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Personality Disorders CLINICAL FEATURES OF PERSONALITY DISORDERS DIFFICULTIES DOING RESEARCH ON PERSONALITY DISORDERS Difficulties in Diagnosing Personality Disorders Difficulties in Studying the Causes of Personality Disorders CATEGORIES OF PERSONALITY DISORDERS Paranoid Personality Disorder Schizoid Personality Disorder Schizotypal Personality Disorder Histrionic Personality Disorder Narcissistic Personality Disorder Antisocial Personality Disorder Borderline Personality Disorder Avoidant Personality Disorder Dependent Personality Disorder Obsessive-Compulsive Personality Disorder Provisional Categories of Personality Disorder in DSM-IV-TR General Sociocultural Causal Factors for Personality Disorders TREATMENTS AND OUTCOMES Adapting Therapeutic Techniques to Specific Personality Disorders Treating Borderline Personality Disorder Treating Other Personality Disorders ANTISOCIAL PERSONALITY DISORDER AND PSYCHOPATHY Psychopathyand ASPD The Clinical Picture in Psychopathy and Antisocial Personality Disorder Causal Factors in Psychopathy and Antisocial Personality A Developmental Perspectiveon Psychopathy and Antisocial Personality Treatmentsand Outcomes in Psychopathic and Antisocial Personality UNRESOLVED ISSUES: Axis II of DSM-IV-TR

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Personality DisordersCLINICAL FEATURES OF PERSONALITYDISORDERS

DIFFICULTIES DOING RESEARCH ONPERSONALITY DISORDERSDifficulties in Diagnosing Personality DisordersDifficulties in Studying the Causes of

Personality Disorders

CATEGORIES OF PERSONALITY DISORDERSParanoid Personality DisorderSchizoid Personality DisorderSchizotypal Personality DisorderHistrionic Personality DisorderNarcissistic Personality DisorderAntisocial Personality DisorderBorderline Personality DisorderAvoidant Personality DisorderDependent Personality DisorderObsessive-Compulsive Personality DisorderProvisional Categories of Personality Disorder

in DSM-IV-TR

General Sociocultural Causal Factors forPersonality Disorders

TREATMENTS AND OUTCOMESAdapting Therapeutic Techniques to Specific

Personality DisordersTreating Borderline Personality DisorderTreating Other Personality Disorders

ANTISOCIAL PERSONALITY DISORDER ANDPSYCHOPATHYPsychopathy and ASPDThe Clinical Picture in Psychopathy and

Antisocial Personality DisorderCausal Factors in Psychopathy and Antisocial

PersonalityA Developmental Perspective on Psychopathy

and Antisocial PersonalityTreatments and Outcomes in Psychopathic and

Antisocial Personality

UNRESOLVED ISSUES:Axis II of DSM-IV-TR

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ob, age 21, comes to the psychiatrist's office accompanied by his parents ... he beginsthe interview by announcing he has no problems ... The psychiatrist was able to obtainthe following story from Bob and his parents. Bob had apparently spread maliciousand false rumors about several of the teachers who had given him poor grades, imply-ing that they were having homosexual affairs with students. This, as well as increas-ingly erratic attendance at his classes over the past term, following the loss of agirlfriend, prompted the school counselor to suggest to Bob and his parents that helpwas urgently needed. Bob claimed that his academic problems were exaggerated, hissuccess in theatrical productions was being overlooked, and he was in full control ofthe situation. He did not deny that he spread the false rumors, but showed no remorseor apprehension about possible repercussions for himself.

Bob is a tall, stylishly dressed young man. His manner is distant, but charming ....However, he assumes a condescending, cynical, and bemused manner toward the psy-chiatrist and the evaluation process. He conveys a sense of superiority and control overthe evaluation .... His mother ... described Bob as having been a beautiful, joyful baby,who was gifted and brilliant. The father ... noted that Bob had become progressivelymore resentful with the births of his two siblings. The father laughingly commented thatBob "would have liked to have been the only child." ... In his early school years, Bobseemed to play and interact less with other children than most others do. In fifth grade,after a change in teachers, he become arrogant and withdrawn and refused to partici-pate in class. Nevertheless, he maintained excellent grades .... It became clear that Bobhad never been "one of the boys" .... When asked, he professed to take pride in "beingdifferent" from his peers .... Though he was well known to classmates, the relationshipshe had with them were generally under circumstances in which he was looked up to forhis intellectual or dramatic talents. Bob conceded that others viewed him as cold orinsensitive ... but he dismissed this as unimportant. This represented strength to him.He went on to note that when others complained about these qualities in him, it waslargely because of their own weakness. In his view, they envied him and longed to havehim care about them. He believed they sought to gain by having an association withhim. (Spitzer et al., 2002, pp. 239-41.)

Source: Adapted with permission from DSM-TR-Casebook: A Learning Companion to the Diagnos-tic and Statistical Manual of Mental Disorders, Fourth Edition, Text Revision (Copyright 2002).

American Psychiatric Publishing, Inc.

A person's broadly characteristic traits, coping styles,and ways of interacting in the social environmentemerge during childhood and normally crystallize intoestablished patterns by the end of adolescence or earlyadulthood. These patterns constitute the individual'spersonality-the set of unique traits and behaviors thatcharacterize the individual. Today there is reasonablybroad agreement among personality researchers thatabout five basic personality trait dimensions can be usedto characterize normal personality. This five-factormodel of personality traits includes the following fivetrait dimensions: neuroticism, extraversion/introversion,openness to experience, agreeableness/antagonism, con-

scientiousness (e.g., Costa & McCrae, 1992; Widiger,2005; Widiger & Costa, 2002).

CLINICAL FEATURES OFPERSONALITY DISORDERSFor most of us, our adult personality is attuned to thedemands of society. In other words, we readily complywith most societal expectations. In contrast, there are cer-tain people like Bob who, although they do not necessarily

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display obvious symptoms of an Axis I disorder, neverthe-less have certain traits that are so inflexible and maladap-tive that they are unable to performadequately at least some of the variedroles expected of them by their society,in which case we may say that they havea personality disorder. Personality dis-orders were formerly known by psycho-dynamic theorists as character disorders.Bob was diagnosed with narcissistic per-sonality disorder. Two of the general fea-tures that characterize most personalitydisorders are chronic interpersonal dif-ficulties and problems with one's iden-tity or sense of self (Livesley, 2001).

