05 June 2018 – 11 May 2019 - Financial Planning Institute › documents ›...

FPI programme approval numberFPI Recognised CPD Provider Name of event Date of activity Verifiable /non-verifiable CPD activity CPD hours

FPI18060001 Investec Asset Management (Pty) Ltd Investec Manager’s Forum Durban 06-Jun-18 2,5

FPI18060002 Moonstone Business School of Excellence (Pty) Ltd Pension Fund Benefits Class of Business04 June 2018 On-going till 15

March 2019 6

FPI18060003 Old Mutual Personal Finance NFP Risk Club 05.06.2018 1

FPI18060004 Compliance and Learning Center (Pty) Ltd

Protection of Personal Information Act

Workshop 07 June 2018 – 04 June 20191

FPI18060005 Old Mutual Wealth IFA/PFA Advice Forum 23, 24, 30 May 05 June 2018 3

FPI18060006 Morningstar Investment Management (Pty) Ltd Investment Committee Reportbacks 02 & 03 May 2018 2

FPI18060007 Integrity Academy (Pty) Ltd Advanced Investments 05 June 2018 – 11 May 2019 8,5

FPI18060008 Integrity Academy (Pty) Ltd Business Assurance and Market Planning 05 June 2018 – 11 May 2019 8,5

FPI18060009 Integrity Academy (Pty) Ltd Estate Planning Online Course 05 June 2018 – 11 May 2019 8,5

FPI18060010 Integrity Academy (Pty) Ltd Basic Investment Principles 05 June 2018 – 11 May 2019 8,5

FPI18060011 Integrity Academy (Pty) Ltd Behavioural Finance and Economics 05 June 2018 – 11 May 2019 8,5

FPI18060012 Integrity Academy (Pty) Ltd Taxation for Financial Planners 05 June 2018 – 11 May 2019 8,5

FPI18060013 Integrity Academy (Pty) Ltd Retirement Fund Benefits 05 June 2018 – 11 May 2019 5

FPI18060014 Integrity Academy (Pty) Ltd Long-term Product Solutions 05 June 2018 – 11 May 2019 8

FPI18060015 Integrity Academy (Pty) Ltd Principles of Ethics In Business 05 June 2018 – 11 May 2019 2

FPI18060016 Old Mutual Investment Group (Pty) Ltd Webinar with Feroz Basa 22 June 2018 – 28 June 2018 1

FPI18060017 Amity Investment Solutions (Pty) Ltd

Online communications training for

advisors 24 May 2018 5,5

FPI18060018 Boutique Collective Investments BCI Boutique Boardroom Presentation 31 May 2018 2,5

FPI18060019 Liberty Life DPFM – Investment Planning June 2018 till May 2019 7

FPI18060020 Liberty Life Fundamentals of Financial Planning June 2018 till May 2019 7

FPI18060021 Liberty Life DPFM - Tax Planning June 2018 till May 2019 7

FPI18060022 Integrity Academy (Pty) Ltd Collective Investments 05 June 2018 – 11 May 2019 8,5

FPI18060023 Integrity Academy (Pty) Ltd Healthcare Benefits 05 June 2018 – 11 May 2019 8,5

FPI18060024 PSG Wealth Financial Planning (Pty) Ltd THE PSG AUTUMN UPDATE 2018 15, 16, 17, 21, 22 & 23 May 2018 1

FPI18060025 Integrity Academy (Pty) Ltd

Functioning as a Trustee: Retirement Fund

Environment 05 June 2018 – 11 May 2019 5

FPI18060026 Integrity Academy (Pty) Ltd Retirement Wealth Preservation 2018 05 June 2018 – 11 May 2019 8,5

FPI18060027 Integrity Academy (Pty) Ltd Short and Long-Term Deposits 2018 05 June 2018 – 11 May 2019 7,5

FPI18060028 Nedgroup Investments (Pty) Ltd Nedgroup Investment Engage- Business Day 31 May 2018 1

FPI18060029

Allan Gray Unit Trusts Managers RF Limited (Pty)

Ltd

Allan Gray Behavioural Coaching

Programme - Module One 08, 12,13,14,15 June 2018 7

FPI18060030 Liberty Life Professional Development June 2018 till May 2019 5

FPI18060031 Integrity Academy (Pty) Ltd Sales Techniques and Questioning Skills

201805 June 2018 – 11 May 2019 8,5

FPI18060032 Liberty Life DPFM - Estate Planning June 2018 till May 2019 7


Practice Management and Risk Assessment

2018 05 June 2018 – 11 May 2019 8

FPI18060034


LtdArticulating your value proposition and

service offer in a changing environment 15 March 2018 4

FPI18060035 Nedbank Limited Wealth Management: Updated Fiduciary On-going 2018 till June 2019 3

FPI18060036 Moonstone Business School of Excellence (Pty) Ltd Investments Class of Business Module

04 June 2018 On-going till 15

March 2019 8,5

FPI18060037 Amity Investment Solutions (Pty) Ltd Amity Masterclass 23 May 2018 23 May 2018 5

FPI18060038 Glacier Financial Holdings (Pty) Ltd East London Manco Day May 2018 08 May 2018 3,5

FPI18060039 Liberty Life

New Financial Adviser Induction - Financial

Planning week June 2018 till May 2019 27,5

FPI18060040 Old Mutual Wealth Wealth Integrator Training module 2 (tool)

On-going 2018 till 14 February 2019 6,5

FPI18060041 Old Mutual Wealth Old Mutual Wealth Induction Module 1 On-going 2018 till 14 February 2019 6,5

FPI18060042 Old Mutual Wealth Developing Scenarios Module 3 On-going 2018 till 14 February 2019 6

FPI18060043 Old Mutual Wealth

Initial Engagement and goal setting Module

4

On-going 2018 till 14 February

2019 6


Old Mutual Wealth Joint Planning and Risk

Module 5 On-going 2018 till 14 February 2019 6

FPI18060045 PPS Investments (Pty) Ltd

Optimal Product & Portfolio construction

for investors seeking maximum income 5,6,7,12,13,14,19 & 2 June 2018 1

FPI18060046 Milpark Education Administration of Deceased Estates On-going 2018 till 18 September 2018 7

FPI18060047 Milpark Education Ethical Investments: Online Short Course On-going 2018 till 18 September 2018 0,5

FPI18060048 Milpark Education Regulatory requirements for replacements On-going 2018 till 18 September

2018 0,5

FPI18060049 Milpark Education

Tax Free Savings Accounts in Financial

Planning: Online Short Course On-going 2018 till 18 September 2018 2

FPI18060050 1Life On-going 2018 till 11 September 2018 On-going 2018 till 11 September 2018 1

FPI18060051 Allegiance Consulting (Pty) Ltd Holistic Estate Planning Refresher Model On-going 2018 till 09 February 2019 1,5

FPI18060052 Glacier Financial Holdings (Pty) Ltd Glacier Tax Workshop 2018 11 June 2018 3

FPI18060053 Glacier Financial Holdings (Pty) Ltd East Rand Asset Manager Day June 2018 June 2018 0,5

FPI18060054 Glacier Financial Holdings (Pty) Ltd Glacier Round Table Discussions 30, 31 May 01 June 2018 2,5

FPI18060055 FPI Centre for Professional Development Administration of Deceased Estates On-going 2018 till 30 January 2019 7

FPI18060056 FPI Centre for Professional Development Ethical Investments: Online Short Course On-going 2018 till 30 January 2019 2

FPI18060057 FPI Centre for Professional Development Regulatory requirements for replacements On-going 2018 till 30 January 2019 0,5

FPI18060058 FPI Centre for Professional Development

Tax Free Savings Accounts in Financial

Planning: Online Short Course On-going 2018 till 30 January 2019 2

FPI18060059

Succession Financial Planning Advisory Services

(Pty) Ltd SFP Regional Meeting 02 November 2017 2,5

FPI18060060 Discovery Central Services (Pty) Ltd

What is Effective Annual Cost (EAC) -

Unpacking Costs On-going 2018 till 18 January 2019 1,5

FPI18060061 Coronation Management Company Face to Face Presentation 12, 13 May 2018 5,5

FPI18060062 Masthead (Pty) Ltd

Introduction to the New Fit and Proper

RequirementsOn-going 2018 till 13 December

2018 1,5

FPI18060063 Glacier Financial Holdings (Pty) Ltd East London Manco Day May 2018 08 May 2018 3,5


Fundamental of short-term insurance On-

going 2018 On-going 2018 till 04 June 2019 4

FPI18060065 Marriot Asset Management (Pty) LtdMarriott International Workshops June

201812,13,14,15,18 & 19 June 2018 1

FPI18060066Old Mutual Corporate

KIC Start Sessions – Lessons for SA’s

proposed social security model 11 June 2018 1,5

FPI18060067 Sanlam Life Insurance Limited Sanlam Benchmark 2018 16,23,29 & 30 May 2018 2,5

FPI18060068 Old Mutual Personal Finance

Retirement Planning workshop. (Pre-

Retirement) July 2018 till December 2018 14,5

FPI18060069 PSG Wealth Financial Planning (Pty) Ltd

PSG Wealth Product and Platforms

Feedback Session 23 May 2018 3

FPI18060070 PSG Wealth Financial Planning (Pty) Ltd THE PSG OUTLOOK 2018 30, 31 Jan, 05, 06, 07, 09 Feb 20018 1,5

FPI18060071 Alexander Forbes Financial Planning Consultants (Pty) LtdThe Forum Q2 - 2018 25 May 2018 2,5

FPI18060072 Simeka Consultants and Actuaries (Pty) Ltd Consulting Workshop 20 & 22 June 2018 3

FPI18060073 Nedgroup Investments (Pty) Ltd

Nedgroup Investments Treasurers

Conference 14 June 2018 4

FPI18060074


Ltd

AG Local and offshore investment update

in East London 28 June 2018 1

FPI18060075 Last Word Media (UK) Ltd

International Adviser – International

Investment Forum South Africa 22 & 24 May 2018 2,5


Income protection products vs Lump sum

disability products On-going 2018 till 18 January 2019 1,5

FPI18060077 Momentum, a division of MMI Holdings

Momentum Development Series: Business

AssuranceOn-going 2018 till 05 March 2019

11

FPI18060078 STANLIB Wealth Management STANLIB Global Update 22,23,24,28,29,30,31 May 01 June 2018 1


A look at recent court cases of interest as

well as a legal update 27 June 2018 1

FPI18060080 Sanlam Life Insurance Limited Financial Mail Private Lounge 26-Jun-18 0,5

FPI18060081 Cornerstone Performance Solutions (Pty)Ltd SBFC VALUE CREATION IN BUSINESS

BANKING04 & 05 April 03 & 04 15 & 16 May 2018 12,5

FPI18060082 Sasfin Financial Advisory Services Sasfin Beyond Global Wealth event 08 May 2018 2

FPI18060083 Investment Consulting & Trustee Services (Pty) Ltd Disposal of Death Benefits

4 Feb, 27 Mar, 15, 27 May, 21 Jun,

24 Jul, 15 Aug, 18 Oct, 08 Nov, 21

Nov 2018 3,5

FPI18060084

Investment Consulting & Trustee Services (Pty) LtdTwo-Day Advanced Fiduciary Duties &

Investments (Module II)

20 21 Feb,10 11 18 19 April, 05 06

Jun, 24 25 Jul, 22 23 Aug, 04 05

Sept, 10 11 16 17 Oct, 20 21 Nov.

2018 9

FPI18060085 Investment Consulting & Trustee Services (Pty) Ltd Half-Day Principal Officer Course

15 Feb, 08 Mar, 23 May, 13 Jun, 14

Aug, 19 Sept, 06 Nov 2018 3,5

FPI18060086 Investment Consulting & Trustee Services (Pty) Ltd Half-Day Regulation 28

08 Mar, 25 April, 19 Jun, 11 Jul, 20

Sept, 23 Oct 2018 2

FPI18060087 Investment Consulting & Trustee Services (Pty) Ltd One Day Governance & Risk Management 22 24 Feb, 16 May, 14 Jun, 07 Aug,

19 Oct, 14 Nov 2018 5,5

FPI18060088 Investment Consulting & Trustee Services (Pty) Ltd Retirement Counselling 11 and 19 April 2018 6

FPI18060089 Investment Consulting & Trustee Services (Pty) Ltd

Two-Day Fiduciary Duties & Investments

(Module I)

13 & 14 Mar, 14 & 15 Mar, 09 & 10

Jun, 22 & 23 May, 19 & 20 Jun, 18

& 19 Jul, 11 & 12 Sept, 16 & 17

Oct, 07 & 08 Nov, 13 & 14 Nov, 04

& 05 Dec 2018 9,5

FPI18060090 Investec Asset Management (Pty) Ltd

Spotlight: Investing in retirement:

Growth versus volatility

14 March 2018 14 March 2018

15 March 2018 and 11,12 April

2018

3 May 20181,5

FPI18060091 Investec Asset Management (Pty) Ltd Investing amid late cycle tailwinds 05 & 06 Feb 2018 1


Spotlight: Lower tax, secured capital and

real income – can you really have it all 14-Jun-18 1,5


New Financial Adviser Induction -

Behavioural week June 2018 till May 2019 28

FPI18060094 PSG Wealth Financial Planning (Pty) Ltd Meet the Managers 2018 23 25 26 July 2018 6

FPI18060095 Liberty Life Client Value Proposition - AB Tenure June 2018 till May 2019 2

FPI18060096 Liberty Life Client Value Proposition - CD Tenure June 2018 till May 2019 2

FPI18060097 FPI Centre for Professional Development Interpersonal Skills Webinar On-going 2018 till 30 January 2018 1,5

FPI18060098 FPI Centre for Professional Development The A to Z of Section 12J Investments On-going 2018 till 30 January 2019 1,5


Financial planning for Millenials - Youth

Panel Webinar On-going 2018 till June 2019 1,5

FPI18060100 Nedbank Limited AML, CFT & Sanctions Training On-going 2018 till 22 August 2018 1,5

FPI18060101 Old Mutual Wealth Treating Clients Fairly Course and AssessmentOn-going 2018 till 14 February 2019 1

FPI18060102 Jaltech (Pty) Ltd 12J Marketplace Conference 02 August 2018 2,5

FPI18060103 Old Mutual Wealth Fiduciary Services Online Course On-going 2018 till 14 February 2019 3,5

FPI18060104


Ltd

Allan Gray Webinar | Investing offshore -

why, how and what else to consider 04 July 2018 1

FPI18060105


Ltd

The Legal and Operational Technicalities

for Succession Planning 25 July 2018 1

FPI18060106 Kagiso Collective Investments

Kagiso Sharia Bi-Annual Presentation July

2018 02 July - 31 July 2018 1,5

FPI18070001 Liberty Life CVP E1 -4 Tenure July 2018 till May 2019 2,5


Develop a Risk Management Plan to

protect your business, employees and

clients July 2018 till July 2019 3

FPI18070003

PPS Financial Planning, a division of PPS Insurance

Company Limited Investment Workshop On-going 2018 till 18 August 2018 6

FPI18070004 Old Mutual Investment Group (Pty) Ltd

Webinars: Why Naspers is more than a

Tencent proxy 13-Jul-18 0,5

FPI18070005 Glacier Financial Holdings (Pty) Ltd HPLC Shariah Seminar 21-Jun-18 1,5


Retirement Planning workshop (Post-

Retirement) July 2018 till 18 August 2018 11,5

FPI18070007 FPI Centre for Professional Development Employee Benefits Programme 18 - 20 July 2018 2

FPI18070008 FPI Centre for Professional Development Estate Planning Programme 27 August 2018 to 30 January 2019 4

FPI18070009 FPI Centre for Professional Development Tax session 2018 Webinar On-going 2018 till 30 January 2019 1,5

FPI18070010 Sanlam Life Insurance Limited Retirement Training 26-Jun-18 4,5


Practice Development CVP - Sales Leader

Workshop July 2018 till May 2019 6,5

FPI18070012 Sanlam Life Insurance Limited Class of Business Training: Long Term Insurance PolicyOn-going 2018 till 30 January 2019 16

FPI18070013 Liberty Life Business Assurance - SBFC July 2018 till May 2019 3

FPI18070014 Sanlam Life Insurance Limited Class of Business Training: Investments On-going 2018 till 30 January 2019 11,5


Behavioural Profiles/ Social Styles - Online

module July 2018 till May 2019 1,5

FPI18070016 Discovery Central Services (Pty) Ltd Business Assurance On-going 2018 till 18 January 2019 1,5

FPI18070017 Liberty Corporate Retirement Tax Reform 27 June 2018 till 27 June 2019 2

FPI18070018 Liberty Corporate

Twin Peaks Model for Financial Sector

Regulation 27 June 2018 till 27 June 2019 0,5

FPI18070019 Liberty Corporate Section 37C of the Pension Funds Act 27 June 2018 till 27 June 2019 1,5

FPI18070020 Liberty Corporate Section 37D of the Pension Funds Act 27 June 2018 till 27 June 2019 1,5


Morningstar Behavioural Finance

Programme 27 August - 29 August 2018 3

FPI18070022


Ltd Offshore Managers Meeting 16 July 2018 16 July '2018 2


Old Mutual Multi Managers - Meet the

Managers 20 June 2018 20-Jun-18 1,5

FPI18070024 STANLIB Wealth Management STANLIB Multi-Manager July 2018 12 July - 02 August 2018 1

FPI18070025 Glacier Financial Holdings (Pty) Ltd Glacier Asset Manager Day July 2018 01-Jul-18 1

FPI18070026 Moonstone Business School of Excellence (Pty) Ltd

Structured Deposits Class of Business

Module 02 July 2018 On-going till 02 July 2019 3

FPI18070027 Infinitus Risk Management Service (Pty) Ltd Infinitus FAIS Superheroes Conference 24 July - 07 August 2018 3


Short-term and Long-term Deposits Class of

Business Module 02 July 2018 On-going till 02 July 2019 4,5

FPI18070029 Prudential Portfolio Managers Unit Trusts Limited Prudential Global Fund Launch 03 July - 01 August 2018 1,5

FPI18070030 FPI Centre for Professional Development Employee Benefits 1 On-going 2018 till 30 January 2019 0,5

FPI18070031 FPI Centre for Professional Development Marital Regimes Online Course On-going 2018 till 30 January 2019 2


Evidencing Treating Customers Fairly -

short online course On-going 2018 till 04 June 2019 1

FPI18070033 GTC Pty (Ltd)

Taxation Applicable to Estate Planning and

Trusts 07-Aug 4

FPI18070034 ICS Academy (Pty) Ltd ICSA FAIS Training 2018 Ongoing 2018 till 31 May 2019 1

FPI18070035 Investec Asset Management (Pty) Ltd IMS Academy 2018 01 & 02 August 2018 9,5



Trusts On-going 2018 till 30 Jan 2019 5,5


Amended fit and proper requirements

short on-line course On-going 2018 till 04 June 2019 4,5

FPI18070038 Investec Asset Management (Pty) Ltd Advisor Workshop -Zebra Zone 14-Jun-18 1,5

FPI18070039 Investec Asset Management (Pty) Ltd Advisor Workshop 07-Aug-18 1

FPI18070040 Nedbank Limited BN 79 (FAIS) & revised mandate On-going 2018 till July 2019 1,5


Market and funds update by our Portfolio

Managers 18 July & 19 July 2018 1

FPI18070042 FPI Centre for Professional Development Retirement Planning 2 Webinar On-going 2018 till 30 January 2019 1,5

FPI18070043 Moonstone Business School of Excellence (Pty) Ltd Forex Investments Class of Business Module 02 July 2018 On-going till 02 July 2019 5,5

FPI18070044


Ltd The Allan Gray Investment Conference 13 & 14 September2018 6,5

FPI18070045 Bridge Fund Managers (Pty) Ltd

PPS Q+A - Bridge Income Efficient

Portfolios July & August 2018 1

FPI18070046 Old Mutual Investment Group (Pty) Ltd Economic Update Webinar with Johann Els 03-Aug-18 0,5

FPI18070047 FPI Centre for Professional Development Ecsponent Full Day Refresher 26-Jul-18 5,5

FPI18070048 Investec Asset Management (Pty) Ltd Taking Stock Winter 2018 27 July - 07 August 1,5

FPI18070049 Sanlam Life Insurance Limited Budgeting Course On-going 2018 till 30 Jan 2019 2,5

FPI18070050 Discovery Central Services (Pty) Ltd Risk Management and Risk Advise Ongoing 2018 till 18 Jan 2019 1

FPI18070051 FPI Centre for Professional Development Are Trusts still relevant: webinar 02-Aug-18 1,5

FPI18070052 FPI Centre for Professional Development Webinar: Short-term insurance 26-Jul-18 1,5

FPI18070053 Prudential Portfolio Managers Unit Trusts Limited

Anti-Money Laundering (AML) and Anti-

Bribery & Corruption (ABC) Workshop 25-Jul-18 1,5

FPI18070054 Black Onyx CPD Course On-going 2018 till July 2019 3,5

FPI18070055 Sanlam Life Insurance Limited Q2 2018 Quarterly Investment Committee Meetings 23 July till 07 September 2018 2

FPI18070056 Sanlam Life Insurance Limited

Beneficiary nominations and security

sessions: the unintended consequences. 24 July & 26 July 2018 2,5

FPI18070057 Sanlam Life Insurance Limited Broker Sanfin Training Ongoing till 30 Jan 2019 14

FPI18070058 PPS Investments (Pty) Ltd Talking Points 23 Aug - 12 Sept 2018 1,5

FPI18070059 Boutique Collective Investments BCI Bloemfontein Conference 01-Aug-18 1,5

FPI18070060 Glacier Financial Holdings (Pty) Ltd Cumulus Day - Durban 01-Aug-18 2,5

FPI18070061 Sanlam Life Insurance Limited Peregrine Falcon Conference 25 & 26 January 2018 6

FPI18070062 Sanlam Life Insurance Limited National Agricultural Market Work Session 15-May-18 3

FPI18070063 Ripple Effect 4 (Pty) Ltd Risk Management and Compliance (FICA) Ongoing 2018 till 25 July 2019 7

FPI18070064 Liberty Life Retirement Planning workshop July 2018 till May 2019 5

FPI18070065 Boutique Collective Investments

Government Employee Pension Fund

Training Session 14 August 15 August 2018 1,5


Government Employee Pension Fund

Training Session Ongoing 2018 till 30 Jan 2019 9

FPI18070067 Liberty Life World of the Advisor Online Programme July 2018 till May 2019 1,5

FPI18080001 PSG Wealth Financial Planning (Pty) Ltd PSG Insure Work Session

04 June 2018 06 June 2018 05

June 2018

07 June 2018 12 June 2018 13 June

2018

15 June 2018

Non-verifiable CPD activity 1,5

FPI18080002 PSG Wealth Financial Planning (Pty) Ltd PSG Wealth Adviser Work Sessions

04 June 2018 05 June 2018 06

June 2018 07 June 2018 12

June 2018 13 June 2018

15 June 2018

Non-verifiable CPD activity 1

FPI18080003 Ripple Effect 4 (Pty) Ltd Long Term Insurance Credit Life On-going 2018 till 25 July 2019 Verifiable CPD activity 4

FPI18080004 Ripple Effect 4 (Pty) Ltd Short Term Insurance Commercial Lines On-going 2018 till 25 July 2019 Verifiable CPD activity 9

FPI18080005 Ripple Effect 4 (Pty) Ltd Short Term Insurance Personal Lines On-going 2018 till 25 July 2019 Verifiable CPD activity 9

FPI18080006


Ltd

Durban IFA Update and Networking Session

24 July 2018 24-Jul-18 Verifiable CPD activity 1

FPI18080007


Ltd Regional Discussion Forum 02 August 2018 02 August 2018 Verifiable CPD activity 3

FPI18080008 Prudential Portfolio Managers Unit Trusts Limited Pruview Q3 with Hamilton van Breda 03 August 2018 Verifiable CPD activity 1

FPI18080009 ASISA Academy

ASISA Academy Financial Services Industry

Overview Blitzcamp

04 September and On-going 2018

till 04 June 2019 Verifiable CPD activity 5,5


ASISA Academy Investment Management

Overview Blitzcamp

04 September and On-going 2018

till 04 June 2019 Verifiable CPD activity 6

FPI18080011 ICS Academy (Pty) Ltd FICA Training On-going 2018 till 31 May 2019 Verifiable CPD activity 2

FPI18080012 ICS Academy (Pty) Ltd Fit and Proper Requirements Training 03 August 2018 Verifiable CPD activity 2

FPI18080013

Portfolio Analytics Analytics Consulting (Pty)

Limited RDR update and presentation August – December 2018 Verifiable CPD activity 1,5

FPI18080014 Nedgroup Investments (Pty) Ltd Nedgroup Investments Summit 2018 02 August 2018 Verifiable CPD activity 5,5

FPI18080015 Old Mutual Personal Finance CoDA Business Session (Old Mutual PFA) 07 May & 08 May 2018 Non-verifiable CPD activity 5,5

FPI18080016


Ltd

Allan Gray Webinar | Articulating client

value in a changing environment 15 August 2018 Verifiable CPD activity 1,5

FPI18080017


Ltd

Articulating your value proposition and

service offer in a changing environment 03 August 2018 Verifiable CPD activity 3

FPI18080018 VAPS Consulting (Pty) Ltd TCF (Treating Customers Fairly) Training 10 August 2018 - 31 December 2018 Verifiable CPD activity 3,5

FPI18080019 Coronation Management Company

Conversations with Coronation - Global

Emerging Markets July - August 2018 Non-verifiable CPD activity 1,5

FPI18080020 Old Mutual Personal Finance Old Mutual Reimagine Advice Roadshow July - August 2018 Verifiable CPD activity 1

FPI18080021 STANLIB Wealth Management STANLIB Asset Management Roadshow 14 August - 29 August 2018 Verifiable CPD activity 2

FPI18080022 STANLIB Wealth Management STANLIB Fixed Income 08-Aug-18 Verifiable CPD activity 1

FPI18080023 FPI Centre for Professional Development Retirement and Investments Workshop 17, 18, 20 September 2018 Verifiable CPD activity 4,5

FPI18080024 Ripple Effect 4 (Pty) Ltd Pension Fund Benefits On-going 2018 till 25 July 2019 Verifiable CPD activity 8,5

FPI18080025 Ripple Effect 4 (Pty) Ltd Long Term Insurance On-going 2018 till 25 July 2019 Verifiable CPD activity 5,5

FPI18080026 Alexander Forbes Investments IFA Symposium 18-Sep-18 Verifiable CPD activity 5

FPI18080027 PSG Wealth Financial Planning (Pty) Ltd July Wealth Solutions 25-Jul-18 Verifiable CPD activity 2,5

FPI18080028 Ashburton Fund Managers Proprietary Limited Global Perspective Seminar 19,20,24,25,26 & 27 July 2018 Verifiable CPD activity 2

FPI18080029 Nedgroup Investments (Pty) Ltd Veritas Asset Management Roadshow 23,24,25 & 26 July 2018 Verifiable CPD activity 1

FPI18080030 Council for Medical Schemes Advanced Broker Training Programme 17,24, & 31 August 2018 Verifiable CPD activity 6,5

FPI18080031 Sanlam Life Insurance Limited Marital Regimes and Tax in 2019 16 May & 15 June 2018 Verifiable CPD activity 3

FPI18080032


Ltd

Conversations with Coronation - Global

Emerging Markets 28, 30 Aug, 04,05,06,07 Sept 2018 Verifiable CPD activity 3,5

FPI18080033 Investec Asset Management (Pty) Ltd Advisor Workshop 23-Aug-18 Verifiable CPD activity 1,5

FPI18080034 Glacier Financial Holdings (Pty) Ltd Glacier Asset Manager Day August 2018 03-Aug-18 Verifiable CPD activity 1,5

FPI18080035 Glacier Financial Holdings (Pty) Ltd Regional Asset Manager Day August 2018 13,14,15 August 2018 Verifiable CPD activity 2

FPI18080036 Old Mutual Investment Group (Pty) Ltd Webinar with Peter Brooke Aug-18 Verifiable CPD activity 1

FPI18080037 FPI Centre for Professional Development Client Engagement Webinar 16-Aug-18 Verifiable CPD activity 1,5

FPI18080038 Compliance and Learning Center (Pty) Ltd Fundamentals of Long-term Insurance On-going 2018 till 04 June 2019 Verifiable CPD activity 1,5

FPI18080039 FPI Centre for Professional Development Employee Benefits 2 Webinar 23-Aug-18 Verifiable CPD activity 1,5


Consequences of non-disclosure by FSP’s

and representatives On-going 2018 till 30 January 2019 Verifiable CPD activity 1,5


Social Media for Key Individuals Online

Course On-going 2018 till January 2018 Verifiable CPD activity 1


Cultural diversity in Financial Planning

Online Course On-going 2018 till 30 January 2019 Verifiable CPD activity 2,5


Overview of Changes in Financial Planning

Environment On-going 2018 till 30 January 2019 Verifiable CPD activity 2,5


Gifts, Benefits, Entertainment, Hospitality

and FAIS Fit and Proper Training Workshop 20,27,28 Aug, 05 Sept 2018 Verifiable CPD activity 2

FPI18080045 Discovery Central Services (Pty) Ltd Offshore Bootcamp 29-Aug-18 Verifiable CPD activity 1

FPI18080046 PSG Wealth Financial Planning (Pty) Ltd PSG Winter Update 24,30,31 July, 01,02 Aug 2018 Verifiable CPD activity 1

FPI18080047 Ashburton Fund Managers Proprietary Limited KZN Manco Day 02-Aug-18 Verifiable CPD activity 3

FPI18080048 Fairtree Asset Management (Pty) Ltd Fairtree Capital Fund Update 21-Jun-18 Verifiable CPD activity 1,5

FPI18080049 Anchor Financial Services Anchor Roadshow 21, 22, 28,30 Aug, 05 Sept 2018 Verifiable CPD activity 1

FPI18080050 Investec Asset Management (Pty) Ltd Investing for Retirement 18-Sep-18 Verifiable CPD activity 2

FPI18080051 Alexander Forbes Investments Alexander Forbes Investments Indaba 17-Sep-18 Verifiable CPD activity 3

FPI18080052


Ltd

Allan Gray Behavioural Coaching

Programme Module 2 08, 21,22, 23, 24 Aug 2018 Verifiable CPD activity 7


Investment Insights- Planet vs Profits – A

collision course 13,16 & 27 Aug 2018 Verifiable CPD activity 1


Women Empowerment in the Financial

Planning World Ongoing 2018 till 30 January 2019 Verifiable CPD activity 1

FPI18080055 Masthead (Pty) Ltd RDR Investment Discussion Seminar August 2018 till August 2019 Verifiable CPD activity 3

FPI18080056

Masthead (Pty) Ltd

Understanding the impact of Fit and

Proper Requirements on FSPs, KI’s and

representatives August 2018 till August 2019 Verifiable CPD activity 3

FPI18080057Glacier Financial Holdings (Pty) Ltd

Glacier Investment Roadshow

20,21,22,23,24,27,28,29,30,31

Aug, 04, 14 Sept 2018 Verifiable CPD activity 1,5

FPI18080058 Glacier Financial Holdings (Pty) Ltd Pretoria Mini Due Diligence 16-Aug-18 Verifiable CPD activity 4

FPI18080059 Sanlam Life Insurance Limited Masterclass 2018 05-Sep-18 Verifiable CPD activity 3

FPI18080060 Compliance Institute (SA) Compliance Institute (SA) Annual Conference11 - 12 September 2018 Verifiable CPD activity 7,5

FPI18080061 Intelligo Solutions (Pty) Ltd Consumer Protection Act Ongoing 2018 Verifiable CPD activity 2


Webinar: Making sustainable investing

accessible to all investors 31-Aug-18 Verifiable CPD activity 1

FPI18080063 Efficient Wealth Select Manager Investment Meeting 26-Jul-18 Verifiable CPD activity 3

FPI18080064 Momentum, a division of MMI Holdings Internal Complaints Handling Process 21, 22, 23, 28, 29,30 August 2018 Verifiable CPD activity 2

FPI18080065 Nedgroup Investments (Pty) Ltd Nedgroup Investments XS Select Roadshow 13, 14, 17 August 2018 Verifiable CPD activity 1,5

FPI18080066 Circulus Online Personal Income Tax for Financial Planning On-going 2018 till 30 July 2018 Verifiable CPD activity 10,5

FPI18080067 Momentum, a division of MMI Holdings SAIA Code of Conduct 21, 22, 23, 28, 29,30 August 2018 Verifiable CPD activity 2

FPI18080068 Old Mutual Corporate Innovation through Cell Captives 24-May-18 Verifiable CPD activity 1,5

FPI18080069 Liberty Life Risk Workshop August 2018 till July 2019 Verifiable CPD activity 2

FPI18080070 Liberty Life Investment Planning Academy August 2018 till July 2019 Verifiable CPD activity 16

FPI18080071 Liberty Life Behavioural Master Class August 2018 till July 2019 Verifiable CPD activity 1

FPI18080072 Amity Investment Solutions (Pty) Ltd Amity Master Class 15-Aug-18 Verifiable CPD activity 5

FPI18080073 Intelligo Solutions (Pty) Ltd Financial Intelligence Center Act 2001 Ongoing 2018 Verifiable CPD activity 7,5

FPI18080074 Masthead (Pty) Ltd RE 1 and RE 5 Training August 2018 till August 2019 Verifiable CPD activity 7


Exceptional Assistant – Improve Efficiencies

to Increase Profits August 2018 till August 2019 Verifiable CPD activity 5

FPI18080076 Efficient Wealth Select Manager Investment Meeting 26-Jul-18 Verifiable CPD activity 3,5


Fundamentals of Collective Investment

Schemes On-going 2018 till 04 June 2019 Verifiable CPD activity 4

FPI18080078 Prudential Portfolio Managers Unit Trusts Limited Nelspruit Pruview with Hamilton van Breda 30-Aug-18 Verifiable CPD activity 1

FPI18080079 Sanlam Life Insurance Limited Sanlam Professional Workshop 18-Jul-18 Verifiable CPD activity 1,5

FPI18080080 Sanlam Life Insurance Limited Sanlam Recurring Premium Summit 06 – 07 August 2018 Non-verifiable CPD activity 2,5

FPI18080081


Ltd

A more intelligent business model –

mechanising service delivery 12-Sep-18 Verifiable CPD activity 1,5

FPI18080082


Ltd

Income or the client – should service or

fees come first in the fees for service

argument? 29-Aug-18 Verifiable CPD activity 15

FPI18080083 ICTS Legal Services (Pty) Ltd ICTS Legal Services Monthly Forum 15-Aug-18 Verifiable CPD activity 2

FPI18080084 ICTS Legal Services (Pty) Ltd ICTS Legal Services Monthly Forum 20-Jun-18 Verifiable CPD activity 2

FPI18080085 ICTS Legal Services (Pty) Ltd ICTS Legal Services Monthly Forum 24-May-18 Verifiable CPD activity 2


Investment Workshop Session for FA’S and

KI’S On-going 2018 till 27 June 2019 Verifiable CPD activity 2,5


Risk Benefits and the trends in the Industry

Workshop Session for FA’S and KI’s On-going 2018 till 27 June 2019 Verifiable CPD activity 2,5

