1 TG Dekker – WHO, MalaysiaFeb 2005 Stability Studies (emphasis on FPPs) Workshop on GMP and...
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Transcript of 1 TG Dekker – WHO, MalaysiaFeb 2005 Stability Studies (emphasis on FPPs) Workshop on GMP and...
1 TG Dekker – WHO, MalaysiaFeb 2005
Stability Studies(emphasis on FPPs)
Workshop on GMP and Quality Assurance of
Multisource Tuberculosis MedicinesKuala Lumpur – Malaysia
21-25 February 2005
Theo Dekker, D.Sc., consultant to WHOResearch Institute for Industrial Pharmacy
North-West University, Potchefstroom, South [email protected]
2 TG Dekker – WHO, MalaysiaFeb 2005
Abbreviations
API Active pharmaceutical ingredientBP British PharmacopoeiaCEP EU certificate of suitabilityEOI Expression of interestFDC Fixed dose combinationFPP Finished pharmaceutical productICH International Conference on HarmonizationInt.Ph. International PharmacopoeiaR&D Research and developmentTB TuberculosisUSP United States Pharmacopeia25ºC/60%RH 25ºC ± 2ºC / 60% RH ± 5% RH etc.
3 TG Dekker – WHO, MalaysiaFeb 2005
The perspective
Pharmaceutical R & D provides the foundation of the activities aimed at ensuring that the patient receives an FPP (product) that consistently meets established standards & specifications of Safety Efficacy Quality
The FPP should be stable - and thus retain these standards – throughout the shelf-life, if kept in the original packaging and when correctly distributed, stored & handled
4 TG Dekker – WHO, MalaysiaFeb 2005
Topics for discussion
1. Objective of stability studies
2. Glossary / definitions
3. Example of transport monitoring
4. Study protocol/requirements
5. Rifampicin containing FDCs to exemplify Expression of degradants Assay / degradation analytical requirements
6. Closing remarks
5 TG Dekker – WHO, MalaysiaFeb 2005
The objective of stability studies
The purpose of stability testing is to provide evidence on how the quality of a drug substance [API] or drug product [FPP] varies with time under the influence of a variety of environmental
factors such as temperature, humidity, and light, and
to establish a re-test period for the API (drug substance) or
a shelf life for the FPP (drug product) and recommended storage conditions.
ICH QA1(R2)
6 TG Dekker – WHO, MalaysiaFeb 2005
Glossary [ICH QA1(R2)]
Re-test period The period of time during which the API is expected to remain
within its specification and, therefore, can be used in the manufacture of a given drug product, provided that the API has been stored under the defined conditions
After this period, a batch of API destined for use in the manufacture of a FPP should be re-tested for compliance with the specification and then used immediately
A batch of drug substance can be re-tested multiple times and a different portion of the batch used after each re-test, as long as it continues to comply with the specification
For most biotechnological/biological substances known to be labile, it is more appropriate to establish a shelf life than a re-test period. The same may be true for certain antibiotics
7 TG Dekker – WHO, MalaysiaFeb 2005
Glossary (2)
Re-test date
The date after which samples of the API should be examined to ensure that the material is still in compliance with the specification and thus suitable for use in the manufacture of a given drug product [if stored under defined conditions]
Expiry (expiration) date
The date placed on the container label of an FPP designating the time prior to which a batch of the FPP is expected to remain within the approved shelf life specification if stored under defined conditions, and after which it must
not be used {no re-testing !!}
8 TG Dekker – WHO, MalaysiaFeb 2005
Glossary (3)
Stress testing (API) Studies undertaken to elucidate the intrinsic stability of the
IPA. Such testing is part of the development strategy and is normally carried out under more severe conditions than those used for accelerated testing.
Stress testing (finished product) Studies undertaken to assess the effect of severe conditions
on the finished product. Such studies include photostability testing (see ICH Q1B) and specific testing on certain products, (e.g., metered dose inhalers, creams, emulsions, refrigerated aqueous liquid products).