According to general DSM-IV-TRcriteria for diagnosing a personality disorder, the person'senduring pattern of behavior must be pervasive andinflexible, as well as stable and of long duration. It must alsocause either clinically significant distress or impairment infunctioning and be manifested in at least two of the follow-ing areas: cognition, affectivity, interpersonal functioning,or impulse control. From a clinical standpoint, people withpersonality disorders often cause at least as much difficultyin the lives of others as in their own lives. Other people tendto find the behavior of individuals with personality disor-ders confusing, exasperating, unpredictable, and, to varyingdegrees, unacceptable. Whatever the particular trait pat-terns affected individuals have developed (obstinacy, coverthostility, suspiciousness, or fear of rejection, for example),these patterns color their reactions to each new situationand lead to a repetition of the same maladaptive behaviors,since they do not learn from previous mistakes or troubles.For example, a dependent person may wear out a relation-ship with someone such as a spouse by incessant and extra-ordinary demands such as never being left alone. After thatpartner leaves, the person may go immediately into anotherdependent relationship without choosing the new partnercarefully.

The category of personality disorders is broad,encompassing behavioral problems that differ greatly inform and severity. In the milder cases we find people whogenerally function adequately but who would be describedby their relatives, friends, or associates as troublesome,eccentric, or hard to get to know. Like Bob, they may havedifficulties developing close relationships with others orgetting along with those with whom they do have closerelationships. One especially severe personality disorderresults in extreme and often unethical "acting out" againstsociety. Many such individuals are incarcerated in prisons,although some are able to manipulate others and keepfrom getting caught.

Personality disorders typically do not stem fromdebilitating reactions to stress in the recent past, as inpost-traumatic stress disorder or many cases of major

depression. Rather, these disorders stem largely from thegradual development of inflexible and distorted person-

ality and behavioral patterns that resultin persistently maladaptive ways of per-ceiving, thinking about, and relating tothe world. In many cases, major stress-fullife events early in life also help setthe stage for the development of theseinflexible and distorted personalitypatterns.

There is not as much evidence forthe prevalence of personality disordersas there is for most of the other disor-ders discussed in this book, in partbecause there has never been a reallylarge epidemiological study examining

all the personality disorders the way the two NationalComorbidity Surveys examined the Axis I disorders(Kessler et al., 1994; Kessler, Berglund, et al., 2005). How-ever, one review averaging across six relatively small epi-demiological studies estimated that about 13 percent ofthe population meets criteria for at least one personalitydisorder at some point in their lives (Mattia & Zimmer-man, 2001; see also Weissman, 1993). Several studies fromSweden yielded very similar estimates (Ekselius et al., 2001;Torgersen et al., 2001).

In DSM-IV-TR, as in DSM-III and DSM-III-R, thepersonality disorders are coded on a separate axis, Axis II(along with mental retardation; see Chapter 16), becausethey are regarded as different enough from the standardpsychiatric syndromes (which are coded on Axis 1) to war-rant separate classification. Although a person might bediagnosed on Axis II only, Axis I disorders are frequentlyalso present in people with personality disorders (leadingto diagnoses on both Axes I and II). For example, person-ality disorders are often associated with anxiety disorders(Chapters 5 and 6), mood disorders (Chapter 7), substanceabuse and dependence (Chapter 12), and sexual deviations(Chapter 13; e.g., Grant et al., 2004a, 2004b; Mattia & Zim-merman, 2001). A summary of evidence estimated thatabout three-quarters of people diagnosed with a personal-ity disorder also have an Axis I disorder (Dolan-Sewell,Krueger, & Shea, 2001).

Epidemiological studies aredesigned to establish theprevalence (number of cases) of aparticular disorder in a very largesample (usually many thousands)of people living in the community.

In ReVIew•. What is the definition of a personality

disorder?•. What are the general DSM criteria for

diagnosing personality disorders?

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DIFFICULTIES DOINGRESEARCH ONPERSONALITY DISORDERSBefore we consider what is known about the clinical fea-tures and causes of personality disorders, we should notethat several important aspects of doing research in thisarea have hindered progress relative to what is knownabout many Axis I disorders. Two major categories of diffi-culties are briefly described.

Difficulties in DiagnosingPersonality DisordersA special caution is in order regarding the diagnosis of per-sonality disorders because more misdiagnoses probablyoccur here than in any other category of disorder. Thereare a number of reasons for this. One problem is that diag-nostic criteria for personality disorders are not as sharplydefined as for most Axis I diagnostic categories, so they areoften not very precise or easy to follow in practice. Forexample, it may be difficult to diagnose reliably whethersomeone meets a given criterion for dependent personalitydisorder such as "goes to excessive lengths to obtain nurtu-rance and support from others" or "has difficulty makingeveryday decisions without an excessive amount of adviceand reassurance from others." Because the criteria for per-sonality disorders are defined by inferred traits or consis-tent patterns of behavior rather than by more objectivebehavioral standards (such as having a panic attack or aprolonged and persistent depressed mood), the clinicianmust exercise more judgment in making the diagnosisthan is the case for many Axis I disorders.

With the development of semistructured interviewsand self-report inventories for the diagnosis of personalitydisorders, certain aspects of diagnostic reliability haveincreased substantially. However, because the agreementbetween the diagnoses made on the basis of different struc-tured interviews or self-report inventories is often ratherlow, there are still substantial problems with the reliabilityand validity of these diagnoses (Clark & Harrison, 2001;Livesley, 2001; Trull & Durrett, 2005). This means, forexample, that three different researchers using three differ-ent assessment instruments may identify groups of individ-uals with substantially different characteristics as having aparticular diagnosis such as borderline or narcissistic per-sonality disorder. Of course, this virtually ensures that fewresearch results obtained will be replicated by otherresearchers even though the groups studied by the differentresearchers have the same diagnostic label (e.g., Clark &Harrison,2001).

A second problem is that the diagnostic categories arenot mutually exclusive: People often show characteristicsof more than one personality disorder (e.g., Grant et aI.,

One of the problems with the diagnostic categories of personalitydisorders is that the exact same observable behaviors may beassociated with different personality disorders and yet havedifferent meanings with each disorder. For example, this woman'sbehavior and expression looking out this closed window couldsuggest the suspiciousness and avoidance of blame seen inparanoid personality disorder, or it could indicate socialwithdrawal and absence offriends that characterize schizoidpersonality disorder, or it could indicate social anxiety aboutinteracting with others because of fear of being rejected ornegatively evaluated as seen in avoidant personality disorder.