FPI18080088 Youhash (Pty) Ltd

BITCOIN – The most important advance in

the evolution of money Sep-18 Verifiable CPD activity 3

FPI18080089 ICTS Legal Services (Pty) Ltd ICTS Legal Services Monthly Forum 17-Jul-18 Verifiable CPD activity 2

FPI18080090 Intelligo Solutions (Pty) Ltd

No 4 of 2003: Protection of Personal

Information Act 2013 Ongoing 2018 Verifiable CPD activity 2,5

FPI18080091 Fiduciary Institute of Southern Africa 8th Annual FISA Conference 20-Sep-18 Verifiable CPD activity 3,5


Momentum Consult DISRUPT Conference

2018 06 September 2018 till 07 September 2018 Verifiable CPD activity 6

FPI18080093 Liberty Life DPFM - Retirement Planning August 2018 till July 2019 Verifiable CPD activity 7


Conversations with clients: Topic 1:

Emigration. Topic 2: Marital regimes in

perspective.21, 23 August 2018 Verifiable CPD activity 2,5

FPI18080095 Circulus Online

Opportunities for Financial Planning from

Personal Income Tax On-going 2018 till 30 July 2019 Verifiable CPD activity 3

FPI18080096 Foord Asset Management (Pty) Ltd Foord: Mind of the Manager 03, 11, 12, 20, 21, 27 Sept. 10 Oct 2018 Verifiable CPD activity 1

FPI18080097 Liberty Life DPFM - Business Planning August 2018 till July 2019 Verifiable CPD activity 6,5

FPI18080098 FPI Centre for Professional Development Economic Updates Webinar 3 30-Aug-18 Verifiable CPD activity 1,5

FPI18090001 Rezco Investment Council (Pty) Ltd Rezco Review October 2018 10 - 15 October 2018 Verifiable CPD activity 1,5

FPI18090002 Liberty Life Practice Financials September 2018 till August 2019 Verifiable CPD activity 1,5

FPI18090003 Liberty Life Investment Seminar 23 July & 24 July 2018 Verifiable CPD activity 1

FPI18090004 Intelligo Solutions (Pty) Ltd

Opportunities for Financial Planning from

Personal Income Tax On-going 2018 Verifiable CPD activity 5


Tax deductions on Retirement Fund

contributions On-going 2018 till 30 January 2019 Verifiable CPD activity 2

FPI18090006 FPI Centre for Professional Development Social Media Use for Financial Planners On-going 2018 till 30 January 2019 Verifiable CPD activity 2

FPI18090007 Sanlam Life Insurance Limited Sanlam Benchmark 2018 15-Aug-18 Verifiable CPD activity 3

FPI18090008


Ltd Interpreting Your Enneagram 07-Sep-18 Verifiable CPD activity 1,5

FPI18090009 Investec Asset Management (Pty) Ltd Liberty Presentations 29-Jun-18 Non-verifiable CPD activity 1

FPI18090010 Liberty Life Operational Efficiencies - Sales Leader September 2018 till August 2019 Verifiable CPD activity 1,5

FPI18090011 Old Mutual Corporate Grouped Investment Reportbacks

22 – 24 May 2018 28 May to

1 June 2018 18 – 22 June 2018

25 – 29 June 2018 9 – 12 July

2018

Verifiable CPD activity 1

FPI18090012 Intelligo Solutions (Pty) Ltd National Credit Act 34 of 2005 On-going 2018 Verifiable CPD activity 7

FPI18090013 Old Mutual Corporate

KIC Start Sessions - An analysis of the

standalone retirement fund market and

Recognition of Transfer Issues – Impacts on

Members 16-Jul-18 Verifiable CPD activity 1,5


KIC Start Sessions – Umbrella Fund Costs –

Batseta Presentation 23 July 2018 Verifiable CPD activity 1,5


KIC Start Sessions – Coaching your clients

through times economic times 06 August 2018 Verifiable CPD activity 1

FPI18090016 Marriot Asset Management (Pty) Ltd Marriott Road Show Presentation 04 September - 20 September 2018 Verifiable CPD activity 1,5

FPI18090017 Old Mutual Personal Finance Ethics – FICA Fit and Proper 26 July 2018 Verifiable CPD activity 1

FPI18090018 Old Mutual Investment Group (Pty) Ltd Webinar: Offshore investment conundrums 14-Sep-18 Verifiable CPD activity 1

FPI18090019 Liberty Life Operational Efficiencies - Tenure C,D and E September 2018 till August 2019 Verifiable CPD activity 1,5


Retirement Planning – Taxation on Lump

Sum Benefits Course On-going 2018 Verifiable CPD activity 1,5

FPI18090021 Investec Asset Management (Pty) Ltd Zebra Zone September & October 2018 10 September - 10 October 2018 Verifiable CPD activity 1,5

FPI18090022 Investec Asset Management (Pty) Ltd Bloemfontein Advisor Workshop 12-Sep-18 Verifiable CPD activity 0,5

FPI18090023 Investec Asset Management (Pty) Ltd Market and funds update by our portfolio managers04 September 2018 Verifiable CPD activity 1,5

FPI18090024 FPI Centre for Professional Development 2018 Holistic Healthcare Planning Webinar 06-Sep-18 Verifiable CPD activity 1,5

FPI18090025 FPI Centre for Professional Development Estate Planning Webinar 13-Sep-18 Verifiable CPD activity 1,5

FPI18090026 Old Mutual Wealth PCS Insights Exchange 11 - 20 September 2018 Verifiable CPD activity 1,5

FPI18090027 Old Mutual Wealth Apex Summit 05 - 06 September 2018 Verifiable CPD activity 7

FPI18090028 Sanlam Life Insurance Limited Risk Summit 06 August 2018 Non-verifiable CPD activity 2


Conversations with clients – Trusts traps

that trustees should avoid 13 September - 28 September 2018 Verifiable CPD activity 1,5

FPI18090030 Citadel Investement Services (Pty) Ltd CAM Roadshow 05 November - 09 November 2018 Verifiable CPD activity 6

FPI18090031 Fundhouse Advisor (Pty) Ltd Fundhouse Investment Insights 2018 18 September - 20 September 2018 Verifiable CPD activity 4


Conversations with Coronation September

2018 17 September and 18 September 2018Verifiable CPD activity 2

FPI18090033 Sanlam Life Insurance Limited The Importance of having a Will On-going 2018 till 30 January 2019 Verifiable CPD activity 1,5


Bridge Fund Managers Roadshow

Making progress in the midst of investment

turmoil

11 September - 20 September 2018 Verifiable CPD activity 1,5

FPI18090035 PSG Wealth Financial Planning (Pty) Ltd August 2018 Wealth Solutions 22 August 2018 Verifiable CPD activity 2,5


PSG Wealth Product and Platforms

Feedback Session 20 June 2018 Non-verifiable CPD activity 2,5

FPI18090037 Glacier Financial Holdings (Pty) Ltd Glacier Summit 2018 29 August 2018 Verifiable CPD activity 4,5

FPI18090038 Sanlam Life Insurance Limited Sanlam Risk Summit 30 August 2018 & 13 September 2018Verifiable CPD activity 2

FPI18090039 Glacier Financial Holdings (Pty) Ltd Cape Town Due Diligence 04 September & 05 September 2018Verifiable CPD activity 9,5

FPI18090040 Sanlam Life Insurance Limited All Access Summit 11 September - 17 October 2018 Verifiable CPD activity 3,5


Understanding Capital Gains Tax (CGT),

Limited Interests and Donations Tax in the

context of Estate Planning On-going 2018 till 05 September 2019 Verifiable CPD activity 2

FPI18090042


LtdWebinar part 1: Bringing responsible

investing to the fore 19 September 2018 Verifiable CPD activity 1,5

FPI18090043


Ltd Webinar 2: Thriving in choppy markets 03 October 2018 Verifiable CPD activity 1,5

FPI18090044


Ltd

Webinar 3: Why a particular stock is in

Allan Gray's portfolio 17 October 2018 Verifiable CPD activity 1,5


Estate Planning process and practical

application of the liquidity position. Ongoing 2018 till 05 September 2019Verifiable CPD activity 2,5


Understanding Trusts in the context of

Estate Planning Ongoing 2018 till 05 September 2019Verifiable CPD activity 2


Understanding Marital Regimes, Wills and

Intestate Succession in the context of

Estate Planning Ongoing 2018 till 05 September 2019Verifiable CPD activity 2


The road to Universal Health Coverage for

all South Africans On-going 2018 till 18 January 2019 Verifiable CPD activity 2

FPI18090049 Nedgroup Investments (Pty) Ltd Fund Manager Workshop 10 September - 18 September 2018 Verifiable CPD activity 3

FPI18090050 Nedgroup Investments (Pty) Ltd Nedgroup Investments Roadshow 10 September & 19 September 2019Verifiable CPD activity 3

FPI18090051 Investec Asset Management (Pty) Ltd Investec Global Insights 04 & 05 October 2018 Verifiable CPD activity 8

FPI18090052 Glacier Financial Holdings (Pty) Ltd Glacier Investment Summit 05 & 06 September 2018 Verifiable CPD activity 8

FPI18090053 Sanlam Life Insurance Limited Sanlam Recurring Premium Summit 30 – 31 August 2018 13 – 14 September 2018 Verifiable CPD activity 1,5

FPI18090054 Sanlam Life Insurance Limited Business assurance fundamentals On-going 2018 till 30 January 2019 Verifiable CPD activity 3

FPI18090055 Sanlam Life Insurance Limited Sanlam Corporate Annual FICA Training On-going 2018 till 30 January 2019 Verifiable CPD activity 0,5


Graviton Wealth Management – Employee

Benefits Landscape Q3 02 August 2018 Verifiable CPD activity 1

FPI18090057


(Pty) Ltd SFP Wealth Investment Summit 29 August 2018 Verifiable CPD activity 2,5

FPI18090058 Optimum Upgrade Business Systems

Corporate Governance King IV™ - Changes,

Challenges and practical application 11 – 12 October 2018 08 – 09 November 2018Verifiable CPD activity 13


Testamentary trust: Relevant Tax &

Fiduciary Aspects 20 September 2018 Verifiable CPD activity 1,5

FPI18090060 FPI Centre for Professional Development Health Services Benefits Online Course On-going 2018 till 30 January 2019 Verifiable CPD activity 5,5

FPI18090061 The Institute of Health Risk Managers (Pty) Ltd Medical scheme complaint resolution On-going 2018 till 23 April 2019 Verifiable CPD activity 1,5

FPI18090062 Institute of Retirement Funds Africa IRFA Annual Conference 29 July 2018 – 31 July 2018 Verifiable CPD activity 6,5


The importance of covering your children’s

education On-going 2018 till 18 January 2019 Verifiable CPD activity 1,5


The Law as it affects Estate Planning and

Trusts On-going 2018 till 18 January 2019 Verifiable CPD activity 6

FPI18090065 FPI Centre for Professional Development Online Course: Post-Retirement planning On-going 2018 till 18 January 2019 Verifiable CPD activity 2

FPI18090066 Discovery Central Services (Pty) Ltd Financial Crime On-going 2018 till 18 January 2019 Verifiable CPD activity 0,5

FPI18090067 FPI Centre for Professional Development Online Course: Retirement - Tax on withdrawal Ongoing 2018 till 30 January 2019 Verifiable CPD activity 1,5

FPI18090068 Liberty Life Managing Information - FA September 2018 till August 2019 Verifiable CPD activity 3

FPI18090069 Citadel Investement Services (Pty) Ltd Ops Advice Session 19 Nov, 16 Nov, 30 Nov 2018 Verifiable CPD activity 3,5


The changing nature of short-term

insurance through technology On-going 2018 till 18 January 2019 Verifiable CPD activity 1,5


KIC Start Sessions: National Health

Insurance 101 03-Sep-18 Verifiable CPD activity 2


RDR: FSCA Discussion Document on

Investment-Related Matters Telecon 14-Aug-18 Verifiable CPD activity 0,5


LHL Financial Crime Compliance General

Awareness - 2018 September 2018 till August 2019 Verifiable CPD activity 1,5

FPI18090074 Sanlam Life Insurance Limited Graviton Investment Close up 20-Sep-18 Verifiable CPD activity 2


Graviton Wealth Management| Industry

and Markets Q2 28-Sep-18 Verifiable CPD activity 1


Global Opportunities arise amidst

Corporate Disruption 03-May-18 Verifiable CPD activity 2

FPI18090077 Glacier Financial Holdings (Pty) Ltd Grow your Practice into the future 31-Aug-18 Verifiable CPD activity 1,5

FPI18090078 Investment Consulting & Trustee Services (Pty) Ltd Ethics & Practise Standards Training 26-Sep-18 Verifiable CPD activity 2

FPI18090079 Alexander Forbes Financial Services The Forum Q3 14, 18 & 19 September 2018 Verifiable CPD activity 1,5

FPI18090080 Northstar Asset Management (Pty) Ltd Northstar Advisor Roadshows 23, 30 Oct, 05 Nov 2018 Verifiable CPD activity 1

FPI18090081 Investec Asset Management (Pty) Ltd IMS Advisor Forum 2018 15-Oct-18 Verifiable CPD activity 9,5

FPI18090082 The Institute of Health Risk Managers (Pty) Ltd Medical scheme underwriting On-going 2018 till 23 April 2019 Verifiable CPD activity 1,5

FPI18090083 The Institute of Health Risk Managers (Pty) LtdGlobal Opportunities arise amidst

Corporate Disruption On-going 2018 till 23 April 2019 Verifiable CPD activity 1,5

FPI18090084 Old Mutual Corporate National Health Insurance 101 03-Sep-18 Verifiable CPD activity 2

FPI18090085


LtdAllan Gray Offshore Fund Provider

Workshop October 2018 09, 10, 11 October 2018 Verifiable CPD activity 3,5

FPI18090086 The Institute of Health Risk Managers (Pty) LtdThe Healthcare Market and Demarcation

Regulations On-going 2018 till 23 April 2019 Verifiable CPD activity 1,5

FPI18090087 Alexander Forbes Financial Services Hot Topics – Q2 2018 31 Jul, 01, 02, 03 Aug 2018 Verifiable CPD activity 0,5


Administration of Deceased Estates

(ADMDE1-OS) On-going 2018 till 19 September 2019Verifiable CPD activity 7,5


Consequences of non-disclosure (CONND1-

OS) On-going 2018 till 19 September 2019Verifiable CPD activity 1,5


Cultural diversity in Financial Planning

(CDFPL1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 2


Online Short Course: Construct a portfolio

(CCPOR1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 2


Online Short Course Disability Cover

(DISCO1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 2


Online Short Course: Divorce and

Retirement Fund Benefits (DRFBE1-0S On-going 2018 till 19 September 2019 Verifiable CPD activity 2

FPI18100007 Milpark Education Ethical Investments (EINVE1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 0,5


Online Short Course: Ethics for Financial

Planners (ECAFP1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 0,5


Online Short Course: FICA: Annual update

(FICAU1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 1


Online Short Course: Health Services

Benefits (HESBN1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 5,5


Online Short Course: The Law as it affects

Estate Planning and Trusts (EPTLA1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 6

FPI18100012 Milpark EducationMarital Regimes (MARRE1-OS) Online

Course On-going 2018 till 19 September 2019 Verifiable CPD activity 2


Online Short Course: Offshore investments

and Governance (INVG1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 2


Overview of Changes in the Financial

Planning Environment (OCEFPE1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 2,5


Online Short Course: Post-retirement

Planning (PORPL1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 2


Online Short Course: FICA: Annual update

(FICAU1-OS) On-going 2018 till 30 January 2019 Verifiable CPD activity 1

FPI18100017 FPI Centre for Professional Development 2018 Annual Refresher Workshop 12,13,14,15,16,19 & 20 Nov 2018 Verifiable CPD activity 2,5


Online Short Course: Pre-retirement

Planning (PRPLA1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 2

FPI18100019 Boutique Collective Investments Boutique Collective Investment Seminar 10-Oct-18 Verifiable CPD activity 3,5

FPI18100020 Boutique Collective Investments Boutique Collective Investment Seminar Johannesburg 11-Oct-18 Verifiable CPD activity 3,5

FPI18100021 Sanlam Life Insurance Limited Santam Development Day 03-Oct-18 Verifiable CPD activity 1

FPI18100022 Sanlam Life Insurance Limited Sanlam Benchmark 2018 On-going 2018 till 30 January 2019 Verifiable CPD activity 3,5


Regulatory Requirements for Replacements

(RRREP1-OS)On-going 2018 till 19 September

2019 Verifiable CPD activity 0,5

FPI18100024 Milpark Education Report Writing for Financial Planners On-going 2018 till 19 September 2019 Verifiable CPD activity 2

FPI18100025 Milpark Education Retirement Planning: Tax on Death On-going 2018 till 19 September 2019 Verifiable CPD activity 2


Retirement Planning: Tax on Lump-sum

Benefits at Retirement (RPTAR1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 2

FPI18100027 Milpark Education Retirement Planning: Tax on Withdrawal On-going 2018 till 19 September 2019 Verifiable CPD activity 2


Online Short Course Risk Planning:

Understanding the Risk Planning Process

(RPLMA1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 2

FPI18100029 Milpark Education Risk Planning Products (RPPR1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 6


Online Short Course: Section 14 Transfers:

Process and Pitfalls (S14PP1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 0,5


Online Short Course: Section 37C: Disposal

of Death Benefits (37CDB1-OS) On-going 2018 till 19 September 2019Verifiable CPD activity 2


Online Short Course: Shari’ah Compliant

Estate Planning (SHSEP1-OS) On-going 2018 till 19 September 2019 Verifiable CPD activity 2


Online Short Course: Short-term Insurance

(STINS1-OS) On-going 2018 till 19 September 2019Verifiable CPD activity 5,5

FPI18100034 Milpark Education Social Media Use for Financial Planners (SMUFP1-OS)On-going 2018 till 19 September

2019 Verifiable CPD activity 2

FPI18100035 Milpark Education Social Media Use for Key Individuals On-going 2018 till 19 September 2019 Verifiable CPD activity 3

FPI18100036 Milpark Education Online Short Course: Tax and Investments On-going 2018 till 19 September 2019Verifiable CPD activity 2


Online Short Course Tax Benefits of

Retirement Planning (TBRPL1-OS) On-going 2018 till 19 September 2019Verifiable CPD activity 2

FPI18100038 Milpark Education Tax Deduction of Retirement Fund Contribution (TDRFC1-OS)On-going 2018 till 19 September 2019Verifiable CPD activity 2



Trusts (TAEPT1-OS) On-going 2018 till 19 September 2019Verifiable CPD activity 5,5


Tax-free Savings Accounts in Financial

Planning TSAFP1-OS On-going 2018 till 19 September 2019Verifiable CPD activity 2


Online Short Course: Trusts and Estate

Planning (TEPLA1-OS) On-going 2018 till 19 September 2019Verifiable CPD activity 2,5


Online Short Course: Tax and Retirement

Funds (TACRF1-OS) On-going 2018 till 19 September 2019Verifiable CPD activity 4,5

FPI18100043 Milpark Education Online Short Course: Social Media Use On-going 2018 till 19 September 2019Verifiable CPD activity 4,5

FPI18100044 Citadel Investement Services (Pty) Ltd FICA, FAIS, POPI and Risk Rating 07-Dec-18 Verifiable CPD activity 1


Webinar: Trust Education 2 - Trust your

trust 04-Oct-18 Verifiable CPD activity 1,5

FPI18100046 STANLIB Wealth Management

The elephant in the room – How the land

debate affected investment philosophies 18-Oct-18 Verifiable CPD activity 2

FPI18100047 Associated Compliance FAIS Competence BN 194 of 2017 Workshop Ongoing 2018 till 19 September 2019Verifiable CPD activity 2

FPI18100048 Old Mutual Personal Finance Staying Fit and Proper post 1 April 2018 1 October 2018 – 1 October 2019 Verifiable CPD activity 1

FPI18100049 Prudential Portfolio Managers Unit Trusts Limited Competition Amendment Bill Training

Workshop 05-Oct-18 Verifiable CPD activity 1

FPI18100050 Discovery Central Services (Pty) Ltd Invest Workshops

1 September 2018 till December


FPI18100051 Associated Compliance Agri Market Survey Results 01 November 2018 to January 2019 Verifiable CPD activity 2,5


Boutique Collective Investments

Conference 10-Oct-18 Verifiable CPD activity 2,5

FPI18100053 STANLIB Wealth Management STANLIB Fixed Income Presentation

17,18,19,20,21,26,28 Sept.

01,02,03,04,10 Oct 2018 Verifiable CPD activity 2


Momentum Consult Investment and

Product Approval Committee 23-Aug-18 Verifiable CPD activity 3,5

FPI18100055 STANLIB Wealth Management Investment Minds 11,12,22,23 Oct, 05, 06 Nov 2018 Verifiable CPD activity 2

FPI18100056

Masthead (Pty) Ltd

Retirement Planning Retirement Fund

Contributions Taxation Course October

2018 till October 2019_ October 2018 till October 2019 Verifiable CPD activity 1

FPI18100057 Simeka Consultants and Actuaries (Pty) Ltd FAIS Conflict of Interest Training 25-Sep-18 Verifiable CPD activity 0,5

FPI18100058


Limited APS Due Diligence 16 & 17 October 2018 Verifiable CPD activity 9,5

FPI18100059 Glacier Financial Holdings (Pty) Ltd Wealth Intel Summit 26 & 27 September 2018 Verifiable CPD activity 4

FPI18100060 Glacier Financial Holdings (Pty) Ltd Glacier Investment Workshop 11 & 12 September 2018 Verifiable CPD activity 2

FPI18100061 Efficient Wealth Select Manager Investment Update 20-Sep-18 Verifiable CPD activity 3,5

FPI18100062 Iress Wealth Management (Pty) Ltd Advanced Retirement FNA 01 September 2018 till 01 September 2019Verifiable CPD activity 3,5

FPI18100063 Iress Wealth Management (Pty) Ltd Advanced Risk FNA 01 September 2018 till 01 September 2019Verifiable CPD activity 3,5

FPI18100064 Iress Wealth Management (Pty) Ltd Client Relationship Management (CRM) 01 September 2018 till 01 September 2019Verifiable CPD activity 4

FPI18100065 Iress Wealth Management (Pty) Ltd Fund Focus 01 September 2018 till 01 September 2019Verifiable CPD activity 1,5

FPI18100066 Iress Wealth Management (Pty) Ltd IRESS Portfolio Systems (IPS) 01 September 2018 till 01 September 2019Verifiable CPD activity 2,5

FPI18100067 Iress Wealth Management (Pty) Ltd Practice Management 01 September 2018 till 01 September 2019Verifiable CPD activity 4

FPI18100068 Iress Wealth Management (Pty) Ltd Retirement FNA Workshop Refresher 01 September 2018 till 01 September 2019Verifiable CPD activity 3,5

FPI18100069 Iress Wealth Management (Pty) Ltd Risk FNA Workshop Refresher 01 September 2018 till 01 September 2019Verifiable CPD activity 3,5

FPI18100070


Company Limited Investment Workshops On-going 2018 till October 2019 Verifiable CPD activity 20

FPI18100071 Sanlam Life Insurance Limited SFP Conference March 2018 28 & 29 March 2018 Non-verifiable CPD activity 2

FPI18100072 Old Mutual Personal Finance Ethics Part 1 09 October 2018 till 09 October 2019Verifiable CPD activity 3

FPI18100073 Old Mutual Personal Finance Draft Taxation Law Amendment Bill 2018 19 Sept 2018 till 19 September 2019 Verifiable CPD activity 1

FPI18100074 ICTS Legal Services (Pty) Ltd

ICTS Legal Services Monthly Forum:

The Adjudicator and principles of equity

Recent adjudicator determinations and

cases Complaints

management and retirement funds (FSCA) 18th Sept 2018 12th October 2018 Verifiable CPD activity 2

FPI18100075 Old Mutual Investment Group (Pty) Ltd Webinar: Index Investing 19 October 2018 till 25 October 2018Verifiable CPD activity 1

FPI18100076 FPI Centre for Professional Development Online Short Course: Offshore investments

and Governance (INVG1-OS) 16 August 2018 till 16 August 2019 Verifiable CPD activity 2

FPI18100077 FPI Centre for Professional Development Online Short Course: Tax and Investments (ITAXI1-OS)17 August 2018 till 17 August 2019 Verifiable CPD activity 2

FPI18100078 FPI Centre for Professional Development Risk Planning Products (RPPR1-OS) 21 August 2018 till 21 August 2019 Verifiable CPD activity 6

FPI18100079 FPI Centre for Professional Development Report Writing for Financial Planners (RWPFL1-OS)16 July 2018 till 16 July 2019 Verifiable CPD activity 2

FPI18100080 FPI Centre for Professional Development 2018 Webinar: NHI and the implications for

medical schemes

10 September 2018 till 10

September 2019 Verifiable CPD activity 1,5

FPI18100081 FPI Centre for Professional Development Webinar: Business Assurance Company owned policies



FPI18100082 BrightRock Life Limited Funding Patterns Presentation

17,18,23,24,25,26,31 Oct,

01,06,13,14,21,29 Nov, 04,05,06

Dec 2018 Verifiable CPD activity 1,5

FPI18100083 Efficient Wealth Naviga Investment Forum 11-Jul-18 Verifiable CPD activity 5

FPI18100084 FPI Centre for Professional Development 2018 Webinar: Low income market and the

health insurance environment



FPI18100085 FPI Centre for Professional Development 2018 Webinar: International Health

Insurance




2018 Webinar: The future of health

insurance cover and health care brokers

2018 Webinar: The future of

health insurance cover and health

care brokers Verifiable CPD activity 1,5

FPI18100087 FPI Centre for Professional Development 2018 Webinar: Practice Standards 18 October 2018 till 18 October 2019 Verifiable CPD activity 1

FPI18100088 FPI Centre for Professional Development Webinar: How are benefits costed in

medical schemes




2018 Webinar: Update of all legislation

pertaining to health care




2018 Webinar: The merits of expanding

health insurance in South Africa



FPI18100091 Nedbank Limited Credit and property finance October 2018 till October 2019 Verifiable CPD activity 11

FPI18100092 Glacier Financial Holdings (Pty) Ltd East London Asset Manager Day October 201802 & 03 October 2018 Verifiable CPD activity 3

FPI18100093Glacier Financial Holdings (Pty) Ltd East Rand Asset Manager Day October 2018 05-Oct-18 Verifiable CPD activity 1

FPI18100094 Glacier Financial Holdings (Pty) Ltd Asset Manager Seminar 02 & 03 October 2018 Verifiable CPD activity 3

FPI18100095 Morningstar Investment Management (Pty) Ltd

Bay Union Investment Committee Report

backs 07-Aug-18 Verifiable CPD activity 1,5

FPI18100096 Glacier Financial Holdings (Pty) Ltd Midlands Mini Roadshow 25,26 & 27 September 2018 Verifiable CPD activity 2,5

FPI18100097 Morningstar Investment Management (Pty) Ltd Global Managed Portfolio Report backs 21, 22 & 23 August 2018 Verifiable CPD activity 2

FPI18100098 Morningstar Investment Management (Pty) Ltd Alchemy Financial Solutions 15-Aug-18 Verifiable CPD activity 1,5

FPI18100099 Morningstar Investment Management (Pty) Ltd Resolute Wealth Management Report backs 01-Aug-18 Verifiable CPD activity 1

FPI18100100 Morningstar Investment Management (Pty) Ltd

Southwood Investment Committee Report

backs 08-Aug-18 Verifiable CPD activity 1,5

FPI18100101 Old Mutual International SA Old Mutual International Symposium 29,30,31 Oct. 01,02 Nov 2018 Verifiable CPD activity 1


Legislation and Codes of Conduct -

Financial Services Industry

On-going October 2018 till October


FPI18100103 Morningstar Investment Management (Pty) Ltd Roxburgh Investment Committee Report backs 31-Jul-18 Verifiable CPD activity 1

FPI18100104


(Pty) Ltd Sanlam Aligned Financial Planning:

Regional Meeting 06-Sep-18 Verifiable CPD activity 3,5

FPI18100105 Sanlam Life Insurance Limited CPD MASTERCLASS by Sanlam 30-Oct-18 Verifiable CPD activity 3

FPI18100106 Investec Asset Management (Pty) Ltd Investec Global Insights 02 & 03 October 2018 Verifiable CPD activity 2,5

FPI18100107 eStudy (Pty) Ltd

Aspects of the Long-Term Insurance (LTI)

Act, Act 52 of 1998 October 2018 till October 2019 Verifiable CPD activity 8,5

FPI18100108 eStudy (Pty) Ltd Creating Value and Growth October 2018 till October 2019 Verifiable CPD activity 4,5


Understanding the FAIS Act (Act 37 of

2002) October 2018 till October 2019 Verifiable CPD activity 0,5

FPI18100110 eStudy (Pty) Ltd The FICA Act, Act 38 of 2001 October 2018 till October 2019 Verifiable CPD activity 0,5

FPI18100111 eStudy (Pty) Ltd Finance Day to Day Operations October 2018 till October 2019 Verifiable CPD activity 4,5

FPI18100112 eStudy (Pty) Ltd Options and how they are Valued October 2018 till October 2019 Verifiable CPD activity 2


The Protection of Personal Information

(PoPI) Act, No 4 of 2013 October 2018 till October 2019 Verifiable CPD activity 0,5


Short Term Insurance Act (53 of 1998) and

Related Concepts October 2018 till October 2019 Verifiable CPD activity 6

FPI18100115 Moonstone Business School of Excellence (Pty) Ltd Fundamentals of Financial MathematicsOn-going October 2018 till October


FPI18100116 eStudy (Pty) Ltd Strategy and External Acquisitions October 2018 till October 2019 Verifiable CPD activity 2,5


Compliant Use of Social Media in Financial

Services Course October 2018 till October 2019 Verifiable CPD activity 1

FPI18100118 VAPS Consulting (Pty) Ltd Fundamentals of Long-Term Insurance 15 October 2018 till 15 October 2019 Verifiable CPD activity 4

FPI18100119 VAPS Consulting (Pty) Ltd POPI Act 15 October 2018 till 15 October 2019 Verifiable CPD activity 0,5

FPI18100120 Noble Private Portfolios (Pty) Ltd Noble PP Investment Presentation 18-Oct-18 Verifiable CPD activity 8,5


PSG Wealth Product and Platform

Feedback Session 12-Sep-18 Verifiable CPD activity 3

FPI18100122 PSG Wealth Financial Planning (Pty) Ltd PSG Elite Purposeful Portfolios 17-Sep-18 Verifiable CPD activity 2,5

FPI18100123 Nedbank Limited FAIS Supervision and FAIS E-register October 2018 till October 2019 Verifiable CPD activity 2


Breakfast meeting | Gail Daniel | Investec

Managed Fund 11-Oct-18 Verifiable CPD activity 1,5


The Sanlam Umbrella Fund Symposium and

Annual General Meeting 06, 11 Sept 10 Oct 2018 Verifiable CPD activity 1,5

FPI18100126 Compli-Serve SA (Pty) Ltd Retail Distribution Review “RDR Update” 30 October 2018 till 30 October 2019 Verifiable CPD activity 2

FPI18100127 Compli-Serve SA (Pty) Ltd Retail Distribution Review “RDR Update” Cape Town

07 November 2018 to 07 November



Online Course: Tax Benefits on Retirement

Planning TBRP1-OS 20 August 2018 till 20 August 2019 Verifiable CPD activity 3

FPI18100129 FPI Centre for Professional Development Online Course: Umbrella funds options


September 2018 Verifiable CPD activity 2

FPI18100130 FPI Centre for Professional Development Online Short Course: Construct a client

portfolio (CCPOR1-OS)



FPI18100131 FPI Centre for Professional Development Online Short Course: Medical Scheme

Performance (MEDPE1-OS)



FPI18100132 FPI Centre for Professional Development Online Short Course: King IV and

Retirement Funds (KREFU1-OS)



FPI18100133 FPI Centre for Professional Development Online Short Course: Section 37C: Disposal

of Death Benefits (37CDB1-OS)



FPI18100134 FPI Centre for Professional Development Online Course Online Course Ombud's cases

and ethical considerations OCAEC1-OS




Online Course Online Course Ombud's cases

and ethical considerations OCAEC1-OS October 2018 till October 2019 Verifiable CPD activity 0,5


Online Course Online Course Estate

Planning: Succession Planning for

Businesses ESPBU1-OS




Online Course Online Course Estate

Planning: Succession Planning for

Businesses ESPBU1-OS October 2018 till October 2019 Verifiable CPD activity 2

FPI18100138 FPI Centre for Professional Development Online Course: Trusts and Estate Planning 16 July 2018 till 16 July 2019 Verifiable CPD activity 2

FPI18100139 FPI Centre for Professional Development Online Short Course: Short-term Insurance 22 August 2018 till 22 August 2019 Verifiable CPD activity 5


Online Short Course: Tax and Retirement

Funds TACRF1-OS 20 August 2018 till 20 August 2019 Verifiable CPD activity 4,5


Online Short Course Retirement Planning:

Tax on Death RPTAD1-OS 15 August 2018 till 15 August 2019 Verifiable CPD activity 2


Online Short Course: Pre-retirement

Planning PRPLA1-OS

16 August 2018 till 16 August 2019 Verifiable CPD activity 2


Online Course: Risk planning -

Understanding the risk planning process

RPLMA1-OS


FPI18100144 FPI Centre for Professional Development Online Short Course Disability Cover 22 August 2018 till 22 August 2019 Verifiable CPD activity 2


Retirement Planning: Tax on Lump-sum

Benefits at Retirement

RPTAR1-OS


FPI18100146 Amity Investment Solutions (Pty) Ltd Amity Investment Solutions Wealth Management Conference11 October 2018 Verifiable CPD activity 6

FPI18100147 Investec Asset Management (Pty) Ltd Investing in Retirement: growth versus volatility 23 October 2018 Verifiable CPD activity 1,5


Online Short Course: Medical Scheme

Performance (MEDPE1-OS) October 2018 till October 2019 Verifiable CPD activity 2


Online Short Course: King IV and

Retirement Funds (KREFU1-OS) October 2018 till October 2019 Verifiable CPD activity 0,5

FPI18100150 Milpark Education Online Course: Umbrella funds options



FPI18100151 Milpark Education Online Short Course: Tax Planning October 2018 till October 2019 Verifiable CPD activity 2,5

FPI18100152 Milpark Education Online Short Course: Investment Planning October 2018 till October 2019 Verifiable CPD activity 4

FPI18100153 Old Mutual Wealth Strategic Summit 03 & 04 September 2018 Verifiable CPD activity 6,5


Momentum/FPI Ethics and Regulatory

Updates Workshop 17 July till 01 August 2018 Verifiable CPD activity 1

FPI18100155 Sanlam Life Insurance Limited Santam Work in Session 12 October 2018 Verifiable CPD activity 0,5


Momentum/FPI Ethics and Regulatory

Updates Workshop 31 October 2018 Verifiable CPD activity 4

FPI18100157 Sanlam Life Insurance Limited Q3 2018 Quarterly Investment Committee Meetings 29 Oct till 07 Dec 2018 Verifiable CPD activity 2

