09 Musso Neighborhood Council MidTerm Review

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    U R B A

    P O L I C

    B R I E

    Neighborhood Councils In Los Angeles:A Midterm Status ReportJuliet Musso, Christopher Weare, Terry L. Cooper

    UNIVERSITYOF SOUTHERN CALIFORNIAURBAN INITIATIVE

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    Urban Initiative Public Policy Briefing

    2004 USC Urban Initiative & the USC Neighborhood Participation Project

    FOR FURTHER INFORMATION:

    USC URBAN INITIATIVE

    3470 TROUSDALE PARKWAY, WPH 604

    UNIVERSITY OF SOUTHERN CALIFORNIA

    LOS ANGELES, CA 90089-4036

    www.usc.edu/urban

    U R B A N

    P O L I C Y

    B R I E F

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    URBAN INITIATIVE POLICY BRIEFJUNE 2004

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    I

    n June 1999, Los Angeles voters enacted charter provi-

    sions creating a citywide system of Neighborhood

    Councils (NCs). The charter states that the broad goal

    of the reform is to promote more citizen participation ingovernment and make government more responsive to local

    needs. Three years have passed since the City Council

    approved a plan for charter implementation, and the 2006

    charter-mandated review of the Neighborhood Council

    system is approaching.

    Other cities required many years to implement fully a

    Neighborhood Council system, suggesting that the Los

    Angeles system is still in a formative stage. This briefing

    considers whether midstream corrections are in order, and

    suggests benchmarks against which to evaluate outcomes

    over time.2 The criteria applied in this evaluation include

    democratic legitimacy, the extent to which NCs provide

    meaningful input on city decisions (relevance), and the

    extent to which NCs appear to have the potential to influ-

    ence City policies and develop relationships that bring

    together diverse groups within and across communities.

    We find that:

    Democratic legitimacy requires policy reforms to ensure

    that Council elections are fair and inclusive;

    Policy relevance necessitates development of avenues for

    systematic participation in City governance;

    While it is too early to evaluate their long-terminput, we

    suggest several benchmarks, including the quality of NC

    activities and impacts, the development of social andpolitical relationships, and the impact of the system on

    political efficacy and attitudes toward City government.

    ISSUES OF LEGITIMACY AND RELEVANCY

    Aclear measure of progress is the extent to which the

    system is citywide, as intended in the charter. As ofMay 2004, 81 certified Neighborhood Councils repre-

    sented areas containing 3,150,652 residents an average

    of 38,411 per Neighborhood Council (Map 1). Sixty-six NCs

    have had held one or more elections to select Board

    members; turnout in first-round elections was on average

    372 stakeholders (Map 2). Voting participation in first elec-

    tions exceeded 20,000 residents, an average of 1.3% of the

    residential population. This turnout needs to be contextu-

    alized by recognizing that the citys recent history has been

    one of relatively low electoral participation; for example,

    the turnout in the last general election constituted just 4%

    of city residents.

    Implementation of the neighborhood council system has drawn

    criticism on grounds that administrative practices are inconsistent

    or excessively cumbersome and intrusive. We find that two issues

    are particularly important to the legitimacy and relevance of neigh-

    borhood councils: (1) controversy concerning NC elections; and (2)

    the slow progress of participatory innovations to support

    Neighborhood Council involvement in City policy-making.

    NEIGHBORHOOD COUNCILS IN LOS ANGELES:

    A MIDTERM STATUS REPORTJuliet Musso, Christopher Weare, Terry L. Cooper1

    U R B A N I N I T I A T I V E P O L I C Y B R I E F

    Reporting on a study supported by the James Irvine Foundation, the National Science Foundation,

    the USC School of Policy, Planning, and Development, and the USC Urban Initiative

    1Expert analytic assistance was provided by Kyu-Nahm Jun, Nail Oztas, Amy Sheller,and Michael Sithole.2The first section primarily employs information from semi-structured interviews, focusgroups, field observations, and documentary research. The second section relies on

    surveys of: (1) 51 elected Neighborhood Council Boards, conducted between July andSeptember of 2003 (response rate 66%); (2) 799 Los Angeles city residents conducted

    in 2002 by the Public Policy Institute of California (PPIC) and USC (Baldassare, M. PPICStatewide Survey: Special Survey of Los Angeles County, March 2003); (3) 49 purposively

    sampled City Council staff from all 15 city council districts; and (4) 16 DONE projectcoordinators evaluating 62 of the 82 Neighborhood Councils certified to date.

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    JUNE 2004 NEIGHBORHOOD COUNCILS IN LOS ANGELES: A MIDTERM STATUS REPORT

    Electoral reforms required for legitimacy. Legitimacy ofthe NC system requires fair and inclusive governing Board

    elections. Neighborhood Councils self-administer elections

    with the advice of project coordinators (PCs) from the

    Department of Neighborhood Empowerment (DONE). While

    most elections have been non-controversial, elections

    administration is burdensome, and NCs have suffered from a

    lack of clear guidance from the City. The PCs rate only 60%

    of Neighborhood Councils as having conducted a first elec-

    tion that was professional and fair.