9 TG Dekker – WHO, MalaysiaFeb 2005
Glossary (4)
Accelerated testing Studies designed to increase the rate of chemical degradation
or physical change of an API or FPP by using exaggerated storage conditions as part of the formal stability studies. Data from these studies, in addition to long term stability studies, can be used to assess longer term chemical effects at non-accelerated
(real-time) conditions & to evaluate the effect of short term excursions outside the
label storage conditions such as might occur during shipping
Results from accelerated testing studies are not always predictive of physical changes
Current accelerated conditions for solid orals: 40ºC/75%RH
10 TG Dekker – WHO, MalaysiaFeb 2005
Example of shipping conditions (1)
UNICEF ↔ Kampala (1989): Temperature
11 TG Dekker – WHO, MalaysiaFeb 2005
Example of shipping conditions (2)
UNICEF ↔ Kampala (1989): Relative humidity
12 TG Dekker – WHO, MalaysiaFeb 2005
Stability protocol/report
The following elements (see Guidelines, Annex 2)1. Info on batches tested (commercial formula)2. Unit composition (or cross-reference)3. Container-closure system (commercial!!)4. Literature and/or supporting data5. Stability specifications (only for FPPs)6. Analytical methods – stability indicating (cross-reference)7. Stability plan (schedule)8. Tabulated test results (including specifications)9. Analysis/discussion of data (statistical if negative trend)10. Re-test or shelf-life proposal (including storage condition)11. Post approval commitments
13 TG Dekker – WHO, MalaysiaFeb 2005
Stability batches
Stability data for three primary batches The formulation and manufacturing process should be
the same as proposed for marketing In container-closure system proposed for marketing Preferably manufactured from different API batches
Full info on batches tested (tabulated format) e.g.: Batch number Manufacturing date Manufacturing site Batch size (in kg & in number of units) Container-closure (primary packaging) Date of initial analysis (release) API batch number
14 TG Dekker – WHO, MalaysiaFeb 2005
Tablets – stability batches data - example
1st 2nd 3rd
Batch number
Manufacturing date
Manufacturing site
Batch size (kg)
Batch size (number of units)
Batch type (full-scale, pilot, etc.)
Primary packaging
Date initial analysis
Batch number of API
15 TG Dekker – WHO, MalaysiaFeb 2005
Stability specifications
Stability studies should include testing of those attributes (parameters) of the FPP that are susceptible to change during storage and thus are likely to influence quality, safety, and/or efficacy. The testing should cover, as appropriate, the physical,
chemical, biological, and microbiological attributes, preservative content (e.g., antioxidant, antimicrobial preservative), and functionality tests (e.g., for a dose delivery system)
From ICH Q1A(R2)
16 TG Dekker – WHO, MalaysiaFeb 2005
Tablets – stability specifications
Parameters for tablets that are often omitted: Tablet strength, friability and moisture can change
with time– if not in release specs, include in stability– these are interrelated, also with dissolution– these are inexpensive
Microbial limit at release and end-of-shelf Dissolution specification must be same as for
release
17 TG Dekker – WHO, MalaysiaFeb 2005
Example - FPP specs – uncoated tablets
Attribute Release limits Stability limits
Appearance Full description Same as release
Identification At least 1 method Not required for stability studies. Not regarded as variables for product.
Dimensions Diameter, etc
Average mass w.r.t. theoretical
Mass uniformity Ph.Eur/USP/Int.Ph
Water content Product specific Same as release?
Tablet hardness* Product specific Same as release
18 TG Dekker – WHO, MalaysiaFeb 2005
Example of FPP specs – uncoated tabs (con.)
Attribute Release limits Stability limits
Friability * ≤ 1 % (normally) Same as release
Dissolution Set per product Same as release
Disintegration Not required if dissolution is done
Related subs. (degradants)
Only if formed during production
Required. Limits to one decimal
Assay (content)95.0-105.0%, unless justified
May be 90.0-105.0% if justified
Microbial limits Skip-testing End-of-shelf
* Tests not necessary at release if done in-process
19 TG Dekker – WHO, MalaysiaFeb 2005
FPP stability specs. – special for FDCs
Degradants (related substances) must be stated & calculated in % with respect to the parent API, not the sum of the APIs, e.g. Rifampicin / isoniazid tablets. Rifampicin quinone
(degradant) as % of rifampicin (not of all peaks in HPLC)
If 2 APIs react with each other, then the degradant to be stated with respect to worst case, e.g. Rifampicin / isoniazid tablets. Isonicotinyl hydrazone forms
from the 2 APIs. Specification: % hydrazone with respect to rifampicin (worst-case in mass balance).