FPI18100158 Discovery Central Services (Pty) Ltd The importance of chronic illness cover October 2018 till October 2019 Verifiable CPD activity 1,5

FPI18100159


Ltd Legal and Compliance Update 22 Oct till 26 October 2018 Verifiable CPD activity 1,5


KIC-Start Session - Tax impact of

Retirement Funds October 2018 October 2018 Verifiable CPD activity 1

FPI18100161 Momentum, a division of MMI Holdings MFP Outcome Matters 08 October till 11 October 2018 Verifiable CPD activity 1,5

FPI18100162 Circulus Online Estate Planning Course October 2018 till October 2019 Verifiable CPD activity 6

FPI18100163 Old Mutual Personal Finance Business Assurance Financial Planning October 2018 till October 2019 Verifiable CPD activity 9

FPI18100164 Glacier Financial Holdings (Pty) Ltd Glacier Round Table Discussions October 16 October 2018 Verifiable CPD activity 2

FPI18100165 Nedgroup Investments (Pty) Ltd Investment Conversations with Rob Johnson 22 October to 15 November 2018 Verifiable CPD activity 1

FPI18100166 STANLIB Wealth Management STANLIB Fixed Interest 19 September to 23 October 2018 Verifiable CPD activity 1

FPI18100167


Ltd

Allan Gray Regional Discussion Forum

Winning the advice revolution 29 October 2018 till 31 October 2018Verifiable CPD activity 3

FPI18100175 Associated Compliance Transforming Insurance Roadshow 15 November 2018 Verifiable CPD activity 1

FPI18110001 Momentum, a division of MMI Holdings Partnership Connect 02, 07, 15 November 2018 Verifiable CPD activity 1

FPI18110002 Alexander Forbes Financial Services Hot Topics Q3 - 2018 17, 18, 23 & 24 October 2018 Verifiable CPD activity 3

FPI18110003 Morningstar Investment Management (Pty) Ltd Morningstar Investment Conference 16 & 18 October 2018 Verifiable CPD activity 4

FPI18110004 Glacier Financial Holdings (Pty) Ltd Glacier Market Matters 25 & 26 October 2018 Verifiable CPD activity 2,5

FPI18110005


Ltd Independent Advisor Forum 01 & 02 November 2018 Verifiable CPD activity 7

FPI18110006


(Pty) Ltd Glacier – Government Employees Pension Fund Session 17-Oct-18 Verifiable CPD activity 2

FPI18110007 Nedgroup Investments (Pty) Ltd Nedgroup Investments Core Investor Day 06, 07, 08 & 09 November 2018 Verifiable CPD activity 1

FPI18110008


LimitedAPS Due Diligence

31-Oct-18 Verifiable CPD activity 4

FPI18110009 Old Mutual Wealth Old Mutual Wealth Roundtables - Durban 16 & 17 October 2018 Verifiable CPD activity 1

FPI18110010 Old Mutual Wealth Weekly Investment and Stock Selection Meeting 24 October 2018 till 24 October 2019Verifiable CPD activity 1,5

FPI18110011 FPI Centre for Professional Development Risk Planning & Health Webinar 25-Oct-18 Verifiable CPD activity 2

FPI18110012 Citadel Investement Services (Pty) Ltd OPS Meetings – Practice Management 07,08,14,15,22,26 Nov, 03 & 05 Dec 2018Verifiable CPD activity 1

FPI18110013 Glacier Financial Holdings (Pty) Ltd Master the World of Investments 25-Oct-18 Verifiable CPD activity 2

FPI18110014 Simeka Consultants and Actuaries (Pty) Ltd Consulting Workshop Meeting 17 & 19 October 2018 Verifiable CPD activity 3

FPI18110015 The Institute of Health Risk Managers (Pty) Ltd

Evaluating financial soundness of a medical

scheme Nov 2018 till Nov 2019 Verifiable CPD activity 1,5

FPI18110016 Prudential Portfolio Managers Unit Trusts Limited ISDA Training 08 Nov 2018 & 09 Nov 2019 Verifiable CPD activity 9


Webinar: Market Volatility: The why and

the where to next 13 November 2018 Verifiable CPD activity 0,5

FPI18110018


Ltd

Allan Gray Ethics Webinar | Protecting

yourself and your advice business against

ethical lapses 20 February 2019 Verifiable CPD activity 1,5

FPI18110019 Momentum, a division of MMI Holdings Quality Assurance Training 25 October 2018 till 25 October 2019 Verifiable CPD activity 2,5

FPI18110020 Noble Private Portfolios (Pty) Ltd

Noble Private Portfolios Fund Management

Presentation 20 Sept, 30 Oct., 13 Nov 2018 Verifiable CPD activity 1,5

FPI18110021 Prudential Portfolio Managers Unit Trusts Limited Pruview with Michael Moyle 12-Nov-18 Verifiable CPD activity 1,5

FPI18110022 Liberty Life Morning of Learning / Afternoon of Learning21-Aug-18 Verifiable CPD activity 1,5


Nedgroup Investments presents

Morningstar Behavioural Finance

Programme – Module 3 27, 28 & 29 November 2018 Verifiable CPD activity 3

FPI18110024 Investec Asset Management (Pty) Ltd Year end drinks and Business Update 08-Nov-18 Verifiable CPD activity 1

FPI18110025 Glacier Financial Holdings (Pty) Ltd Economic Overview Q3 05-Nov-18 Verifiable CPD activity 2

FPI18110026 Glacier Financial Holdings (Pty) Ltd East Rand Asset Manager Day November 2018 02-Nov-18 Verifiable CPD activity 1


Trust or not to Trust – Why trusts are

relevant in Financial Planning 24-Oct-18 Verifiable CPD activity 2,5

FPI18110028 SA Asset Management Quarterly Economic and Fund Update 13-Nov-18 Verifiable CPD activity 2

FPI18110029 Masthead (Pty) Ltd Operations Efficiency Seminar Nov 2018 till Nov 2019 Verifiable CPD activity 7


The International framework that governs

the flow of money Nov 2018 till Nov 2019 Verifiable CPD activity 2

FPI18110031 Old Mutual Wealth Fit and Proper online course Nov 2018 till Nov 2019 Verifiable CPD activity 2

FPI18110032


(Pty) Ltd SFP Regional meeting 07 September 07 Spetember 2018 Verifiable CPD activity 1

FPI18110033 VAPS Consulting (Pty) Ltd Record of Advice course 23 Nov 2018 – 22 Nov 2019 Verifiable CPD activity 3

FPI18110034 PSG Wealth Financial Planning (Pty) Ltd The PSG Summer Update 2018 06,07,08,12,14 & 15 November 2018Verifiable CPD activity 1

FPI18110035 Liberty Life Broker Engagement Workshop 31-Oct-18 Verifiable CPD activity 2,5

FPI18110036 Associated Compliance Cyber Insurance and Risks Nov 2018 till Nov 2019 Verifiable CPD activity 1,5


Webinar: Health insurance and

demarcation regulation pertaining to the

2nd draft and Gap cove 10 September 2018 till 10 September 2019 Verifiable CPD activity 1

FPI18110038 Investment Consulting & Trustee Services (Pty) Ltd Ethics & Practise Standards Training 07-Nov-18 Verifiable CPD activity 3

FPI18110039 Glacier Financial Holdings (Pty) Ltd Investments Today Module 1 Nov 2018 till Nov 2019 Verifiable CPD activity 13

FPI18110040


Ltd

Behavioural Coaching Programme | Group

Coaching Sessions Module 2 16 & 17 October 2018 18 & 19 October 2018Verifiable CPD activity 2

FPI18110041 PPS Academy, a division of PPS Insurance (Pty) Ltd Estate Planning and Wills Course Nov 2018 till Nov 2019 Verifiable CPD activity 15,5

FPI18110042 ICS Academy (Pty) Ltd ICSA POPI – A Regulatory Framework Nov 2018 till Nov 2019 Verifiable CPD activity 1,5

FPI18110043 ICS Academy (Pty) Ltd ICSA Conflicts of Interest An overview Nov 2018 till Nov 2019 Verifiable CPD activity 1

FPI18110044 FPI Centre for Professional Development Webinar Funders & it's role in health care 12 November 2018 till November 2019Verifiable CPD activity 2


Webinar: Is quality healthcare attainable

for all South Africans 05 November 2018 till 05 November 2019 Verifiable CPD activity 1,5

FPI18110046 FPI Centre for Professional Development Webinar: The future of the healthcare broker07 November 2018 till 07 November 2019Verifiable CPD activity 1,5


How You Can Attract More Clients with

LinkedIn and Internet Marketing – Without

Paying for Advertising 21-Nov-18 Verifiable CPD activity 5,5

FPI18110048 Integrity Academy (Pty) Ltd Financial Statements in a Business EnvironmentNov 2018 till Nov 2019 Verifiable CPD activity 9,5

FPI18110049 Integrity Academy (Pty) Ltd Financial Needs Analysis Nov 2018 till Nov 2019 Verifiable CPD activity 8,5

FPI18110050 Integrity Academy (Pty) Ltd Forex Investments Nov 2018 till Nov 2019 Verifiable CPD activity 9,5

FPI18110051 Integrity Academy (Pty) Ltd Protection of Personal Information Act Nov 2018 till Nov 2019 Verifiable CPD activity 5

FPI18110052 Integrity Academy (Pty) Ltd Structured Deposits Nov 2018 till Nov 2019 Verifiable CPD activity 9,5

FPI18110053 PSG Wealth Financial Planning (Pty) Ltd PSG Wealth Strategy session 11-Sep-18 Non-Verifiable CPD activity1,5

FPI18110054 PSG Wealth Financial Planning (Pty) Ltd PSG Insure Strategy session 11-Sep-18 Non-Verifiable CPD activity1,5

FPI18110055 STANLIB Wealth Management STANLIB Multi-Manager Shari’ah Balanced Fund17, 18 & 23 October 2018 Verifiable CPD activity 1,5


Year-end business update – China is no

longer a copy cat 20,21,22 & 28 Npvember 2018 Verifiable CPD activity 1

FPI18110057 Discovery Central Services (Pty) Ltd Ensuring your clients have sufficient cover for cancerNovember 2018 till November 2019 Verifiable CPD activity 1,5


Highlights of the Council for Medical

Schemes Annual Report 2017/2018 November 2018 till November 2019 Verifiable CPD activity 2,5

FPI18110059 Glacier Financial Holdings (Pty) Ltd Retirement Planning for GEPF members Nov-18 Verifiable CPD activity 2


A Practical Guide to developing your own

FICA Risk Management & Compliance

Programme Seminar November 2018 till November 2019 Verifiable CPD activity 6,5


Glacier BCI Boutique Manager Series: BCI

Income Plus and Select BCI Cautious 29-Nov-18 Verifiable CPD activity 1

FPI18110062 Nedbank Limited Ethics and Context November 2018 till November 2019 Verifiable CPD activity 5

FPI18110063 FPI Centre for Professional Development Online Course: Shari'ah Compliant Estate Planning24 August 2018 till 24 August 2019 Verifiable CPD activity 3

FPI18110064 FPI Centre for Professional Development 2018 Webinar: Introduction to Engineering Insurance15 November 2018 till 15 November 2019Verifiable CPD activity 1,5

FPI18110065 FPI Centre for Professional Development Webinar Understanding broad form liability 15 November 2018 till 15 November 2019Verifiable CPD activity 1,5

FPI18110066 FPI Centre for Professional Development 2018 Webinar: Short term Insurance

15 November 2018 till 15

November 2019 Verifiable CPD activity 1,5

FPI18110067 FPI Centre for Professional Development 2018 Webinar: TCF and twin peaks

15 November 2018 till 15

November 2019 Verifiable CPD activity 1,5

FPI18110068 FPI Centre for Professional Development Online Course: Tax planning for businesses 17 September 2018 - 17 September 2019Verifiable CPD activity 2,5

FPI18110069 FPI Centre for Professional Development Online Course: Ethics for financial planners 17 September 2018 - 17 September 2019Verifiable CPD activity 2,5

FPI18110070 FPI Centre for Professional Development 2018 Webinar: Ethics and health care in South Africa14 November 2018 till 14 November 2019Verifiable CPD activity 1,5

FPI18110071


Ltd Ethics Session 15,21,22,23 & 27 November 2018 Verifiable CPD activity 3

FPI18110072 Last Word Media (UK) Ltd International Adviser – Future Advisory Forum 21-Nov-18 Verifiable CPD activity 2,5

FPI18110073 Morningstar Investment Management (Pty) Ltd Managed Portfolio Report backs 13, 14 & 15 November 2018 Verifiable CPD activity 2

FPI18110074 Ashburton Fund Managers Proprietary Limited Ashburton Investment Fixed Income Workshop 03, 19 October, 09 November 2018 Verifiable CPD activity 1

FPI18110075 Sanlam Life Insurance Limited Elite Workshop 14 & 15 June 2018 Verifiable CPD activity 3

FPI18110076 Sanlam Life Insurance Limited BlueStar Conference 2018 19 & 20 October 2018 Verifiable CPD activity 6

FPI18110077 Octomate (Pty) Ltd Life Insurance: Assistance Policies November 2018 till November 2019 Verifiable CPD activity 4

FPI18110078 Octomate (Pty) Ltd FICA November 2018 till November 2019 Verifiable CPD activity 5

FPI18110079

Wits Plus Centre for Part-time Studies University of

the Witwatersrand Investment and Finance Bonds 22 November 2018 till November 2019 Verifiable CPD activity 5

FPI18110080 Liberty Life Morning of Learning October 2018 24-Oct-18 Verifiable CPD activity 1

FPI18110081 Kagiso Collective Investments Sharia Global Fund Presentation 10, 11 & 13 December 2018 Verifiable CPD activity 1

FPI18110082 FIA FIA Employee Benefits Workshop 04-Sep-18 Verifiable CPD activity 3


Veritas Asset Management Lunch

presentation by Anthony Burgess 08,09,10 & 11 October 2018 Verifiable CPD activity 1

FPI18110084 Old Mutual Corporate FPI Ethics & Regulatory Update Session 19-Nov-18 Verifiable CPD activity 3,5

FPI18110085 Old Mutual Corporate KIC Start Session – Default Annuity Strategy Formulation Oct-18 Verifiable CPD activity 1,5

FPI18110087 Fairtree Asset Management (Pty) Ltd Leadership – team dynamics and different cultures 31-Oct-18 Verifiable CPD activity 2


Legal Focus: Legislation update and

impact of Financial Planning 15-Nov-18 Verifiable CPD activity 2

FPI18110089 FPI Centre for Professional Development 2018 Webinar: Marine Insurance 26 November 2018 till 26 November 2019Verifiable CPD activity 1,5

FPI18110090 FPI Centre for Professional Development 2018 Webinar Travel Insurance 26 November 2018 till 26 November 2019Verifiable CPD activity 1,5

FPI18110091 FPI Centre for Professional Development 2018 Webinar: Economic Update 4 22 November 2018 till 22 November 2019 Verifiable CPD activity 2

FPI18110092 Momentum, a division of MMI Holdings New FAIS Fit and Proper Breakdown Training October 2018 till October 2019 Verifiable CPD activity 1

FPI18110093 Comply Law CC FICA Presentation December 2018 till December 2019 Verifiable CPD activity 4

FPI18110094 Prudential Portfolio Managers Unit Trusts Limited Pruview with Anthea Angermund 30 November 2018 Verifiable CPD activity 1

FPI18110095 Old Mutual Investment Group (Pty) Ltd Webinar - South Africa: where to for growth and the Rand?07 December 2018 Verifiable CPD activity 1


ICTS Legal Services Monthly Forum: -

(POPIA) basics and POPIA for Retirement

Funds

15 November 2018 Verifiable CPD activity 2

FPI18110097 PSG Wealth Financial Planning (Pty) Ltd PSG Insure Work Sessions October 2018 15 Oct to 25 Oct 2018 Verifiable CPD activity 1,5

FPI18120001 PSG Wealth Financial Planning (Pty) Ltd PSG Wealth Work Sessions 15 Oct 2018 till 25 Oct 2018 Verifiable CPD activity 1,5

FPI18120002 PSG Wealth Financial Planning (Pty) Ltd PSG Wealth and Platforms Feedback Session 24 October 2018 Verifiable CPD activity 1

FPI18120003 Ripple Effect 4 (Pty) Ltd Collective Investment Schemes Dec 2018 till Dec 2019 Verifiable CPD activity 6

FPI18120004 Ripple Effect 4 (Pty) Ltd Securities and Investments Dec 2018 till Dec 2019 Verifiable CPD activity 6,5

FPI18120005 FPI Centre for Professional Development Online Course Section 14 Transfers: Process and Pitfalls17 Sept 2018 till 17 Sep 2019 Verifiable CPD activity 2

FPI18120006 FPI Centre for Professional Development Online Course: Divorce and retirement fund benefits15 Oct 2018 till 15 Oct 2019 Verifiable CPD activity 2


Amended Financial Intelligence Centre Act

Online CPD Course Dec 2018 till Dec 2019 Verifiable CPD activity 2

FPI18120008 Moonstone Business School of Excellence (Pty) Ltd 2019 Compliance Report Workshop December 2018 till December 2019 Verifiable CPD activity 1

FPI18120009 Fairtree Asset Management (Pty) Ltd Investment Seminar 20 November 2018 and 21 November 2019Verifiable CPD activity 1,5

FPI18120010 Glacier Financial Holdings (Pty) Ltd The BD Top Performers Summit in KZN 08 November 2018 & 09 November 2018Verifiable CPD activity 2

FPI18120011 Glacier Financial Holdings (Pty) Ltd BD Top Performers Summit: Cape Town 24 October 2018 & 25 October 2018 Verifiable CPD activity 1


Money Laundering Legislation and the

implications for Accountable Institutions

(FICA) December 2018 till December 2019 Verifiable CPD activity 4,5



Recent Developments: Taxation Laws

09 October 2018 Verifiable CPD activity 2



Financial Sector Regulation Act / Twin

Peaks/FSCA/PA 19 November 2018 Verifiable CPD activity 5

FPI18120015 Octomate (Pty) Ltd Life Investment Policies December 2018 till December 2019 Verifiable CPD activity 3,5

FPI18120016 Octomate (Pty) Ltd Life Risk Policies December 2018 till December 2019 Verifiable CPD activity 3,5

FPI18120017 Associated Compliance South Africa Crime tracker May 2018 May 2018 till April 2019 Verifiable CPD activity 1

FPI18120018 Associated Compliance Risk Appetite gains momentum in a changing worldAugust 2018 till August 2019 Verifiable CPD activity 1,5

FPI18120019 Associated Compliance 2018 Management Liability Survey August 2018 till August 2019 Verifiable CPD activity 0,5

FPI18120020 Associated Compliance A Beginners guide to Blockchain August 2018 till August 2019 Verifiable CPD activity 0,5

FPI18120021 Nedgroup Investments (Pty) Ltd NFP Year-end Roadshow 28 November 2018 till 06 December 2018Verifiable CPD activity 0,5

FPI18120022 Associated Compliance 4 Steps to achieve exponential growth August 2018 till August 2019 Verifiable CPD activity 0,5

FPI18120023 Associated Compliance

5 Technological advances that are

reshaping life insurance as we know it August 2018 till August 2019 Verifiable CPD activity 0,5

FPI18120024 Momentum, a division of MMI Holdings Estate planning and the need for liquidity 22 May till 2 July 2018 Non-verifiable CPD activity 3

FPI18120025 Associated Compliance Aviation Plane Talking August 2018 till August 2019 Verifiable CPD activity 0,5

FPI18120026 Discovery Central Services (Pty) Ltd The regulatory road for retirement in South AfricaDecember 2018 till December 2019 Verifiable CPD activity 2,5

FPI18120027 Associated Compliance Human Factor Baseline Skills August 2018 till August 2019 Verifiable CPD activity 2

FPI18120028 FPI Centre for Professional Development 2018 Webinar: Update on Robo Advice 29 November 2018 till 29 November 2019Verifiable CPD activity 1,5

FPI18120029 Associated Compliance It’s a new dawn in group disability insuranceAugust 2018 till August 2019 Verifiable CPD activity 0,5

FPI18120030 Associated Compliance Machinery breakdown vs Explosion Case studyAugust 2018 till August 2019 Verifiable CPD activity 0,5

FPI18120031 FPI Centre for Professional Development 2018 Webinar: Trust Education 3 Webinar November 2018 till November 2019 Verifiable CPD activity 1,5

FPI18120032 Circulus Online Capital Gains Tax December 2018 till December 2019 Verifiable CPD activity 5,5


Anti-Money Laundering, Counter-Terrorist

Financing & Tax Evasion 01 December 2018 – 30 November 2019Verifiable CPD activity 2,5

FPI18120034


(Pty) Ltd Fundamentals of Trusts 16 November 2018 Verifiable CPD activity 3,5

FPI18120035


(Pty) Ltd SFP Investment committee 14 November 2018 Verifiable CPD activity 0,5

FPI18120036 Octomate (Pty) Ltd Personal Lines Miscellaneous Policies December 2018 till December 2019 Verifiable CPD activity 4,5

FPI18120037


Company Limited Estate Planning Workshop December 2018 till December 2019 Verifiable CPD activity 22,5

FPI18120038 PSG Wealth Financial Planning (Pty) Ltd PSG Wealth Product and Platform Feedback Session 21 November 2018 Verifiable CPD activity 0,5

FPI18120039 Circulus Online Estate Planning Online Course December 2018 till December 2019 Verifiable CPD activity 7,5

FPI18120040 Prudential Portfolio Managers Unit Trusts Limited Company Policies and attestation online programme15 December 2018 till 15 December 2019Verifiable CPD activity 5,5

FPI18120041 Discovery Central Services (Pty) Ltd Risk engineering for commercial insurance December 2018 till December 2019 Verifiable CPD activity 1,5

FPI18120042 FPI Centre for Professional Development Ethics 2 Webinar – Unpacking the various ombud reports 06 December 2018 till 06 December 2019Verifiable CPD activity 1,5

FPI18120043 VAPS Consulting (Pty) Ltd Introduction to short-term insurance 1 January 2019 – 31 December 2019 Verifiable CPD activity 6

FPI18120044 PPS Academy, a division of PPS Insurance (Pty) Ltd Class of Business Training: Investments 10 September 2018 till 10 September 2019Verifiable CPD activity 9,5

FPI18120045 PPS Academy, a division of PPS Insurance (Pty) Ltd Class of Business Training: Long Term Insurance10 September 2018 till 10 September 2019Verifiable CPD activity 10

FPI18120045 PPS Academy, a division of PPS Insurance (Pty) Ltd Class of Business Training: Long Term Insurance10 September 2018 till 10 September 2019Verifiable CPD activity 10

FPI18120046 Carmen Venter Marital Regimes and Financial Planning December 2018 till December 2019 Verifiable CPD activity 5,5

FPI18120047


(Pty) Ltd SFP Regional Meeting 01 November 2018 Verifiable CPD activity 1,5

FPI18120048


(Pty) Ltd

Succession Practice Development Course

Module 3 – Your advice process 01 June 2018 till 31 May 2019 Verifiable CPD activity 6

FPI18120049


(Pty) Ltd


Module 5 – Basic Business Planning 01 June 2018 till 31 May 2019 Verifiable CPD activity 3

FPI18120050


(Pty) Ltd


Module 6 – Basic Business Planning 01 June 2018 till 31 May 2019 Verifiable CPD activity 3

FPI18120051 Glacier Financial Holdings (Pty) Ltd Master the world of investments: Countering CashNovember 2018 till November 2019 Verifiable CPD activity 1


KIC Start Session – Divorce and its

implications to the pension fund 09 October 2018 Verifiable CPD activity 2


KIC Start Session – Moving Group Business

from one insurer to another 29 October 2018 Verifiable CPD activity 1,5

FPI18120054 Efficient Wealth Select Manager Investment Meeting 25 October 2018 Verifiable CPD activity 2,5

FPI18120055 Sanlam Life Insurance Limited Cybersafe Online Programme December 2018 till December 2019 Verifiable CPD activity 1

FPI18120056 Carmen Venter Law of Succession and Planning December 2018 till December 2019 Verifiable CPD activity 5,5

FPI18120057 Alexander Forbes Financial Services Lunch n Learn December 2018 06 December 2018 Verifiable CPD activity 1

FPI18120058


Ltd Allan Gray Behavioural Coaching Programme Module 3 06 November till 09 November 2018 Verifiable CPD activity 5,5

FPI18120059 Old Mutual Wealth Review Programme December 2018 till December 2019 Verifiable CPD activity 5


Pension Fund Regulations 37, 38 & 38 –

understanding default options, annuity

strategy and retirement benefit

counselling December 2018 till December 2019 Verifiable CPD activity 1

FPI18120061 Octomate (Pty) Ltd Pension Fund Benefits Programme December 2018 till December 2019 Verifiable CPD activity 4

FPI18120062 FPI Centre for Professional Development Online Course Retirement Fund Governance 05 November 2018 till 05 November 2019 Verifiable CPD activity 2

FPI18120063 FPI Centre for Professional Development Online Course Advanced Employee Benefits and Tax 06 November till 09 November 2018 Verifiable CPD activity 5,5

FPI18120064 FPI Centre for Professional Development Online Course: Employee Benefits and Client Engagement 03 December 2018 till 03 December 2019Verifiable CPD activity 1,5


Online Course Employee Benefits: Risk and

Structuring of Risk Benefits03 December 2018 till 03

December 2019 Verifiable CPD activity 1,5

FPI18120066 FPI Centre for Professional Development Online Course: Employee Benefits Dispute resolution5 November 2018 till 05 November 2019 Verifiable CPD activity 2

FPI18120067 FPI Centre for Professional Development Pension Fund Regulations 05 November 2018 till 05 November 2019 Verifiable CPD activity 2

FPI8120068 FPI Centre for Professional Development Employee Benefits and Tax 05 November 2018 till 05 November 2019 Verifiable CPD activity 2

FPI18120069 FPI Centre for Professional Development Risk and Business Assurance 17 September 2018 till 17 September 2019Verifiable CPD activity 5

FPI18120070 FPI Centre for Professional Development Online Course: Investment Planning (INPLA1-OS)05 November 2018 till 05 November 2019 Verifiable CPD activity 2

FPI18120071 FPI Centre for Professional Development Presentation Skills for Financial Planners 21 February 2019 Verifiable CPD activity 6

FPI18120072 Fundnews Africa CC HedgeNews Africa Symposium 2019 21 February 2019 Verifiable CPD activity 6

FPI18120073


Ltd Allan Gray Business Transformation 2018 - Session 323 October to 25 October 2018 Verifiable CPD activity 3

FPI18120074 PSG Wealth Financial Planning (Pty) Ltd PSG Asset Management Key client event with Max du Preez 17 September & 21 September 2018Verifiable CPD activity 1

FPI18120075 PSG Wealth Financial Planning (Pty) Ltd Dr Azar Jammine’s Outlook for the South African EconomyDecember 2018 till December 2019 Verifiable CPD activity 1

FPI18120076 Discovery Central Services (Pty) Ltd Basics of Financial Planning December 2018 till December 2019 Verifiable CPD activity 1,5

FPI19010001 Comply Law CC CPD Presentation December 2018 till December 2019 Verifiable CPD activity 7

FPI19010002 Octomate (Pty) Ltd Personal Lines Property Insurance 01 January 2019 till 31 December

2019Verifiable CPD activity 4

FPI19010003 Octomate (Pty) Ltd Personal Lines Motor Insurance 01 January 2019 till 31 December 2019Verifiable CPD activity 4

FPI19010004 Octomate (Pty) Ltd Personal Lines Accident and Health Insurance 01 January 2019 till 31 December 2019Verifiable CPD activity 4

FPI19010005


Ltd Allan Gray Fund Provider Workshop January 2019

22 January 2019 23 January

2019 24 January 2019

25 January 2019 28

January 2019 29 January


FPI19010006 Octomate (Pty) Ltd PL Liability Policy 01 January 2019 till 31 December 2019 Verifiable CPD activity 4

FPI19010007 Octomate (Pty) Ltd Personal Lines Transportation Policy 01 January 2019 till 31 December 2019 Verifiable CPD activity 4,5

FPI19010008 Octomate (Pty) Ltd Long Term Reinsurance Policies 01 January 2019 till 31 December 2019 Verifiable CPD activity 4,5

FPI19010009 Octomate (Pty) Ltd PL Short-term Reinsurance Policies 01 January 2019 till 31 December 2019 Verifiable CPD activity 4,5

FPI19010010 Discovery Central Services (Pty) Ltd The finer details of short-term insurance contracts01 January 2019 till 31 December 2019Verifiable CPD activity 2

FPI19010011 PPS Investments (Pty) Ltd Talking Points Roadshow


2019 04 February 2019

06 February 2019 11

February 2019 12 February


FPI18010012 Octomate (Pty) Ltd Sinking Fund Policies 01 January 2019 till 31 December 2019 Verifiable CPD activity 3,5

FPI19010013 Octomate (Pty) Ltd Fund Policies 01 January 2019 till 31 December 2019 Verifiable CPD activity 3,5

FPI19010014 Masthead (Pty) Ltd FICA Online Course 01 January 2019 till 31 December 2019 Verifiable CPD activity 3,5

FPI19010015 Masthead (Pty) Ltd Ethics & Corporate Governance Online Course 01 January 2019 till 31 December 2019 Verifiable CPD activity 2,5


Category I FSPs without a CO – how to

complete your Compliance Report 01 January 2019 till 31 December 2019 Verifiable CPD activity 3

FPI19010017 Fairtree Asset Management (Pty) Ltd Feedback with Fairtree 17 October 2018 18 October 2018Verifiable CPD activity 1


Regional Collaborations Risks of Medical

Underwriting 28 September 2018 Verifiable CPD activity 1


KIC Start Sessions – Local and Global

Economics and the recent Market turmoil 12 November 2018 Verifiable CPD activity 1,5


Module 1: Role Based Training: Overview

of Anti Money Laundering, Counter-

Terrorist Financing 01 December 2018 – 30 November 2019Verifiable CPD activity 1,5

FPI19010021 Old Mutual Personal Finance Module 2: Role Based Training: Old Mutual Group Obligations01 December 2018 – 30 November 2019Verifiable CPD activity 1,5


Module 3: Role Based Training: Old Mutual

AML/CTF Governance 01 December 2018 – 30 November 2019Verifiable CPD activity 1,5


Module 5: Role Based Training: Risk Based

Approach to Risk Management 01 December 2018 – 30 November 2019Verifiable CPD activity 1,5

FPI19010024 Old Mutual Personal Finance Module 6 - Role Based Training: Client Due Diligence01 December 2018 – 30 November 2019Verifiable CPD activity 1,5

FPI19010025 Old Mutual Personal Finance Module 7: Role Based Training: Enhanced Due Diligence01 December 2018 – 30 November 2019Verifiable CPD activity 1,5

FPI19010026 Old Mutual Corporate Investment Fundamentals Training January 2018 till November 2018 Verifiable CPD activity 10,5

FPI19010027 Sanlam Life Insurance Limited Essentials of Business Assurance January 2019 till December 2019 Verifiable CPD activity 1,5


Module 4: Role Based Training: Employee

Training Requirements 01 December 2018 – 30 November 2019Verifiable CPD activity 1,5

FPI19010029 Old Mutual Personal Finance Module 8: Role Based Training: Ongoing Due Diligence01 December 2018 – 30 November 2019Verifiable CPD activity 1,5

FPI19010030 Old Mutual Personal Finance Module 9: Role Based Training: Prominent Person Screening01 December 2018 – 30 November 2019Verifiable CPD activity 1,5


Module 10: Role Based Training: Sanctions

Screening 01 December 2018 – 30 November 2019Verifiable CPD activity 1,5

FPI19010032 Old Mutual Personal Finance Module 11: Role Based Training: Statutory Reporting01 December 2018 – 30 November 2019Verifiable CPD activity 1,5

FPI19010033 Old Mutual Personal Finance Module 12: Role Based Training: Record Keeping01 December 2018 – 30 November 2019Verifiable CPD activity 1,5

FPI19010034 Sanlam Life Insurance Limited Sanlam Aligned Financial Planning: Regional Meeting31 October 2018 Verifiable CPD activity 4

FPI19010035 Investec Asset Management (Pty) Ltd 2019 Market and funds outlook with our portfolio managers 17 January 2019 30 January 2019 Verifiable CPD activity 1

FPI19010037 Associated Compliance IOT is here: Internet of things Eclipses the internet of people 'August 2018 till August 2019 Verifiable CPD activity 0,5


13 Vertical farming innovations that could

revolutionize agriculture. 'August 2018 till August 2019 Verifiable CPD activity 0,5


Five Industries embracing the AI drone

revolution 'August 2018 till August 2019 Verifiable CPD activity 0,5

FPI19010040 Associated Compliance UK Government agrees Brexit plan 'August 2018 till August 2019 Verifiable CPD activity 0,5


Reinventing Human resources: What HR

leaders need to know about workplace AI 'August 2018 till August 2019 Verifiable CPD activity 0,5

FPI19010042 Associated Compliance Amsterdam is getting a 3D Printed bridge 'August 2018 till August 2019 Verifiable CPD activity 0,5

FPI19010043 Associated Compliance Agri Facts and Trends 'August 2018 till August 2019 Verifiable CPD activity 0,5


Understanding prescribed minimum

benefits – two-day programme 'August 2018 till August 2019 Verifiable CPD activity 11

FPI19010045 Discovery Central Services (Pty) Ltd Market Performance January 2019 till December 2019 Verifiable CPD activity 1

FPI19010046 Sanlam Life Insurance Limited SEB Legal Assessment March till September 2018 January 2019 till December 2019 Verifiable CPD activity 2,5

FPI19010047 Sanlam Life Insurance Limited Intermediary Digital Enablement January 2019 till December 2019 Verifiable CPD activity 1,5


KIC Start Sessions: FAIS Fit & Proper

requirements-implications 13 August 2018 Verifiable CPD activity 1

FPI19010049


Limited Investment Committee January 2019 till December 2019 Verifiable CPD activity 1

FPI19010050


Limited Rep Supervision 2019 January 2019 till December 2019 Verifiable CPD activity 1

FPI19010051 Moonstone Business School of Excellence (Pty) Ltd Personal Financial Management and BudgetingJanuary 2019 till December 2019 Verifiable CPD activity 2,5

FPI19010052 Moonstone Business School of Excellence (Pty) Ltd Ethics Course January 2019 till December 2019 Verifiable CPD activity 2,5

FPI19010053 Moonstone Business School of Excellence (Pty) Ltd Protection of Personal Information Act 4 of 2013 (POPIA)January 2019 till December 2019 Verifiable CPD activity 5,5

FPI19010054 Moonstone Business School of Excellence (Pty) Ltd Retirement Funds Section 37 C January 2019 till December 2019 Verifiable CPD activity 4

FPI19010055 Infinitus Risk Management Service (Pty) Ltd New FIC Amendment Act – RMCP Workshop

29 January 2019 05 February 2019

19 February 2019 5 March 2019

19 March 2019 26 March 2019


FPI19010056 Sanlam Life Insurance Limited CPD Masterclass Feb 2019 25 January 2019 Verifiable CPD activity 4,5

FPI19010057 Coronation Management Company Coronation Kick off 2019 16 January 2019 to 29 January 2019 Verifiable CPD activity 0,5