2005; Livesley, 2003; Widiger & Sanderson, 1995). Forexample, someone might show the suspiciousness, mis-trust, avoidance of blame, and guardedness of paranoidpersonality disorder, along with the withdrawal, absence offriends, and aloofness that characterize schizoid personal-ity disorder. It should be noted, however, that this problemalso occurs with Axis I disorders, where many individualshave symptoms of multiple disorders.

These problems often lead to unreliability of diag-noses (Clark & Harrison, 2001; Livesley, 2001; Trull &Durrett, 2005). Someday a more accurate way of diagnos-ing the personality disorders may be devised. In the mean-time, however, the categorical system of symptoms andtraits will continue to be used, tempered by the recogni-tion that it is more dependent on the observer's judgmentthan one might wish. Several theorists have attempted todeal with the problems inherent in categorizing personal-ity disorders by developing dimensional systems of assess-ment for symptoms and traits involved in personalitydisorders (e.g., Clark & Harrison, 2001; Livesley, 2001;Widiger, 2001, 2005). However, no one theoretical view on

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the dimensional classification of personality disorders hasyet emerged as superior, and some researchers are trying todevelop an approach that will integrate the many differentexisting approaches (Markon, Krueger, & Watson, 2005;Widiger & Simonsen, 2005).

The model that has perhaps been most influential isthe five-factor model, which builds on the five-factormodel of normal personality mentioned earlier to helpunderstand the commonalities and distinctions betweenthe different personality disorders by assessing how theseindividuals score on the five basic personality traits (e.g.,Costa & Widiger, 2002; Widiger, Trull, et aI., 2002). In orderto fully account for the myriad ways in which people withpersonality disorders differ, it is necessary also to measurethe six different facets or components of each of the fivebasic personality traits. For example, the trait of neuroti-cism is comprised of the following six facets: anxiety,angry-hostility, depression, self-consciousness, impulsive-ness, and vulnerability. And the trait of extraversion iscomposed of the following six facets: warmth, gregarious-ness, assertiveness, activity, excitement seeking, and posi-tive emotions. (All the facets of each of the five basic traitdimensions and how they differ across people with differ-ent personality disorders are explained later in Table 11.2.)By assessing whether a person scores low, high, or some-where in between on each of these 30 facets, it is easy to seehow this system can account for an enormous range of dif-ferent personality patterns-far more than the mere tenpersonality disorders currently classified in DSM -IV-TR.

With these cautions and caveats in mind, we will lookat the elusive and often exasperating clinical features of thepersonality disorders. It is important to bear in mind, how-ever, that what we are describing is merely the prototypefor each personality disorder. In reality, as would beexpected from the standpoint of the five-factor model ofpersonality disorders, it is rare for any individual to fitthese "ideal" descriptions.

Difficulties in Studying the Causes ofPersonality DisordersLittle is yet known about the causal factors in most person-ality disorders, partly because such disorders have receivedconsistent attention by researchers only since DSM-III waspublished in 1980 and partly because they are less amenableto thorough study. One major problem in studying thecauses of personality disorders stems from the high level ofcomorbidity among them. For example, in an early reviewof four studies, Widiger and colleagues found that 85 per-cent of patients who qualified for one personality disorderdiagnosis also qualified for at least one more, and manyqualified for several more (Widiger & Rogers, 1989; Widi-ger et aI., 1991). Even in a non patient sample, Zimmermanand Coryell (1989) found that of those with one personal-ity disorder, almost 25 percent had at least one more (seealso Mattia & Zimmerman, 2001). This substantial comor-

bidity adds to the difficulty of untangling which causal fac-tors are associated with which personality disorder.

Another problem in drawing conclusions aboutcauses occurs because researchers have more confidence inprospective studies, in which groups of people are observedbefore a disorder appears and are followed over a period oftime to see which individuals develop problems and whatcausal factors have been present. Very little prospectiveresearch has yet been conducted with the personality disor-ders. Instead, the vast majority of research is conducted onpeople who already have the disorders; some of it relies onretrospective recall of prior events, and some of it relies onobserving current biological, cognitive, emotional, andinterpersonal functioning. Thus, any conclusions aboutcauses that are suggested must be considered very tentative.

Of possible biological factors, it has been suggestedthat infants' temperament (an inborn disposition to reactaffectively to environmental stimuli; see Chapter 3) maypredispose them to the development of particular per-sonality traits and disorders (Mervielde et aI., 2005). Sev-eral of the most important dimensions of temperamentthat have been studied are negative emotionality, socia-bility versus social inhibition or shyness, and activitylevel. One way of thinkingabout temperament is thatit lays the early foundationfor the development of theadult personality, but it isnot the sole determinant ofadult personality. Given thatmost temperamental andpersonality traits have beenfound to be moderately her-itable (e.g., Bouchard &Loehlin, 2001; Livesley,2005), it is not surprisingthat there is increasing evi-dence for genetic contribu-tions to certain personalitydisorders (e.g., Livesley,2005; Livesley et al., 1998;Torgersen et aI., 2000). How-ever, the genetic contribu-tion to personality disordersappears to be mediated bythe genetic contributions tothe primary trait dimen-sions most implicated ineach disorder rather than to the disorders themselves(Livesley, 2005). In addition, some progress is being madein understanding the psychobiological substrate of atleast some of the traits prominently involved in the per-sonality disorders (e.g., Coccaro, 2001; Depue & Lenzen-weger, 2001; Paris, 2005).

Among psychological factors, psychodynamictheorists originally attributed great importance in the

Genetic propensities and temperamentmay be important predisposing factorsfor the development of particularpersonality traits and disorders.Parental influences, includingemotional, physical, and sexual abuse,may also playa big role in thedevelopment of personality disorders.

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development of character disorders to an infant's gettinge ~e ive versus insuffh;ient gratifi,ation of his or herimpulses in the first few years of life. More recently, learn-ing-based habit patterns and maladaptive cognitive styleshave received more attention as possible causal factors(e.g., Beck, Freeman, & Associates, 1990; Beck, Freeman,& Davis, 2003; Millon & Davis, 1999). Many of these mal-adaptive habits and cognitive styles that have beenhypothesized to play important roles for certain disor-ders may originate in disturbed parent-child attachmentrelationships, rather than derive simply from differencesin temperament (e.g., Bartholomew, Kwong, & Hart,2001). Parental psychopathology and ineffective parent-ing practices have also been implicated (Paris, 2001).Many studies have also suggested that early emotional,physical, and sexual abuse may be important factors in asubset of cases for several different personality disorders.