Unknown degradants – with respect to worst case Dissolution – include all APIs (e.g. FDCs in the USP)
20 TG Dekker – WHO, MalaysiaFeb 2005
Isonicotinyl hydrazone expression
The reaction (simplified):Isoniazid + rifampicin → hydrazone
+ ..
Rel. MM 137 829 845
MM Ratio (÷137) 1.0 mg 6.0 mg 6.2 mg
FDC mg 75 mg 150 mg
FDC ratio 1.0 mg 2.0 mg
At 100% reaction, no rifampicin left, 67% isoniazid intact Hydrazone to be expressed with respect to rifampicin Rifampicin worst-case in mass balance
21 TG Dekker – WHO, MalaysiaFeb 2005
Stability indicating analytical methods
Analytical methods must be suitable for the purpose of stability testing (stability indicating), particularly in the case of Assay of the API(s) in the FPP Determination of the degradants (related substances) Determination of preservatives
If the same as release testing methods, a reference will suffice Release methods should include validation for stability
Compendial methods May not be suitable (e.g. non-specific like titration) May not exist for the particular purpose (e.g. degradants)
22 TG Dekker – WHO, MalaysiaFeb 2005
Rifampicin containing FDC assay/degradation methods (1)
Particular degradants to consider:1. Isonicotinyl hydrazone2. Rifampicin quinone3. Rifampicin N-oxide4. 3-Formyl rifamycin (present in FDCs?)5. 25-Desacetyl rifampicin
All to be determined & expressed with respect to rifampicin
Assay method(s) must be specific (considering degradants)
A method for degradants to be developed
23 TG Dekker – WHO, MalaysiaFeb 2005
Rifampicin containing FDC assay/degradation methods (2)
Examples of methods: USP 28 (2, 3, 4 FDC capsules/tablets)
Assay method (stability indicating when tested in our lab) C-18 column, gradient chromatography (see USP) No specification/test for degradants
S. Singh et al. (NIPER) Various HPLC methods, mainly related to isonicotinyl
hydrazone determination, simultaneously with rifampicin and isoniazid (one example given here)
RIIP analysis (Research Institute for Industrial Pharmacy) For assay of rifampicin and degradants – other APIs with
a separate method
24 TG Dekker – WHO, MalaysiaFeb 2005
USP FDC assay method
Isonicotinyl hydrazone in area of gradient “switch”, difficult for quantification
min0 5 10 15 20 25
mAU
0
50
100
150
200
250
300
350
DAD1 A, Sig=238,4 Ref=360,100 (C:\HPCHEM~1\ASTERIX\AMR\03060406.D)
2.6
43
3.0
42
3.6
26
4.1
82
-
Iso
nia
zid
5.4
43
-
Py
ra
zin
am
ide
9.6
95
10
.01
0
10
.37
9
10
.99
9
11
.55
5
11
.87
2
13
.04
4 -
R
ifa
mp
icin
16
.54
4
16
.99
3
19
.58
5
29
.73
2
switch
Rifampicin
Isoniazid
Pyrazinamide
25 TG Dekker – WHO, MalaysiaFeb 2005
A NIPER HPLC method
S. Singh et al., Pharm. Pharmacol. Commun., 6, 405-410 (2000)
26 TG Dekker – WHO, MalaysiaFeb 2005
RIIP HPLC chromatogram
C-18: methanol/phosphate buffer pH 7.0 : 6/4
Signals well separated
min0 5 10 15 20 25 30
mAU
0
10
20
30
40
50
DAD1 A, Sig=254,4 Ref=360,100 (AMR_RIF\07090407.D)
7.3
89
-
Rifa
mp
icin
N-O
xid
e
14
.17
1 -
H
yd
raz
on
e
18
.86
1 -
R
ifam
pic
in Q
uin
on
e
24
.07
0 -
3
-Fo
rmy
lrifa
my
cin
27
.41
3 -
R
ifam
pic
in
rifampicin
N-O
xid
e
Hyd
razo
ne
Qu
ino
ne
3-F
orm
yl r
ifam
ycin
Oth
er 3
AP
Is
27 TG Dekker – WHO, MalaysiaFeb 2005
4FDC products – degradation results
The 4FDC tablets instable: Isonicotinyl hydrazone main degradantContainer permeability may play a role (Alu/Alu > Pvdc/Alu?)