Anti-Money Laundering Counter-Terrorist

Financing & Tax Invasion 01 February 2019 till 31 December 2019Verifiable CPD activity 2

FPI19010060 Associated Compliance POPI Act – Condition 1 Accountability and Responsibility31 August 2018 till 31 August 2019 Verifiable CPD activity 0,5


POPI Act – Condition 2 Processing

Limitations 31 August 2018 till 31 August 2019 Verifiable CPD activity 0,5

FPI19010062 ABSA Group Limited Tax Free Investments January 2019 till December 2019 Verifiable CPD activity 2,5

FPI19010063 ABSA Group Limited Retail Pension Fund Benefits January 2019 till December 2019 Verifiable CPD activity 9

FPI19010064 ABSA Group Limited Collective Investment Schemes January 2019 till December 2019 Verifiable CPD activity 8


Protection of Personal Information Act -

Introduction to POPI Act 31 August 2018 till 31 August 2019 Verifiable CPD activity 0,5

FPI19010066 Prudential Portfolio Managers Unit Trusts Limited Pruview with David Knee & Michael Moyle

22 January 2019 06 February 2019

11 February 2019 Verifiable CPD activity 0,5

FPI19010067 Prudential Portfolio Managers Unit Trusts Limited Pruview with Miranda van Rensburg 12 February 2019 Verifiable CPD activity 0,5

FPI19010068 Investec Asset Management (Pty) Ltd Budget Review Session

22 February 2019 25 February 2019

04 March 2019 05 March 2019 Verifiable CPD activity 1

FPI19010069 Sanlam Life Insurance Limited POPI Course online January 2019 till December 2019 Verifiable CPD activity 4

FPI19010070 Sanlam Life Insurance Limited Q4 2018 Quarterly Investments Committee Meeting 29 January 2019 till 08 March 2019 Verifiable CPD activity 0,5

FPI19010071


Ltd

Session with Allan Gray - Getting the most

out of your investments January 2019 Verifiable CPD activity 1,5

FPI19010072 Old Mutual Investment Group (Pty) Ltd Webinar: What we got in 2018 and what to expect in 201901 February 2019 Verifiable CPD activity 1

FPI19010073 Discovery Central Services (Pty) Ltd Basics of financial planning workshop From 31 January 2019 – 31 January 2020Verifiable CPD activity 12,5


Old Mutual Multi Managers - Meet the

Managers 24 January 2019 Verifiable CPD activity 1

FPI19010075 BrightRock Life Limited BrightRock Claims Showcase 2019 January 2019 till December 2019 Verifiable CPD activity 1

FPI19010076 Marriot Asset Management (Pty) Ltd

Marriott Road Show Presentation

Jan/Feb 2019


2019 01 February 2019

05 February 2019 06


2019

08 February 2019 12


2019

14 February 2019

Verifiable CPD activity

1,5

FPI19010077 Foord Asset Management (Pty) Ltd Mind of the Manager

04 February 2019 05

February 2019 06

February 2019

11 February 2019 12

February 2019 13

February 2019

14 February 2019


1


Investment Insights Roadshow – Mapping

Tomorrow, the Future of Finance

11 February 2019 14

February 2019 15

February 2019

18 February 2019 21

February 2019 26

February 2019

05 March 2019 07 March

2019


1,5

FPI19020001 Sanlam Life Insurance Limited FP2 Business Assurance course 1 June 2018 to 31 May 2019 Verifiable CPD activity 17

FPI19020002 Momentum, a division of MMI Holdings Market Conduct 01 February 2019 till 31 December 2019 Verifiable CPD activity 2

FPI19020003 ICTS Monthly forum: COFI 24 January 2019 Verifiable CPD activity 2

FPI19020004 Discovery Central Services (Pty) Ltd Budget roundup 21 February 2019 till 31 December 2019Verifiable CPD activity 1

FPI19020005 Chartered Financial Analyst Society of South Africa NPCRonak Gopaldas Speaker Presentation 11 February 2019 till 21 February 2019Verifiable CPD activity 1

FPI19020006 Investec Asset Management (Pty) Ltd Global investing - opportunities and risks in 201931 January 2019 & 01 February 2019Verifiable CPD activity 0,5


2019: Risks and Opportunities. Be prepared

for both! 04 February 2019 till April 2019 Verifiable CPD activity 0,5

FPI19020008 GTC Pty (Ltd) Market and Portfolio update January 2019 till December 2019 Verifiable CPD activity 0,5

FPI19020009 Old Mutual Wealth Investment Briefing Jan and Feb 2019 30 January 2019 till 07 February 2019Verifiable CPD activity 1,5

FPI19020010 PSG Wealth Financial Planning (Pty) Ltd PSG Wealth Product and Platforms Feedback Session29 January 2019 Verifiable CPD activity 1

FPI19020011 Boutique Collective Investments Glacier BCI Boutique Manager Series: Local and Global Equity Outlook21 February 2019 & 22 February 2019Verifiable CPD activity 1,5

FPI19020012 Asset TV Masterclass - outlook 2019 January 2019 till December 2019 Verifiable CPD activity 0,5

FPI19020013 Nedgroup Investments (Pty) Ltd Nedgroup Investments Morningstar Behavioural Finance04 February 2019 till 06 February 2019Verifiable CPD activity 3

FPI19020014 Associated Compliance FAIS as it applies to F&I's 01 February 2019 to 31 January 2020Verifiable CPD activity 6

FPI19020015 Associated Compliance FICA as it applies to F&I's 01 February 2019 to 31 January 2020Verifiable CPD activity 1,5

FPI19020016 Associated Compliance TCF programme for F&I's 01 February 2019 to 31 January 2020Verifiable CPD activity 4

FPI19020017 Associated Compliance National Credit Act for F&I's 01 February 2019 to 31 January 2020Verifiable CPD activity 8

FPI19020018 Associated Compliance A decade after the financial crisis August 2018 till August 2019 Verifiable CPD activity 0,5

FPI19020019 ABSA Group Limited Estate Planning Refresher January 2019 till December 2019 Verifiable CPD activity 5

FPI19020020 ABSA Group Limited Income tax and CGT Refresher January 2019 till December 2019 Verifiable CPD activity 5

FPI19020021 ABSA Group Limited Post-retirement Planning January 2019 till December 2019 Verifiable CPD activity 5

FPI19020022 ABSA Group Limited Endowment Policies January 2019 till December 2019 Verifiable CPD activity 3

FPI19020023 ABSA Group Limited Client Advisory Framework Review June 2018 till May 2019 Verifiable CPD activity 6

FPI19020024 ABSA Group Limited Client Advisory Framework Implement June 2018 till May 2019 Verifiable CPD activity 6

FPI19020025 ABSA Group Limited Client Advisory Framework Accreditation AssessmentAugust 2018 till July 2019 Verifiable CPD activity 8

FPI19020026 ABSA Group Limited Client Advisory Framework Advice June 2018 till May 2019 Verifiable CPD activity 4,5

FPI19020027 ABSA Group Limited Client Advisory Framework - Consult June 2018 till May 2019 Verifiable CPD activity 5,5

FPI19020028 Momentum, a division of MMI Holdings MFP Planner Conference

11-12 February 2019 13-14

February 2019

19-20 February 2019 21-22

February 2019


FPI19020029 Sanlam Life Insurance Limited Estate Planning FP 2 01 June 2018 till 31 May 2019 Verifiable CPD activity 15,5

FPI19020030 Associated Compliance Implementation of sulphur 2020 limit - Carriage ban adoptedAugust 2018 till August 2019 Verifiable CPD activity 0,5

FPI19020031 Associated Compliance A business owner’s guide to insurance August 2018 till August 2019 Verifiable CPD activity 0,5

FPI19020032 Coronation Asset Management Coronation Women’s Day Breakfast 2018 01 August & 02 August 2018 Verifiable CPD activity 1

FPI19020033 Coronation Asset Management Talking Investments with Coronation 31 January & 31 January 2019 Verifiable CPD activity 3,5

FPI19020034 Citadel Investement Services (Pty) Ltd CAM Investment Presentation 11 February till 15 February 2019 Verifiable CPD activity 2

FPI19020035 FMI, a Division of Bidvest Life Future Insurability Workshops 19 February till 27 February 2019 Verifiable CPD activity 1

FPI19020036 Sanlam Life Insurance Limited Short term insurance Fundamentals Course onlineJanuary 2019 till December 2019 Verifiable CPD activity 4,5

FPI19020037 Sanlam Life Insurance Limited Internet of Things Course online January till December 2019 Verifiable CPD activity 1

FPI19020038 Sanlam Life Insurance Limited FICA Course online January till December 2019 Verifiable CPD activity 1,5

FPI19020039 FPI Centre for Professional Development Budget Review Trilogy 2019 – JHB 22 February 2019 Verifiable CPD activity 2

FPI19020040 FPI Centre for Professional Development Budget Review Trilogy 2019 – CT 20 February 2019 Verifiable CPD activity 3,5

FPI19020041 FPI Centre for Professional Development Budget Review Trilogy 2019 – DBN 21 February 2019 Verifiable CPD activity 1,5

FPI19020042 STANLIB Wealth Management STANLIB Asset Management Roadshow 12, 13, 14, 15, 19, 21 February 2019Verifiable CPD activity 15

FPI19020043 Liberty Life Investment Planning Academy/Workshops Jan 2019 till December 2019 Verifiable CPD activity 17,5

FPI19020044 Liberty Life Estate Planning Course Jan 2019 till December 2019 Verifiable CPD activity 3

FPI19020045 FPI Centre for Professional Development Introduction to Estate and Retirement Training Assupol 16 January 2019 and 17 January 2019Verifiable CPD activity 7,5

FPI19020046 Associated Compliance SHA Liability Programme February 2019 till February 2020 Verifiable CPD activity 2

FPI19020047 Anchor Financial Services

Anchor Roadshow February 2019 - Where

the Money Will be Made 12, 13, 20 & 26 February 2019 Verifiable CPD activity 1


Hollard Commercial Property Risk

Management Event February 2019 till January 2019 Verifiable CPD activity 3,5

FPI19020049 Sanlam Life Insurance Limited SanTrust 1 February 2019 – 31 January 2020 Verifiable CPD activity 4,5

FPI19020050 Sanlam Life Insurance Limited Consultants Training -Tax January 2019 till December 2019 Verifiable CPD activity 2,5

FPI19020051 Octomate (Pty) Ltd Motor Fleet Management February 2019 till January 2020 Verifiable CPD activity 2,5

FPI19020052 Octomate (Pty) Ltd Cyber Insurance: An opportunity for Commercial Lines BusinessFebruary 2019 till January 2020 Verifiable CPD activity 2,5

FPI19020053 Octomate (Pty) Ltd Insurance Telematics: A game changer February 2019 till January 2020 Verifiable CPD activity 2,5

FPI19020054 Sanlam Life Insurance Limited ACA and Simeka Consultants Forum 25 January 2019 Verifiable CPD activity 1,5

FPI19020055 Octomate (Pty) Ltd Business Interruption Cover February 2019 till January 2020 Verifiable CPD activity 2

FPI19020056 Masthead (Pty) Ltd POPI Online Course 2019 January 2019 till December 2019 Verifiable CPD activity 3


Requirements and impact of FICA on

accountable institutions 2019 January 2019 till December 2019 Verifiable CPD activity 4,5


Understanding the Requirements and

Impact of FICA on Accountable Institutions

2019 January 2019 till December 2019 Verifiable CPD activity 2,5

FPI19020059 Derividoc CC ISDA Agreement programme 20 June 2019 06 June 2019 Verifiable CPD activity 6

FPI19020060 Boutique Collective Investments BCI Boutique Investment Seminars - Roadshow20 February 2019 Verifiable CPD activity 2

FPI19020061 Anchor Financial Services Presentation to SFP My Returns are Poor – Now What?07 February 2019 Verifiable CPD activity 0,5

FPI19020062 Sanlam Life Insurance Limited TCF Course online January 2019 till December 2019 Verifiable CPD activity 6

FPI19020063 Sanlam Life Insurance Limited Succession Financial Planning Annual Conference07& 09 March 2019 Verifiable CPD activity 1


Business Assurance: Estate Duty

implications applicable to key person,

contingent liability and buy and sell

structures March 2019 till Feb 2020 Verifiable CPD activity 1

FPI19020065


Ltd The Allan Gray Tax & Legal Update 2019 26 February till 07 March 2019 Verifiable CPD activity 2

FPI19020066 Discovery Central Services (Pty) Ltd Estate Planning Conference 30 May 2019 Verifiable CPD activity 5

FPI19020067 Asset TV Ethics & Standard Practice – Unpacking Twin PeaksJanuary 2019 till December 2019 Verifiable CPD activity 0,5


Nedgroup Investments Morningstar

Behavioural Finance

Programme – Module 4 – afternoon sessions

04 Feb till 06 Feb 2019 Verifiable CPD activity 2


Adverse selection and non-disclosure

impact on medical schemes 22 February

201922 February 2019 Verifiable CPD activity 1,5


Momentum & Efficient Wealth partnership

workshop 12 February till 14 February 2019 Verifiable CPD activity 1

FPI19020071 Glacier Financial Holdings (Pty) Ltd

Glacier Investment Summit – The virtual

horizon 07 February & 08 February 2019 Verifiable CPD activity 4,5

FPI19020072 Council for Medical Schemes Fraud Waste and Abuse Summit 28 February 2019 till 01 March 2019 Verifiable CPD activity 2

FPI19020073 Sanlam Life Insurance Limited Peregrine Falcon Workshop 17 January & 18 January 2019 Verifiable CPD activity 4

FPI19020074 Glacier Financial Holdings (Pty) Ltd Glacier Asset Manager Day Eest London 05 February 2019 Verifiable CPD activity 3

FPI19020075 Liberty Life Managing Information - Sales Leader Jan till December 2019 Verifiable CPD activity 3,5

FPI19020076 Momentum, a division of MMI Holdings Legislative Update February 2019 till January 2020 Verifiable CPD activity 2

FPI19020077 Investec Asset Management (Pty) Ltd Breakfast Meeting with Gail Daniel 11 October and 27 November 2018 Verifiable CPD activity 0,5

FPI19020078 Allegiance Consulting (Pty) Ltd Avalon FNA and Estate Planning Module February 2019 till January 2020 Verifiable CPD activity 5,5

FPI19020079 Allegiance Consulting (Pty) Ltd Business Assurance Refresher and Case StudyFebruary 2019 till January 2020 Verifiable CPD activity 5

FPI19020080 Allegiance Consulting (Pty) Ltd Avalon Wealth Planning Module February 2019 till January 2020 Verifiable CPD activity 5

FPI18020081 Glacier Financial Holdings (Pty) Ltd Economic Overview Q1 04 February 2019 Verifiable CPD activity 0,5

FPI18020082 Moonstone Business School of Excellence (Pty) Ltd Introduction to short-term insurance February 2019 till January 2020 Verifiable CPD activity 5

FPI19020083 PSG Wealth Financial Planning (Pty) Ltd PSG Outlook 2019 28 January 2019 till 07 February 2019Verifiable CPD activity 0,5

FPI19020084 STANLIB Wealth Management INN8 Practice Management Development Session 20 February 2019 Verifiable CPD activity 1

FPI18020085 Sanlam Life Insurance Limited FICA Amendments and CDD 2019 Accreditation for intermediariesFebruary 2019 till January 2020 Verifiable CPD activity 3

FPI19020086 SA Asset Management Quarterly Economic and Fund Update 19 February 2019 Verifiable CPD activity 1

FPI19020087 Momentum, a division of MMI Holdings Employee Relations Workshop 02 February 2019 Verifiable CPD activity 4,5

FPI19020088 Momentum, a division of MMI Holdings POPIA Clean Desk Policy 21 January 2019 till 01 April 2019 Verifiable CPD activity 1

FPI19020089 Liberty Life Business Assurance Refresher and Case StudyJanuary 2019 till December 2019 Verifiable CPD activity 3,5

FPI19020090 PSG Wealth Financial Planning (Pty) Ltd PIAF Forum Update 01 February 2019 Verifiable CPD activity 1

FPI19020091 Jardine Lloyd Thompson (Pty) Ltd JLT University – Anti-Bribery & Corruption online moduleMarch 2019 till Feb 2020 Verifiable CPD activity 1,5

FPI19020092 Jardine Lloyd Thompson (Pty) Ltd JLT University – Anti-Money Laundering online moduleMarch 2019 till Feb 2020 Verifiable CPD activity 1,5

FPI19020093 Jardine Lloyd Thompson (Pty) Ltd JLT University – Conflicts of Interest online moduleMarch 2019 till Feb 2020 Verifiable CPD activity 1,5

FPI19020094 Jardine Lloyd Thompson (Pty) Ltd JLT University – Information Security online moduleMarch 2019 till Feb 2020 Verifiable CPD activity 2

FPI19020095 Jardine Lloyd Thompson (Pty) Ltd JLT University – Complying with Sanctions online moduleMarch 2019 till Feb 2020 Verifiable CPD activity 2

FPI19020096 Jardine Lloyd Thompson (Pty) Ltd JLT University –Risk Management online moduleMarch 2019 till Feb 2020 Verifiable CPD activity 2

FPI19020097 Associated Compliance SHA Crime Stats Analysis February 2019 till January 2020 Verifiable CPD activity 2

FPI19020098 Associated Compliance CPA for F&I's February 2019 till January 2020 Verifiable CPD activity 7,5

FPI19020099 Associated Compliance Hollard Trucking Risks Presentation March 2019 till Feb 2020 Verifiable CPD activity 1,5

FPI190200100 Associated Compliance Insurance Apprentice - Judges January till February 2019 Verifiable CPD activity 24

FPI190200101 Associated Compliance Insurance Apprentice - Contestants January till February 2019 Verifiable CPD activity 24

FPI190200102 Associated Compliance Insurance Apprentice - Viewers February till March 2019 Verifiable CPD activity 6

FPI190200103 ABSA Group Limited Overview of Long-term Insurance Assistance Policies February 2019 till January 2020 Verifiable CPD activity 2,5

FPI190200104 ABSA Group Limited Overview of Long-term Insurance Life Risk policiesFebruary 2019 till January 2020 Verifiable CPD activity 2,5

FPI190200105 Sanlam Life Insurance Limited Sanlam Corporate Client Engagements 06 March 2019 12 March 2019 13 March 2019Verifiable CPD activity 1

FPI190200106 Old Mutual Investment Group (Pty) Ltd 2019 Budget Review 28 February 2019 Verifiable CPD activity 1

FPI190200107 Intelligo Solutions (Pty) Ltd FAIS Act Compliance Abridgment February 2019 till January 2020 Verifiable CPD activity 2,5

FPI190200108 Analytics Consulting (Pty) Limited Securities Investment Committee January till December 2019 Verifiable CPD activity 2

FPI190200109 Octomate (Pty) Ltd

Exploring the Impact of Technology,

Innovation and Block Chain on commercial

lines February 2019 till January 2020 Verifiable CPD activity 2,5

FPI190200110 FPI Centre for Professional Development 2018 Webinar: Basics of reinsurance 06 December 2018 Verifiable CPD activity 1,5

FPI190200111 FPI Centre for Professional Development Webinar: Townhall session 01 February 2019 till 01 February 2020Verifiable CPD activity 3,5

FPI190200112 The Collaborative Exchange (Pty) Ltd The Investment Forum 2019 08 & 09 April 2019 10 & 11 April 2019Verifiable CPD activity 10,5


Sanlam for Professionals Top Achievers

Conference 07 & 08 February 2019 Verifiable CPD activity 3

FPI190200114 Sanlam Life Insurance Limited Sanlam 2019 Roadshow 04 February 2019 till 06 March 2019 Verifiable CPD activity 0,5

FPI190200115 Discovery Central Services (Pty) Ltd Cyber risk February 2019 till January 2019 Verifiable CPD activity 1,5

FPI190200116 Discovery Central Services (Pty) Ltd Theory of financial planning workshop 31 January 2019 till 31 January 2020Verifiable CPD activity 6

FPI190200117 Discovery Central Services (Pty) Ltd Financial Needs Analysis (FNA) practical application workshop31 January 2019 till 31 January 2020Verifiable CPD activity 6,5

FPI19020118 Foord Asset Management (Pty) Ltd Foord: Forward Thinking

05 March 2019 06 March 2019

07 March 2019 Verifiable CPD activity 0,5

FPI190200119 Schroder’s Unit Trusts Limited Schroders Investment Symposium 2019 12 March 2019 13 March 2019 Non-verifiable CPD activity 3

FPI19030001 FPI Centre for Professional Development Article: SARB MC 17 January 2019 till 17 January 2020 Verifiable CPD activity 0,5

FPI19030002 FPI Centre for Professional Development Article: Market and Economic Outlook 1 October 2018 till 31 September 2019 Verifiable CPD activity 0,5

FPI19020003 FPI Centre for Professional Development Article: 2019 Financial market outlook 01 December 2018 till 31 November 2019Verifiable CPD activity 0,5

FPI19030004 FPI Centre for Professional Development Article: Economics at a glance 31 October 2018 till 31 September 2019Verifiable CPD activity 0,5

FPI19030005 FPI Centre for Professional Development Article: 2019 Economic Outlook 31 October 2018 till 31 September 2019Verifiable CPD activity 0,5

FPI19030006 FPI Centre for Professional Development Article: Economic Market Commentary 01 October 2018 till 31 September 2019Verifiable CPD activity 0,5

FPI19030007 FPI Centre for Professional Development Article: Budget Flashpoints 01 October 2018 till 31 September 2019Verifiable CPD activity 0,5


Fire Protection

Module 1: Overview of fire legislation in

South Africa

01 March 2019 till 28 February 2020 Verifiable CPD activity 2

FPI19030009 Sanlam Life Insurance Limited Succession Western Cape Kick-off 2019 15 February 2019 Verifiable CPD activity 2,5

FPI19030010 FPI Centre for Professional Development Webinar Underwriting Management Agency 6 December 2018 till 06 December 2019Verifiable CPD activity 1

FPI19030011 Liberty Life Risk Workshop 15 March 2019 Verifiable CPD activity 2,5

FPI19030012 Efficient Wealth Efficient Wealth 26 November 2018 Verifiable CPD activity 5,5

FPI19030013 OUTsurance Insurance Company OUTCential OUTfo March 2019 till February 2020 Verifiable CPD activity 7

FPI19030014 Moonstone Business School of Excellence (Pty) Ltd Short Term Insurance and Validation of ClaimsFebruary 2019 till January 2020 Verifiable CPD activity 6

FPI19030015 PPS Academy, a division of PPS Insurance (Pty) Ltd Fundamentals of Financial Planning: Risk Planning 01 February 2019 till 01 January 2020 Verifiable CPD activity 7,5

FPI19030016 Efficient Private Clients (Pty) Ltd The Market Call 08 February 2019 Verifiable CPD activity 1,5

FPI19030017 The Institute of Health Risk Managers (Pty) Ltd Class of Business - Health Services Benefits March 2019 till February 2020 Verifiable CPD activity 14


BCI Boutique Investment Seminars –

Roadshow DBN, JHB and PTA 05 March till 08 March 2019 Verifiable CPD activity 3,5


The Children’s Act and the Medical

Schemes Act: managing the overlaps AND

The revised PMB package March 2019 till February 2020 Verifiable CPD activity 2,5

FPI19030020 Sanlam Life Insurance Limited Kick off Planning Session 07 & 08 February 2019 Verifiable CPD activity 3



Assurance Workshop 1 March 2019 till February 2020 Verifiable CPD activity 3

FPI19030022 Momentum, a division of MMI Holdings Outcome Matters 08 March 2019 till 14 March 2019 Verifiable CPD activity 1

FPI19030023 Investec Asset Management (Pty) Ltd IMS Insights 11 March 2019 till 14 March 2019 Verifiable CPD activity 2,5

FPI19030024 eStudy (Pty) Ltd Class of Business: Long Term Insurance March 2019 till February 2020 Verifiable CPD activity 2,5


Class of Business: Short-term Insurance

Personal Lines March 2019 till February 2020 Verifiable CPD activity 2,5

FPI19030026 Discovery Central Services (Pty) Ltd Machine learning in short-term insurance March 2019 till February 2020 Verifiable CPD activity 1,5

FPI19030027 Boutique Collective Investments Boutique Collective Investment Seminar WC 19 February 2019 Verifiable CPD activity 1,5

FPI19030028 Old Mutual Corporate KIC Start Sessions: 2018 Investment Review 28 January 2019 Verifiable CPD activity 1,5

FPI19030029 Old Mutual Wealth EAC Module March 2019 till February 2020 Verifiable CPD activity 2

FPI19030030 Octomate (Pty) Ltd NCA Programme February 2019 till January 2020 Verifiable CPD activity 2,5

FPI19030031 Discovery Central Services (Pty) Ltd Medical inflation and how it is calculated March 2019 till February 2020 Verifiable CPD activity 1,5

FPI19030032 Discovery Central Services (Pty) Ltd Taxation of Investment Wrappers 27 March till 27 February 2019 Verifiable CPD activity 1

FPI19030033 The Institute of Health Risk Managers (Pty) Ltd Tax implications for medical expenses 2019/2020March 2019 till February 2020 Verifiable CPD activity 3


Insider Trading and Market Manipulation

Training Interactive Workshop 11 March 2019 29 March 2019 Verifiable CPD activity 1,5

FPI19030035

Structured Retail Products, a division of

Euromoney Global Limited SRP Africa Conference 2019

30 January 2019 31 January 2019

05 February 2019

06 February 2019 07 February

2019

Verifiable CPD activity 7,5

FPI19030036 Old Mutual Wealth Old Mutual Wealth Client Presentation 2019

28 February 2019 05 March 2019

07 March 2019

13 March 2019 14 March 2019


FPI19030037 Old Mutual Corporate Old Mutual SuperFund Summit 2019 07 March 2019 Verifiable CPD activity 1

FPI19030038 PPS Investments (Pty) Ltd Is ‘cash’still king? March 2019 till February 2020 Verifiable CPD activity 0,5

FPI19030039 Compliance and Learning Center (Pty) Ltd The internet of things and Insurance March 2019 till February 2020 Verifiable CPD activity 1

FPI19030040 Compliance and Learning Center (Pty) Ltd New Supervisory Arrangements


2019 27 February 2019

28 February 2019 05 March

2019 06 March 2019


FPI19030041 Investec Asset Management (Pty) Ltd Taking Stock Summer 2019 March 2019 till March 2020 Verifiable CPD activity 1

FPI19030042 Circulus Online Budget Review 2019 March 2019 till March 2020 Verifiable CPD activity 1,5

FPI19030043 Old Mutual Personal Finance Retirement Planning (Pre-retirement) online 201921 February 2019 22 February 2019Verifiable CPD activity 6,5


Budget and Legal Technical Update –

Economic Update post-budget March 2019 till February 2020 Verifiable CPD activity 2,5



Assurance Workshop 2 February 2019 till January 2020 Verifiable CPD activity 3



Assurance Workshop 3 March 2019 till February 2020 Verifiable CPD activity 2



Assurance Workshop 4 12 March till 14 March 2019 Verifiable CPD activity 3

FPI19030048 Masthead (Pty) Ltd BofAML 20th Annual Sun City Conference 2019March 2019 till February 2020 Verifiable CPD activity 14

FPI19030049 Citadel Investement Services (Pty) Ltd

FICA: Risk Management and Compliance

Programme Module 1& 2 11 March 2019 12 March 2019 Verifiable CPD activity 1,5

FPI19030050 PPS Investments (Pty) Ltd Prescient/PPS Fund presentation 06 February 2019 Verifiable CPD activity 0,5

FPI19030051 Investec Asset Management (Pty) Ltd Navigating your way through 2019 investment waters March 2019 till February 2020 Verifiable CPD activity 1,5

FPI19030052 Associated Compliance Navigating a world of disruption March 2019 till February 2020 Verifiable CPD activity 0,5

FPI19030053 Associated Compliance Sanctions Clause in Marine Insurance Put to the testMarch 2019 till February 2020 Verifiable CPD activity 0,5

FPI19030054 Associated Compliance Legislative Update Services Under supervision March 2019 till February 2020 Verifiable CPD activity 0,5

FPI19030055 Associated Compliance Legislative Update COFI Bill March 2019 till February 2020 Verifiable CPD activity 1

FPI19030056 Associated Compliance FAIS Fit & Proper for HR Managers March 2019 till February 2020 Verifiable CPD activity 2,5

FPI19030057 Associated Compliance FAIS, FICA & POPI Workshop March 2019 till February 2020 Verifiable CPD activity 1,5

FPI19030058 Ripple Effect 4 (Pty) Ltd Ethics Programme March 2019 till February 2020 Verifiable CPD activity 5

FPI19030059 Discovery Central Services (Pty) Ltd Retirement, Tax Online Programme March 2019 till February 2020 Verifiable CPD activity 1,5

FPI19030060 Octomate (Pty) Ltd The Need for Financial Planning March 2019 till February 2020 Verifiable CPD activity 3,5

FPI19030061 Octomate (Pty) Ltd POPI Act March 2019 till February 2020 Verifiable CPD activity 3,5

FPI19030062 Octomate (Pty) Ltd CL: Accident and Health


2019 27 February 2019

14 March 2019


FPI19030063 Glacier Financial Holdings (Pty) Ltd Glacier Round Table Session Q1 March 2019 Verifiable CPD activity 1,5

FPI19030064Glacier Financial Holdings (Pty) Ltd

East Rand Asset Manager Day - March 2019

21 May 2019 22 May 2019

26 June 2019 14 November


FPI19030065 Derividoc CC The 2011 Global Master Repurchase Agreement 18 February 2019 Verifiable CPD activity 4,5

FPI19030066 Investec Asset Management (Pty) Ltd RMB Morgan Stanley Roadshow 08 & 29 October 2018 07 & 14 November 2018 Verifiable CPD activity 1

FPI19030067 Investec Asset Management (Pty) Ltd Annual Compliance Refresher Training 13 February 2019 Verifiable CPD activity 0,5

FPI19030068 Investec Asset Management (Pty) Ltd SA Economic Outlook – Politics persistently pivotal 14 February 2019 Verifiable CPD activity 1

FPI19030069 Investec Asset Management (Pty) Ltd RMB Pre-budget Roadshow January 2019 to December 2019 Verifiable CPD activity 1

FPI19030070 Sanlam Life Insurance Limited Section 9ha Day of Opportunities 25, 27 Feb, 04, 06, 07, 12 & 13 March 2019Verifiable CPD activity 1

FPI19030071 Regarding Capital Management

Size Matters – Why today’s opportunities

outweigh the macro risks 12 April 2019 Verifiable CPD activity 0,5


Core – Session Momentum IFA Engagement

(Focusing on African Brokers) 12 February 2019 Verifiable CPD activity 1,5

FPI19030073 Rand Merchant Bank RMB Global Markets Seminar 2019 11 March 2019 till 14 March 2019 Verifiable CPD activity 5

FPI19030074 Nedgroup Investments (Pty) Ltd Fund Manager Workshops and Roadshow 201904 March 2019 Verifiable CPD activity 1


NFP Presentation – Economic update and

Select Fund update – March 2019 Jan till December 2019 Verifiable CPD activity 0,5

FPI19030076 Old Mutual Wealth Old Mutual Wealth Initial Engagement and Goal setting moduleJan till December 2019 Verifiable CPD activity 6

FPI19030077 Old Mutual Wealth Old Mutual Wealth Developing Scenarios ModuleJan till December 2019 Verifiable CPD activity 6

FPI19030078 Old Mutual Wealth Old Mutual Wealth Induction Module 1 Jan till December 2019 Verifiable CPD activity 6

FPI19030079 Old Mutual Wealth Old Mutual Wealth Integrator Module 26 July 2019 Verifiable CPD activity 6

FPI119030080 Chartered Financial Analyst Society of South Africa NPC

Courageous Conversation Ethics Workshop

with Wendy Addison 01 & 03 April 2019 Verifiable CPD activity 3,5


The Systemic Risk and the Investment

Professional by Robert Jenkins 09-Apr-19 Verifiable CPD activity 2

FPI119030082 Investment Analyst Society of South Africa The size & reach of retirement fund industry in SA7 March 2019 13 March 2019 14 March 2019Verifiable CPD activity 1

FPI19030083 Nedgroup Investments (Pty) Ltd Legal Update 2019 11 - 13 February 2019 Verifiable CPD activity 1

FPI19030084 Nedgroup Investments (Pty) Ltd Nedgroup International Summit 2019 March 2019 - February 2020 Verifiable CPD activity 12

FPI19030085 Discovery Central Services (Pty) Ltd Protection of personal information 19 February 2019 Verifiable CPD activity 2

FPI19030086 Amity Investment Solutions (Pty) Ltd Amity Master Class – Connecting Wealth to Life03 July 2018 Verifiable CPD activity 4,5

FPI19030087 Sanlam Life Insurance Limited ACA Consultants Forum 06 February 2019 11 February 2019 Verifiable CPD activity 3,5

FPI19030088 Sanlam Life Insurance Limited Graviton Wealth Managers Q4 18 March 2019 Verifiable CPD activity 0,5

FPI19030089 Ripple Effect 4 (Pty) Ltd Ripple Effect 4 STI Broker Event 20 February 2019 Verifiable CPD activity 6

FPI19030090 Alexander Forbes Financial Planning Consultants (Pty) LtdWisdom Wednesdays – Managing your Financial Behaviour January till Decmeber 2019 Verifiable CPD activity 1

FPI19030091 Sanlam Life Insurance Limited Succession Financial Planning – Business Upskilling Workshop 26 February 2019 Verifiable CPD activity 1,5

FPI19020092 Glacier Financial Holdings (Pty) Ltd SP2 Investment Focus 12 & 13 February 2019 14 & 15 February 2019 Verifiable CPD activity 1

FPI19020093


Ltd Module 3 Group Coaching Sessions

19 & 26 February 2019 20 & 21



FPI19020094


Ltd Module 4 Behavioural coaching Feb 2019 Every 3 weeks / Once a month Verifiable CPD activity 5,5

FPI19030095 Old Mutual Investment Group (Pty) Ltd Reshape your thinking 18 March 2019 Verifiable CPD activity 1

FPI19030096 Investec Asset Management (Pty) Ltd Bloemfontein Advisor Workshop March 2019 till February 2020 Verifiable CPD activity 1,5

FPI19030097 Octomate (Pty) Ltd Motor Fleet Underwriting for Beginners March 2019 till February 2020 Verifiable CPD activity 2,5

FPI19030098 Octomate (Pty) Ltd Self-driving cars March 2019 till February 2020 Verifiable CPD activity 2,5

FPI19030099 Octomate (Pty) Ltd Managing Fire and Its Devastating Effects March 2019 till February 2020 Verifiable CPD activity 2,5

FPI190300100 Octomate (Pty) Ltd CL: Engineering Policy March 2019 till February 2020 Verifiable CPD activity 3,5

FPI190300101 Octomate (Pty) Ltd CL: Gurantee Policy 01 June 2018 till 31 May 2019 Verifiable CPD activity 3,5

FPI190300102 Sanlam Life Insurance Limited Sales Exco Meeting 11, 12, 13, 14 & 15 March 2019 Verifiable CPD activity 0,5