Various kinds of social stressors, societal changes, andcultural values have also been implicated as socioculturalcausal factors (Paris, 2001). Ultimately, of course, the goalis to achieve a biopsychosocial perspective on the origins ofeach personality disorder, but today we are far from reach-ing that goal.

In ReVIew~ What are three reasons for the high frequency

of misdiagnoses of personality disorders?

~ What are two reasons why it is difficult toconduct research on personality disorders?

CATEGORIES OFPERSONALITY DISORDERSThe DSM-IV-TR personality disorders are grouped intothree clusters on the basis of similarities of features amongthe disorders.

Cluster A: Includes paranoid, schizoid, and schizo-typal personality disorders. People with these dis-orders often seem odd or eccentric, with unusualbehavior ranging from distrust and suspiciousness tosocial detachment.Cluster B : Includes histrionic, narcissistic, antisocial,and borderline personality disorders. Individualswith these disorders share a tendency to be dramatic,emotional, and erratic.

Cluster C: Includes avoidant, dependent, andobsessive-compulsive personality disorders. In con-

trast to the other two clusters, anxiety and fearfulnessare often part of these disorders.

Two additional personality disorders-depressive andpassive-aggressive personality disorders-are listed inDSM -IV-TR in a provisional category in the appendix.

Paranoid Personality DisorderIndividuals with paranoid personality disorder have apervasive suspiciousness and distrust of others, leading tonumerous interpersonal difficulties. They tend to seethemselves as blameless, instead blaming others for theirown mistakes and failures-even to the point of ascribingevil motives to others. Such people are chronically "onguard," constantly expecting trickery and looking for cluesto validate their expectations, while disregarding all evi-dence to the contrary. They are often preoccupied withdoubts about the loyalty of friends and hence are reluctantto confide in others. They commonly bear grudges, refuseto forgive perceived insults and slights, and are quick toreact with anger (Bernstein, Useda, & Siever, 1995; Milleret aI., 2001).

; , ", ,1

'D,?~~IV-TRCriteria for Paranoid PersonalityDisorder

A. Evidence of pervasive distrust or suspiciousness of otherspresent in at least four of the following ways:(1) Pervasive suspiciousness of being deceived, harmed,

or exploited.(2) Unjustified doubts about loyalty or trustworthiness of

friends or associates.(3) Reluctance to confide in others because of doubts of

loyalty or trustworthiness.(4) Hidden demeaning or threatening meanings read into

benign remarks or events.(5) Bears grudges; does not forgive insults. injuries. or

slights.(6) Angry reactions to perceived attacks on his or her

character or reputation.(7) Recurrent suspicions regarding fidelity of spouse or

sexual partner.B. Does not occur exclusively during course of Schizophrenia.

Mood Disorder with Psychotic Features, or other psychoticdisorder.

Source: Adapted with permission from the Diagnostic andStatistical Manual of Mental Disorders. Fourth Edition, Text Revision(Copyright 2000). American Psychiatric Association.

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It is important to keep in mind that paranoid person-alities are not usually psychotic; that is, most of the timethey are in clear contact with reality, although they mayexperience transient psychotic symptoms during periodsof stress (Miller et aI., 2001). People with paranoid schizo-phrenia (see Chapter 14) share some symptoms found inparanoid personality, but they have many additional prob-lems including more persistent loss of contact with reality,delusions, and hallucinations.

Paranoid ConstructionWorker

A 40-year-old construction worker believes that his co-workers do not like him and fears that someone might lethis scaffolding slip in order to cause him injury on the job.This concern followed a recent disagreement on the lunchline when the patient felt that a co-worker was sneakingahead and complained to him. He began noticing his new"enemy" laughing with the other men and often won-dered if he were the butt of their mockery ....

The patient offers little spontaneous information,sits tensely in the chair, is wide-eyed, and carefully tracksall movements in the room. He reads between the lines ofthe interviewer's questions, feels criticized, and imaginesthat the interviewer is siding with his co-workers ....

He was a loner as a boy and felt that other childrenwould form cliques and be mean to him. He did poorly inschool, but blamed his teachers- he claimed that theypreferred girls or boys who were "sissies." He dropped outof school and has since been a hard and effective worker;but he feels he never gets the breaks. He believes that hehas been discriminated against because of his Catholi-cism, but can offer little convincing evidence. He gets onpoorly with bosses and co-workers, is unable to appreci-ate joking around, and does best in situations where hecan work and have lunch alone. He has switched jobsmany times because he felt he was being mistreated.

The patient is distant and demanding with his family.His children call him "Sir" and know that it is wise to be"seen but not heard" when he is around .... He prefersnot to have people visit his house and becomes restlesswhen his wife is away visiting others. (Adapted fromSpitzer et aI., 1981, p. 37.)

Source: Reprinted with permission from the DSM-TR-Casebook:A Learning Companion to the Diagnostic and Statistical Manualat Mental Disorders, Fourth Edition, Text Revision (Copyright2002). American Psychiatric Publishing, Inc.

CAUSAL FACTORS Little is known about importantcausal factors for paranoid personality disorder at thispoint. Some have argued for partial genetic transmission

that may link the disorder to schizophrenia, but resultsexamining this issue are inconsistent (Miller et aI., 2001).Genetic transmission might occur through the heritabil-ity of high levels of antagonism (low agreeableness) andneuroticism (angry-hostility) that are among the pri-mary traits in paranoid personality disorder (Widiger,Trull, et aI., 2002). (See Table 11.2 on p. 383.) Psycho-social causal factors that are suspected to play a roleinclude parental neglect or abuse and exposure to violentadults, although any links between early adverse experi-ences and adult paranoid personality disorder are clearlynot specific to this one personality disorder but may playa role for other disorders as well.

Schizoid Personality DisorderIndividuals with schizoid personality disorder are usu-ally unable to form social relationships and lack interestin doing so. Consequently, they typically do not havegood friends, with the possible exception of a close rela-tive. Such people are unable to express their feelings andare seen by others as cold and distant. They often lacksocial skills and can be classified as loners or introverts,with solitary interests and occupations, although not allloners or introverts have schizoid personality disorder(Miller et aI., 2001). They tend not to take pleasure in

Criteria for Schizoid PersonalityDisorder

A. Evidence of a pervasive pattern of detachment from socialrelationships and a restricted range of expression ofemotions in interpersonal settings shown in at least fourof the following ways:

(1) Neither desires nor enjoys close relationships.

