would just have [student]

    show the class that problem and that would be all, but not use it as a teaching moment, to

    teach the rest of the class about renaming fractions or whatever it was.

    Ms. Statz remembered individual childrens strategies or difficulties that

    were elicited while working one-on-one with children and addressed them

    in whole-class discussions. The way in which Ms. Statz began to use

    whole-class discussions to help individual children move from strategies

    based on counting by ones to strategies that incorporated base-ten concepts

    was especially striking.

    The whole-group discussion of the following problem typifies these

    kinds of discussions: Ellen has 287 books. How many more books would

    she need to have 400 books? First Ms. Statz called on Anne, who usually

    solved problems like this one by writing all the numbers between 287

    and 400 and counting them by ones. This time, Anne began to solve the

    problem, with help of her partner, by adding 200 to 287 to get 487. The

    teacher stopped her and asked the class what problem Anne was facing at

    that point. Some children said that Anne had 87 too many. Ms. Statz asked

    a few children what they would do to continue and then asked Anne if

    that was what she did. She helped Anne and the rest of the class to do the

    calculation 200 87, needed for the next step, by counting down 80 by

    10s to 120, and subtracting 7 from 120 by taking away 5 then 2 more.

    When Ms. Statz called on Jared, he was hesitant to share his strategy

    with the class, because, he said, It will take me years. He drew tally

    marks and wrote next to each single number: 288, 289, 290, 291, . . . The

    teacher stopped him when he got to 310 (in his notebook he had drawn

    tallies all the way to 400) and asked him what he needed to get from 300to 400. Jared said 10 10s or 2 50s. Other children suggested one 100 and

    Jared added the 100 to the 13 tallies he made to count from 287 to 300.

    Jared concluded by saying the strategy was really easy.

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    Another child presented the beginning of his solution, writing 287 +

    100 vertically. Ms. Statz stopped him and asked Anne again what 287

    plus 100 was. Then she asked a few of the children, who tended to use

    ones instead of tens or hundreds to calculate multidigit sums, a seriesof problems in which 100 was added (387+100, 487+100 . . . 987+100).

    The child who solved the problem showed the next step: 387 + 10. Ms.

    Statz returned to Jared and asked him to solve the problem. When he had

    difficulty, she asked another child from the group she was targeting that

    day. The next steps, involving 397 plus 3, then 100 plus 10 plus 3, were

    handled by Ms. Statz in a similar manner.

    The fourth child who came to the board solved this problem using

    the standard subtraction algorithm (400 287 written vertically, with

    regrouping from right to left). He, as well as other children, explained the

    conceptual underpinnings of each step. For example, Mary explained that

    she saw 400 as 40 tens: if you take 1 ten, 39 tens are left, so you just write

    39 tens and a 10 on top.In this example, Ms. Statz used whole-class discussion to help specific

    children, such as Anne, to construct base-ten concepts and to use more

    advanced strategies. Her agenda that day involved helping these children

    by building on her knowledge of their strategies. Before this lesson, Ms.

    Statz rarely, if ever, attempted to build on childrens thinking in whole-

    class discussions. Afterwards, she regularly used whole-class discussions

    like this one to assist individual children.

    Whole-Group Discussion and Inquiry into Mathematics. As Ms. Statz

    continued to grow in her use of group discourse to advance childrens

    understanding, she broadened her inquiry into new domains, such as multi-digit multiplication and division, and fractions. With these investigations

    came new uses of interactive talk to build content in ways that were greater

    than the sum of the individual contributions to a discussion.

    For instance, to elicit childrens fraction thinking, Ms. Statz began by

    giving partitive and measurement division problems that have fractions

    as answers, and asked children to solve them using their own strategies

    (Baker, Carpenter, Fennema, & Franke, 1992). Although Ms. Statz did not

    instruct the students in specific strategies, all students were successful in

    solving the problems and depicting fractional quantities using drawings

    and diagrams.