FPI190300103 Glacier Financial Holdings (Pty) Ltd Glacier International Roadshow March 2019 till March 2020 Verifiable CPD activity 1

FPI190300104 Discovery Central Services (Pty) Ltd Introduction to commercial insurance March 2019 till March 2020 Verifiable CPD activity 1,5

FPI190300105 Sanlam Life Insurance Limited Inheritance & your child’s future March 2019 till March 2020 Verifiable CPD activity 1

FPI190300106 Discovery Central Services (Pty) Ltd Offshore Pension Tax 25 Feb, 28 Feb & 13 March 2019 Verifiable CPD activity 0,5

FPI190300107 Noble Private Portfolios (Pty) Ltd Noble Belegging en Ekonomiese aanbieding 25 February 2019 Verifiable CPD activity 1

FPI190300108 Glacier Financial Holdings (Pty) Ltd Glacier Budget Session March 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300109 Discovery Central Services (Pty) Ltd Annual Compliance Refresher 26 October 2019 Verifiable CPD activity 1,5

FPI190300110 Sanlam Life Insurance Limited ACA Consultants Forum 13 March 2019 Verifiable CPD activity 2

FPI190300111 Alexander Forbes Financial Planning Consultants (Pty) LtdWisdom Wednesdays – Understanding What Clients NeedMarch 2019 till February 2020 Verifiable CPD activity 1

FPI190300112 Discovery Central Services (Pty) Ltd Introduction to wellness in life insurance 26 July 2019 Verifiable CPD activity 2

FPI190300113 Sanlam Life Insurance Limited ACA Consultants Forum March 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300114


Ltd East Rand Fund Provider Workshop March 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300115 Milpark Education Investments (Class of Business) INVEST1-OS March 2019 till February 2020 Verifiable CPD activity 6

FPI190300116 Milpark EducationPension Fund Benefits (Class of Business)

PFBEN1-OS March 2019 till February 2020 Verifiable CPD activity 6

FPI190300117 Milpark Education Short term: Commercial Lines (Class of Business) STICL1-OSMarch 2019 till February 2020 Verifiable CPD activity 9

FPI190300118 Milpark Education Long-term Insurance: awaiting correct documentsMarch 2019 till February 2020 Verifiable CPD activity 11

FPI190300119 Milpark Education Forex Investment (Class of Business) FORIN1-OSMarch 2019 till February 2020 Verifiable CPD activity 4

FPI190300120 Milpark Education Structured Deposits March 2019 till February 2020 Verifiable CPD activity 6.5

FPI190300121 Milpark Education Short-term and Long-term deposits - STLTD1-OSMarch 2019 till February 2020 Verifiable CPD activity 7

FPI190300122 Milpark Education Short term: Personal Lines (Class of Business) STIPL1-OSMarch 2019 till February 2020 Verifiable CPD activity 6

FPI190300123 Milpark Education Health Services Benefits (HSBEN1-OS) 19, 20, 21, 27 February 2019 Verifiable CPD activity 7

FPI190300124 Discovery Central Services (Pty) Ltd Ensuring your clients have sufficient maternity cover

29, 30, 31 January 04, 06, 07, 08,

11, 12 February 2019 Verifiable CPD activity 1,5

FPI190300125 Morningstar Investment Management (Pty) Ltd Managed Portfolio Report backs March 2019 till February 2020 Verifiable CPD activity 1

FPI190300126 Morningstar Investment Management (Pty) Ltd Portfolio Report backs March 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300127 Associated Compliance SHA Automotive Liability Risks March 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300128 Associated Compliance SHA Building Industry Liability Risks March 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300129 Associated Compliance SHA Machinery Liability Risk Exposures March 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300130 Associated Compliance SHA Hospitality Industry Liability Risk ExposuresMarch 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300131 Associated Compliance SHA Food Retail Liability Risk Exposures March 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300132 Associated Compliance SHA Hardware Store Liability Risk Exposures March 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300133 Associated Compliance SHA Garden Maintenance Liability Risk ExposuresMarch 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300134 Associated Compliance SHA Food & Beverage Business Liability RisksMarch 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300135 Associated Compliance SHA Electrical Goods Manufacturing Liability Risk ExposuresMarch 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300136 Associated Compliance SHA Electrical Contractors Liability Risk ExposuresMarch 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300137 Associated Compliance SHA Consumer Appliance Business Liability RisksMarch 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300138 Associated Compliance SHA Clothing Industry Liability Risks 27 March 2019 Verifiable CPD activity 1,5

FPI190300139 Associated Compliance SHA Automotive Liability Risks 28 March 2019 Verifiable CPD activity 1,5

FPI190300140 Benguela Health Solutions History of Health Funding in South Africa 29 March 2019 Verifiable CPD activity 5,5

FPI190300141 Benguela Health Solutions Managed Care March 2019 till Feb 2020 Verifiable CPD activity 5,5

FPI190300142 Benguela Health Solutions Medical Scheme Product Design 21 February 2019 Verifiable CPD activity 5,5

FPI190300143 Momentum, a division of MMI Holdings Estate planning done right 01 March 2019 till 28 February 2020 Verifiable CPD activity 1

FPI190300144 PPS Academy, a division of PPS Insurance (Pty) Ltd 2019 Budget Speech Review 01 March 2019 till 28 February 2020 Verifiable CPD activity 2

FPI190300145 PPS Academy, a division of PPS Insurance (Pty) Ltd Fundamentals of Financial Planning: Risk Planning06 March 2019 till 06 February 2020 Verifiable CPD activity 4,5

FPI190300146 PPS Academy, a division of PPS Insurance (Pty) Ltd Introduction to Business Assurance Online Course March 2019 to February 2020 Verifiable CPD activity 4

FPI190300147 PPS Academy, a division of PPS Insurance (Pty) Ltd Introduction to Business Assurance Face to Face 04 December 2019 Verifiable CPD activity 5,5

FPI190300148 Sanlam Life Insurance Limited Consultants Training King IV March 2019 to February 2020 Verifiable CPD activity 2

FPI190300149 Sanlam Life Insurance Limited ACA Consultants Forum March 2019 to February 2020 Verifiable CPD activity 0,5

FPI190300150 Discovery Central Services (Pty) Ltd 2019 Budget Speech 27 & 28 March 2019 Verifiable CPD activity 0,5

FPI190300151 Sanlam Life Insurance Limited Consultants Training Section 37C & 37D 22 February 2019 Verifiable CPD activity 2

FPI190300152 Sanlam Life Insurance Limited Business Assurance - The latest Court Cases 18 March 2019 Verifiable CPD activity 2

FPI190300153 Sanlam Life Insurance Limited ACA and Simeka Consultants Forum March 2019 – October 2019 Verifiable CPD activity 1

FPI190300154 Investec Asset Management (Pty) Ltd Bloemfontein Advisor Workshop March 2019 till February 2020 Verifiable CPD activity 1,5

FPI190300155 Old Mutual Personal Finance Retirement Planning (Post retirement) online 2019March 2019 till February 2020 Verifiable CPD activity 6

FPI190300156 Octomate (Pty) Ltd CL: Motor Policy 25 - 27 March 2019 Verifiable CPD activity 3,5

FPI190300157 Octomate (Pty) Ltd CL: Transportation Policy 18 April 2019 Verifiable CPD activity 3,5

FPI190300158 South African Institute of Stockbrokers Equities Compliance Officers Training March 2019 till February 2019 Verifiable CPD activity 16,5

FPI190300159 Fundhouse Advisor (Pty) Ltd

Meeting the challenge of Investor

Behaviour through Behavioural 17 April 2019 Verifiable CPD activity 7

FPI190300160 Sanlam Life Insurance Limited Supervision Going Forward March 2019 to February 2020 Verifiable CPD activity 4


Why ethical people do unethical things,

and what a financial planning business can

do about it March 2019 to February 2020 Verifiable CPD activity 3

FPI190300162 Expert Advisor Accelerator (Pty) Ltd Client Engagement Sales & Training Workshop 113 March 2019 Verifiable CPD activity 9,5

FPI190300163 Expert Advisor Accelerator (Pty) Ltd FNA Training and how to sell from the FNA 11 April 2019 Verifiable CPD activity 7

FPI190300164 PSG Wealth Financial Planning (Pty) Ltd PSG Wealth Product and Platforms Feedback Session20 February 2019 Verifiable CPD activity 1

FPI190300165 Momentum, a division of MMI Holdings Funds at Work Session 04 March 2019 Verifiable CPD activity 1

FPI190300166 PSG Wealth Financial Planning (Pty) Ltd PSG Wealth Strategy Session

13 September 2018 14 September

2018 20 September 2018 Verifiable CPD activity 1,5

FPI190300167 Momentum, a division of MMI Holdings Advisory Workshop 29 January 2019 Verifiable CPD activity 1

FPI190300168 SAIFAA IFA SAIFAA Workshop 11, 12, 13, 14, 15 March 2019 Verifiable CPD activity 3,5

FPI190300169 Efficient Wealth Select Manager Investment Meeting March 2019 to February 2020 Verifiable CPD activity 2

FPI190300170 Ashburton Fund Managers Proprietary Limited Fixed Income & Equities Roadshow March 2019 to February 2020 Verifiable CPD activity 1

FPI190300171 Discovery Central Services (Pty) Ltd Invest Workshops 27 March 2019 Verifiable CPD activity 1


Saving for retirement: Retirement annuity

(RA) versus pension or provident fund March 2019 to February 2020 Verifiable CPD activity 1


Optimal Investment Decision-Making: A

Behavioural Perspective 13 March 2019 Verifiable CPD activity 0,5

FPI190300174 Asset TV Masterclass – MASTERING INDEX TRACKING 31 January 2019 Verifiable CPD activity 1,5

FPI190300175 Momentum, a division of MMI Holdings IPAC Meeting 07 March 2019 Verifiable CPD activity 1

FPI190300176 Momentum, a division of MMI Holdings Momentum Consult KZN Quarterly meeting 07 March 2019 Verifiable CPD activity 1,5

FPI190300177 Momentum, a division of MMI Holdings Momentum Consult Cape Provincial Conference Long-term 27 February 2019 Verifiable CPD activity 6

FPI190300178 Momentum, a division of MMI Holdings Momentum Consult Cape Provincial Conference Short-term 21 February 2019 Verifiable CPD activity 2,5

FPI190300179 PSG Wealth Financial Planning (Pty) Ltd PSG Wealth Solutions February 2019 March 2019 till February 2020 Verifiable CPD activity 1

FPI190300180 PSG Wealth Financial Planning (Pty) Ltd PSG Insure Strategy Session 21 February 2019 March 2019 till February 2020 Verifiable CPD activity 2

FPI180300181 Octomate (Pty) Ltd CL: Miscellaneous Policy 02 April 2019 03 April 2019 Verifiable CPD activity 3,5

FPI19040001 PSG Wealth Financial Planning (Pty) Ltd Fire Protection: Module 2 April 2019 to March 2020 Verifiable CPD activity 2

FPI19040002 Old Mutual Wealth Old Mutual Multi-Managers: Northwest April 2019 to March 2020 Verifiable CPD activity 0,5

FPI19040003 Milpark Education Advanced Employee Benefits & Tax April 2019 to March 2020 Verifiable CPD activity 7

FPI19040004 Milpark Education Employee Benefits Dispute Resolution

26 - 28 March 2019

02 April 2019 Verifiable CPD activity 1,5

FPI19040005 Milpark Education Employee benefits and Tax 18 March 2019 Verifiable CPD activity 2

FPI19040006 Old Mutual Wealth Insights Exchange – Mind the Behaviour gap 01 April 2019 till 31 March 2020 Verifiable CPD activity 1,5


KIC Start Sessions: An OM Perspective on

the Economic Outlook for 2019 1 April 2019 – 31 March 2020 Verifiable CPD activity 1

FPI19040008 Integrity Academy (Pty) Ltd Behaviours and Emotions in Financial Planning 1 April 2019 – 31 March 2020 Verifiable CPD activity 4

FPI19040009 VAPS Consulting (Pty) Ltd Supervision-understanding the new criteria 01 April 2019 till 31 March 2020 Verifiable CPD activity 1

FPI19040010 Integrity Academy (Pty) Ltd Regulatory Update 2019 16 April 2019 Verifiable CPD activity 6


Employee Benefits: Risk and Structuring of

Risk Benefits EMBEN1-OS 01 April 2019 till 31 March 2020 Verifiable CPD activity 2


2019 Election Preview - unpacking our

current political landscape 01 April 2019 till 31 March 2020 Verifiable CPD activity 1,5


Employee Benefits and Client Engagement

EBCEN1-OS 01 April 2019 till 31 March 2020 Verifiable CPD activity 2


Estate planning: Succession planning for

Businesses ESPBU1-OS 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040015 Milpark Education King IV and Retirement Funds KREFU1-OS 05 April 2019 Verifiable CPD activity 2

FPI19040016 Milpark Education Managing risk in clients’ portfolios MRCPO1-OS01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040017 Efficient Private Clients (Pty) Ltd The Market Call 01 April 2019 till 31 March 2020 Verifiable CPD activity 2,5

FPI19040018 Milpark Education Fundamentals of Business Interruption Insurance01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040019 Milpark Education Global Investment Strategies 01 April 2019 till 31 March 2020 Verifiable CPD activity 1,5

FPI19040020 Milpark Education Investment Planning and the Economy 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040021 Milpark Education Investment Planning for Business Owners 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040022 Milpark Education Investment Planning INPLA1-OS 01 April 2019 till 31 March 2020 Verifiable CPD activity 5,5

FPI19040023 Milpark Education Investment Planning Products IPLFP1-OS 01 April 2019 till 31 March 2020 Verifiable CPD activity 4,5

FPI19040024 Milpark Education Ombud's cases and ethical considerations 01 April 2019 till 31 March 2020 Verifiable CPD activity 2,5

FPI19040025 Milpark Education Pension Fund Regulations 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040026 Milpark Education Practice Management 25 April 2019 - 15 May 2019 Verifiable CPD activity 5,5

FPI19040027 Milpark Education Presentation Skills for Financial Planners 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040028 FMI, a Division of Bidvest Life

Claims 2019 Workshops – Discovering sales

opportunities through a claims lens 01 April 2019 till 31 March 2020 Verifiable CPD activity 1

FPI19040029 Integrity Academy (Pty) Ltd Roadmap to financial wellness for your client19 April 2019 Verifiable CPD activity 6

FPI19040030 Milpark Education Regulation 28 and in-fund investments 01st April 2019 - 31

st March 2020 Verifiable CPD activity 2

FPI19040031 Schroder’s Unit Trusts Limited Schroder Economy Update

27, 28, 02, 04 & 5 March /April –

Quorum

26, 3, 4, & 16 March and April –

Investment Centres

16 May – Investment Centre Verifiable CPD activity 1

FPI19040032 ICS Academy (Pty) Ltd

Marketing and Advertising – An overview in

the context of FAIS and CISCA - 2019 26 March 2019 Verifiable CPD activity 1,5


STANLIB Quorum and Investment Centres

and Boardroom Lunches 01 April 2019 till 31 March 2020 Verifiable CPD activity 0,5

FPI19040034 STANLIB Wealth Management INN8 Practice Management Development Session Johannesburg 01 April 2019 till 31 March 2020 Verifiable CPD activity 1,5

FPI19040035 Milpark Education Medical Scheme Performance 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040036 Milpark Education Retirement Fund Governance 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040037 Milpark Education Risk and Business Assurance 01 April 2019 till 31 March 2020 Verifiable CPD activity 5,5

FPI19040038 Milpark Education Retirement Fund Risk Management 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040039 Milpark Education Risk Management Considerations for a Financial Planning Practice01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040040 Milpark Education Tax Planning for Businesses 01 April 2019 till 31 March 2020 Verifiable CPD activity 2,5

FPI19040041 Milpark Education The Investor and Investment Planning 05 March 2019 Verifiable CPD activity 5,5

FPI19040042 Milpark Education Umbrella funds options, including costing 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI19040043 PSG Wealth Financial Planning (Pty) Ltd PSG Elite Purposeful Portfolios 01 April 2019 till 31 March 2020 Verifiable CPD activity 3,5

FPI19040044 Octomate (Pty) Ltd Cyber Insurance Master Class 06 March 2019 - 06 February 2020 Verifiable CPD activity 2,5

FPI19040045 Octomate (Pty) Ltd Business Interruption Beginners Class 18 October 2018 - 17 September 2019Verifiable CPD activity 2,5

FPI19040046 Centre for Professional Development Investing for the medium term (Momentum) 22 February 2019 Verifiable CPD activity 4

FPI19040047 Circulus Online Business Assurance Session Privee November & December 2019 Verifiable CPD activity 3

FPI19040048 Alexander Forbes Financial Planning Consultants (Pty) LtdThe Forum Q1 04 March 2019 Verifiable CPD activity 3

FPI19040049 Morningstar Investment Management (Pty) Ltd Portfolio Reportbacks Q3 01 February 2019 - 31 January 2020 Verifiable CPD activity 1,5

FPI19040050 Momentum, a division of MMI Holdings Advisory Workshop 01 February 2019 - 31 Janusry 2020 Verifiable CPD activity 2

FPI19040051


Ltd Allan Gray 2019 - Basic Tax workshop 09 November 2018 Verifiable CPD activity 1,5

FPI19040052 Alexander Forbes Financial Planning Consultants (Pty) LtdCustomer Care Workshop 01 March 2019 till 28 February 2020 Verifiable CPD activity 5

FPI19040053 ABSA Group Limited Absa Asset Managers- Fixed Income Conference01 & 02 August 2018 till 31 May 2019 Verifiable CPD activity 2

FPI19040054 PPS Academy, a division of PPS Insurance (Pty) Ltd Sales Resilience Course 26th & 27th September 2018 till 31 May 2019 Verifiable CPD activity 13


ASISA IFA Practice Management Programme

– Module 3

How you service your clients 01 March 2019 – 28 February 2020 Verifiable CPD activity 14


Event name ASISA IFA Practice

Management Programme - Module Four:

Your

Operations - How you deliver your service

to your clients


FPI19040057 Asset TV

Masterclass – Appropriateness of Smooth

Bonus Portfolios as part of a Pension Fund

Investment Strategy 14th & 15th November 2018 till 31 May 2019Verifiable CPD activity 1

FPI19040058 Glacier Financial Holdings (Pty) Ltd Prescient Investment Presentation 28 September 2019 Verifiable CPD activity 2

FPI19040059 Fundhouse Advisor (Pty) Ltd ASISA IFA Practice Management Programme – Module 5 April 2019 to March 2020 Verifiable CPD activity 12,5

FPI19040060 Sanlam Life Insurance Limited ACA Consultants Forum 28 September 2018 01 April 2019 till 31 March 2020 Verifiable CPD activity 1

FPI19040061 Momentum, a division of MMI Holdings Estate Planning for Professionals 2019 01 April 2019 till 31 March 2020 Verifiable CPD activity 9,5

FPI19040062 Octomate (Pty) Ltd Commercial Claims for businesses 01 April 2019 till 31 March 2020 Verifiable CPD activity 2,5

FPI19040063 Octomate (Pty) Ltd Motor Fleet Management Intermediate Class01 April 2019 till 31 March 2020 Verifiable CPD activity 2,5

FPI19040064 Octomate (Pty) Ltd CL: Liability Policy 01 April 2019 till 31 March 2020 Verifiable CPD activity 3,5

FPI19040065 Octomate (Pty) Ltd CL: Property Policy 09 April 2019 Verifiable CPD activity 3,5

FPI19040066 Alexander Forbes Financial Planning Consultants (Pty) LtdFinancial Planning Worksh89 04, 06, 07, 11, 12, 14, 15 March 2019Verifiable CPD activity 6,5

FPI19040067


Ltd Unpacking Retirement Fund Death Benefit 15 April till 17 April 2019 Verifiable CPD activity 2


PSG Wealth Work sessions

06 March - 08 March 2019

11 March 2019 12 March 2019

08 April 2019


FPI19040069 The Eventful Group Mastering SAP Financials 09 April 2019 Verifiable CPD activity 8

FPI19040070 Momentum, a division of MMI Holdings Momentum Partnership Connection Mini-Launch 01st May 2019 – 30th April 2020 Verifiable CPD activity 0,5

FPI19040071 ABSA Group Limited KZN Quarter 1 Investments Insights 15 February 2019 Verifiable CPD activity 1

FPI19040072 Allegiance Consulting (Pty) Ltd Ethics Workshop 28th & 29th January 2019 Verifiable CPD activity 5

FPI19040073


Ltd Offshore Update 01 June 2018 to 30 May 2019 Verifiable CPD activity 2

FPI19040074 ICTS Legal Services (Pty) Ltd NMG Legal Services Forum 01 June 2019 to 31 May 2020 Verifiable CPD activity 9

FPI19040075 Novia One Group Fintech & Digital Disruption in the Financial Industry31 August 2018 and 1 September 2018Verifiable CPD activity 11

FPI19040076 Novia One Group

Fintech & Digital Disruption in the

Financial Industry 24 April 2019 till 23 April 2020 Verifiable CPD activity 11

FPI19040077 Captains and Coaches (Pty) Ltd Sasfin Strategic Planning Session 01 April 2019 till 31 April 2020 Verifiable CPD activity 10

FPI19040078 The Institute of Health Risk Managers (Pty) Ltd Medical scheme complaint resolution 01 March till 31 March 2019 Verifiable CPD activity 1,5

FPI19040079 The Institute of Health Risk Managers (Pty) Ltd Medical Schemes Underwriting 2019 01 April 2019 till 31 April 2020 Verifiable CPD activity 1,5

FPI19040080


Ltd Group coaching session module 4 01 April 2019 till 31 April 2020 Verifiable CPD activity 2

FPI19040081 The Institute of Health Risk Managers (Pty) Ltd Prescribed minimum benefits 2019/2020 29 March 2019 Verifiable CPD activity 2,5

FPI19040082 The Institute of Health Risk Managers (Pty) Ltd The healthcare market and demarcation regulations27 March 2019 – 27 March 2020 Verifiable CPD activity 1,5


Central Regional Workshop – Welcome to

the art of financial wellness 01 April 2019 till 31 March 2020 Verifiable CPD activity 3,5

FPI19040084 Circulus Online Business Assurance 2019 26 March 2019 to 26 February 2020 Verifiable CPD activity 5

FPI19040085 Associated Compliance Hollard Life Underwriting Trends Road Show01 March - 31 March 2019 Verifiable CPD activity 1,5

FPI19040086 The Standard Bank of South Africa Emigration and Offshore Trusts Training 25 May 2019 Verifiable CPD activity 2

FPI19040087 Liberty Life MOL March 2019 08th April 2019 – 07th March 2020 Verifiable CPD activity 1,5

FPI19040088 Associated Compliance SAUMA Conference 2019 01 April 2019 till 31 March 2020 Verifiable CPD activity 4

FPI19040089 Liberty Life Investing Masterclass Great North 01 April 2019 till 31 March 2020 Verifiable CPD activity 4

FPI19040090 Associated Compliance Regulatory Update Workshop 04 & 05 October 2018 Verifiable CPD activity 2,5

FPI19040091 Associated Compliance InsuranceZone Record of Advice Training 29 April 2019 Verifiable CPD activity 3

FPI19040092 Associated Compliance SCOR Annual Conference 2018 17 April 2019 Verifiable CPD activity 6,5

FPI19040093 Prudential Portfolio Managers Unit Trusts Limited Bribery, fraud & Corruption at Bosasa 14th February 2019 - 14th Janusry 2020Verifiable CPD activity 3

FPI19040094 Foord Asset Management (Pty) Ltd Eastern Cape Investment Summit 15 April 2019 till 15 March 2020 Verifiable CPD activity 5

FPI19040095 Centre for Professional Development Onlince Course: Regulation 28 9 – 11 April 2019 Verifiable CPD activity 1,5

FPI19040096 Infinitus Risk Management Service (Pty) Ltd TCF Program 01 April 2019 - 01 March 2020 Verifiable CPD activity 6,5

FPI19040097


Ltd 45 years of investing with Allan Gray 08 April 2019 Verifiable CPD activity 2

FPI19040098 Sanlam Life Insurance Limited Consultants training Rules 06 March 2019 Verifiable CPD activity 2

FPI19040099 Prudential Portfolio Managers Unit Trusts Limited Mapping the Market’s Mind – The Turkish Lira Case Study 4th April 2019 Verifiable CPD activity 1

FPI190400100 Boutique Collective Investments BCI Fairtree Presentation

01 April - 03 April 2019

05 April 2019


FPI190400101 Novia One Group Invest Management 01st April 2019 – 31


FPI190400102 Old Mutual International SA Old Mutual International Symposium 20 February 2019 Verifiable CPD activity 2

FPI190400103 Old Mutual Personal Finance Personal Income Tax 11 January 2019 till 11 January 2020Verifiable CPD activity 8,5

FPI190400104 ICTS Legal Services (Pty) Ltd Allan Gray Legal Forum

6, 15, 21, 22, 25 June 2018

10, 12 July 2018

6, 7, 8, 14, 22, 23, 31 August 2018 Verifiable CPD activity 2

FPI190400105 Centre for Professional Development Online Course Investment Planning and the Economy 01st January 2019 – 31

st December 2019Verifiable CPD activity 2

FPI190400106 The Standard Bank of South Africa Retirement planning workshop 19 September 2019 Verifiable CPD activity 3

FPI190400107 University of the Free State Financial Coaching 01st April 2019 - 01st March 2020 Verifiable CPD activity 23,5

FPI190400108 Old Mutual Personal Finance KZN Top Achievers Engagement session 02 February 2019 Verifiable CPD activity 1,5

FPI190400109 Discovery Central Services (Pty) Ltd Business Insurance:Property class 15th and 16th of April 2019 Verifiable CPD activity 2,5

FPI190400110 Momentum, a division of MMI Holdings Employee Relationship Workshop 01 April 2019 till 31 March 2020 Verifiable CPD activity 5

FPI190400111 Cinnabar Investment Management (Pty) Ltd Cinnabar Quarterly Investment Committee Meeting26th March 2019 Verifiable CPD activity 2

FPI190400112 Estate Experts Fiduciary Services (Pty) Ltd Holistic Estate Planning Refresher (Model) 31st January 2019 – 31

st January 2020Verifiable CPD activity 3

FPI190400113 Glacier Financial Holdings (Pty) Ltd Glacier International Asset Manager Day 27 March 2019 till 26 March 2020 Verifiable CPD activity 3

FPI190400114 Centre for Professional Development Online Course: Retirement Funds and Risk ManagementApril 2019 to March 2020 Verifiable CPD activity 2

FPI190400115 Sanlam Life Insurance Limited Glacier Government Employees Pension Fund Session01st April 2019 – 31



JSE Bond Market reform - Taming the

Sharks with Andrew Canter, CFA 13 Feb, 14 Feb, 20 March 2019 Verifiable CPD activity 0,5

FPI190400117 Sanlam Sky Business Ethics 08 March till 15 March 2019 Verifiable CPD activity 4,5


Economic Overview & Market Overview and

Momentum Consult Focus Fund Solutions

feedback 11 January 2019 – 11 December 2019Verifiable CPD activity 1

FPI190400119 Alexander Forbes Financial Services Hot Topics Q1 04 March till 15 March 2019 Verifiable CPD activity 3,5

FPI190400120 Centre for Professional Development Fundamentals of business interruption fundamentals15 May 2019 Verifiable CPD activity 2

FPI190400121 PSG Wealth Financial Planning (Pty) Ltd PSG Insure Work sessions 01st April 2019 – 01

st April 2020 Verifiable CPD activity 2,5

FPI190400122 Sygnia Asset Management Sygnia Roadshow 26 January 2019 Verifiable CPD activity 1,5

FPI190400123 Chartered Financial Analyst Society of South Africa NPCThe role of pension boards&investments committee11 & 12 April 2019 Verifiable CPD activity 1,5

FPI190400124 Analytics Consulting (Pty) Limited RDR Update & Presentation 11 April 2019 & 13 June 2019 Verifiable CPD activity 2

FPI190400125 Sales Guru

Management Coaching for Financial

Planner Managers 1 day Training Program 01st April 2019 – 01


FPI190400126 STANLIB Wealth Management STANLIB Listed Property Presentation April 2019 to March 2020 Verifiable CPD activity 2,5

FPI190400127 Natsure (Pty) Ltd Nature Transforming Insurance Broker Training Roadshow 20th

& 21st May 2019 Verifiable CPD activity 4

FPI190400128 Milpark Education Divorce and Estate planning 04 April 2019 Verifiable CPD activity 2

FPI190400129


Company Limited Ethics Workshop April 2019 to March 2020 Verifiable CPD activity 6

FPI190400130 Boutique Collective Investments BCI Global Investment Conference 2019 01st April 2019 – 01

st April 2020 Verifiable CPD activity 5

FPI190400131 Momentum, a division of MMI Holdings Momentum Consult Short Term Workshop April 2019 to March 2020 Verifiable CPD activity 2,5

FPI190400132 Moonstone Business School of Excellence (Pty) Ltd Fundamentals of income tax and capital gains tax15 April 2019 – 15 April 2020 Verifiable CPD activity 6,5

FPI190400133 University of the Free State Employee Benefits 16 April 2019 – 15 April 2020 Verifiable CPD activity 22,5


Understanding, reading and interpreting

financial statements 17 April 2019 – 15 April 2020 Verifiable CPD activity 4,5

FPI190400135 Ray Strodl Consulting (Pty) Ltd Changes in Financials and Twin peaks April 2019 to March 2020 Verifiable CPD activity 2,5

FPI190400136 Ray Strodl Consulting (Pty) Ltd Current Affairs and Risk for Investment Advice01st April 2019 – 01


FPI190400137 Ray Strodl Consulting (Pty) Ltd FAIS Update and new Requirements 04th April 2019 Verifiable CPD activity 2,5

FPI190400138 Moonstone Business School of Excellence (Pty) Ltd Business Continuity Planning 03 April 2019 Verifiable CPD activity 2,5

FPI190400139 Sanlam Life Insurance Limited Consultants Training – Section 14 Transfers 06th March 2019 Verifiable CPD activity 2

FPI190400140


Ltd Tools Training Workshop 12 April 2019 Verifiable CPD activity 2

FPI190400141 STANLIB Wealth Management INN8 Michelle Hoskin Webinar 02 April - 03 April 2019 Verifiable CPD activity 2

FPI190400142


Ltd Allan Gray Update March 2019 13th & 14th February 2019 Verifiable CPD activity 1

FPI190400143 Coronation Asset Management Coronation Minority View – Bi - Annual Event14 February 2019 till 14 February 2020Verifiable CPD activity 2,5

FPI190400144 Sanlam Life Insurance Limited Broker Sanfin Training 31 January 2019 till 31 January 2020 Verifiable CPD activity 11,5

FPI190400145 Fundhouse Advisor (Pty) Ltd ASISA IFA Practice Management Programme – Module 601 February 2019 till 31 Jan 2020 Verifiable CPD activity 13

FPI190400146 Centre for Professional Development Regulation 28 and in-fund investments 01 February 2019 till 31 Jan 2020 Verifiable CPD activity 2

FPI190400147 Centre for Professional Development Divorce and Estate planning 12th

April 2019 – 12th

April 2020 Verifiable CPD activity 2

FPI190400148 Elite Wealth Management(Pty) Ltd Elite Wealth Administration Software Training14th

May 2019 – 07th

June 2019 Verifiable CPD activity 4

FPI190400149 Elite Wealth Management(Pty) Ltd Elite Wealth Financial Planning Software Training 06 May 2019 – 06 May 2020 Verifiable CPD activity 4,5

FPI190400150 Analytics Consulting (Pty) Limited Conflict of Interests Update and Presentation01st April 2019 – 01

St April 2020 Verifiable CPD activity 1,5

FPI190400151


Ltd Allan Gray Business Update & Investment Update07th

May 2019 – 16th

May 2019 Verifiable CPD activity 2

FPI190400152 Sanlam Life Insurance Limited CPD Masterclass IV 2019 24th

April 2019 – 28th


FPI190400153 PPS Academy, a division of PPS Insurance (Pty) Ltd Fundamentals of Financial Planning: Retirement PlanningMarch 2019 to April 2020 Verifiable CPD activity 7

FPI190400154 Compli-Serve SA (Pty) Ltd

Conduct of Business returns, Conduct of

Financial Institutions Bill and the Fintech

Impact of Financial Services 29 March 2019 Verifiable CPD activity 3

FPI190400155 Infinitus Risk Management Service (Pty) Ltd Operational Ability Requirements, The Key Individuals ResponsibilitiesApril 2019 – October 2019 Verifiable CPD activity 2

FPI190400156 Sanlam Life Insurance Limited Private Client Investment Committee 06 May 2019 Verifiable CPD activity 1,5

FPI190400157 Momentum, a division of MMI Holdings Momentum Consult Inland Workshop 01 April 2019 till 31 March 2020 Verifiable CPD activity 4,5

FPI190400158 Old Mutual Personal Finance Business Assurance online: personal finance 01 April 2019 till 31 March 2020 Verifiable CPD activity 7,5

FPI190400159 Moonstone Business School of Excellence (Pty) Ltd The Trust Dilemma 31 January 2019 till 31 January 2020 Verifiable CPD activity 5

FPI190400160 PPS Academy, a division of PPS Insurance (Pty) Ltd

Class of Business Training: Short-term

Insurance Personal Lines 11 January 2019 till 11 January 2020 Verifiable CPD activity 9,5


Class of Business Training: Short-term

Commercial Lines 01 April 2019 - 01 April 2020 Verifiable CPD activity 9

FPI190400162 Centre for Professional Development Managing risk in clients’ portfolios 31 January 2019 till 31 January 2020 Verifiable CPD activity 2

FPI190400163 Centre for Professional Development Investment Planning Products May 2019 Verifiable CPD activity 4,5

FPI190400164 Sanlam Sky Entrepreneurship 15 February 2019 Verifiable CPD activity 3

FPI190400165 Centre for Professional Development Online Course: Practice Management 11 April 2019 till 10 April 2020 Verifiable CPD activity 5,5

FPI19040166 Rezco Investment Council (Pty) Ltd REZCO Review May 2019 28 & 29 March 2019 Verifiable CPD activity 1,5

FPI190400167 ICTS Legal Services (Pty) Ltd Marsh Legal Forum 01st April 2019 – 01


FPI190400168 Glacier Financial Holdings (Pty) Ltd GEPF Retirement Planning Workshop 01st April 2019 – 01


FPI190400169 Glacier Financial Holdings (Pty) Ltd Glacier Midlands Investment Summit 29 March 2019 Verifiable CPD activity 8

FPI190400170 Discovery Central Services (Pty) Ltd South Africa’s economy impacted by global events 01st April 2019 – 01st April 2020 Verifiable CPD activity 1


Local and Global insights on Trends within

the private Market Industry 08 & 09 May 2019 Verifiable CPD activity 0,5

FPI190400172 Sanlam Life Insurance Limited ACA & Simeka Consultants Forum 29 March 2019 19 February 2019 Verifiable CPD activity 2,5

FPI190400173 Discovery Central Services (Pty) Ltd ASISA standard on retirement savings cost disclosure06 March 2019 Verifiable CPD activity 1,5

FPI190400174 PSG Wealth Financial Planning (Pty) Ltd PSG Conference 2019 01 April 2019 till 31 March 2020 Verifiable CPD activity 7