(2) Almost always chooses solitary activities.

(3) Has little if any interest in sexual experiences withanother person.

(4) Takes pleasure in few if any activities.

(5) Lacks close friends or confidants.

(6) Appears indifferent to the praise or criticism of others.

(7) Shows emotional coldness, detachment, or flat affect.

B. Does not occur exclusively during course of Schizophrenia,Mood Disorder with Psychotic Features, or other psychoticdisorder, or a Pervasive Developmental Disorder.

Source: Adapted with permission tram the Diagnostic andStatistical Manual of Mental Disorders, Fourth Edition, TextRevision(Copyright 2000). American Psychiatric Association.

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PersonalityDisorder

Cluster AParanoid

Cluster BHistrionic

ClusterCAvoidant

Obsessive-compulsive

I· •

~>';$pmmiryof Per~onlUty PiiOrderl '. . , ". ,'/'~ ~" ~ > ~ '" • • "

Suspiciousness and mistrust of others; tendencyto see self as blameless; on guard for perceivedattacks by othersImpaired social relationships; inability and lack ofdesire to form attachments to othersPeculiar thought patterns; oddities of perceptionand speech that interfere with communicationand social interaction

Self-dramatization; over concern with attractiveness;tendency to irritability and temper outbursts ifattention seeking is frustratedGrandiosity; preoccupation with receivingattention; self-promoting; lack of empathyLack of moral or ethical development; inabilityto follow approved models of behavior;deceitfulness; shameless manipulation of others;history of conduct problems as a childImpulsiveness; inappropriate anger; drastic moodshifts; chronic feelings of boredom; attempts atself-mutilation or suicide

Hypersensitivity to rejection or social derogation;shyness; insecurity in social interaction andinitiating relationshipsDifficulty in separating in relationships; discomfortat being alone; subordination of needs in order tokeep others involved in a relationship; indecisivenessExcessive concern with order, rules, and trivialdetails; perfectionistic; lack of expressivenessand warmth; difficulty in relaxing and having fun

Gender RatioEstimate

1% females3% males

females> males(by 3:1)

males> females(by 2:1)

many actIVIties, including sexual actIvIty, and rarelymarry. More generally, they are not very emotionallyreactive, rarely experiencing strong positive or negativeemotions, but rather show a generally apathetic mood.These deficits contribute to their appearing cold andaloof (Miller et ai., 2001; Rasmussen, 2005). In terms ofthe five-factor model, they show high levels of introver-sion (especially low on warmth, gregariousness, and pos-itive emotions). They are also low on openness to feelings(one facet of openness to experience; Widiger, Trull,et ai., 2002).

The Introverted ComputerAnalyst

Bill, a highly intelligent but quite introverted and with-drawn 33-year-old computer analyst, was referred forpsychological evaluation by his physician, who was con-cerned that Billmight be depressed and unhappy. Billhadvirtually no contact with other people. He lived alone in

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his apartment, worked in a small office by himself, andusually saw no one at work except his supervisor, whooccasionally visited to give him new work and pick up com-pleted projects. He ate lunch by himself, and about once aweek, on nice days, went to the zoo for his lunch break.

Bill was a lifelong loner; as a child he had had fewfriends and had always preferred solitary activities overfamily outings (he was the oldest of five children). In highschool he had never dated and in college had gone outwith a woman only once-and that was with a group ofstudents after a game. He had been active in sports, how-ever, and had played varsity football in both high schooland college. In college he had spent a lot of time with onerelatively close friend - mostly drinking. However, thisfriend now lived in another city.

Bill reported rather matter-of-factly that he had ahard time making friends; he never knew what to say in aconversation. On a number of occasions he had thought ofbecoming friends with other people but simply couldn'tthink of the right words, so "the conversation just died."He reported that he had given some thought lately tochanging his life in an attempt to be more "positive," butit had never seemed worth the trouble. It was easier forhim not to make the effort because he became embar-rassed when someone tried to talk with him. He was hap-piest when he was alone.

CAUSAL FACTORS We know very little about the causesof schizoid personality disorder. Early theorists considereda schizoid personality to be a likely precursor to the devel-opment of schizophrenia, but this viewpoint has been

People with schizoid personality disorder are often lonersinterested in solitary pursuits, such as assembling odd collectionsof 0bjects.

challenged (Kalus, Bernstein, & Siever, 1995; Miller et al.,2001). Research on the possible genetic transmission ofschizoid personality has failed to establish either a linkbetween the two disorders or any hereditary basis forschizoid personality disorder.

Cognitive theorists propose that individuals withschizoid personality disorder exhibit cool and aloofbehav-ior because of maladaptive underlying schemas that leadthem to view themselves as self-sufficient loners and toview others as intrusive. Their core dysfunctional beliefmight be, "I am basically alone" (Beck, Freeman, & Associ-ates, 1990, p. 51) or "Relationships are messy [and] unde-sirable" (Pretzer & Beck, 1996, p. 60; see also Beck et al.,2003). Unfortunately, we do not know how some peoplemight develop such dysfunctional beliefs.

Schizotypal Personality DisorderIndividuals with schizotypal personality disorder arealso excessively introverted and have pervasive social andinterpersonal deficits (like those that occur in schizoiddisorder), but in addition they have cognitive and percep-tual distortions and eccentricities in their communicationand behavior (Miller et aI., 2001; Widiger, Trull, et al.,

, j .,' ,., .. DSM- rv~''rR ,. .,:

" • j '. h ," • jk.:Al.1 •

Criteria for Schizotypal PersonalityDisorder

A. A pervasive pattern of social and interpersonal deficitsmarked by acute discomfort with, and reduced capacityfor, close relationships as well as by cognitive orperceptual distortions and behavioral eccentricities asindicated by at least five of the following:

(1) Ideas of reference.

(2) Odd beliefs or magical thinking.

(3) Unusual perceptual experiences.

(4) Odd thinking and speech.

(5) Suspiciousness or paranoid ideation.

(6) Inappropriate or constricted affect.

(7) Behavior or appearance that is odd, eccentric, orpeculiar.

(8) Lack of close friends or confidants.

(9) Excessive social anxiety that does not diminish withfamiliarity.