Product A B C
Primary container Pvdc/Alu HDPE securitainer
Pvdc/Alu
Age (months) 10 8 8
N-oxide (%)
Hydrazone (%) 7.2 5.0 10.2
Quinone (%) 1.3 2.6
3-Formyl (%)
Total related subs. 8.5 5.0 12.8
28 TG Dekker – WHO, MalaysiaFeb 2005
Testing frequency & storage conditions
Solid oral dosage forms (tablets, capsules):
Zone IV is real-time condition for prequalification project, unless otherwise justified
Zone II only if justified (may be fall-back for zone IV) ASEAN proposal for zone IV: 30ºC / 75% RH
Condition▼ Month► 0 3 6 9 12 18 24 36
30ºC / 65% RH (zone IV) X X X X X X X X
40ºC / 75% RH (accel) X X
25ºC / 60% RH (zone II) X X X X X X X
29 TG Dekker – WHO, MalaysiaFeb 2005
Stability storage facilities
RIIP facilities (110 m3)
Three rooms: 25ºC/60%RH; 30ºC/65%RH; 40ºC/75%RH
30 TG Dekker – WHO, MalaysiaFeb 2005
Significant changes during stability
1. A 5% change in assay from its initial value (or failure to meet acceptance criteria when using biological methods)
2. Any degradation product exceeding its acceptance criterion3. Failure to meet the acceptance criteria for appearance,
physical attributes, and functionality test (e.g., colour, phase separation, resuspendibility, hardness, dose delivery per actuation);
4. and, as appropriate for the dosage form: Failure to meet the acceptance criterion for pH; or Failure to meet the acceptance criteria for dissolution for
12 dosage units5. Dissolution specifications for release and stability must
be the same (otherwise possible BE change)
31 TG Dekker – WHO, MalaysiaFeb 2005
Pitfall
The assay value is still within the limits but the change during stability is more than 5.0%
Example Release assay limit: 95.0 – 105.0% Stability assay limit: 92.5 – 105.0% Release assay: 101.0% (within spec) 24-Month assay: 93.0% (within spec) Loss in potency: 8.0% !! This is a significant change !!
32 TG Dekker – WHO, MalaysiaFeb 2005
Reporting of stability data
Stability should be presented in well constructed tables (stability data sheets) See Annex 2 for an example Relevant administrative information must appear
on sheet Acceptance criteria for each attribute must be
included in the table for quick reference purposes Result sheets must bear date and responsible
person signature / QA approval
33 TG Dekker – WHO, MalaysiaFeb 2005
Evaluation of stability data
1. The data show no/little variation with time Statistical analysis not required (justify) Proposed shelf-life = 2 x real-time data (R), but not more
than R + 12 months (30 months max)
2. The data show trend(s) Statistical analysis required [see ICH Q1A(R2)] Proposed shelf-life depends on the statistical analysis
3. Commitment For confirmation of provisional (tentative) shelf-life, real-
time data are required First 3 production batches on stability Follow up stability testing (FUST) – one batch per year
34 TG Dekker – WHO, MalaysiaFeb 2005
Closing remarks
Stability testing is an essential part of the process of ensuring that the patient receives a product that meets established standards of safety, efficacy and quality
Sound planning and execution of stability studies are important Valuable time may be lost if the data are insufficient Always include all attributes which may change with time
(e.g. water content, friability & tablet strength in the case of uncoated tablets) – pay upfront and save later