    Local conflict and sporadic elections controversies couldplace the long-term legitimacy of the system at risk. For

    example:

    Six certified Neighborhood Councils have not yet held elec-

    tions, despite having been certified for more than seven

    months. These delays are due at least in part to organi

    zational difficulties;

    Local factionalism sometimes leads to accusations of excessive

    Board influence or inappropriate electoral procedures;

    2

    CERTIFICATION AND ELECTION STATUS AS OF 2004

    MAP 1:

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    URBAN INITIATIVE POLICY BRIEFJUNE 2004

    Charges of electioneering, inappropriate absentee provi-

    sions, inadequate outreach, or lack of qualification of

    voters have characterized contested elections.

    We recommend that the City Council adopt standards regarding

    procedural matters such as absentee balloting, outreach, and

    voting qualifications. To protect DONE from charges of

    favoritism, the City could ensure neutrality by contracting with

    an independent entity for elections administration, and desig-

    nating a final arbiter of elections challenges.

    Participatory innovations for relevance. To be relevant,Neighborhood Councils require avenues for meaningful

    input into City policy. Table 1 summarizes the status of

    charter provisions intended to empower Neighborhood

    Councils. The City has made relatively good progress in a

    couple of areas, most notably on-line information avail-

    ability and NC involvement in budgeting. There is a need,

    however, for earlier notification of pending City decisions

    and an improved system for feedback regarding service

    delivery. The DONE is now reorganizing its technical assis-

    tance and training to occur through an Empowerment

    3

    TOTAL NUMBER OF VOTES CAST IN NC ELECTIONS

    MAP 2:

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    JUNE 2004 NEIGHBORHOOD COUNCILS IN LOS ANGELES: A MIDTERM STATUS REPORT

    Academy. Consequently, the Congress of Neighborhoodsshould be reconstituted as a deliberative forum that will

    engage Councils around citywide issues.

    INTERMEDIATE OUTCOMES AND BENCHMARKS

    There are three important measures of long-term

    Neighborhood Council success: the quality and impact of

    their activities, the social capital developed by the rela-

    tionships they create, and the degree to which stakeholders

    develop increased political efficacy and better attitudes regard-

    ing City government and their community. We set forth severalbenchmark measures in these three areas, based on surveys of

    DONE project coordinators, City Council staff, and NC Board

    members. Future measuring efforts should also evaluate

    perceptions of community stakeholders.

    Neighborhood Council activities. A review of operating

    expenditures by Neighborhood Councils should inform our

    understanding of their current activities. Based on expen-

    ditures as of February 2004, it would appear that almost half

    of Neighborhood Council expenditures relate to outreach

    4

    Early Warning System to notify

    neighborhood of pending City

    decisions with reasonable

    opportunity to provide input.

    (Charter Section 907)

    Not fully implemented.

    City provides automated distribution of agendas, a

    significant innovation compared to notification

    arrangements in other cities

    Agendas are distributed only 72 hours prior to

    meeting, which does not provide reasonable

    opportunity to provide input

    Need to make system more user-friendly, and

    provide earlier notification of issues of import toNeighborhood Councils

    Neighborhood Councils may make

    budget requests to Mayor

    (Charter Section 909)

    Mayor implemented regional budgeting process

    for 2004/5 budget, and has published a

    neighborhoods budget report

    City will provide support for a

    citywide Congress of

    Neighborhoods (Section 901)

    Congress of Neighborhoods has functioned

    primarily as a forum for technical assistance and

    training

    There is a need for a deliberative forum to address

    systemic and citywide issues

    Neighborhood Councils willmonitor service delivery and meet

    periodically with responsible

    officials. (Section 910)

    City has not adopted consistent mechanisms forfeedback on service delivery

    City Council may delegate hearing

    authority to Neighborhood

    Councils on matters of local

    concern. (Charter Section 908)

    No action

    Charter Provision Status

    TABLE 1:

    STATUS OF EMPOWERMENT PROVISIONS

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    URBAN INITIATIVE POLICY BRIEFJUNE 2004

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    PERCEPTION OF NEIGHBORHOOD COUNCIL ACTIVITIES

    FIGURE 2:

    0%

    20%

    40%

    60%

    80%

    100%

    Keeps Informed About CityActions

    Voices Views to Elected

    OfficialsEngages City Depts. to

    Improve Service DeliveryWorks with Other NCs

    DONE Project Coordinators

    ity Council Staffers

    FIGURE 1:

    NC EXPENDITURES AS OF MAY 2004

    Outreach & Communications

    48%

    Administrative Operations

    29%

    Community Events & Projects

    19%

    Training and Professional Services

    4%

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    JUNE 2004 NEIGHBORHOOD COUNCILS IN LOS ANGELES: A MIDTERM STATUS REPORT