B. Does not occur exclusively during the course ofSchizophrenia, Mood Disorder with Psychotic Features, orother psychotic disorder, or a Pervasive DevelopmentalDisorder.

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2002). Although contact with reality is usually main-tained, highly personalized and superstitious thinking ischaracteristic of people with schizotypal personality, andunder extreme stress they may experience transient psy-chotic symptoms (APA, 2000; Widiger & Frances, 1994).Indeed, they often believe that they have magical powersand may engage in magical rituals. Other cognitive-perceptual problems include ideas of reference (the beliefthat conversations or gestures of others have specialmeaning or personal significance), odd speech, and para-noid beliefs. Their oddities in thinking, talking, and otherbehaviors are the most stable characteristics of this dis-order (McGlashan et al., 2005) and are similar to thoseoften seen in schizophrenic patients. In fact, they aresometimes first diagnosed as exhibiting simple or latentschizophrenia.

The patient is a 32-year-old unmarried, unemployedwoman on welfare who complains that she feels"spacey." Her feelings of detachment have graduallybecome stronger and more uncomfortable. For manyhours each day, she feels as if she were watching herselfmove through life, and the world around her seemsunreal. She feels especially strange when she looks into amirror. For many years she has felt able to read people'sminds by a "kind of clairvoyance I don't understand."According to her, several people in her family apparentlyalso have this ability. She is preoccupied by the thoughtthat she has some special mission in life, but is not surewhat it is; she is not particularly religious. She is very self-conscious in public, often feels that people are payingspecial attention to her, and sometimes thinks thatstrangers cross the street to avoid her. She has nofriends, feels lonely and isolated, and spends much ofeach day lost in fantasies or watching TV soap operas.

The patient speaks in a vague, abstract, digressivemanner, generally just missing the point, but she is neverincoherent. She seems shy, suspicious, and afraid shewill be criticized. She has no gross loss of reality testingsuch as hallucinations or delusions. She has never hadtreatment for emotional problems. She has had occa-sional jobs, but drifts away from them because of lack ofinterest. (From Spitzer et aI., 1989, pp. 173-74.)

Source: Reprinted with permission from the DSM-TR-Casebook:A Learning Companion to the Diagnostic and Statistical Manualof Mental Disorders, Fourth Edition, Text Revision (Copyright2002). American Psychiatric Publishing, Inc.

CAUSAL FACTORS According to DSM-IV-TR, theprevalence of this disorder in the general population isabout 3 percent, but other estimates are considerably

lower (e.g., Mattia & Zimmerman, 2001). Unlike schizoidpersonality disorder, schizotypal personality disorder ismoderately heritable (Linney et al., 2003), and a geneticand biological association with schizophrenia has beenclearly documented (Tang, Woodward, et al., 2005; Meehl,1990a; Siever & Davis, 2004). For example, a number ofstudies on patients, as well as on college students, withschizo typal personality disorder (e.g., Lencz et al., 1993;Siever et al., 1995) have shown the same deficit in theirability to track a moving target visually that is common inschizophrenia (Coccaro, 2001; see also Chapter 14). Theyalso show numerous other mild impairments in cognitivefunctioning (Voglmaier et al., 2005), including deficits intheir ability to sustain attention (Coccaro, 2001; Lees-Roitman et al., 1997) and deficits in working memory(e.g., being able to remember a span of digits), both com-mon in schizophrenia (Farmer et al., 2000; Squires-Wheeler et al., 1997). In addition, individuals withschizotypal personality disorder, like patients with schizo-phrenia, show deficits in their ability to inhibit attentionto a second stimulus that rapidly follows presentation of afirst stimulus. For example, normal individuals presentedwith a weak auditory stimulus about 0.1 second before aloud sound that elicits a startle response show a smallerstartle response than those not presented the weak audi-tory stimulus first (Cadenhead et al., 2000a, 2000b). Thisnormal inhibitory effect is reduced in people with schizo-typal personality disorder and with schizophrenia, a phe-nomenon that may be related to their high levels ofdistractibility and difficulty staying focused (see alsoHazlett et al., 2003).

A genetic relationship to schizophrenia has long beensuspected. In fact, this disorder appears to be part of a spec-trum of schizophrenia that often occurs in some of the first-degree relatives of people with schizophrenia (Kendler &Gardner, 1997; Nicolson et al., 2003; Tienari et al., 2003).Moreover, teenagers who have schizo typal personality dis-order have been shown to be at increased risk for developingschizophrenia and schizophrenia-spectrum disorders inadulthood (Siever et al., 1995; Tykra, Cannon, et al., 1995).

Histrionic Personality DisorderExcessive attention-seeking behavior and emotionality arethe key characteristics of individuals with histrionic per-sonalitydisorder. According to DSM-IV- TR (APA, 2000),these individuals tend to feel unappreciated if they are notthe center of attention, and their lively, dramatic, andexcessively extraverted styles often ensure that they cancharm others into attending to them. But these qualities donot lead to stable and satisfying relationships because oth-ers tire of providing this level of attention. In seekingattention, their appearance and behavior are often quitetheatrical and emotional as well as sexually provocativeand seductive. They may attempt to control their partnerthrough seductive behavior and emotional manipulation,but they also show a good deal of dependence (e.g., Ras-

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mussen, 2005). Usually they are considered self-centered,vain, and excessively concerned about the approval of oth-ers, who see them as overly reactive, shallow, and insincere.

The prevalence of this disorder in the general popula-tion is estimated at 2 to 3 percent, and some (but not all)studies suggest that this disorder occurs more often inwomen than in men (APA, 2000; Widiger & Bornstein,2001). Although reasons for the possible sex differencehave been very controversial, one review of these contro-versies has suggested that this sex difference is not surpris-ing given the number of traits, which occur more often infemales that are involved in the diagnostic criteria. Forexample, many of the criteria for histrionic personalitydisorder (as well as for several other personality disorderssuch as dependent) involve maladaptive variants offemale-related traits (e.g., Widiger & Bornstein, 2001). Forhistrionic personality disorder, these include overdramati-zation, vanity, seductiveness, and overconcern with physi-cal appearance. This automatically increases the chancesthat women will be diagnosed as having the disorder.