FPI190400175 ICTS Legal Services (Pty) Ltd ICTS Legal Services Monthly Legal Forum – February 201901 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI190400176 ICTS Legal Services (Pty) Ltd ICTS Legal Services – Ensimini Financial Services01 April 2019 till 31 March 2020 Verifiable CPD activity 5,5


Extending the normal retirement age in

occupational

defined contribution funds in South Africa

27th

– 28th

March 2019 Verifiable CPD activity 2

FPI190400178 Discovery Central Services (Pty) Ltd An in depth look at car insurance premiums 01 April 2019 till 31 March 2020 Verifiable CPD activity 2

FPI190400179 Discovery Central Services (Pty) Ltd The importance of global cover 01st April 2019 – 01


FPI190400180 Centre for Professional Development Assupol Customized Training 30 April 2019 - 30 April 2020 Verifiable CPD activity 8

FPI190400181 Discovery Central Services (Pty) Ltd Why short-term insurance claims may get rejected01 April 2019 till 31 March 2020 Verifiable CPD activity 1,5

FPI190400182 Alexander Forbes Financial Planning Consultants (Pty) LtdEthics Workshop 30 April 2019 - 30 April 2020 Verifiable CPD activity 5

FPI190400183 Circulus Online Fundamentals of Trusts 07 Janary 2019 till 07 January 2020 Verifiable CPD activity 1,5

FPI190400184 Alexander Forbes Financial Planning Consultants (Pty) LtdSuccess Basics in Sales 01st June 2019 - 01st June 2020 Verifiable CPD activity 8

FPI190400185 Centre for Professional Development 2019 Webinar: Tax Efficient estate planning 09 April 2019 till 09 April 2020 Verifiable CPD activity 1,5

FPI190400186 Centre for Professional Development

Online Course: Risk Management:

Considerations for Financial Planning

Practice 25 july 2019 - 25 july 2020 Verifiable CPD activity 2

FPI190400187 Centre for Professional Development 2019 Webinar: Office updates from the tax ombud03rd June 2019 - 03rd June 2020 Verifiable CPD activity 1,5

FPI190400188 NBC Holdings (Pty) Ltd FICA Awareness 01 April 2019 till 31 March 2020 Verifiable CPD activity 6

FPI190400189 Centre for Professional Development 2019 Webinar: Social media nad the law 03 May 2019 Verifiable CPD activity 1,5

FPI190400190 Centre for Professional Development 2019 Webinar: Economic Update 1 17 April 2019 till 17 April 2020 Verifiable CPD activity 1,5

FPI19050001 ASISA Academy Ethics Workshop 01 may 2019 - 01 may 2020 Verifiable CPD activity 3,5

FPI19050002 Old Mutual Investment Group (Pty) Ltd Webinar: South African markets looking beyond the elections2 may 2019 - 01 may 2020 Verifiable CPD activity 1

FPI19050003 Centre for Professional Development The Investor and Investment Planning 3 may 2019 - 01 may 2020 Verifiable CPD activity 5

FPI19050004 Momentum, a division of MMI Holdings Retirement at retirement -Workshop 1 2nd May 2019 – 15th May 2019 Verifiable CPD activity 2

FPI19050005 Momentum, a division of MMI Holdings Retirement at retirement -Workshop 2 April 2019 - March 2020 Verifiable CPD activity 1,5

FPI19050006 Momentum, a division of MMI Holdings Retirement at retirement -Workshop 3 April 2019 Verifiable CPD activity 1,5

FPI19050007 PPS Investments (Pty) LtdDiscretionary Fund Manager Investment

Session1 May 2019 – 5 May 2020 Verifiable CPD activity 1

FPI19050008 Asset TV Masterclass – Global Equities 02 April 2019 & 03 April 2019 Verifiable CPD activity 1

FPI19050009 Oasis Group Holdings (Pty) LTd Oasis IFA Roadshow 13 February 2019 Verifiable CPD activity 1,5

FPI19050010 VAPS Consulting (Pty) Ltd The internet of things in insurance 13 February 2019 Verifiable CPD activity 1

FPI19050011 Fundhouse Advisor (Pty) Ltd ASISA IFA Practice Management Programme – Module 111 February 2019 Verifiable CPD activity 14

FPI19050012 Investec Asset Management (Pty) Ltd Vunani Fixed Income Roadshow 02 May 2019 Verifiable CPD activity 1

FPI19050013 Investec Asset Management (Pty) Ltd Investec Budget Economic Update 01 May 2019 till 31 April 2020 Verifiable CPD activity 1

FPI19050014 Sanlam Life Insurance Limited Healthcare Industry Training 01 May 2019 till 31 April 2020 Verifiable CPD activity 1

FPI19050015 Noble Private Portfolios (Pty) Ltd Noble Private Portfolios Investment Seminar 08-Feb-19 Verifiable CPD activity 6,5

FPI19050016 Discovery Central Services (Pty) Ltd Introduction to Ethics 30 November 2019 Verifiable CPD activity 1

FPI19050017 Infinitus Risk Management Service (Pty) Ltd National Credit Act (NCA) April 2018 to March 2020 Verifiable CPD activity 6

FPI19050018 Investec Asset Management (Pty) Ltd Deutsche Bank Sa Economic Outlook 11-Jan-19 Verifiable CPD activity 1

FPI19050019 Investec Asset Management (Pty) Ltd HSBC Africa Conference 25 April 2019 till 25 April 2019 Verifiable CPD activity 4,5

FPI19050020 Moonstone Business School of Excellence (Pty) Ltd Introduction to Fintech 06 May 2019 till 05 May 2019 Verifiable CPD activity 3

FPI19050021 Investec Asset Management (Pty) Ltd ABSA Roadshow - Macroeconomic forecasts for SA10 May 2019 Verifiable CPD activity 1

FPI19050022 Masthead (Pty) Ltd Regulatory Update – Know the Impact 19 March 2019 Verifiable CPD activity 3

FPI19050023 Ray Strodl Consulting (Pty) Ltd Tax Updates and budget 2020 16 July 2019 Verifiable CPD activity 2

FPI19050024 Efficient Private Clients (Pty) Ltd The Market Call - 10 May 2019 14 May 2019 16 May 2019 Verifiable CPD activity 2,5

FPI19050025 Efficient Wealth Select Manager Investment Meeting 26 - 27 March 2019 Verifiable CPD activity 1,5

FPI19050026 Centre for Professional Development Practice Management Masterclass 01 March 2019 – 01March 2020 Verifiable CPD activity 3

FPI19050027 Last Word Media (UK) Ltd

International Adviser International

Investment Forum South Africa 20-Feb-19 Verifiable CPD activity 2

FPI19050028 Wealth Associates South Africa (Pty) Ltd

Wealth Associates Investment Forum and

Pitstop 18-Feb-19 Verifiable CPD activity 5,5

FPI19050029 Old Mutual Personal Finance Conduct of Financial Institution Bill 18 April 2019 Verifiable CPD activity 2,5

FPI19050030 Investec Asset Management (Pty) Ltd Arqaam SA Healthcare and Pharmacueticals 27 May 2019 Verifiable CPD activity 1

FPI19050031 Investec Asset Management (Pty) Ltd Arqaam Telecommunications Overview 01 May 2019 till 30 April 2020 Verifiable CPD activity 1

FPI19050032 Glacier Financial Holdings (Pty) Ltd Default regulations and managing investor behaviour01 May 2019 till 30 April 2020 Verifiable CPD activity 1,5

FPI19050033 Insurance Publications Creating Opportunities in the EB Space 12 March 2019 Verifiable CPD activity 2

FPI19050034 At Work Internet Software Solutions CRM Training 06 May 2019 till 05 May 2019 Verifiable CPD activity 5,5

FPI19050035 At Work Internet Software Solutions FNA Training 06 May 2019 till 05 May 2019 Verifiable CPD activity 5,5

FPI19050036 STANLIB Wealth Management STANLIB Economic Update 12 April 2019 Verifiable CPD activity 2

FPI19050037 Ray Strodl Consulting (Pty) Ltd POPI 01 May 2019 till 30 April 2020 Verifiable CPD activity 2

FPI19050038 Ray Strodl Consulting (Pty) Ltd Change in Financial Services Industry – Technology 01 May 2019 till 30 April 2020 Verifiable CPD activity 2


Momentum Webinar: Global and local

macroeconomic outlook 11 March 2019 Verifiable CPD activity 4

FPI19050040 Moonstone Business School of Excellence (Pty) Ltd Risk Planning Fundamentals 2 May 2019 till 30 April 2020 Verifiable CPD activity 5

FPI19050041 Moonstone Business School of Excellence (Pty) Ltd Investment Planning Fundamentals 01 May 2019 till 30 April 2020 Verifiable CPD activity 3

FPI19050042 Sanlam Life Insurance Limited Healthcare Industry Training 11 March 2019 01 May 2019 till 30 April 2020 Verifiable CPD activity 1

FPI19050043 Moonstone Business School of Excellence (Pty) Ltd Fundamentals of Estate Planning 13 amy 2019 till 01 June 2019 Verifiable CPD activity 6

FPI19050044 Investec Asset Management (Pty) Ltd IAM InPerspective Forum 2019 31st January 2019 Verifiable CPD activity 6

FPI19050045 Moonstone Business School of Excellence (Pty) Ltd Customer service and building client relationships04th April 2019 Verifiable CPD activity 4,5

FPI19050046 Moonstone Business School of Excellence (Pty) Ltd Fundamentals of Business Assurance 09 - 16 April 2019 Verifiable CPD activity 6

FPI19050047 Discovery Central Services (Pty) Ltd PPD May 2019 till March 2020 Verifiable CPD activity 1

FPI19050048 Investec Asset Management (Pty) Ltd HSBC Equity Roadshow May 2019 till April 2020 Verifiable CPD activity 1

FPI19050049


Ltd Offshore Update May 2019 till April 2020 Verifiable CPD activity 1,5

FPI19050050


Ltd Behavioural Coaching Module 5 May 2019 till April 2020 Verifiable CPD activity 7


2019: Risks and Opportunities for pre-

retirement savings. Be prepared for both!

02 April 2019 03 April 2019


FPI19050052 Asset TV

Annuity Strategy and Retirement Benefit

Counselling 01st May 2019 – 01

st May 2020 Verifiable CPD activity 1,5

FPI19050053 Masthead (Pty) Ltd Risk/Estate Planning Course 01st May 2019 – 01

st May 2020 Verifiable CPD activity 1

FPI19050054 Masthead (Pty) Ltd The Fundamentals of POPI 2019 07th May 2019 Verifiable CPD activity 3

FPI19050055 OUTsurance Insurance Company General Short-term Insurance Underwriting January 2018 till December 2018 Verifiable CPD activity 6

FPI19050056 Efficient Wealth Knowledge Hub April 2019 November till December 2018 Verifiable CPD activity 1,5

FPI19050057 Sanlam Sky Understanding Budgets and Financial ReportsNovember 2018 Verifiable CPD activity 4,5

FPI19050058 Sanlam Sky Financial Planning Basics May 2019 till 30 April 2020 Verifiable CPD activity 7,5

FPI19050059 Sanlam Life Insurance Limited Glacier Government Employees Pension Fund SessionMay 2019 till 30 April 2020 Verifiable CPD activity 2

FPI19050060 PSG Wealth Financial Planning (Pty) Ltd Investment Meetings 10 June 2019 - 11 May 2020 Verifiable CPD activity 0,5

FPI19050061 Goldman Sachs International Compliance Training 26 April 2019 Verifiable CPD activity 1

FPI19050062 Goldman Sachs International 2018 Raising Suspicious Activity Awareness 22 May 2019 Verifiable CPD activity 1,5

FPI19050063 Sanlam Sky Treating Customers Fairly May 2019 till 30 April 2020 Verifiable CPD activity 2,5

FPI19050064 Sanlam Sky Fundamentals of Financial Advisory 07 & 08 March 2019 Verifiable CPD activity 2

FPI19050065 Cadiz Fund he Forum Monday Morning Training Discussion Sessions13 February 2019 Verifiable CPD activity 2,5

FPI19050066 Alexander Forbes Financial Services Junior Consultants workshop - April 2019 12th April 2019 - 12th April 2020 Verifiable CPD activity 2

FPI19050067 Nedgroup Investments (Pty) Ltd Multi-Manager Investor Day 2019 18 March 2019 Verifiable CPD activity 5

FPI19050068 Discovery Central Services (Pty) Ltd Income protection products vs Lump sum disability products01st May 2019 - 01st May 2020 Verifiable CPD activity 1

FPI19050069 Sanlam Life Insurance Limited Succession National Conference 2019 (Arabella) 08 April 2019 Verifiable CPD activity 4,5

FPI19050070 Investec Asset Management (Pty) Ltd Avior Luxury Goods 05 April 2019 Verifiable CPD activity 1

FPI19050071 Rand Merchant Bank RMB Global Markets Macro Forum 01st March 2019 - 01st March 2020 Verifiable CPD activity 3

FPI19050072 Centre for Professional Development Momentum Investments 13th May 2019 - 13th May 202 Verifiable CPD activity 1

FPI19050073 Old Mutual Corporate Asset Management 05 June - 16 July 2019 Verifiable CPD activity 1

FPI19050074 Sanlam Sky Party Due Diligence 13th May 2019 - 13th May 202 Verifiable CPD activity 1

FPI19050075 Sanlam Life Insurance Limited Sales Clinic Retirement Series Episode 1 25 February 2019 Verifiable CPD activity 2,5

FPI19050076 Glacier Financial Holdings (Pty) Ltd Glacier Asset Manager Day April 2019 01st May 2019 - 01st May 2020 Verifiable CPD activity 1

FPI19050077 Circulus Online Personal Income Tax Case Study 01 June 2019 till 31 May 2020 Verifiable CPD activity 2

FPI19050078 Discovery Central Services (Pty) Ltd Business Assurance Update 26 April 2019 Verifiable CPD activity 1

FPI19050079 Sanlam Life Insurance Limited Sanlam Benchmark 2019 20th

- 22nd

May 2019 Verifiable CPD activity 3,5

FPI19050080 Discovery Central Services (Pty) Ltd Market Overview May 2019 till 31 April 2020 Verifiable CPD activity 0,5


OMCC Academy Case Study: Unlisted

Property 17 & 18 July 2019 Verifiable CPD activity 1,5

FPI19050082 ICS Academy (Pty) Ltd ICS – Fit and Proper Requirements - 2019 01 June 2019 till 31 May 2020 Verifiable CPD activity 1,5


FFA (Financial Fitness Analysis) Online

Accreditation 01 June 2019 till 31 May 2020 Verifiable CPD activity 5

FPI19080084 Boutique Collective Investments Boutique Collective Investment Conference 01 June 2019 till 31 May 2020 Verifiable CPD activity 1,5

FPI19080085 Liberty Life Liberty Risk Conference 01 June 2019 till 31 May 2020 Verifiable CPD activity 3

FPI19050086 Moonstone Business School of Excellence (Pty) Ltd Ethics - How to impress your clients 01 June 2019 till 31 May 2020 Verifiable CPD activity 2,5

FPI19050087 Centre for Professional Development FPI 2019 Convention 01 June 2019 till 31 May 2020 Verifiable CPD activity 13

FPI19050088 Liberty Life Retirement Planning Workshop 01 June 2019 till 31 May 2020 Verifiable CPD activity 12,5

FPI19050089 Liberty Life Manage your calendar for peak productivity 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19050090 Liberty Life Manager your time effectively 07 March till 15 March 2019 Verifiable CPD activity 0,5

FPI19050091 Liberty Life Manage your To-Do Lists 13 May 2019 till 13 May 2020 Verifiable CPD activity 0,5

FPI19050092 Liberty Life Negotiate Strategically 01st June 2019 – 01

st June 2020 Verifiable CPD activity 1

FPI19050093 Liberty Life Resolve Conflict 01st June 2019 – 01

st June 2020 Verifiable CPD activity 1

FPI19050094 Liberty Life Rock Social Media 2nd June 2019 – 01st June 2020 Verifiable CPD activity 1


Communicate Effectively in the

Organisation 01 June 2019 – 01 June 2020 Verifiable CPD activity 1,5

FPI19050096 PSG Wealth Financial Planning (Pty) Ltd BMW Roadshow 01 June 2019 till 31 May 2020 Verifiable CPD activity 0,5

FPI19050097 Discovery Central Services (Pty) Ltd Digital enablement value proposition 01 June 2019 till 31 May 2020 Verifiable CPD activity 0,5

FPI19050098 Liberty Life Creating a Positive Client Experience 2nd June 2019 – 01st June 2020 Verifiable CPD activity 1

FPI19050099 Liberty Life Effectively managing your emails 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19050100 Liberty Life Lead Productive Meetings 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19050101 Liberty Life Lead with Emotional Intelligence 28 May 2019 Verifiable CPD activity 1

FPI19050102 Compliance and Learning Center (Pty) Ltd General Code of Conduct for FSPs 18 June 2019 19 June 2019 Verifiable CPD activity 2,5

FPI19050103 Compliance and Learning Center (Pty) Ltd Fundamentals of Deposit Taking

14 May 2019 07 May 2019 06

May 2019

13 May 2019 15 May 2019 10

May 2019


FPI19050104 Liberty Life Manage Performance August 2018 Verifiable CPD activity 1

FPI19050105 Liberty Life Optimising my Business Operation April 2018 Verifiable CPD activity 1,5

FPI19050106 Liberty Life DPFM - Investment Planning 01st June 2019 – 01

st June 2020 Verifiable CPD activity 5,5

FPI190500107 Mazi Macquarie Securities (RF) (Pty) Ltd Mazi Macquarie Local Lekgotla Conference 2nd June 2019 – 01st June 2020 Verifiable CPD activity 4

FPI190500108 Chartered Financial Analyst Society of South Africa NPCIndex trends in the not so passive space 3rd June 2019 – 01st June 2020 Verifiable CPD activity 0,5

FPI190500109 Alexander Forbes Financial Planning Consultants (Pty) LtdLegal Technical Update - COFI Jenny Gordon 26th April 2019 Verifiable CPD activity 2

FPI190500110 Alexander Forbes Financial Planning Consultants (Pty) LtdLegal Technical Update – National Budget 2018/2019 07th May 2019 Verifiable CPD activity 2

FPI190500111 Alexander Forbes Financial Planning Consultants (Pty) LtdLegal Technical Update – National Budget 28 March 2019 Verifiable CPD activity 2

FPI190500112 ICS Academy (Pty) Ltd FAIS Course 01st May 2019 - 01st May 2020 Verifiable CPD activity 2

FPI190500113 ICS Academy (Pty) Ltd FATCA AND CRS 20 November 2019 Verifiable CPD activity 1

FPI190500114 ICS Academy (Pty) Ltd Counter Money Laundering 14 & 15 Marhc 2019 Verifiable CPD activity 1

FPI190500115 Sanlam Life Insurance Limited ACA & Simeka Consultants Forum 27 may - 04 June 2019 Verifiable CPD activity 1

FPI190500116 SA Asset Management Quarterly Economic and Fund Update

01 March 2019 04 March 2019

06 March 2019 16 March 2019 Verifiable CPD activity 2

FPI190500117 Sanlam Life Insurance Limited SFP – Aligned Financial Planning: Regional Meeting 28 March 201920 May tilll 24 May 2019 Verifiable CPD activity 3,5

FPI190500118 Circulus Online Personal Income Tax for Financial Planning 2019/2011 June 2019 13 June 2019 Verifiable CPD activity 6,5

FPI190500119 Goldman Sachs International Financial Crime Compliance Online 2018 May 2019 till 31 April 2020 Verifiable CPD activity 2,5

FPI190500120 Sanlam Life Insurance Limited Estate Planning 15 May 2019 22 May 2019 29 May 2019 Verifiable CPD activity 4

FPI190500121 Discovery Central Services (Pty) Ltd EB Roadshow 06th

May 2019 – 15th


FPI190500122 Old Mutual Corporate Regional Collaboration

13 May till 17 May 2019 23 May

2019 24 May 2019 28 May


FPI190500123 Citadel Investement Services (Pty) Ltd CAM Investment Presentation 20 - 24 May 201901st May 2019 - 01st May 2020 Verifiable CPD activity 2,5

FPI190500124 Associated Compliance VCCM Conference 2019 24th May 2019 Verifiable CPD activity 4,5

FPI190500125 Mazi Macquarie Securities (RF) (Pty) Ltd Global Economic Outlook with Oxford Economics 01st May 2019 - 01st May 2020 Verifiable CPD activity 1,5

FPI190500126 PSG Wealth Financial Planning (Pty) Ltd Fire Protection - Module 3 01st May 2019 - 01st May 2020 Verifiable CPD activity 1

FPI190500127 Associated Compliance SHA Specialist Insurance Review - May 2019 01st May 2019 - 01st May 2020 Verifiable CPD activity 2

FPI190500128 STANLIB Wealth Management STANLIB Decoding 2019 National Government Election01st May 2019 - 01st May 2020 Verifiable CPD activity 1,5


Conversations with Coronation - Economic,

Fixed Interestt and Listed Property Update 01st May 2019 - 01st May 2020 Verifiable CPD activity 0,5

FPI190500130 Centre for Professional Development Personal Income Tax Online course 2019 01st May 2019 - 01st May 2020 Verifiable CPD activity 8,5

FPI190500131 Cinnabar Investment Management (Pty) Ltd Cinnabar Annual Invetsment Conference 01st May 2019 - 01st May 2020 Verifiable CPD activity 2,5

FPI190500132 Circulus Online Testamentary Advice - Chapter 2 - Types of Marriages01st May 2019 - 01st May 2020 Verifiable CPD activity 1,5

FPI190500133 Circulus Online Testamentary Advice - Chapter 3 - Intestate Succession01st May 2019 - 01st May 2020 Verifiable CPD activity 2,5

FPI190500134 Circulus Online Testamentary Advice - Chapter 4 - Testate Succession01st May 2019 - 01st May 2020 Verifiable CPD activity 3,5

FPI190500135 Circulus Online Testamentary Advice - Chapter 5 - The Master01st May 2019 - 01st May 2020 Verifiable CPD activity 2

FPI190500136 Circulus Online Testamentary Advice - Chapter 6 - The Executor'Date of event 08 May 2019 till 28 June 2019 Verifiable CPD activity 4,5

FPI190500137 Circulus Online Testamentary Advice - Chapter 7 - The Executor's Account12 March 2019 Verifiable CPD activity 5

FPI190500138 Circulus Online Testamentary Advice - Chapter 8 - Estate Duty19 March 2019 Verifiable CPD activity 4

FPI190500139 Circulus Online Testamentary Advice - Chapter 9 - Examples of Executor's Account01 June 2019 till 31 May 2020 Verifiable CPD activity 2

FPI190500140 Circulus Online Testamentary Advice - Chapter 10 - Income Tax and Capital Gains Tax28 & 29 March 2019 Verifiable CPD activity 2,5

FPI190500141 Circulus Online Testamentary Advice - Chapter 11 - Donations Tax22 May 2019 till 08 May 2020 Verifiable CPD activity 1

FPI190500142 Circulus Online Testamentary Advice - Chapter 1 - Introduction01 May 2019 till 30 April 2020 Verifiable CPD activity 1

FPI190500143 Sanlam Life Insurance Limited Q1 2019 Graviton & SMMI IC Meeting 07 May 2019 till 07 May 2020 Verifiable CPD activity 1

FPI190500144 Associated Compliance Compass Claims Workshop 09 May 2019 till 09 May 2020 Verifiable CPD activity 3

FPI190500145 Investec Asset Management (Pty) Ltd Green Shoots 09 May 2019 till 09 May 2020 Verifiable CPD activity 1

FPI190500146 Goldman Sachs International US Quarterly Outlook 17th

April 2019 – 25th

April 2019 Verifiable CPD activity 1,5

FPI190500147 Masthead (Pty) Ltd How to create a business plan that works 25 July 2019 Verifiable CPD activity 3

FPI190500148 Sanlam Life Insurance Limited Distribution Sales Exco Meeting 10th April 2019 Verifiable CPD activity 1

FPI190500149 STANLIB Wealth Management STANLIB Multi Manger 01st May 2019 - 01st May 2020 Verifiable CPD activity 0,5

FPI190500150 Prudential Portfolio Managers Unit Trusts Limited International Client Investment Seminar Quarterly – Q1 2019 Verifiable CPD activity 1,5

FPI190500151 Masthead (Pty) Ltd Cybersecurity Online Course 2019 01 January 2019 till 30 April 2019 Verifiable CPD activity 1

FPI190500152 Masthead (Pty) Ltd Key Individual responsibilties seminar 26 October 2018 Verifiable CPD activity 3

FPI190500153 Masthead (Pty) Ltd Preparation for an FSCA Onsite visit seminar 09 November 2018 Verifiable CPD activity 3

FPI190500154 Noble Private Portfolios (Pty) Ltd Learn how to Build a Robust Financial Management Model 201907 December 2019 Verifiable CPD activity 2,5

FPI190500155 Novia One Group FICA and POPI Act and associated policies 13 December 2019 Verifiable CPD activity 4

FPI190500156 Sanlam Life Insurance Limited Sanlam Select InTouch (Terebinth & Matrix) 25 January 2019 Verifiable CPD activity 1,5

FPI190500157 Chartered Financial Analyst Society of South Africa NPCCFA Society South Africa Annual Investment Conference 201901 February 2019 Verifiable CPD activity 3

FPI190500158 Sanlam Life Insurance Limited Sanlam Select InTouch (Truffle)

06 June 2019 10 June 2019 11

June 2019 12 June 2019

13 June 2019 Verifiable CPD activity 0,5

FPI190500159 Sanlam Life Insurance Limited Agrimark Business Seminar 01st May 2019 - 01st May 2020 Verifiable CPD activity 5

FPI190500160 Liberty Life LHL Financial Crime Compliance General Awareness - 2019 Refresher26th march - 4 April 2019 Verifiable CPD activity 2

FPI190500161 Momentum, a division of MMI Holdings Quarterly Investment Committee Meeting 30 May 2019 Verifiable CPD activity 0,5

FPI190500162 PSG Wealth Financial Planning (Pty) Ltd Investment Meetings Tygervalley January till April 2019 30 April 2019 till 17 May 2019 Verifiable CPD activity 0,5

FPI190500163 Captains and Coaches (Pty) Ltd The Ten Steps of professional client engagement 17 May 2019 Verifiable CPD activity 1

FPI190500164 Captains and Coaches (Pty) Ltd Sasfin Wealth: Investment Philosophy and Risk profiling16 April 2019 Verifiable CPD activity 1

FPI190500165 Captains and Coaches (Pty) Ltd SASFIN SESSION: Risk profiling and risk profiling agreementMay 2019 till 30 April 2020 Verifiable CPD activity 1

FPI190500166 Captains and Coaches (Pty) Ltd SASFIN SESSION: Compliance Templates (Step 4 and 5)May 2019 till 30 April 2020 Verifiable CPD activity 1

FPI190500167 Captains and Coaches (Pty) Ltd SASFIN SESSION: Retirement plan and investment case study

29 May 2019 31 May 2019

06 June 2019 07 June 2019

10 June 2019 12 June 2019

13 June 2019


FPI190500168 Captains and Coaches (Pty) Ltd

SASFIN SESSION: The fundamentals of FAIS

Compliance for Long term insurance 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI190500169 Investec Asset Management (Pty) Ltd Zebra Zone 06 May 2019 07 May 2019 Verifiable CPD activity 1,5

FPI190500170 Circulus Online Employing technology 28 May 2019 29 May 2019 Verifiable CPD activity 2

FPI190500171 Alexander Forbes Investments Pursuit of Uncertainty 15-Feb-19 Verifiable CPD activity 1

FPI190500172 Ashburton Fund Managers Proprietary Limited KZN Manco Day 12-Apr-19 Verifiable CPD activity 3,5

FPI190500173 Morningstar Investment Management (Pty) Ltd 2019 Q1 Portfolio Reportback 29-Mar-19 Verifiable CPD activity 1,5

FPI190500174 NBC Holdings (Pty) Ltd FAIS Fit & Proper requirements 10-Dec-19 Verifiable CPD activity 6,5

FPI190500175 Boutique Collective Investments BCI Glacier Presentation 08-Feb-19 Verifiable CPD activity 1

FPI190500176 Oasis Group Holdings (Pty) Ltd Tax Donations and Trusts 01st – 31


FPI190500177 Oasis Group Holdings (Pty) Ltd Future of the SA Financial Regulatory Environment 01st – 31


FPI190500178 Prudential Portfolio Managers Unit Trusts Limited Face to face Presentation 01st – 31


FPI190500179 Liberty Life Is your Business Fit for the Future 01st – 31


FPI190500180 Old Mutual Wealth Investment Presentation 24th


FPI190500181 Ashburton Fund Managers Proprietary Limited Ashburton Investment Conference 2019 20 & 21 May 2019 10 June 2019Verifiable CPD activity 2

FPI190500182 Captains and Coaches (Pty) Ltd Advice and Risk profile Agreement 21 May - 7 June 2019 Verifiable CPD activity 1

FPI190500183 Captains and Coaches (Pty) Ltd TCF Professional fees and value proposition workshop 13 May 2019 14 May 2019 16 May 2019 Verifiable CPD activity 1

FPI190500184 Captains and Coaches (Pty) Ltd Retirement plan case study and value of advice 01 March - 29 April 2019 Verifiable CPD activity 1

FPI190500185 ICTS Colourfield Legal Forum

14 May 2019 16 May 2019 21

May 2019

22 May 2019 23 May 2019

28 May 2019 Verifiable CPD activity 3,5

FPI190500186 Captains and Coaches (Pty) Ltd SASFIN SESSION: Investment case studies and the bucket approach24 April 2019 Verifiable CPD activity 1

FPI190500187 Oasis Group Holdings (Pty) Ltd Treating Customers Fairly 22 February 2019 Verifiable CPD activity 3

FPI190500188 Oasis Group Holdings (Pty) Ltd Global AML and Syber Security 01 june 2019 - 01 june 2020 Verifiable CPD activity 4

FPI190500189 Oasis Group Holdings (Pty) Ltd Financial Literacy - Glossary of Terms

20 May 2019 22 May 2019

24 May 2019 Verifiable CPD activity 4

FPI190500190 Oasis Group Holdings (Pty) Ltd Fit and proper training 21 May 2019 Verifiable CPD activity 3

FPI190500191 Sanlam Life Insurance Limited FIA Tygerberg branch social bowling day 01st May 2019 - 01st May 2020 Verifiable CPD activity 1

FPI190500192 Sanlam Life Insurance Limited Annual i3 Summit(CPT) 16 April 2019 Verifiable CPD activity 3

FPI190500193 Sanlam Life Insurance Limited Annual i3 Summit(jhn) May 2019 Verifiable CPD activity 3,5

FPI190500194 Glacier Financial Holdings (Pty) Ltd Glacier Young Professionals Forum 17 May 2019 Verifiable CPD activity 2,5

FPI190500195 Marriot Asset Management (Pty) Ltd Marriott Solutions for Retirement Workshop May 201901-31 May 2019 Verifiable CPD activity 1,5

FPI190500196 Glacier Financial Holdings (Pty) Ltd Glacier Round Table Session Q2 01 June 2019 till 31 May 2019 Verifiable CPD activity 1,5

FPI190500198 PSG Wealth Financial Planning (Pty) Ltd Portfolio Committee Meetings 10-Apr-19 Verifiable CPD activity 1

FPI190500199 PSG Wealth Financial Planning (Pty) Ltd The PSG Autumn Update 2019 22 July 2019 23 July 2019 Verifiable CPD activity 1

FPI190500200 PSG Wealth Financial Planning (Pty) Ltd PSG Wealth Solutions April 2019 26 March 2019 till 26 Feb 2020 Verifiable CPD activity 1

FPI190500201 Sanlam Life Insurance Limited Regional Meeting 01 May 2019 - 31 October 2019 Verifiable CPD activity 1

FPI190500202 The Institute of Health Risk Managers (Pty) Ltd The role of protocols in managing benefits 01 june 2019 - 01 june 2020 Verifiable CPD activity 1,5

FPI190500203 SAIFAA

SAIFAA May 2019 - “In & Out-of-Fund”

Default options and Annuity Strategy

Workshops 10 May 2019 Verifiable CPD activity 2,5

FPI190500204 Coronation Management Company Presentation to advisors – 21 May 2019 01 May 2019 - 31 October 2019 Verifiable CPD activity 1

FPI190500205 Liberty Life Retirement planning 3 Hour Workshop 01 June 2019 till 31 May 2019 Verifiable CPD activity 3

FPI190500206 Sanlam Life Insurance Limited Sanlam Select In Touch (Terebrinth, Matrix and Abax) 10 May 2019 Verifiable CPD activity 1,5

FPI190500207 Schroder’s Unit Trusts Limited Schroders value investing - Global Recovery 30 may 2019 - 30 may 2020 Verifiable CPD activity 1

FPI190500208


Ltd Behavioural Coaching Module 5 – Video Conference Catch-Up

11 February 2019 12



FPI190500209 Chartered Financial Analyst Society of South Africa NPCThe role of pension boards and investments committees - Online01 June 2019 till 31 May 2020 Verifiable CPD activity 1,5

FPI190500210 VAPS Consulting (Pty) Ltd Understanding the FIC ACT (Reporting, RBA, Amendments)30 May 2019 31 May 2019 Verifiable CPD activity 6,5

FPI190500211 Standard Bank of SA (SBFC) Managing Wealth and Client Expectations in a low return age.25 March 2019 Verifiable CPD activity 1

FPI190500212


Ltd Investment Summit 01 June 2019 till 31 May 2020 Verifiable CPD activity 6

FPI190500213 Sanlam Life Insurance Limited Practice Development Program 2019 01 June 2019 till 31 May 2020 Verifiable CPD activity 5,5

FPI190500214 Associated Compliance Associated Compliance 16, 17 May 2019 Verifiable CPD activity 1,5

FPI190500215 VAPS Consulting (Pty) Ltd Compliance Training 0 Feb 2019 Verifiable CPD activity 3

FPI190500216 ABSA Group Limited Investor luncheon with Sanlam Glacier Management01 May 2019 - 01 May 2020 Verifiable CPD activity 1,5

FPI190500214 Associated Compliance Legislative Update April 2019

7 June 2019 31 May 2019

30 May 2019 4 June 2019 Verifiable CPD activity 1,5

FPI190500215 VAPS Consulting (Pty) Ltd Compliance Training 16,22,23,24 May 2019 Verifiable CPD activity 3

FPI190500216 ABSA Group Limited Investor luncheon with Sanlam Glacier Management01 June 2019 till 31 May 2020 Verifiable CPD activity 1,5

FPI190500217 Ray Strodl Consulting (Pty) Ltd Retirement Planning Workshop 01 June 2019 till 31 May 2020 Verifiable CPD activity 2

FPI190500218 Momentum, a division of MMI Holdings MitonOptimal Roundtable Series 01 June 2019 till 31 May 2020 Verifiable CPD activity 1,5

FPI190500219 Compliance and Learning Center (Pty) Ltd The fundamentals of Employer sponsored Retirement Funds 10 April 2019 Verifiable CPD activity 7