    Near the end of March, Ms. Statz, with much excitement, told the first

    author what had happened in class. The day before, the children wrote andsolved their own word problems. Kanisha, a student who routinely counted

    by ones to solve multidigit problems, wrote a problem similar to the kind

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    INQUIRY INTO CHILDRENS THINKING 255

    of problems they have been solving: There were 20 cakes and there were

    7 kids. How much cake will each kid get? Kanisha solved the problem

    using an unconventional partitioning strategy based on repeated halving.

    To begin, she gave each child two whole cakes. She then partitioned theremaining six cakes in half, and wrote the numbers 1 through 7 on the first

    seven halves to designate 1 half for each of seven children (Figure 1).

    Figure 1. Kanishas repeated halving strategy for sharing 6 remaining cakes among 7

    children.

    Continuing, she halved each of the remaining halves, to create enoughfourths for seven people. She wrote the numbers 17 to indicate giving one

    fourth to each of the seven children. A half and a fourth remained in the last

    circle. Ignoring the fourth, Kanisha divided the half into seven pieces and

    again wrote 17 on each. (Ms. Statz later helped her create an appropriate

    representation of equal pieces). Thus, at this point, each sharer had one

    half, one half of a half, and one seventh of a half. Ms. Statz reminded her

    to share the remaining fourth among the seven children and Kanisha did

    that. Therefore, each child also got an additional one seventh of a fourth.

    Ms. Statz then helped Kanisha decide the sizes of the fractional pieces.

    She helped her see that, since the half was divided into seven pieces, each

    piece was 1/14: We said, if there are 7 slices in one-half, how many pieces

    will be in a whole cake? Kanisha knew it was 14. In a similar manner, she

    figured that each of the seven pieces in the fourth was 1/28. Thus Kanisha

    gave as an answer for her problem: 2 + 1/2 + 1/4 + 1/14 + 1/28.

    Although this kind of strategy is not common in the standard teaching

    of fractions, it is common in classrooms where teachers encourage children

    to generate their own strategies (Empson, 1999). As the following account

    of the whole-group discussion suggests, strategies based on non-standard

    partitions of sharing situations, such as this one, can be mathematically

    rich (Streefland, 1991).

    Ms. Statz accepted Kanishas strategy and was excited by her achieve-

    ment: The fact that Kanisha did that was fabulous. I thought it was really

    good. But then what came out of it (in the whole class discussion). . .

    was really cool. After Kanisha had presented her strategy to the class,

    Ms. Statz asked the children what the result would be if the fractions were

    combined. She thus used Kanishas strategy as a basis for posing a new

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    problem to the class. Ms. Statz prompted the children by asking them how

    many twenty-eighths were in one-fourteenth. Then they figured how many

    twenty-eighths were in one-fourth and one-half and found that Kanishas

    fractions combined to make 2 and 24/28 cakes.Another girl then said she saw an easier way to solve the problem:

    divide the six cakes that were left into seven pieces each (because there

    were seven children sharing) and each child gets one seventh from each

    cake for a total of 2 and 6/7 cakes for each child. Ms. Statz used the

    two apparently different answers as an opportunity to explore the idea of

    equivalent fractions, which was new to the children. She again posed a

    new problem to the group by asking how they could decide whether the

    two amounts were the same or not. Ms. Statz did not see immediately how

    to help the children answer this question meaningfully and she resorted to a

    symbolic technique based on reducing 24/28 to 6/7 by finding the greatest

    common factor. However, the following year, Ms. Statz used opportunities

    like this one to elicit childrens informal justifications about how equiv-alent fractional amounts were related (e.g., Empson, 2002, Figure 6; this

    example of a students work came from Ms. Statzs classroom).

    In this example, we see how Ms. Statz not only reacted to and built

    on childrens strategies spontaneously in discussion, but also used the

    problem and childrens different strategies as a basis for new, more

    challenging problems. Through Ms. Statzs orchestration of the groups

    discussion, the class explored mathematics topics that went beyond each

    childs effort.

    In summary, in this phase Ms. Statzs knowledge of childrens thinking

    continued to grow. We classify her engagement with childrens thinking

    as Level 4b on the CGI scale, because she used knowledge of specificchildrens thinking to inform classroom interactions. She found ways to

    build on the childrens strategies in whole-class discussions and not just

    individually.