Lulu, a 24-year-old housewife, was seen in an inpatientunit several days after she had been picked up for"vagrancy" after her husband had left her at the bus sta-tion to return her to her own family because he was tiredof her behavior and of taking care of her. Lulushowed upfor the interview all made-up and in a very feminine robe,with her hair done in a very special way. Throughout theinterview with a male psychiatrist, she showed flirtatiousand somewhat childlike seductive gestures and talked ina rather vague way about her problems and her life. Herchief complaints were that her husband had deserted herand that she couldn't return to her family because two ofher brothers had abused her. Moreover, she had nofriends to turn to and wasn't sure how she was going toget along. Indeed, she complained that she had neverhad female friends, whom she felt just didn't like her,although she wasn't quite sure why, assuring the inter-viewer that she was a very nice and kind person.

Recently she and her husband had been out drivingwith a couple who were friends of her husband's. Thewife had accused Lulu of being overly seductive towardthe wife's husband, and Luluhad been hurt, thinking herbehavior was perfectly innocent and not at all out-of-line. This incident led to a big argument with her ownhusband, one in a long series over the past 6 months inwhich he complained about her inappropriate behavioraround other men and about how vain and needing ofattention she was. These arguments and her failure tochange her behavior had ultimately led her husband todesert her.

Criteria for Histrionic PersonalityDisorder

A pervasive pattern of excessive emotionality and attentionseeking, as indicated by at least five of the following:1. Discomfort in situations in which s/he is not the center of

attention.2. Inappropriate sexually seductive or provocative behavior.3. Displays rapidly shifting and shallow expression of

emotions.4. Consistently uses physical appearance to draw attention

to self.5. Has an excessively impressionistic style of speech.6. Shows self-dramatization and exaggerated expressions of

emotion.7. Is overly suggestible.8. Considers relationships to be more intimate than they

actually are.

Source: Adapted with permission fram the Diagnostic andStatistical Manual of Mental Disorders, Fourth Edition, Text Revision(Copyright 2000). American Psychiatric Association.

CAUSAL FACTORS Very little systematic research hasbeen conducted on individuals with histrionic personalitydisorder. There is some evidence for a genetic link with anti-social personality disorder, the idea being that there may besome common underlying predisposition that is more likelyto be manifested in women as histrionic personality disor-der and in men as antisocial personality disorder (e.g., Cale& Lilienfeld, 2002). The suggestion of some genetic propen-sity is also supported by findings that histrionic personalitydisorder may be characterized as involving extreme versionsof two common normal personality traits, neuroticism andextraversion-two normal personality traits known to havea partial genetic basis (Widiger & Bornstein, 2001). In termsof the five-factor model (see Table 11.2), their very high lev-els of extraversion include high levels of gregariousness,excitement seeking, and positive emotions. Their high levelsof neuroticism particularly involve the depression and self-consciousness facets; they are also high on openness to fan-tasies (Widiger, Trull, et a!', 2002).

Cognitive theorists emphasize the importance of mal-adaptive schemas revolving around the need for attentionto validate self-worth. Core dysfunctional beliefs mightinclude, "Unless I captivate people, I am nothing" and "If Ican't entertain people, they will abandon me" (Beck, Free-man, & Associates, 1990, p. 50; Beck et a!', 2003). No sys-tematic research has yet explored how these dysfunctionalbeliefs might develop.

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This woman could be just "clowning around" one night in a barwith friends. But if she frequently seeks opportunities to engage inseductive and attention-seeking behavior, she could havehistrionic personality disorder.

Narcissistic Personality DisorderIndividuals with narcissistic personality disorder showan exaggerated sense of self-importance, a preoccupationwith being admired, and a lack of empathy for the feelingsof others (Ronningstan, 1999; Widiger & Bornstein, 2001).It appears that grandiosity is the most important andwidely used diagnostic criterion for diagnosing narcissisticpatients. The grandiosity is manifested by a strong ten-dency to overestimate their abilities and accomplishments,while underestimating the abilities and accomplishmentsof others. Their sense of entitlement is frequently a sourceof astonishment to others, although they themselves seemto regard their lavish expectations as merely what theydeserve. They behave in stereotypical ways (for example,with constant self-references and bragging) to gain theacclaim and recognition they crave. Because they believethey are so special, they often think they can be understoodonly by other high-status people or should associate onlywith such people as was the case with Bob presented at thebeginning of the chapter. Finally, their sense of entitlementis also associated with an unwillingness to forgive others

Criteria for Narcissistic PersonalityDisorder

A pervasive pattern of grandiosity (in fantasy and behavior),need for admiration, and lack of empathy, as indicated by atleast five of the following:

1. Grandiose sense of self-importance.

2. Preoccupation with fantasies of unlimited success, power,brilliance, beauty.

3. Belief that s/he is "special" and unique.

4. Excessive need for admiration.

5. Sense of entitlement.

6. Tendency to be interpersonally exploitative.

7. Lacks empathy.

8. Is often envious of others or believes that others areenvious of him or her.

9. Shows arrogant, haughty behaviors or attitudes.

Source: Adapted with permission from the Diagnostic andStatistical Manual of Mental Disorders, Fourth Edition, Text Revision(Copyright 2000). American Psychiatric Association.

for perceived slights, and they easily take offense (Exline,Baumeister, et aI., 2004).

Most researchers and clinicians believe that peoplewith narcissistic personality disorder have a very fragileand unstable sense of self-esteem underneath all theirgrandiosity (Widiger & Bornstein, 2001). This may bewhy they are often preoccupied with what others thinkand why they are so preoccupied with fantasies of out-standing achievement. Their great need for admirationmay help regulate and protect their fragile sense of self-esteem.

Narcissistic personalities share another central traitother than grandiosity-they are unwilling or unable totake the perspective of others, to see things other than"through their own eyes." Moreover, if they do not receivethe validation or assistance they desire, they are inclinedto be hypercritical and retaliatory (Rasmussen, 2005).Indeed, one study of male students with high levels ofnarcissistic traits showed that they had greater tendenciestoward sexual coercion when they were rejected by thetarget of their sexual desires than did men with lower lev-els of narcissistic traits. They also rated filmed depictionsof rape less unfavorably and more enjoyable and sexuallyarousing than did the men with low levels of narcissistictraits (Bushman et aI., 2003).