    PERCEPTIONS OF NEIGHBORHOOD COUNCIL IMPACTS

    6

    %

    20%

    40%

    60%

    80%

    100%

    Had Po sitive Impact o n Qu ality of Life i n Its Communi ty Had Impact on City wi de Issues

    DONE Project Coordinators

    City Council Staffers

    FIGURE 4:

    FIGURE 3:

    A BENCHMARK MEASURE OF SOCIAL CAPITAL: BOARD MEMBER COMMUNITY LINKAGES

    .00

    .00

    .00

    .00

    .00

    10.00

    12.00

    14.00

    16.00

    18.00

    20.00

    1 3 5 7 11 13 15 17 19 21 3 5 27 29 1 3 35 37 9 41

    Elected Boards Summer 2003

    Linkages to OtherBoards

    ity Hall Ties

    takeholderT ies

    Linkages within Board

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    URBAN INITIATIVE POLICY BRIEFJUNE 2004

    and communications, including direct outreach expenditures,

    printing, and telephone expenses (Figure 1). Another 29%

    supports administrative activities, and 19% community events.3

    Figure 2 suggests that the City employees who work

    most closely with NCs, DONE project coordinators and City

    Council staff, rate favorably the activities of most Councils

    they encounter. Neighborhood Councils receive the lowest

    ratings in the area of working with other NCs, a finding that

    reinforces the need for a citywide Congress that engages

    Councils in local networking around substantive systemic

    and city policy issues.

    While most Neighborhood Councils are rated as having a

    favorable impact on their community (56% of project coor-

    dinators, and 73% of City Council staff), most are not

    perceived to have citywide impact. This is consistent with

    other published research on Neighborhood Councils, whichfinds that they tend to be more influential at the local

    rather than the citywide level. There are nonetheless

    several citywide issues upon which Neighborhood Councils

    exerted influence, the most recent being their widely

    acknowledged influence in the decision by the Citys

    Department of Water and Power to reduce a proposed 18%

    rate hike to 11%.

    Social capital: networks of relationships. A successful

    Neighborhood Council system should contribute to the civic

    culture of the city by creating sustained relationships that

    build social capitalnorms of trust and reciprocity. The

    average Board member surveyed reports 12.25 relationships

    related to Neighborhood Council involvement, of which 6.71

    are with other board members, 2.69 with stakeholders, 2.38

    with City Hall, and .47 with other Neighborhood Council

    Boards (Figure 4). Over time, a measure of success will be

    the extent to which these ties thicken within the

    Neighborhood Councils, and connect across the citys communities.

    Political attitudes of participants. A last set of bench-

    marks involve the extent to which Neighborhood Councils

    influence stakeholder perceptions of their communities and

    the City, as well as impacts on political efficacy, theextent to which people feel that they can make a difference.

    Figure 5 suggests that Neighborhood Council participants

    rank their communities less favorably than do residents in

    general. They are more satisfied with City government;

    around 60% of Board members report that their concerns

    receive attention from the City government, and one-third

    7

    BOARD MEMBER AND RESIDENTIAL ATTITUDES TOWARD THE COMMUNITY AND CITY GOVERNMENT

    FIGURE 5:

    0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

    Somew hat to Very Satisfi ed withCommunity

    Some to a Lot of Attention from City

    Government

    Good to Exc ellent City Performance

    CITY OF LA 84% 57% 29%

    NC BOARD 79% 63% 35%

    Somewhat to Very Satisfied with

    Commun ity

    Some to a Lot of Attention from City

    GovernmentGood to Exc ellent City Performance

    3 It should be noted that this is a preliminary indicator given the small amount of expen-

    ditures reported to date, and given the start-up nature of these voluntary councils.

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    JUNE 2004 NEIGHBORHOOD COUNCILS IN LOS ANGELES: A MIDTERM STATUS REPORT

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    rank City performance as good or excellent. Over time, if the

    system increases City responsiveness, we would expect to

    see improvement in these measures.

    Political efficacy, the extent to which individuals feel

    that they can influence political events, is an important

    constituent of civic culture, and is associated with political

    activities such as voting and volunteerism. Research on

    Neighborhood Councils in other cities has found that polit-

    ical efficacy tends to be higher in cities with

    well-functioning Neighborhood Councils. As Figure 6

    shows, 45% of Neighborhood Council Board members

    express beliefs that people, working together, can have a

    lot of influence over political affairs. Only 9% thought that

    people could have no or a little influence. We would expect

    attitudes of political efficacy to improve further if the City

    becomes more responsive to local concerns, as intended bythe charter.

    NEIGHBORHOOD COUNCIL BOARD MEMBERS PERCEPTION OF POLITICAL EFFICACY

    FIGURE 6:

    1%

    8%

    46%

    45%

    None

    Very Little

    Some

    A Lot

    Question: How much influence do

    you think people in your neighborhood,

    working together, can have over local

    government decisions?

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    URBAN INITIATIVE POLICY BRIEFJUNE 2004

    Cover Photo Credits:

    Photos by Mark Elliot

    Art Direction/Design: USC School of Architecture Office of Publications.

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