    Continued Inquiry

    As Ms. Statz continued to grow in her use of group discourse to advance

    childrens understanding, she broadened her inquiry into new mathematics

    domains. With these investigations came new uses of interactive talk to

    build content in ways that were greater than the sum of individual contri-

    butions to discussion. The following year, the second author documented

    Ms. Statzs continued inquiry into childrens thinking in the domains offractions and multidigit multiplication and division (e.g., Baek, 1998;

    Empson, 2002). Later, Ms. Statz became involved in inquiry into childrens

    algebraic thinking (Carpenter, Franke, & Levi, 2003).

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    INQUIRY INTO CHILDRENS THINKING 257

    Retrospective Reflection

    In a career interview several years after the events reported here, Ms.

    Statz was asked about her growth as a teacher. She attributed her growth

    in teaching to two main factors: a second pair of eyes in the classroomfocused on childrens thinking, and the freedom to experiment with

    instruction based on childrens thinking.

    A second pair of eyes focused on childrens thinking. When asked to

    describe the most important turning points in her teaching, Ms. Statz

    mentioned the times, such as in the year reported here, when she had a

    second person in her classroom, who was knowledgeable about childrens

    thinking and who could see and describe things to her that would have

    otherwise gone unremarked. Interactions with people like the mathematics

    resource teacher, or researchers such as us, provided some of the raw

    material for Ms. Statz to reflect on her students knowledge. Her priorbeliefs in the value of childrens thinking provided some of the motivation

    for this reflection.

    Freedom to experiment. Ms. Statz credited the freedom she had to give

    children problems to solve, to talk to her children about their thinking, and

    to experiment with interactions with students for the growth she experi-

    enced as a teacher. In her current role as a mathematics resource teacher,

    she worried that an emphasis on teaching using printed curriculum mate-

    rials even standards-based curriculum programs may prevent teachers

    deep engagement with childrens thinking. Because of an increased

    emphasis, in many districts, on following these programs, Ms. Statz said

    that teachers do not have the same kinds of opportunities to experiment andfind out what their children know and can learn. They feel that they do not

    have the freedom to have discussion sessions that last 45 minutes because

    there is so much to cover. Ms. Statz believed that, unless teachers are able

    to have lengthy discussions with children about their thinking, they will

    not be able to learn from their teaching or at least not the same kinds of

    things about childrens thinking that she had learned.

    DISCUSSION

    This case study documents how Ms. Statzs engagement with childrensthinking changed dramatically in a period of only a few months. In Phase

    1, children talked about their strategies, and Ms. Statz listened, but rarely

    challenged children to extend their thinking or referred to their strategies

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    in later discussion. In Phase 2, as the participant researcher shared infor-

    mation with Ms. Statz about how individual children were thinking, Ms.

    Statz realized there was a discrepancy between what she knew about her

    students problem solving and how her students actually solved problems.She realized, in particular, that some students used mistaken strategies and

    others used very basic strategies, and was concerned by this information. In

    Phase 3, Ms. Statz began to make time in her instructional routine to talk

    to children in more depth about their thinking, for her own benefit. She

    concentrated on students whose thinking she believed to be problematic

    in some way, and struggled with how to support these students learning

    by building on their thinking, rather than imposing her own. Her solu-

    tion involved engaging students in talking to other students who solved

    problems in a similar way. Finally, in Phase 4, Ms. Statz began to use

    information gathered in one-on-one interactions to build on childrens

    thinking in group discussions. Instruction was guided by knowledge of

    individual childrens thinking. Ms. Statz continued to benefit from talkingwith children about their thinking, but now that talk was also designed to

    help children advance.

    The extent of the change over the course of the study is especially

    striking, given the fact that, at the beginning, Ms. Statz already used

    many reform-oriented ideas in her teaching and believed that children

    should construct their own knowledge. Her engagement with childrens

    thinking corresponded, at the beginning of the study, to Level 3 in Franke

    et al.s (2001) scale. By the end of the her third year of teaching, Ms.