FPI190500221 Ray Strodl Consulting (Pty) Ltd Employee Benefits and group schemes 01 march 2019 -01 march 2020 Verifiable CPD activity 2

FPI190500222 Old Mutual Wealth Old Mutual Economic Update – Client Event 01 May 2019 - 01 May 2020 Verifiable CPD activity 1

FPI190500223 Compliance and Learning Center (Pty) Ltd Fundamentals of Collective Investment Schemes 14-Jun-19 Verifiable CPD activity 3,5

FPI190500224 Compliance and Learning Center (Pty) Ltd Fundamentals of Long-term Insurance 30 May 2019 - 30 May 202 Verifiable CPD activity 3,5

FPI19060001 Nedgroup Investments (Pty) Ltd Global Economic Update 2019 27 March 2019 Verifiable CPD activity 1

FPI19060002 Morningstar Investment Management (Pty) Ltd 2018_Q4_Portfolio Reportback_Insuritas 08 May 2019 Verifiable CPD activity 1,5

FPI19060003 Old Mutual Investment Group (Pty) Ltd Webinar: Investing for a future that matters

17 May 2019 21 May 2019

22 May 2019 Verifiable CPD activity 0,5

FPI19060004 Glacier Financial Holdings (Pty) Ltd Glacier Tax Seminar 12 April 2019 Verifiable CPD activity 3

FPI19060005 Old Mutual Wealth Integrated Wealth Planning Advice Forum 23rd

& 24th


FPI19060006 Compliance and Learning Center (Pty) Ltd Regulation of Financial Sector in South Africa 27 February 2019 till 23 May 2019 Verifiable CPD activity 3

FPI19060007 Compliance and Learning Center (Pty) Ltd Health Services Concepts 14th

& 22nd



Tax consequences of medical scheme

contributions and expenses 01 May 2019 till 30 May 2020 Verifiable CPD activity 1


ICTS Legal Services – Ensimini Financial

Services (Pty) Ltd April 2019 01 April 2019 till 30 April 2020 Verifiable CPD activity 1,5

FPI19060010 Sanlam Life Insurance Limited SEB Legal Update Jan-March 2019 13 May 2019 Verifiable CPD activity 0,5

FPI19060011 Compliance and Learning Center (Pty) Ltd Amended Fit & Proper Requirements 06 May 2019 Verifiable CPD activity 3,5

FPI19060012 Prudential Portfolio Managers Unit Trusts Limited The rise and fall of SA in the 2020s 31 May 2019 Verifiable CPD activity 0,5

FPI19060013 Ray Strodl Consulting (Pty) Ltd Personal Financial Planning 01 June 2019 till 31 May 2020 Verifiable CPD activity 2

FPI19060014 ABSA Group Limited Absa Agriculture Morning 27 March 2019 01 June 2019 till 31 May 2020 Verifiable CPD activity 2

FPI19060015 Rand Merchant Bank

Round-table discussion on SA’s IRP and

Eskom restructuring with Dr Tobias Bischof-

Niemz 18th March 2019 Verifiable CPD activity 1,5

FPI19060016 Alexander Forbes Financial Services The Forum Q2 - 2019 01 jan 2019 - 01 Jan 2020 Verifiable CPD activity 1,5

FPI19060017 Alexander Forbes Financial Services AFRF Forum Q1 - 2019

18 July 2019 19 July 2019

22 July 2019 23 July 2019

25 July 2019 26 July 2019

30 July 2019 31 July 2019


FPI19060018 Glacier Financial Holdings (Pty) Ltd Glacier Life Investment Summit 04 - 10 June 2019 Verifiable CPD activity 4

FPI19060019 Momentum, a division of MMI Holdings DFM Partner Quarterly Investment Meetings 14th 17th May 2019 Verifiable CPD activity 2

FPI19060020 Sanlam Life Insurance Limited Graviton Wealth Management Quarterly 2 Feedback 30th May 2019 Verifiable CPD activity 1,5

FPI19060021 Circulus Online Investment Planning Intermediate 2019 2018 Verifiable CPD activity 2,5

FPI19060022 Circulus Online Retirement Planning Advanced 30 May 2019 Verifiable CPD activity 3,5

FPI19060023 Glacier Financial Holdings (Pty) Ltd Economic Overview Q2 01 October 2018 till 30 September 2019Verifiable CPD activity 1

FPI19060024


Company Limited OMCC Academy Case study 06 May 2019 01 October 2018 till 30 September 2019Verifiable CPD activity 1


ICTS Legal Services – Ensimini Financial

Services (Pty) Ltd 01 October 2018 till 30 September 2019Verifiable CPD activity 3

FPI19060026 The Institute of Health Risk Managers (Pty) Ltd Prescribed Minimum Benefits 2019 01 October 2018 till 30 September 2019Verifiable CPD activity 2,5


Short-term Insurance Fundamentals Online

Course 2019/2020 01 October 2018 till 30 September 2019Verifiable CPD activity 4

FPI19060028 Associated Compliance Compass Social Media Event 01 October 2018 till 30 September 2019Verifiable CPD activity 1,5

FPI19060029 Old Mutual Wealth Wealth Integrator Training 01 October 2018 till 30 September 2019Verifiable CPD activity 2,5

FPI19060030 Old Mutual International SA

Marketing and Investment Update in

associated with Quilter Cheviot and Old

Mutual International 01 October 2018 till 30 September 2019Verifiable CPD activity 0,5

FPI19060031 Prescient Investment Management (Pty) Ltd 13 Forum 01 October 2018 till 30 September 2019Verifiable CPD activity 3

FPI19060032


Ltd Group Coaching Module 5 13 November 2018 Verifiable CPD activity 2

FPI19060033 STANLIB Wealth Management Multi Manager - EL & PE 10 December 2018 Verifiable CPD activity 0,5

FPI19060034 ABSA Group Limited

Absa Macro Conference 2018 - Cybercrime,

'The Master Problem of the 21st Century' 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19060035 Council for Medical Schemes Advanced Broker Training programme 17 April 2019 Verifiable CPD activity 5,5


Estate Planning and Wills Course: Session

1: Module 1: Overview & Value Proposition 01 October 2018 till 30 September 2019 Verifiable CPD activity 1



2: Module 2: Estate Administration 01 October 2018 till 30 September 2019 Verifiable CPD activity 2

FPI19060038 PPS Academy, a division of PPS Insurance (Pty) Ltd Estate Planning and Wills Course: Session 3: Module 3: Wills01 October 2018 till 30 September 2019 Verifiable CPD activity 2



4: Module 4: Law of Succession01 October 2018 till 30 September




5: Module 5: Tax Planning 01 October 2018 till 30 September 2019 Verifiable CPD activity 2



6: Module 6: Trusts 01 October 2018 till 30 September 2019 Verifiable CPD activity 2



7: Module 7: Marital Regimes 01 October 2018 till 30 September 2019 Verifiable CPD activity 2


Estate Planning and Wills Course: Module 8-

9 Part I: Session 8: Insurance & Business

Interest 01 October 2018 till 30 September 2019 Verifiable CPD activity 2


Estate Planning and Wills Course: Module 8-

9 Session 9: Insurance & Business Interest

Part II 01 October 2018 till 30 September 2019 Verifiable CPD activity 2

FPI19060045 Goldman Sachs International GSAM Compliance PMC training 01 June 2019 till 31 May 2020 Verifiable CPD activity 1,5

FPI19060046 Goldman Sachs International GSAM Compliance Sales and Distro training 01 June 2019 till 31 May 2020 Verifiable CPD activity 1,5

FPI19060047 Old Mutual Personal Finance Personal Income Tax 2019-2020 01 June 2019 till 31 May 2020 Verifiable CPD activity 6,5

FPI19060048 ICTS Legal Services (Pty) Ltd Monthly Legal Forum April 2019 01 June 2019 till 31 May 2020 Verifiable CPD activity 2

FPI19060049 Financial Service Intermediaries Network FSIN – Gauteng Road Show 01st February 2019 – 01

st February 2020Verifiable CPD activity 2,5

FPI19060050 Asset TV Evidence based investing 01 june 2019 - 01 june 2020 Verifiable CPD activity 1

FPI19060051 ABSA Group Limited Investor lunch with Balwin Properties Management12 July 2019 Verifiable CPD activity 1

FPI19060052 Integrity Academy (Pty) Ltd Principles of Business Ethics 01 june 2019 - 01 june 2020 Verifiable CPD activity 8,5

FPI19060053 Integrity Academy (Pty) Ltd Advanced Investments 26 November 2018 Verifiable CPD activity 8,5

FPI19060054 Integrity Academy (Pty) Ltd Basic Investments 15,20,21 May 2019 Verifiable CPD activity 8,5

FPI19060055 Integrity Academy (Pty) Ltd Collective Investments 01 May 2019 - 01 May 2020 Verifiable CPD activity 8,5

FPI19060056 Integrity Academy (Pty) Ltd Estate Planning May 2019 Verifiable CPD activity 8,5

FPI19060057 Integrity Academy (Pty) Ltd Functioning as a Trustee May - June 2019 Verifiable CPD activity 8,5

FPI19060058 Integrity Academy (Pty) Ltd Business Assurance and Market Planning Reaccreditation 01 June 2019 - 01 June 2020 Verifiable CPD activity 8,5

FPI19060059 Integrity Academy (Pty) Ltd Practice Management and Risk Planning 15 May 2019 Verifiable CPD activity 8,5

FPI19060060 Integrity Academy (Pty) Ltd Essential Tax Update 07 June 2019 till 31 May 2020 Verifiable CPD activity 8,5

FPI19060061 Moonstone Business School of Excellence (Pty) Ltd How FAIS can be used to build client Relationships01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19060062 Circulus Online Retirement Planning Intermediatry 01 June 2019 till 31 May 2020 Verifiable CPD activity 5,5

FPI19060063 The Institute of Health Risk Managers (Pty) Ltd Medical Scheme Corporate Governance 01 June 2019 till 31 May 2020 Verifiable CPD activity 11

FPI19060064 Carmen Venter Synergia Learning discussions 01 June 2019 till 31 May 2020 Verifiable CPD activity 3

FPI19060065 Compliance and Learning Center (Pty) Ltd POPI 01 June 2019 till 31 May 2020 Verifiable CPD activity 3,5

FPI19060066 Old Mutual Corporate ISASA Case Study 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19060067 Old Mutual Wealth Advice Forum 29th May 2019 Verifiable CPD activity 3,5

FPI19060068 Moonstone Business School of Excellence (Pty) Ltd Fundamentals of retirment planning 01 June 2019 till 31 May 2020 Verifiable CPD activity 6,5

FPI19060069 Schroder’s Unit Trusts Limited Schroders Asia Update 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19060070 Liberty Life Binders Holder Workshop 01 June 2019 till 31 May 2020 Verifiable CPD activity 2,5

FPI19060071 Allegiance Consulting (Pty) Ltd Business Needs Workshop - Short 01 may 2019 -01 may 2020 Verifiable CPD activity 1,5

FPI19060072 Amity Investment Solutions (Pty) Ltd

Amity Master Class – Connecting Wealth to

Life 15 May 2019 01 May 2019 - 01 May 2020 Verifiable CPD activity 3

FPI19060073 Associated Compliance Specialist Risk Breakfast 01st june 2019 - 31st may 2019 Verifiable CPD activity 1,5

FPI19060074 Integrity Academy (Pty) Ltd Retirement Wealth Preservation 18 June 2019 till 05 July 2019 Verifiable CPD activity 8,5

FPI19060075 Integrity Academy (Pty) Ltd Long-term Product Solution June - August 2019 Verifiable CPD activity 8,5

FPI19060076 Integrity Academy (Pty) Ltd Healthcare Benefits 11 July 2019 till 11 June 2020 Verifiable CPD activity 8,5

FPI19060077 Integrity Academy (Pty) Ltd Short and long term deposits june 2019 - june 2020 Verifiable CPD activity 8,5

FPI19060078 Integrity Academy (Pty) Ltd Retirement Fund Benefits 01 june 2019 - 01 june 2020 Verifiable CPD activity 8,5


Ronak Gopaldas Africa in the new global

order 29 May 2019 Verifiable CPD activity 0,5

FPI19060080 PSG Wealth Financial Planning (Pty) Ltd Product and Platforms Feedback Session – May 201927 June 2019 till 27 May 2020 Verifiable CPD activity 0,5

FPI19060081


Company Limited Estate Planning and Wills 22 May 2019 till 22 April 2020 Verifiable CPD activity 1

FPI19060082


Company Limited Retirement Planning – retirement phase 24 April 2019 Verifiable CPD activity 1

FPI19060083


Company Limited Budgeting 12 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19060084 Chartered Financial Analyst Society of South Africa NPCArtificial Intelligence in Investments 04 & 06 Jue 2019 Verifiable CPD activity 0,5

FPI19060085 Captains and Coaches (Pty) Ltd Momentum: Supervision workshop 30 May 2019 Verifiable CPD activity 4

FPI19060086 Morningstar Investment Management (Pty) Ltd Morningstar Advisor Forum May 2019 01 June 2019 till 31 May 2020 Verifiable CPD activity 4,5

FPI19060087 Prima Research (Pty) Ltd SA Retail Mid-Year review 2019 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19060088 Nedbank Limited Estate and Tax Planning Session 01 June 2019 till 31 May 2020 Verifiable CPD activity 3

FPI19060089 Centre for Professional Development Trust and Tax Planning – Unpacking the consequences 05 June 2019 Verifiable CPD activity 1

FPI19060090 Compliance and Learning Center (Pty) Ltd Evidencing Treating Customers Fairly 2019/202015 May 2019 Verifiable CPD activity 5,5

FPI19060091


Company Limited Making Sense of Debt 04th june 2019 - 04th june 2020 Verifiable CPD activity 1


Sanlam Investments – Sanlam Select

InTouch (Truffle & Sentio) 04 June 2019 till 03 June 2020 Verifiable CPD activity 1,5


2019 Webinar: Medical schemes VS medical

insurance and how to use them in planning 04 June 2019 till 03 June 2020 Verifiable CPD activity 1

FPI19060094 Alexander Forbes Financial Planning Consultants (Pty) LtdCognitive Bias – Wisdom Wednesday 01 june 2019 - 01 june 2020 Verifiable CPD activity 1

FPI19060095 Alexander Forbes Financial Planning Consultants (Pty) LtdPerformer Portfolio and Performer Managed Unit Trust20 June 2019 Verifiable CPD activity 1

FPI19060096 Masthead (Pty) Ltd Tax and other aspects of retirement funds and investments 01 june 2019 - 01 june 2020 Verifiable CPD activity 2

FPI19060097 PPS Investments (Pty) Ltd The Income/Growth Conundrum 01 june 2019 - 01 june 2020 Verifiable CPD activity 1

FPI19060098 Momentum, a division of MMI Holdings Momentum Consult Inland Conference 01 June 2019 till 31 May 2020 Verifiable CPD activity 6

FPI19060099


Company Limited Paying it Forward (Finance & Children) 14 June 2019 Verifiable CPD activity 1

FPI19060100 Old Mutual Wealth POPI Tool 09 May 2019 Verifiable CPD activity 1

FPI190600101 Old Mutual Wealth RDR Gap Analysis Tool 01 june 2019 - 01 june 2020 Verifiable CPD activity 1

FPI190600102 Old Mutual Wealth Sucession Planning Tool 01 june 2019 - 01 june 2020 Verifiable CPD activity 1

FPI190600103 Momentum, a division of MMI Holdings Regional Conference 01 june 2019 - 01 june 2020 Verifiable CPD activity 3

FPI190600104 Glacier Financial Holdings (Pty) Ltd Due Diligence 15 May 2019 01 June 2019 till 31 May 2020 Verifiable CPD activity 2

FPI190600105 Centre for Professional Development 2019 Webinar Annual Pension Reviews for Financial Planners17 & 18 June 2019 Verifiable CPD activity 1

FPI190600106 Moonstone Business School of Excellence (Pty) Ltd Financial Services Overview Refresher 01 June 2019 till 31 May 2020 Verifiable CPD activity 4

FPI190600107 Moonstone Business School of Excellence (Pty) Ltd Economic and Investment Overview Refresher10 June 2019 Verifiable CPD activity 3

FPI190600108 Moonstone Business School of Excellence (Pty) Ltd Long-term Insurance Refresher 01 July 2019 till 31 May 2020 Verifiable CPD activity 5,5

FPI190600109 The Institute of Health Risk Managers (Pty) Ltd Changes to the Financial Sector regulatory environment 01 June 2019 till 31 May 2020 Verifiable CPD activity 2

FPI190600110 PPS Investments (Pty) Ltd Ethics and Governance Update 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI190600111 Old Mutual Wealth TCF Tool 01 june 2018 -30 may 2019 Verifiable CPD activity 1

FPI190600112 Old Mutual Wealth BAT 08 - 16 July 2019 Verifiable CPD activity 3

FPI190600113 Compliance and Learning Center (Pty) Ltd Policy Holder Protecton Rules Short-term Insurance 04 June 2019 Verifiable CPD activity 4,5

FPI190600114 Efficient Private Clients (Pty) Ltd The Market Call 14 June 2019 26 june 2019 - 26 june 2020 Verifiable CPD activity 3

FPI190600115 Fairtree Asset Management (Pty) Ltd Feedback with Fairtree 01 june 2019 - 01 june 2020 Verifiable CPD activity 1,5

FPI190600116 Moonstone Business School of Excellence (Pty) Ltd Investment refresher 01 June 2019 till 31 May 2020 Verifiable CPD activity 8

FPI190600117 Moonstone Business School of Excellence (Pty) Ltd Health Service Benefits Refresher11 June 2019 12 June 2019

14 June 2019 Verifiable CPD activity 6

FPI190600118 Moonstone Business School of Excellence (Pty) Ltd Pension Fund Benefits Refresher12 June 2019 till 11 June 2020 Verifiable CPD activity 6

FPI190600119 Standard Bank of SA (SBFC) Discovery Sales Effectiveness 01 April 2019 till 31 March 2019 Verifiable CPD activity 6

FPI190600120 Investec Asset Management (Pty) Ltd Investec GlobalSelect Investment Conference 2019 01 July 2019 till 31 May 2020 Verifiable CPD activity 9,5

FPI190600121 Momentum, a division of MMI Holdings Selling for Success 01 june 2019 - 28 feb 2019 Verifiable CPD activity 17

FPI190600122 Citadel Investement Services (Pty) Ltd Protected Equity Fund 01 june 2019 -01 june 2020 Verifiable CPD activity 0,5

FPI190600123 Nedbank Limited Risk and Suspicious Behaviour 01 june 2019 - 01 june 2020 Verifiable CPD activity 1,5

FPI190600124


Company Limited Accumulating wealth – Savings & Investments01 june 2019 - 01 june 2020 Verifiable CPD activity 1

FPI190600125


Company Limited Retirement Planning - Planning Phase 26-Jul-19 Verifiable CPD activity 1

FPI190600126 ABSA Group Limited ABSA South African Consumer Conference 201830-May-19 Verifiable CPD activity 8

FPI190600127 Novia one Group Colour Accounting 07-Jun-19 Verifiable CPD activity 5

FPI190600128 Investment Analyst Society of South Africa Analysts Masterclass 09-Jul-19 Verifiable CPD activity 1

FPI190600129 STANLIB Wealth Management STANLIB Economic Update Post Elections 12 June 2019 till 11 June 2020 Verifiable CPD activity 0,5

FPI190600130


Ltd Webinar: Standardised umbrella fund cost 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI190600131 Old Mutual Wealth Business Management Services series of workshops01 June 2019 till 31 May 2020 Verifiable CPD activity 27

FPI190600132 GTC Pty (Ltd) GTC Weekly Market Update 15 July 2019 Verifiable CPD activity 1

FPI190600133 PSG Wealth Financial Planning (Pty) Ltd PSG Asset Management Key Client event with Nic Borain 30 July 2019 till 29 July 2020 Verifiable CPD activity 1

FPI190600134 Moonstone Business School of Excellence (Pty) Ltd Forex Investment Refresher 11 July 2019 31 July 2019 Verifiable CPD activity 4,5


Post Retirement - How a simple mistake

cost a Financial Adviser almost R 200 000 -

Case Study - 2019 19 june 2019 - 17 july 2019 Verifiable CPD activity 2

FPI190600136 Discovery Central Services (Pty) Ltd Introduction to market conduct regulation 26 March 2019 Verifiable CPD activity 1

FPI190600137 Sanlam Life Insurance Limited Private Client Investment Committee 25 March 2019 Verifiable CPD activity 1,5

FPI190600138 Integrity Academy (Pty) Ltd Sales Techniques 24 June 2019 till 23 June 2020 Verifiable CPD activity 8,5

FPI190600139 Integrity Academy (Pty) Ltd Behavioural Finance 22 May 2019 Verifiable CPD activity 8,5

FPI190600140 Captains and Coaches (Pty) Ltd Practise Management, Complaince, FAIS & COFI18 june 2019 - 18 june 2020 Verifiable CPD activity 6,5

FPI190600141 Chartered Financial Analyst Society of South Africa NPCValuations with DR Ronald kahn 12 June 2019 Verifiable CPD activity 3

FPI190600142


Ltd Business & Investment Update - Nelspruit (Part Two Presentations)25th

June 2019 – 25th

June 2020 Verifiable CPD activity 2

FPI190600143 Glacier Financial Holdings (Pty) Ltd Glacier Asset Manager Day: PSG 30 june 2019 - 30 june 202 Verifiable CPD activity 1

FPI190600144 Namibia Asset Management Limited Conversations with Coronation 28 May 2019 Verifiable CPD activity 1,5

FPI190600145 Moonstone Business School of Excellence (Pty) Ltd Strucutured Deposits 01 June 2019 till 31 May 2020 Verifiable CPD activity 3

FPI190600146 Guarantee Trust Corporate Support Services (Pty) LtdRisk and Compliance Training 18 - 20 June 2019 Verifiable CPD activity 7,5

FPI190600147 Moonstone Business School of Excellence (Pty) Ltd FICA Awareness Course 01 June 2019 till 31 May 2020 Verifiable CPD activity 3,5

FPI190600148 Liberty Life Advisory Partner Engagement session

9 July 2019 10 July 2019 30

July 2019

31 July 2019 6 August 2019


FPI190600149 Centre for Professional Development 2019 Webinar: Unpacking Structured Products01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI190600150 Glacier Financial Holdings (Pty) Ltd Glacier Investment Summit 27 June 2019 Verifiable CPD activity 5

FPI190600151 Prima Research (Pty) Ltd A Critical Assessment of the Competition 25 June 2019 Verifiable CPD activity 1

FPI190600152 Old Mutual Wealth Old Mutual Global Equity Roundtable 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI190600153 Old Mutual Wealth Smedmore and Associates client event

04 – 05 June 2019 06 – 07 June

2019 25 – 26 July 2019 Verifiable CPD activity 0,5

FPI190600154 Iress Wealth Management (Pty) Ltd Lifestyle Modelling

10 June 2019 11 June

2019 12 June 2019

13 June 2019 14 June


FPI190600155 Sanlam Life Insurance Limited Inheritance and your child's future 12 & 13 June 2019 Verifiable CPD activity 1

FPI190600156 Centre for Professional Development Tax implications of various investment strategies01st June 2019 – 01st June 2020 Verifiable CPD activity 1

FPI190600157 Nedgroup Investments (Pty) Ltd Treasurer’s Conference 2019 04 – 05 July 2019 Verifiable CPD activity 5,5

FPI190600158 Centre for Professional Development Short-term insurance options benefits and the fine printJune 2019 till 31 May 2020 Verifiable CPD activity 1

FPI190600159 Centre for Professional Development 2019 Webinar: Tax ombud systems 10 April 2019 Verifiable CPD activity 1

FPI190600160 Sanlam Life Insurance Limited Distribution Sales Exco Meeting May 2019 14 August 2019 21 August 2019Verifiable CPD Activity 1,5

FPI190600161 Momentum, a division of MMI Holdings Showcasing Momentum Investments' capabilities01 June 2019 till 31 May 2020 Verifiable CPD Activity 0,5

FPI190600162 Sasfin Financial Advisory Services Beyond Global Wealth and into The Future 01 June 2019 - 01st June 2020 Verifiable CPD Activity 1

FPI190600163 VAPS Consulting (Pty) Ltd FIC Training (Reporting, RBA, Amendments 2 June 2019 - 01st June 2020 Verifiable CPD Activity 3,5

FPI190600164 Foord Asset Management (Pty) Ltd Investment Minds 3 June 2019 - 01st June 2020 Verifiable CPD Activity 2,5

FPI190600165 Sanlam Life Insurance Limited Supervision Regulatory Training 4 June 2019 - 01st June 2020 Verifiable CPD Activity 4,5

FPI190600166 STANLIB Wealth Management INN8 Brett Davidson Webinar 10-11 July 2019 Verifiable CPD Activity 1

FPI190600167


Ltd Allan Gray Investment Update (Glacier JHB) Quarterly 2019 Verifiable CPD Activity 0,5

FPI190600168 Momentum, a division of MMI Holdings Taxes 09 July 2019 till 08 July 2020 Verifiable CPD Activity 13,5

FPI190600169 Optimum Upgrade Business Systems

Corporate Governance King IV™ - Changes,

Challenges and Practical Application 16 July 2019 18 July 2019 24 July 2019Verifiable CPD Activity 12,5

FPI190600170 Ashburton Fund Managers Proprietary Limited Ashburton Investments Business Update

10 June 2019 11 June 2019

12 June 2019 13 June 2019

14 June 2019 03 October 2019

Verifiable CPD Activity 1

FPI190600171 Fundhouse Advisor (Pty) Ltd ASISA IFA Practice Management Programme – Module 211 June till 13 June 2019 Verifiable CPD Activity 12,5

FPI190600172 Moonstone Business School of Excellence (Pty) Ltd Introduction to South African Legislation 15th

- 16th

July 2019 | 17th

– 19th

July 2019Verifiable CPD Activity 3

FPI190600173 Liberty Life Quantum Leadership: Workshop 1 - Know Your Business16 July 2019 18 July 2019 24 July 2019Verifiable CPD Activity 10

FPI190600174 Chartered Financial Analyst Society of South Africa NPCFactor Investing in South Africa: The opportunities and risks3 june 2019 - 03 june 2020 Verifiable CPD Activity 0,5

FPI190600175 ICTS Legal Services (Pty) Ltd Colourfield Legal Forum July 2019 till 31 May 2020 Verifiable CPD Activity 2

FPI19070001 Chartered Financial Analyst Society of South Africa NPCVenture Capital Masterclass 26 June 2019 Verifiable CPD Activity 1

FPI19070002 ISS Compliance FICA Update 23 July 2019 Verifiable CPD Activity 3

FPI19070003 Natsure (Pty) Ltd From take-off to touchdown. Aviation Losses03 - 18 July 2019 Verifiable CPD Activity 0,5

FPI19070004 Natsure (Pty) Ltd Marine Tradition vs Modernization 05 June 2019 Verifiable CPD Activity 0,5

FPI19070005 Natsure (Pty) Ltd the importance of truck driver traning 01 June 2019 - 01st June 2020 Verifiable CPD Activity 0,5

FPI19070006 Natsure (Pty) Ltd Unwrapping Motor Traders Insurance July 2019 till March 2020 Verifiable CPD Activity 0,5

FPI19070007 Boutique Collective Investments Constructing Portfolios Post Elections July 2019 till June 2020 Verifiable CPD Activity 1,5

FPI19070008 Nedgroup Investments (Pty) Ltd Quarterly Nedbank Private Wealth Feedback SessionsJuly 2019 till June 2020 Verifiable CPD Activity 1,5

FPI19070009 Centre for Professional Development 2019 Webinar: Behavioural Finance 23 July 2019 till 22 July 2020 Verifiable CPD Activity 1

FPI19070010 The Collaborative Exchange (Pty) Ltd Meet The Managers 2019 26 September 2019 till 25 September 2020Verifiable CPD Activity 4,5

FPI19070011 Unlimited People Consulting (Pty) Ltd Professional Selling Skills for the Financial Industry October 2019 till September 2020 Verifiable CPD Activity 10,5

FPI19070012 Avior Capital Markets Avior 2019 Summit 18 july 2019 - 18 july 2020 Verifiable CPD Activity 5


2019 CFA institute Wealth Management

Conference 15 August 2019 - 15 Agust 2020 Verifiable CPD Activity 11

FPI19070014 Mazi Macquarie Securities (RF) (Pty) Ltd Economic and political risk 24th May 2019 Verifiable CPD Activity 1,5

FPI19070015 STANLIB Wealth Management INN8 Practice Management Development Session Durban01 July 2019 till 31 June 2020 Verifiable CPD Activity 1,5

FPI19070016 Vaps Bribery & Corruption 1 July 2019 - 31 May 2020 Verifiable CPD Activity 6


Financial Advisors Economic and

Investment Update Session 01 July 2019 Verifiable CPD Activity 2

FPI19070018 Alexander Forbes Financial Planning Consultants (Pty) LtdPrudential Report Back October 2019 till September 2020 Verifiable CPD Activity 0,5

FPI19070019


Ltd Namibian update 01 July 2019 till 31 June 2020 Verifiable CPD Activity 1

FPI19070020 Investec Asset Management (Pty) Ltd Zebra Zone follow up sessions july 2019 03-04 June 2019 Verifiable CPD Activity 0,5

FPI19070021 Prima Research (Pty) Ltd

SA Consumer Update – Food services,

household goods and pharmaceutical retail 01 june 2019 - 31 may 2020 Verifiable CPD Activity 1

FPI19070022 Investec Asset Management (Pty) Ltd Taking Stock Bloem 01 July 2019 till 31 June 2020 Verifiable CPD Activity 1,5

FPI19070023 Momentum, a division of MMI Holdings Planning for retirement 23 July and 25 July 2019 Verifiable CPD Activity 12

FPI19070024 Liberty Corporate Understanding Default Regulations 18 june - 21 july 2019 Verifiable CPD Activity 1,5

FPI19070025 Asset TV ESG Masterclass 31 July 2019 till 31 June 2019 Verifiable CPD Activity 1

FPI19070026 Liberty Life DPFM - Fundamentals of Financial Planning July 2019 till 31 June 2020 Verifiable CPD Activity 8


2019 Webinar: Using Technology to build

and maintain client relationships 15 April 2019 16 April 2019 17 April 2019 Verifiable CPD Activity 1

FPI19070028 ICTS Legal Services (Pty) Ltd ICTS Legal June Forum 2006 1 July 2019 - 31 May 2020 Verifiable CPD Activity 2


2019 Webinar: Current developments

relating to short term insurance in SA 5, 6 july 2019 Verifiable CPD Activity 1

FPI19070030 OUTsurance Insurance Company Sales Training 4-18 June 2019 Verifiable CPD Activity 18

FPI19070031 Centre for Professional Development 2019 Webinar: GAP cover, NHI and legislation in healthcareJuly 2019 Verifiable CPD Activity 1

FPI19070032 Centre for Professional Development 2019 Webinar: Low cost benefit options July 2019 – June 2020 Verifiable CPD Activity 1

FPI19070033 ABSA Group Limited ABSA fixed income franchise 16-Jul-19 Verifiable CPD Activity 1,5

FPI19070034 LMS Life Counselling CC Ethics in Finance 01 August 2019 Verifiable CPD Activity 2

FPI19070035 Centre for Professional Development Investment Planning for Business Owners 10 july 2019 Verifiable CPD Activity 2

FPI19070036 Old Mutual Investment Group (Pty) Ltd Invest with Faith 23 July 2019 22 June 2020 Verifiable CPD Activity 0,5

FPI19070037 Asset TV DFM Masterclass 12 June 2019 Verifiable CPD Activity 1

FPI19070038 OUTsurance Insurance Company Sales Training 27 May 2019 28 May 2019 29 May 2019Verifiable CPD Activity 15

FPI19070039 Coronation Management Company FacetoFace 03 September 2019 till 31 May 2020 Verifiable CPD Activity 3

FPI19070040 Momentum, a division of MMI Holdings Supervision 05 September 2019 till 31 May 2020 Verifiable CPD Activity 4


Class of Business: Short-term Insurance

Commercial Lines 17 July 2019 19 July 2019 23 July 2019Verifiable CPD Activity 2

FPI19070042 Momentum, a division of MMI Holdings Investment Roadshow 15th

July 2019 – 18th

July 2019 Verifiable CPD Activity 4

FPI19070043 NBC Holdings (Pty) Ltd Legal Seminar 17 & 19 July 2019 Verifiable CPD Activity 4

FPI19070044 Masthead (Pty) Ltd Regulatory Update – Open Day 01st July 2019 – 01st July 2020 Verifiable CPD Activity 1


Valuations and Portfolio Construction

Masterclass with Dr Ronald Kahn 23rd

July 2019 – 31st August 2019 Verifiable CPD Activity 3

FPI19070046 ABSA Group Limited

External Distribution Chanel – Property

Equity Lunch/Breakfast 17th

& 18th

July 2019 | 02nd

August 2019 | 10th

September 2019Verifiable CPD Activity 1

FPI19070047 Asset TV Fixed Income session 01st September 2019 – 01

st September 2020Verifiable CPD Activity 1

FPI19070048 Old Mutual Investment Group (Pty) Ltd Investment Managers Conference 01 July 2019 till 31 June 2020 Verifiable CPD Activity 4,5

FPI19070049


Ltd Business Transformation workshop 1 25 June 2019 Verifiable CPD Activity 5

FPI19070050 Citadel Investement Services (Pty) Ltd TCF, Complaints Resoluion Policy 09 & 10 May 2019 Verifiable CPD Activity 2

FPI19070051 OUTsurance Insurance Company OUTcential OUTFO

13 August 2019 14 August 2019

15 August 2019

16 August 2019 20 August 2019 Verifiable CPD Activity 1

FPI19070052


Ltd Business & Investment Update East London 16 July 2019 Verifiable CPD Activity 1

FPI19070053


Ltd Offshore Update 1 august 16 July 2019 till 15 July 2020 Verifiable CPD Activity 1,5

FPI19070054 Old Mutual Personal Finance PFA top 50 advisors 14 June 2019 Verifiable CPD Activity 1

FPI19070055 Spectacular Training & ConferencesCorporate Governance

02 August 2019 04

September 2019 31 January

2020 Verifiable CPD Activity 7


PSG Wealth Product and Platform

Feedback Session - Port Elizabeth 12 June 23 July 2019 - 22 July 2020 Verifiable CPD Activity 0,5

FPI19070057 ABSA Group Limited EDC Fixed Income Lunch May 2019 11 July 2019 Verifiable CPD Activity 1

FPI19070058 ASISA Academy Financial Services Industry Overview Blitzcamp19 July 2019 till 18 July 2020 Verifiable CPD Activity 5,5


ASISA Academy Investment Management

Overview Blitzcamp 11-Jul-19 Verifiable CPD Activity 6

FPI19070060 Liberty Life Morning of Learning/Afternoon of Learning 18 & 29 July 201 Verifiable CPD Activity 1

FPI19070061 Momentum, a division of MMI Holdings Outcomes matter 06 august 2019 - 06 august 2020 Verifiable CPD Activity 2

FPI19070062 Cinnabar Investment Management (Pty) Ltd quartley investment committee meeting 19th