    Statzs engagement with childrens thinking was characterized by gener-

    ative learning, and corresponded to Level 4b engagement with childrens

    thinking.We argue that the primary driving force behind the process of change

    was Ms. Statzs need to know more about childrens mathematical

    thinking, and her pursuit of this knowledge in interaction with students.

    This need was founded on her beliefs about the importance of student-

    generated strategies, first fostered in her pre-service teacher-education

    courses, and on her realization of gaps in her knowledge of her students

    thinking. It was nurtured by her participation in the discourse community

    of CGI teachers and researchers. As she organized her interactions with

    children to learn more about their thinking, new dilemmas arose about

    how to increase childrens opportunities to express their thinking and to

    learn by listening to other childrens thinking. These dilemmas, in turn,

    led to solutions that allowed Ms. Statz to continue to learn about childrensthinking while children learned of each others thinking. Ms. Statz began

    to use whole-group discussions not just as displays of thinking, but also

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    INQUIRY INTO CHILDRENS THINKING 259

    as arenas for building on thinking. Each of these reflection cycles was

    grounded by increasingly detailed knowledge of childrens thinking. Ulti-

    mately, learning about childrens thinking was integrated with classroom

    participation structures to elicit and build on childrens thinking. In thisway, Ms. Statzs learning about childrens thinking became generative.

    CONDITIONS FOR TEACHER CHANGE

    In outlining the conceptual framework for this study, we discussed three

    conditions for teacher change based on the research literature. We revisit

    these conditions here, and speculate about their contributions to Ms. Statzs

    change as a teacher.

    1) Membership in a discourse community. The CGI framework for

    childrens thinking provided a basis for conversation and other kindsof interactions about a phenomenon central to Ms. Statzs work as a

    teacher: childrens mathematics learning. By virtue of interactions with

    old timers (Lave & Wenger, 1991; Wenger, 1998) such as Ms. J and

    the participant researchers, Ms. Statz became an increasingly knowledge-

    able member of this discourse community. Because the tools for thinking

    about her teaching provided in this discourse community intersected with

    the problems that were most pressing for her as a teacher, Ms. Statz was

    motivated to use and adapt these tools for herself. Although there is no

    single point at which Ms. Statz can be said to have joined this discourse

    community, her opportunities for engaging in it were multiple and occurred

    in a number of contexts.

    2) Processes for reflectively generating, debating and evaluating new

    knowledge and practices. The processes for producing new knowledge

    and practices identified in this case study were, for the most part, infor-

    mally organized. Other than during her pre-service teacher education, Ms.

    Statz did not participate, in her early teaching years, in formally organized

    learning opportunities, such as professional development workshops in

    mathematics. However, these informal processes were powerful for her,

    perhaps because, in partnership with old timers in the CGI discourse

    community, she was able to formulate and address some of the most

    pressing practice-based dilemmas.

    We identified two sorts of processes in particular for generating newknowledge and practices at work in Ms. Statzs third year of teaching.

    The first process involved the participant researcher making available new

    information to Ms. Statz about her students thinking, through conver-

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    sation, examination of students written work, and one-on-one problem

    solving interviews observed by Ms. Statz. The process of examining

    her students thinking in partnership with the participant researcher (a

    second pair of eyes) served as a kind of scaffolding to Ms. Statzs owninquiry into childrens thinking by placing in the foreground aspects of

    her students thinking she had previously not seen. The second process

    involved Ms. Statzs independent inquiry into students thinking. As she

    took ownership of questions about childrens thinking, as well as the

    outcomes, she became engaged in practical inquiry. This inquiry included

    questions about class organization such as how to assist struggling

    children, how children learn from each other, and how to conduct mean-

    ingful discussions. Thus, processes for generating and testing knowledge

    about childrens thinking became integrated into Ms. Statzs teaching as

    she created opportunities for herself, and then students, to hear childrens

    thinking.

    In contrast, at the beginning of the study Ms. Statz did not learn fromher students in the manner in which she did later, even though she gave

    them opportunities to solve problems in their own ways and to talk about

    their strategies. We suggest a change in Ms. Statzs perception of her role

    as a teacher, from passive to active, provided a motivation to learn more

    about what her students were doing in order to use that knowledge to help

    them advance. She realized that, even as a teacher who valued childrens

    informal thinking, she could have goals that called for childrens thinking

    to progress.

    We speculate this passive role is a common step in teachers develop-

    ment. It seems there is a need at the beginning of teacher change to step

    back, and not intervene in childrens problem solving very much (Jacobs& Ambrose, 2003). After becoming convinced children can generate their

    own solution strategies, teachers become active again but in a different way

    from before, by: helping students develop their own strategies; helping

    students who do not understand the meaning of the problem; helping

    them express their solutions in multiple forms; asking probing ques-

    tions; and leading discussions that build on childrens ideas and stress the

    mathematics content of those ideas.

    3) Ownership of change. Ms. Statzs transition to practical inquiry is

    evidence of ownership of the change she experienced. That Ms. Statz

    made this transition may be due, in part, to the nature of the participant

    researchers interactions with her. The participant researcher did not giveMs. Statz ready-made activities, but encouraged her to make her own

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    decisions about instruction. Reflecting later on the process she experienced

    in this collaboration, Ms. Statz commented:

    You allowed me to voice my concerns. And you were somebody to listen to the things that

    I had problems with. You gave suggestions. Yet you also said: Its up to you. Do it yourway. Try it your way. Its up to you with your class. I guess I learned to stop asking for

    advice and I learned to start thinking on my own. Because I knew you would say, What

    do you think? So then I was already doing some of the thinking and trying it out on you

    more.

    Because of the participant researchers insistence that Ms. Statz knew her

    own students best, Ms. Statz developed a predisposition to ask and answer

    her own questions, which led to a sense of professional autonomy. Further,

    without the freedom to experiment with the curriculum, cited by Ms. Statz

    as key to her development as a teacher, she may not have developed this

    predisposition, no matter what the participant researchers stance was.

    IMPLICATIONS FOR PRACTICE

    What have we, as researchers and teacher educators, learned from

    conducting this study? How has the collaboration between teacher and

    researcher-teacher educator helped us educate other teachers? We present

    some insights based on the first authors subsequent experience with

    teachers from about 80 schools in Israel, many of whom made major

    changes in their teaching and pre-service education. Some adjustments

    were necessary in adapting teachers use of CGI to Israeli classrooms,

    because of larger class sizes (3540 students), a different culture, and

    the national curriculum. The findings of this study informed the profes-

    sional development work in Israel in three ways. In her work with

    teachers, the first author focused on 1) eliciting and interpreting childrens

    thinking, 2) building on childrens thinking in one-on-one interactions,

    and 3) building on childrens thinking in group discussions. The teacher

    development program included study of childrens solution strategies, use

    of challenging problems, encouraging a variety of solutions, discussion

    of classroom organization, and examination of teachers beliefs about

    the kinds of problems children can solve without direct instruction in

    strategies. Special importance was attached to understanding and aiming

    for the highest levels of teacher development in Table I. It is a difficult

    task for teachers to obtain a clear picture of a students current level,to understand his/her difficulties and to help in a manner that builds on

    his/her thinking. Because it was not feasible to have a second pair of

    eyes in each classroom, the teacher development included analyses of

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    262 RUTH M. STEINBERG ET AL.

    written or videotaped examples of individual students and teachers inter-

    acting with students from participating teachers classrooms. A second

    important topic is how the teacher can stimulate class discussions that

    build on childrens thinking and help them progress. The experience withMs. Statz was an important catalyst in bringing this topic to the forefront

    of the teacher development. For example, one useful activity was to ask

    the teachers to bring four examples of childrens strategies on a problem

    and to think how they could build a discussion around them. This activity

    helped the teachers understand what sorts of questions they could ask and

    what mathematical ideas to emphasize.

    CONCLUSION

    An enduring problem in teacher change is the tension between inducting

    teachers into new instructional practices and respecting teachers profes-sional autonomy. In this study, these tensions were represented, respec-

    tively, by CGI and Ms. Statzs personal teaching dilemmas. Part of Ms.