July 2019 Verifiable CPD Activity 1,5

FPI19070063 Asset TV CPD in SA 15 May 2019 Verifiable CPD Activity 0,5

FPI19070064 Old Mutual Wealth PCS Insight Exchange 27 & 28 June 2019 Verifiable CPD Activity 1

FPI19070065 Sanlam Life Insurance Limited Business Assurance Masterclass; Buy & Sell 16 July 2019 to 31 May 2020 Verifiable CPD Activity 3

FPI19070066 Old Mutual Personal Finance Replacement of Risk Policies – RDR Proposal OO01 August 2019 till 31 July 2020 Verifiable CPD Activity 1,5

FPI19070067 Moonstone Business School of Excellence (Pty) Ltd Leveraging on Emotional Intelligence 01 August 2019 till 31 July 2020 Verifiable CPD Activity 2

FPI19070068


Ltd Offshore Update 25 June 2019 01 August 2019 till 31 July 2020 Verifiable CPD Activity 2

FPI19070069 Old Mutual Personal Finance CoDa Mid-Year Business Session 10-Jul-19 Verifiable CPD Activity 7

FPI19070070


Ltd Independent Insights 2019 20th

& 22nd

August 2019 Verifiable CPD Activity 2

FPI19070071 Sanlam Life Insurance Limited Practice Management Masterclass Workshop 01 July 2019 till 31 June 2020 Verifiable CPD Activity 3

FPI19070072 Prudential Portfolio Managers Unit Trusts Limited Marketing and Advertising Updates 01 July 2019 till 31 June 2020 Verifiable CPD Activity 1,5

FPI19070073 Alexander Forbes Financial Services CEB Diagnosis 01 July 2019 till 31 June 2020 Verifiable CPD Activity 2,5

FPI19070074 Jaltech (Pty) Ltd Section 12J Training Seminar 13 May 2019 Verifiable CPD Activity 1,5

FPI19070075 Noble Private Portfolios (Pty) Ltd Noble PP Investment Seminar 28 - 30 July 2019 Verifiable CPD Activity 5

FPI19070076 Nedgroup Investments (Pty) Ltd Investment Summit 2019 01st August 2019 Verifiable CPD Activity 6,5

FPI19070077 Associated Compliance Marine Insurance - Making digital work 01st July 2019 – 01

st July 2020 Verifiable CPD Activity 1,5

FPI19070078


Ltd GEPF 01st July 2019 – 01

st July 2020 Verifiable CPD Activity 1,5

FPI19070079 Investec Asset Management (Pty) Ltd Zebra Zone 31 july & 01 August 2019 Verifiable CPD Activity 1,5

FPI19070080 Moonstone Business School of Excellence (Pty) Ltd Regulatory Update 09 July & 10 July 2019 Verifiable CPD Activity 3,5

FPI19070081 Efficient Private Clients (Pty) Ltd The Market Call 23-29 May 2019 Verifiable CPD Activity 1,5

FPI19070082 Efficient Wealth

Select Manager Investment Meeting May

2019 10 - 25 July 2019 Verifiable CPD Activity 3

FPI19070083 Sanlam Life Insurance Limited Elite Workshop#2 01 July 2019 till 31 June 2020 Verifiable CPD Activity 6,5

FPI19070084 Black Onyx Mastering the Six Traits of Executive You 13 August 2019 Verifiable CPD Activity 3,5

FPI19070085 Black Onyx Mastering Your Ethical Intelligence

30 July 2019 01 August

2019

05 August 2019 07 August Verifiable CPD Activity 3,5

FPI19070086 Black Onyx Presentation Skills for Finance Professionals and Executives16 July 2019 till 15 July 2020 Verifiable CPD Activity 2,5

FPI19070087 Black Onyx

Rethinking the Boardroom: Make Your

Board a Point of Competitive Advantage 01 August 2019 till 31 July 2020Verifiable CPD Activity 1,5

FPI19070088 Alexander Forbes Financial Planning Consultants (Pty) LtdIncompass Offshore 01 August 2019 till 31 July 2020 Verifiable CPD Activity 1

FPI19070089 Centre for Professional Development Social Media Marketing Masterclass 14th

– 20th


FPI19070090 ABSA Group Limited Wealth Credit Masterclass - Part Two 05 July 2019 Verifiable CPD Activity 2

FPI19070091 ABSA Group Limited Wealth Credit Masterclass - Part Two 06 August 2019 Verifiable CPD Activity 2,5

FPI19070092 Moonstone Business School of Excellence (Pty) Ltd Introduction to Smart Beta 31 July 2019 1 August 2019 21 August 2019 Verifiable CPD Activity 2,5

FPI19070093 Old Mutual Corporate KIC -Competitior analysis 20-May-19 Verifiable CPD Activity 1,5

FPI19070094 IRFA Annual Conference 15-May-19 Verifiable CPD Activity 8,5

FPI19070095 Sanlam Life Insurance Limited Select Close Up 25-31 July 2019 Verifiable CPD Activity 2,5

FPI19070096 Moonstone Business School of Excellence (Pty) Ltd Fundamentals of financial investment planning II01 August 2019 till 31 July 2020 Verifiable CPD Activity 5,5

FPI19070097 Moonstone Business School of Excellence (Pty) Ltd Understanding financial cirses 01 August 2019 till 31 July 2020 Verifiable CPD Activity 8

FPI19070098 Investec Asset Management (Pty) Ltd ims Academy 2019 01 August 2019 till 31 July 2020 Verifiable CPD Activity 9,5

FPI19070099 Wealth Associates South Africa (Pty) Ltd Wealth Associates Investment Forum and Pitstop01 August 2019 till 31 July 2020 Verifiable CPD Activity 5,5

FPI19070100 Associated Compliance Emerald Risk Transfer Reinsurance Update 23-29 May 2019 Verifiable CPD Activity 2

FPI19070101 Coronation Management Company Conversations with Coronation – Global Developed and Emerging Markets10 - 25 July 2019 Verifiable CPD Activity 1

FPI19070102 ABSA Group Limited GEPF Knowledge Session 01 July 2019 till 31 June 2020 Verifiable CPD Activity 2

FPI19070103 Investment Analyst Society of South Africa Analyst Masterclass 2019 12-Aug-19 Verifiable CPD Activity 2

FPI19070104 The Collaborative Exchange (Pty) Ltd Investment Think Tank 2019

30 July 2019 01 August

2019

05 August 2019 07 August Verifiable CPD Activity 5,5

FPI19070105 Alexander Forbes Financial Services KI Training 16 July 2019 till 15 July 2020 Verifiable CPD Activity 3

FPI19070106 Integrity Academy (Pty) Ltd Overcoming Sales Objectives 01 August 2019 till 31 July 2020 Verifiable CPD Activity 6

FPI19070107 Integrity Academy (Pty) Ltd Dealing with difficult customers 01 August 2019 till 31 July 2020 Verifiable CPD Activity 6,5

FPI19070108 Discovery Central Services (Pty) Ltd Discovery Invest Roadshow 14th

– 20th


FPI19070109 Glacier Financial Holdings (Pty) Ltd Glacier Asset Manager Day: Sanlam Private Wealth05 July 2019 Verifiable CPD Activity 1

FPI19070110 FIA

In-depth sessions covering Disability,

Medical, Underwriting, Claims processes in

general 06 August 2019 Verifiable CPD Activity 5

FPI19070111 Glacier Financial Holdings (Pty) Ltd Glacier Life Investment Summit: South 31 July 2019 1 August 2019 21 August 2019 Verifiable CPD Activity 1,5

FPI19070112 Investec Asset Management (Pty) Ltd Noah Roadshow 20-May-19 Verifiable CPD Activity 1

FPI19070113 Investec Asset Management (Pty) Ltd BOML Research 15-May-19 Verifiable CPD activity 18

FPI19070114 Investec Asset Management (Pty) Ltd Goldman Sachs 25-31 July 2019 Verifiable CPD Activity 3,5

FPI19070115 Foord Asset Management (Pty) Ltd Forward Thinking Conversations 01 August 2019 till 31 July 2020 Verifiable CPD Activity 2


Cyber Security, GDPR and its applicability

to the Financial Sector 01 August 2019 till 31 July 2020 Verifiable CPD Activity 1,5

FPI19070117 Moonstone Business School of Excellence (Pty) Ltd Coaching and Mentoring Skills for FAIS Supervisors01 August 2019 till 31 July 2020 Verifiable CPD Activity 6,5

FPI19070118 Moonstone Business School of Excellence (Pty) Ltd Compliance Regulatory Environment Developing a CRMP01 August 2019 till 31 July 2020 Verifiable CPD Activity 7,5

FPI19070119 Moonstone Business School of Excellence (Pty) Ltd Trustee Training Fundamentals -2-pf130 governance 01 August 2019 till 31 July 2020 Verifiable CPD Activity 2

FPI19080001 STANLIB Wealth Management STANLIB Global Equity Update

15 July 2019 17 July 2019

18 July 2019

19 July 2019 25 July 2019

26 July 2019 Verifiable CPD activity 0

FPI19080002

CFA Society South Africa

(Registered as Chartered Financial Analyst Society

of South Africa) Patience Premium for Long-Term Investing

in the stock markets – Webinar July 2019 Verifiable CPD activity 0,5

FPI19080003 Sanlam Life Insurance Limited Economic Overview Workshop Session 16 July 2019 Verifiable CPD activity 1,5

FPI19080004 PPS Financial PlanningDiscretionary Fund Manager Investment

Session06

th – 27

th August 2019 Verifiable CPD activity 1

FPI19080005 Allan Gray Unit Trusts RF Limited HS Network AGM - March 2019 11-13 March 2019 Verifiable CPD activity 10,5

FPI19080006 Intergrity Academy Call Centre Training 01st July 2019 – 31 June 2020 Verifiable CPD activity 7,5

FPI19080007 PSG Wealth 2019 Fund Committee Due Diligence Meeting25-Jul-19 Verifiable CPD activity 4

FPI19080008 Horizon Compliance FICA & AML 01st July 2019 – 01

st July 2020 Verifiable CPD activity 2,5

FPI19080009Moonstone Business School of Excellence (Pty) Ltd

Cyber Security Compliance for the financial sector: POPI Act 01 August 2019 till 31 July 2020 Verifiable CPD activity 1,5


Cyber Security, PII and Secure Data Management 01 August 2019 till 31 July 2020 Verifiable CPD activity 1,5


Automotive Finance and Insurance - Customer Service 01 August 2019 till 31 July 2020 Verifiable CPD activity 1,5


Trustee Training Fundamentals – 1 –Duties of the Trustee Board01st July 2019 - 01

st July 2020 Verifiable CPD activity 2


Trustee Training Fundamentals – 4 – Death Benefits Disposition01st July 2019 - 01



Effective interpersonal skills in an advice-giving context01st July 2019 - 01

st July 2020 Verifiable CPD activity 3,5


Compliance Principles of Materiality 01st July 2019 - 01


FPI19080016 Prima Research Food Producers – Sector update (PFG, RFG and TBS)22 July 2019 to 31 July 2019 Verifiable CPD activity 1

FPI19080017 Glacier Financial Holdings (Pty) Ltd Glacier Roundtable Session Q3 17 July 2019 Verifiable CPD activity 1

FPI19080018 Citadel Investment Services (Pty) Ltd Cross Border Considerations July 2019 29 July 2019 till 28 July 2020 Verifiable CPD activity 1

FPI19080019 Novia One Group (Pty) Ltd Colour Accounting 2020 01 June 2019 till 31 May 2020 Verifiable CPD activity 5,5

FPI19080020 Mazi Macquarie Securties (RF) (Pty) Ltd Ric Deverell, Global Economy and Investment Views 20 August 2019 21 August 2019 22 August 2019 Verifiable CPD activity 1,5

FPI19080021 Old Mutual Investment Group (Pty) Ltd Old Mutual Wealth Engage 01st – 31


FPI19080022 Investec Asset Management Taking Stock Winter 2019 02nd

August 2019 – 06th

August 2019 Verifiable CPD activity 1,5

FPI19080023 Investec Asset Management Taking Stock Winter 2019 30 - 31 July 2019 Verifiable CPD activity 1,5

FPI19080024 Alexander Forbes Financial Planning Consultants Four Investment Worldviews 19-Jun-19 Verifiable CPD activity 1

FPI19080025 Investec Bank Limited Intermediary Tax and Exchange Control Training 12th

– 13th


FPI19080026 Investec Bank Limited Financial Crime Compliance – Intermediary Update21 August 2019 - 31 October 2019 Verifiable CPD activity 2

FPI19080027 PPS Financial Planning Estate Planning 1 Aug 2019 - 01 Aug 2020 Verifiable CPD activity 2


Develop a Risk Management Plan to

protect your business, employees and

clients 2019 01 August 2019 till 31 July 2020 Verifiable CPD activity 3

FPI19080029 STANLIB Wealth Management INN8 Practice Management Development Session Cape Town14 August 2019 Verifiable CPD activity 1,5

FPI19080030 Masthead (Pty) Ltd Tax and other aspects of Retirement Funds and Investments 01 August 2019 till 31 July 2020 Verifiable CPD activity 2

FPI19080031 Compliance and Learning Center Forex Investment Concepts 01 August 2019 till 31 July 2020 Verifiable CPD activity 4

FPI19080032 Alexander Forbes Financial Planning Consultants Alexabder Forbes - Market and Core Range Update 31 July 2019 Verifiable CPD activity 0,5

FPI19080033 Full Value Financial Services (Pty) Ltd Bond Principles for Financial Advisors and Investors 01 August 2019 till 31 July 2020 Verifiable CPD activity 3

FPI19080034 VAPS Consulting Quarterly Compliance Meeting 10 August 2019 until 09 August 2020Verifiable CPD activity 1

FPI19080035 Fundhouse Advisor Q2 Investment Update 15 July 2019 – 07 August 2019 Verifiable CPD activity 2

FPI19080036 Moonstone Business School of Excellence (Pty) Ltd Trustee Training Fundamentals 3 – Retirement Fund Rules 01 August 2019 till 31 July 2020 Verifiable CPD activity 1,5

FPI19080037 Ashburton Fund Managers Proprietary Limited Ashburton Investment Dinner Club for IFA’S /Wealth Managers 30 July 2019 06 August 07 August 2019 Verifiable CPD activity 1,5

FPI19080038 Citadel Investment Services (Pty) Ltd CAM – Hedge Funds 22 July 2019 to 31 July 2019 Verifiable CPD activity 0,5

FPI19080039 Ascension Business Academy (Pty) Ltd Introduction to Reinsurance 01st August 2019 – 01

st August 2020 Verifiable CPD activity 3,5

FPI19080040 Nedgroup Investment (Pty) Ltd Nedgroup Investment Engage 2019 28-Aug-19 Verifiable CPD activity 4

FPI19080041 Moonstone Business School of Excellence (Pty) Ltd Trustee Training Fundamentals 8 – default regulations 01 August 2019 till 31 July 2020 Verifiable CPD activity 1,5

FPI19080042 FISA 9th Annual Confernece 05-Sep-19 Verifiable CPD activity 5,5

FPI19080043 PPS Investments Unpacking EAC 06 Aug 2019 Verifiable CPD activity 1

FPI19080044 Old Mutual Corporate RCS Webinar 28 Aug 2019 Verifiable CPD activity 0,5

FPI19080045 Nedgroup Investment (Pty) Ltd Nedgroup Investment 10yr Anniversary Core Roadshow 20195-8 August 2019 Verifiable CPD activity 1

FPI19080046 Old Mutual Corporate @The Forefront 13 May 2019 till 25 July 2019 Verifiable CPD activity 0,5

FPI19080047 Enhance IFA Solutions (Pty) Ltd Risk Profile & Due Diligence Workshop 11 September 2019 tilll 10 September 2020Verifiable CPD activity 4,5

FPI19080048 Sanlam Life Insurance Limited Short-term: Personal Lines COB module 01 June 2019 till 31 May 2020 Verifiable CPD activity 10,5

FPI19080049 Sanlam Life Insurance Limited Short-term: Commercial Lines COB module 01 June 2019 till 31 May 2020 Verifiable CPD activity 14,5

FPI19080050 Ascension Business Academy (Pty) Ltd Policyholder Protection Rules 01st August 2019 – 01


FPI19080051 VAPS Consulting TCF 02 Aug 2019 - 02 Aug 2020 Verifiable CPD activity 4,5

FPI19080052 Citadel Investment Services (Pty) Ltd CAM Roadshow


15 August 2019

16 August 2019


FPI19080053 Associated Compliance Legislative Update May 2019 01 June 2019 till 31 December 2019 Verifiable CPD activity 0,5

FPI19080054 Associated Compliance Legislative Update June 2019 15 August 2019 till 14 August 2019 Verifiable CPD activity 1

FPI19080055 Associated Compliance Legislative Update June 2019 01 July 2019 till 31 June 2019 Verifiable CPD activity 1

FPI19080056 Associated Compliance FIC Guidance Note 28 4B 01 June 2019 till 31 May 2020 Verifiable CPD activity 1,5

FPI19080057 Sasfin Financial Advisory Services Beyond Global Weath and into the Future 29 August 2019 05 September 2019Verifiable CPD activity 1,5

FPI19080058 Associated Compliance GIB Claims Settlement Training 26 June 2019 | 10 July 2019 Verifiable CPD activity 1,5

FPI19080059 Masthead (Pty) Ltd Liquidity on death in the cas eof different matrimonial regimes14 Aug 2019 - 14 Aug 2020 Verifiable CPD activity 2,5

FPI19080060 Associated Compliance GIB Claims Process Training 11 June 2019 Verifiable CPD activity 2,5

FPI19080061 SA Asset Management Quarterly Economic Overview and Fund Update 13 August 2019 Verifiable CPD activity 1,5

FPI19080062 Masthead (Pty) Ltd Trust and the taxation of trusts 14 August 2019 Verifiable CPD activity 2,5

FPI19080063 Mazi Macquarie Securities (RF) (Pty) Ltd Illana Melzer, views into the developing lower end housing market 02 September 2019 03 September 2019 Verifiable CPD activity 1,5

FPI19080064 Moonstone Business School of Excellence (Pty) Ltd Essential Meeting Skills 01 August 2019 till 31 July 2020 Verifiable CPD activity 2,5

FPI19080065 Moonstone Business School of Excellence (Pty) Ltd Trust Training 9 Prohibition on the acceptance of Gratification01 August 2019 till 31 July 2020 Verifiable CPD activity 1,5

FPI19080066 Sanlam Life Insurance Limited Bluestar Principal Chambers

20 May 2019 21 May 2019 03

June 2019 06 June 2019

07 June 2019 14 June 2019


FPI19080067 1Life Insurance Limited 1Life Vantage Roadshow 20 August 2019 to 29 August 2019 Verifiable CPD activity 1

FPI19080068 Sanlam Life Insurance Limited Q2 Quarterly Investment Meetings 29 July 2019 till 17 September 2019 Verifiable CPD activity 1

FPI19080069 Ascension Business Academy (Pty) Ltd Class of Business Training - Short-term Insurance: Personal Lines 01 August 2019 till 31 July 2020 Verifiable CPD activity 6,5

FPI19080070 Ascension Business Academy (Pty) Ltd Class of Business Training - Short-term Insurance: Commercial Lines 01 August 2019 till 31 July 2020 Verifiable CPD activity 6,5

FPI19080071 Ascension Business Academy (Pty) Ltd Treating Custumers Fairly 01 August 2019 till 31 July 2020 Verifiable CPD activity 3,5

FPI19080072 OUTsurance Holdings Limited Class of Business: Long-term Insurance 01 August 2019 till 31 July 2020 Verifiable CPD activity 12,5

FPI19080073 Alexander Forbes Financial Services Hot Topics Q2 2019 24 July 2019 23 July 2019 25 July 26 July 2019Verifiable CPD activity 2

FPI19080074 Liberty Group Limited DPFM Business Planning 2019 01 August 2019 till 31 July 2020 Verifiable CPD activity 6,5

FPI19080075 Associated Compliance Hollard Life Disability Insurance Update 201901 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19080076 Associated Compliance Hollard Quarterly Insights - June 2019 August 2019 till December 2019 Verifiable CPD activity 1

FPI19080077 Citadel Investment Services (Pty) Ltd Training


19 August 2019




FPI19080078 Simply Learn CC Ethics in Financial Services Organisations 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19080079 Investec Bank Limited FAIS Expose (Annual FAIS Awareness Training)25 June - 31 July 2019 Verifiable CPD activity 2,5

FPI19080080 Moonstone Business School of Excellence (Pty) Ltd Study Guide – Pages 33-37 01 Aug 2019 - 01 Aug 2020 Verifiable CPD activity 3,5

FPI19080081 Glacier Financial Holdings (Pty) Ltd GI Tax Session 26 July 2019 till 25 July 2020 Verifiable CPD activity 1

FPI19080082 Investec Asset Management

Market and Funds outlook with our

portfolio managers 23 July 2019 15 July 2019 Verifiable CPD activity 1


South Africa’s economy impacted by

Global Events and the three things that

history teaches us about Investing 01 June 2019 till 31 May 2020 Verifiable CPD activity 1

FPI19080084 Glacier Financial Holdings (Pty) Ltd Economic Overview Q3 05 August 2019 Verifiable CPD activity 1,5

FPI19080085 Coreshares Think Indexing Conference 20 June 2019 Verifiable CPD activity 5

FPI19080086 ABSA Excellence is the Product of Choice - Absa Linked Investments01Spetember 2019 Verifiable CPD activity 3

FPI19080087 Ashburton Fund Managers Proprietary Limited Fixed Income Workshop


15 August 2019

16 August 2019 04 September

2019 13

September 2019



FPI19080088 Mazi Macquarie Securities (RF) (Pty) Ltd Eighty 20, Live, Work, Play and shop 10 September 2019 11 September 2019Verifiable CPD activity 1,5

FPI19080089 Ascension Business Academy (Pty) Ltd POPI Act Workshop 01 August 2019 till 31 July 2020 Verifiable CPD activity 3,5

FPI19080090 STANLIB Wealth Management INN8 Faith Liversedge Webinar 21 August 2019 Verifiable CPD activity 1

FPI19080091 2IP The Global Macro Economic Backdrop and its Relevance to the Investment Environment Q3 & Q419th

– 29th

August 2019 | 18th

November 2019 – 04th

December 2019Verifiable CPD activity 1,5

FPI19080092 Associated Compliance TRA Fire and Thatch Risk Mitigation training February 2019 Verifiable CPD activity 2

FPI19080093 Bengeula Health Solutions (Pty) Ltd

Medical Schemes Product Design


22 August 2019


2019 25 September 2019

04 October 2019 till 19


FPI19080094 Bengeula Health Solutions (Pty) Ltd Managed Care


15 August 2019 03 September


18 September 2019

03 October 2019 till 12 August


FPI19080095 Bengeula Health Solutions (Pty) Ltd History of Health funding programme


11 September 2019


2019 02 October

2019

04 October 2019 till 26 August Verifiable CPD activity 5,5

FPI19080096 Sanlam Life Insurance Limited Understanding CPD 01 June 2019 till 31 May 2020 Verifiable CPD activity 1,5

FPI19080097

CFA Society South Africa

(Registered as Chartered Financial Analyst Society

of South Africa)

CFA Society South Africa Impact Investing seminar at Leaderex04 September 2019 Verifiable CPD activity 2

FPI19080098 Sanlam Life Insurance Limited Satrix Factor Investing Conference - CPT 09 September 2019 Verifiable CPD activity 1,5

FPI19080099 Sanlam Life Insurance Limited Satrix Factor Investing Conference - JHB 11 September 2019 Verifiable CPD activity 2

FPI19080100 Ascension Business Academy FICA Training Workshop 01st Aug 2019 - 01st Aug 2020 Verifiable CPD activity 6,5

FPI19080101 Associated Compliance HIC Motor Fleets 01st June 2019-01st June 2020 Verifiable CPD activity 0,5

FPI190800102 Liberty Group Limited Liberty Regional Investment Summits


23 August 2019


12 September 2019 Verifiable CPD activity 1

FPI190800103 Santam Limited Risk identification Assessment 01 August 2019 till 31 July 2020 Verifiable CPD activity 14

FPI190800104 Santam Limited Claims Management Framework 01 August 2019 till 31 July 2020 Verifiable CPD activity 2,5

FPI190800105 Santam Limited Did You Know Programme 01 August 2019 till 31 July 2020 Verifiable CPD activity 1,5

FPI190800106 Investment Analyst Society Analyst Masterclass 18 September 2019 Verifiable CPD activity 1

FPI190800107 Centre for Professional Development COFI and How it applies to Health Services 01 August 2019 till 31 July 2020 Verifiable CPD activity 1,5

FPI190800108 Centre for Professional Development Medical Scheme Demographis 27 August 2019 till 26 August 2020 Verifiable CPD activity 1,5

FPI190800109 Moonstone Business School of Excellence (Pty) Ltd Compliance Risk Management Process 01 August 2019 till 31 July 2020 Verifiable CPD activity 3,5

FPI190800110 Investec Asset Management Dinner with Investec 06-Aug-19 Verifiable CPD activity 1

FPI190800111 Sanlam Life Insurance Limited In Conversation with Sanlam Corporate 20 - 27 Aug 2019 Verifiable CPD activity 3,5

FPI190800112 Centre for Professional Development 2019 Webinar: Medical schemes and health insurance primary care13 Aug 2019 - 13 Aug 2020 Verifiable CPD activity 1,5

FPI190800113 Old Mutual Investment Group (Pty) Ltd Expected Returns 23 August 2019 - 23 August 2020 Verifiable CPD activity 0,5

FPI190800114 Allan Gray Unit Trusts RF Limited Allan Gray Insights Tech Talk 31 July 2019 31 July 2019 Verifiable CPD activity 1,5

FPI190800115 Bridge Fund Managers TCF Training 01 August 2019 till 31 July 2020 Verifiable CPD activity 1,5

FPI190800116 PPS Academy, a division of PPS Insurance (Pty) Ltd Class of Business Training: Investments 01 September 2019 till 31 August 2020Verifiable CPD activity 9

FPI190800117 PPS Academy, a division of PPS Insurance (Pty) Ltd Class of Business Training: Long-term Insurance 01 September 2019 till 31 August 2020Verifiable CPD activity 8,5

FPI190800118 Discovery Central Services (Pty) Ltd Fundamentals of Short-term Insurance 1 August 2019 – 31 May 2020 Verifiable CPD activity 4,5

FPI190800119 Discovery Central Services (Pty) Ltd Business Insurance: Liability class 01 August 2019 till 31 July 2020 Verifiable CPD activity 1,5

FPI190800120 Old Mutual Wealth Treating Customers Fairly Module 01st August 2019 – 01

st August 2019 Verifiable CPD activity 2

FPI190800121 Old Mutual Wealth Fiduciary Services Module 01st August 2019 – 01


FPI190800122 Moonstone Business School of Excellence Compliance Programme 01 july 2019 - 01 july 202 Verifiable CPD activity 3,5

FPI190800123 Coronation Asset Management (Pty) Ltd Coronation Celebrating Woman’s Day 2019 06th

& 07th


FPI190800124 Sanlam Life Insurance Limited CPD Materslass 03rd

September 2019 – 03rd

September 2020Verifiable CPD activity 3

FPI190800125 Bridge Fund Managers 2019 - FICA Training 01 Aug 2019 - 01 Aug 2020 Verifiable CPD activity 1,5

FPI190800126 Momentum, a division of MMI Holdings Momentum Elite Business Breakfast 3 September 2019 6 September 2019 9 September 2019Verifiable CPD activity 0,5

FPI190800127 Efficient Private Clients The Market Call 23 August 2019 Verifiable CPD activity 1,5

FPI190800128 PSG Wealth Wealth Product & Platform Meeting 24 July 2019 23 July 2019 25 July 26 July 2019Verifiable CPD activity 1

FPI190800129 Centre for Professional Development 2019 Webinar: Medical Scheme Judgments 29th

August 2019 – 29th


FPI190800130 Old Mutual Investment Group (Pty) Ltd Investment Insight 13 August 2019 - 13 August 2020 Verifiable CPD activity 2

FPI190800131 Anchor Group Limited Pension Fund Benefits 01 June 2019 till 31 May 2020 Verifiable CPD activity 9

FPI190800132 Morningstar Investment Management (Pty) Ltd Q2 Investment Committee Report back

22 July 2019 24 July 2019 25

July 2019 26 July 2019

29 July 2019 30 July 2019

31 July 2019 05 August 2019 06

August 2019 13 August 2019

14 August 2019 15 August 2019 Verifiable CPD activity 1,5

FPI190800133 Glacier Financial Holdings (Pty) Ltd Glacier Asset Manager Day East London 06 August 2019 Verifiable CPD activity 3,5

FPI190800134 Alexander Forbes Financial Services Junior Consultants Workshop 26-Jul-19 Verifiable CPD activity 2

FPI190800135 Momentum, a divison of MMI Holdings Momentum Global Investment Management Insights Workshop23-Sep-19 Verifiable CPD activity 3,5

FPI190800136 Centre for Professional Development 2019 Webinar: Legislation pertaining to health care industry22 Aug 2019 - 22 Aug 2020 Verifiable CPD activity 1,5

FPI190800137 Centre for Professional Development 2019 Webinar: 2019 Tax Season 1 July 2019 - 01 July 2020 Verifiable CPD activity 1

FPI190800138 Ascension Business Academy (Pty) Ltd Requesting a survey report workshop 01 August 2019 till 31 July 2020 Verifiable CPD activity 2

FPI190800139 STANLIB Wealth Management Listed Property Update

27 August 2019 28 August

2019 29 August 2019

03 September 2019 05

September 2019 10 September

2019

11 September 2019 Verifiable CPD activity 0,5

FPI190800140 Associated Compliance Hollard Broker CPD Event 01 August 2019 till 31 May 2020 Verifiable CPD activity 1

FPI190800141 Allan Gray Unit Trusts RF Limited Webinar: Making Ethical decisions 15 July 201 till 14 July 2020 Verifiable CPD activity 1

FPI190800142 Discovery Central Services (Pty) Ltd What is Effective Annual Cost 01 June 2019 till 31 May 2020 Verifiable CPD activity 1,5

FPI190800143 Morningstar Investment Management (Pty) Ltd Managed Portfolio Report backs 23th July 2019 | 24th

July 2019 | 31st July 2019Verifiable CPD activity 2

FPI190800144 Allan Gray Unit Trusts RF Limited Allan Gray Local Fund Provider


September 2019 10

September 2019


September 2019 13


FPI190800145 Allan Gray Unit Trusts RF Limited Webinar: Ethics a shared meaning 15th

July 2019 – 15th

July 2020 Verifiable CPD activity 1

FPI190800146 Ascension Business Academy FAIS BN194 Workshop 01st August 2019 – 01


FPI190800147 Associated Compliance Hollard Insure TCF Overview 01st September 2019 – 31

st August 2020Verifiable CPD activity 1,5

FPI190800149 Liberty Group Limited Replacement Advice Record - RAR - Risk Replacements01 June 2019 till 31 May 2020 Verifiable CPD activity 1,5

FPI190800149 Anchor Group Limited Risk Management and Compliance 01 June 2019 till 31 May 2020 Verifiable CPD activity 4

FPI190800150 Allan Gray Unit Trusts RF Limited My role regarding Ethics 17 July 201 till 16 July 2020 Verifiable CPD activity 1

FPI190800151 Investec Asset Management Market Update 14 August 2019 Verifiable CPD activity 2

FPI190800152 Coronation Management Company Conversations with Coronation - August & September 2019

21 August 201 28 August 2019 29

August 2019 30 August 2019


September 2019 06 September

2019



FPI190800153 Momentum, a division of MMI Holdings Investment Capabilitites Workshop 29 August 2019 Verifiable CPD activity 1

FPI190800154 Boutique Collective Investments Boutique Collective Investments Seminar 05th

September 2019 – 12th


FPI190800155 Liberty Group Limited Quantum Leadership: Workshop 2 - Grow Your Business16th September 2019 – 15th September 2020Verifiable CPD activity 11

FPI190800156 Nedbank Limited Nedbank Private Wealth Investments Monthly stratcom 01 August 2019 till 31 May 2020 Verifiable CPD activity 3,5

FPI190800157 Moonstone Business School of Excellence (Pty) Ltd Introduction to Goal based Financial Planning 01 August 2019 till 31 July 2020 Verifiable CPD activity 4,5

FPI190800158 Moonstone Business School of Excellence (Pty) Ltd Policy and Procedure writing 01 August 2019 till 31 July 2020 Verifiable CPD activity 2,5

FPI190800159 Centre for Professional Development 2019 Webinar: Further developments in healthcare 03 October 2019 till 02 October 2020 Verifiable CPD activity 1,5

FPI190800160 Anchor Group Limited Anchor FA Roadshow – August 2019 27th

August 2019 – 03rd

September 2019Verifiable CPD activity 1,5

FPI190800161 Centre for Professional Development a division of FPI NPC Centre for Professional Development a division of FPI NPC 24th



FPI190800162 Centre for Professional Development a division of FPI NPC 2019 Webinar: Economic Update 2

17th



FPI190800163 Prudential Portfolio Managers

Insurance Act, Governance and Standards

and ORSA requirements 23 August 2019 till 31 May 2020 Verifiable CPD activity 2

FPI190800164 Allan Gray Unit Trusts RF Limited Unpacking the death claims process JHB

26 September 2019 16 October

2019 17 October 2019Verifiable CPD activity 4

FPI190800165 Allan Gray Unit Trusts RF Limited Unpacking the death claims process BFN 27 August 2019 28 August 2019Verifiable CPD activity 3,5

FPI190800166 Liberty Life Investment Conference 03, 04, 05 September 2019 Verifiable CPD activity 3,5

FPI190800167 STANLIB Wealth Management INN8 Practise Management CT 14 Aug 2019 - 14 Aug 2020 Verifiable CPD activity 1,5

FPI190800168 Sygnia Asset Management Sygnia Roadshow October 2019 15 October 2019 22 October 2019 23 October 2019 24 October 2019Verifiable CPD activity 2

FPI190800169 Sanlam Life Insurance Limited Distribution Sales Exco Meeting July 30 & 31 July 2019 Verifiable CPD activity 0,5

FPI190800170 Financial Services Conduct Authority (FSCA) FAIS Workshops



10 October 2019 14 October

2019 15 October 2019


2020 19 February 2020

20 February 2020 Verifiable CPD activity 6

FPI190800171 Cadiz Funds (Pty) Ltd

Meet our managers - Building equity

portfolios 04 September 2019 till 31 May 2020 Verifiable CPD activity 1,5


Meet the managers – Building Multi-asset



Meet our managers - Building equity


FPI190800174 Sygnia Asset Management Fionsolnet Cape Quarterly Meeting 30 August 2019 Verifiable CPD activity 1


7 Habits to Build a Legendary Financial

Services Practice 01 aug 2019 - 01 Aug 2020 Verifiable CPD activity 1

FPI190800176 Allan Gray Unit Trusts RF Limited

Allan Gray Update | Momentum Financial

Planners 05 July 2019 Verifiable CPD activity 1

CPD hours

05 June 2018 – 11 May 2019 - Financial Planning Institute › documents ›...

Documents

Transcript of 05 June 2018 – 11 May 2019 - Financial Planning Institute › documents ›...