    Statzs learning concerned learning problem types and solutions strategies;

    but the other, more important part had to do with learning how to use

    this knowledge and how to generate this kind of knowledge by/for herself

    in practice that is, to conduct practical inquiry into childrens thinking.

    Ultimately, this practical inquiry was integrated into her interactions with

    children and became generative. The result was a body of knowledge

    for Ms. Statz that was richer and more complex than CGIs research-

    based framework for childrens thinking because it was informed by

    the concrete particulars (Lampert, 1985) of her own practice-based

    dilemmas, and driven by her growing knowledge of her own students

    thinking. Ms. Statz reported that she began teaching with a strong belief

    in the value of childrens thinking. Many teachers have such a belief, but

    without specific knowledge of childrens thinking, they may not be able

    fully to implement it.

    We conjecture that mechanisms that help teachers see their students

    thinking in new ways, combined with the freedom to respond to, and

    experiment with, this information about childrens thinking are key to

    the development of practical inquiry in teachers. More specifically, a

    turning point for Ms. Statz was the realization that talk with children about

    their thinking was valuable, not only because it provided opportunities

    for students to articulate their thinking, but also because it provided acontext for her to ask and answer questions about childrens thinking for

    herself. As Ms. Statz learned how to use the information gathered in these

    interactions, she began to influence the direction of these conversations

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    INQUIRY INTO CHILDRENS THINKING 263

    through specific questions about cognitively, socially, and mathematically

    appropriate extensions of individual childrens thinking.

    Although Ms. Statz accomplished remarkable change during the course

    of the study, the process was difficult. The experience of phases of uncer-tainty and conflict that had no obvious solutions was emotionally trying.

    Yet Ms. Statz was open to seeing and responding to these dilemmas, even

    though she was not sure what would result. We believe this openness is

    attributable to a school atmosphere that was open to teachers experimenta-

    tion, and the emphasis by the participant researcher on Ms. Statzs capacity

    to ask and answer questions about her practice.

    Finally, whatever form participation in a discourse community takes,

    we believe it must emphasize the teachers professional autonomy. This

    emphasis reinforces the capacity of teachers for practical inquiry, and

    provides a means for the discourse community itself to adapt and remain

    vital in response to new perspectives.

    ACKNOWLEDGEMENTS

    We would like to thank Kathy Statz, the teacher who collaborated in this

    study, for her major contributions; Ellen Ansell, Linda Levi and Debra

    L. Junk, for their feedback on earlier drafts of this manuscript; three

    anonymous JMTE reviewers and editor Peter Sullivan for their suggestions

    for improvement; and Lou Her for translating interviews from English to

    Hmong for two students. The first and second authors thank the University

    of Wisconsin-Madison for support as visiting scholars in the Wisconsin

    Center for Education Research and the Department of Curriculum and

    Instruction, respectively, during part of the time this study was conducted

    and written. The research reported in this paper was supported in part by

    the National Science Foundation under Grants No. MDR-8955346 and

    MDR-8954629. The opinions expressed in this publication are those of

    the authors and do not necessarily reflect the views of the National Science

    Foundation.

    NOTES

    1 Her real name, used with her permission.2

    Drake, C. (under review). Mathematics stories: The role of teacher narrative in theimplementation of mathematics education reform.3 Children initially direct model story problems, representing each object in a story

    problem one for one in the strategy, and acting out the semantic structure of the story

    with these objects. For example, to solve a Join Change Unknown problem, such as Lucy

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    264 RUTH M. STEINBERG ET AL.

    had 7 dollars. How many more dollars does she need to buy a puppy that costs 11 dollars?

    by direct modeling, a child would represent the first set of dollars with 7 objects (e.g.,

    counters, tallies), and join other objects to the set until there was a total of 11 objects.

    The child would then count the set that was joined to the initial set for the answer to the

    story problem. Strategies beyond direct modeling include counting, deriving facts, andimposing a different semantic structure on the problem (see Carpenter et al., 1999 for more

    information).

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