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NEO-PI-Rdomains and facets PAR SZO SZT ATS BOL HST NAR AVO OEP OBC

NeuroticismAnxiety H H H HAngry-hostility H H H HDepression H H HSelf-consciousness H H H H HImpulsiveness HVulnerability H H H

ExtraversionWarmth L L H HGregariousness L L H LAssertiveness L L HActivityExcitement seeking H H LPositive emotions L L H

Openness to ExperienceFantasy H H HAestheticsFeelings L HActions HIdeas HValues L

AgreeablenessTrust L L L H HStraightforwardness L LAltruism L L HCompliance L L L H LModesty L HTender mindedness L L

ConscientiousnessCompetence L HOrder HDutifulness L HAchievement striving H HSelf-discipline LDeliberation L

Note: NEO-PI-R = Revised NEO Personality Inventory. H, L = high, low, respectively, based on the fourth edition of the Diagnostic andStatistical Manual of Mental Disorders (DSM-IV; American Psychiatric Association, 1994) diagnostic criteria. Personality disorders:PAR = paranoid; SZD = schizoid; SZT = schizotypal; ATS = antisocial; BDL = borderline; HST = histrionic; NAR = narcissistic; AVD = avoidant;DEP = dependent; OBC = obsessive-compulsive.

Source: Adapted from Widiger, T. A., Trull, T. J" Clarkin, J, F., Sanderson, c., & Costa, P. T. (2002). A description of the DSM-IV personalitydisorders with the five-factor model of personality. (P. 90.) In P. T. Costa & T. A. Widiger (Eds.), Personality Disorders and the Five-Factor Modelof Personality, Second Edition. Washington D. c.: APA Books.

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A 25-year-old single graduate student complains to hispsychoanalyst of difficulty completing his Ph.D. in Englishliterature and expresses concerns about his relationshipswith women. He believes that his thesis topic may pro-foundly increase the level of understanding in his disci-pline and make him famous, but so far he has not beenable to get past the third chapter. His mentor does notseem sufficiently impressed with his ideas, and thepatient is furious at him, but also self-doubting andashamed. He blames his mentor for his lack of progress,and thinks that he deserves more help with his grand idea,that his mentor should help with some of the research.The patient brags about his creativity and complains thatother people are "jealous" of his insight. He is very envi-ous of students who are moving along faster than he andregards them as "dull drones and ass-kissers." He prideshimself on the brilliance of his class participation andimagines someday becoming a great professor.

He becomes rapidly infatuated with women and haspowerful and persistent fantasies about each new womanhe meets, but after several experiences of sexual inter-course feels disappointed and finds them dumb, clinging,and physically repugnant. He has many "friends," butthey turn over quickly, and no one relationship lasts verylong. People get tired of his continual self-promotion andlack of consideration of them. For example, he was lonelyat Christmas and insisted that his best friend stay in townrather than visit his family. The friend refused, criticizingthe patient's self-centeredness; and the patient, enraged,decided never to see this friend again. (Adapted fromSpitzer et at., 1981, pp. 52-53.)

Source: Reprinted with permission from the DSM-TR-Casebook:A Learning Companion to the Diagnostic and Statistical Manualof Mental Disorders. Fourth Edition, Text Revision (Copyright2002). American Psychiatric Publishing, Inc.

From the perspective of the five-factor model, indi-viduals with narcissistic personality disorder are char-acterized by low agreeableness/high antagonism (whichincludes traits oflow modesty, arrogance, grandiosity, andsuperiority), low altruism (expecting favorable treatmentand exploiting others), and tough-mindness (lack ofempathy). (See Table 11.2 on p. 383.) They also show highlevels of fantasy-proneness (openness to experience) andhigh levels of angry-hostility and self-consciousness(facets of high neuroticism; Widiger, Trull, et al., 2002).Given the features that histrionic and narcissistic person-ality disorders share, Widiger and Trull (1993) attemptedto summarize the major differences in this way: "Thehistrionic tends to be more emotional and dramatic thanthe narcissistic, and whereas both may be promiscuous,

the narcissistic is more dispassionately exploitative, whilethe histrionic is more overtly needy. Both will be exhibi-tionistic, but the histrionic seeks attention, whereas thenarcissistic seeks admiration" (p. 388).

According to DSM -IV-TR, narcissistic personality dis-order may be more frequently observed in men than inwomen (APA, 2000; Golomb et al., 1995), although not allstudies show this (Ronningstam, 1999). Compared withsome of the other personality disorders, it is thought to berelatively rare and is estimated to occur in about 1 percentof the population.

CAUSAL FACTORS Very different theories about thecausal factors involved in the development of narcissisticpersonality disorder have been proposed, and each hasstrong advocates. On the one hand, influential psychody-namic theorists like Heinz Kohut argued that all childrengo through a phase of primitive grandiosity during whichthey think that all events and needs revolve around them.For normal development beyond this phase to occur,according to this view, parents must do some mirroring ofthe child's grandiosity. This helps children develop normallevels of self-confidence and a sense of self-worth to sus-tain them later in life, when the realities oflife expose themto blows to their grandiosity (Kohut & Wolff, 1978; Ron-ningstam, 1999; Widiger & Trull, 1993). Kohut and Kern-berg (1978) further proposed that narcissistic personalitydisorder is likely to develop if parents are neglectful,devaluing, or un empathetic to the child; this individualwill be perpetually searching for affirmation of an ideal-ized and grandiose sense of self (see also Kernberg, 1998;Widiger & Bornstein, 2001). Although this theory has beenvery influential among psychodynamic clinicians, it unfor-tunately has little empirical support.

From a very different theoretical stance, TheodoreMillon-a personality disorder researcher from the social-learning tradition of Bandura-has argued quite theopposite. He believes that narcissistic personality disordercomes from unrealistic parental overvaluation (Millon &Davis, 1995; Widiger & Bornstein, 2001). For example, hehas proposed that "these parents pamper and indulge theiryoungsters in ways that teach them that their every wish isa command, that they can receive without giving in return,and that they deserve prominence without even minimaleffort" (Millon, 1981, p. 175; from Widiger & Trull, 1993).That theorists from these two quite different traditions(psychoanalytic and social learning) can come to suchopposite conclusions illustrates the current paucity ofempirical knowledge regarding particular antecedents forthese disorders.

Antisocial Personality DisorderIndividuals with antisocial personality disorder (ASPD)continually violate and show disregard for the rights ofothers through deceitful, aggressive, or antisocial behavior,typically without remorse or loyalty to anyone. They tend

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to be impulsive, irritable, and aggressive and to show a pat-tern of generally irresponsible behavior. This pattern ofbehavior must have been occurring since the age of 15, andbefore age 15 the person must have had symptoms of con-duct disorder, a similar disorder occurring in children andyoung adolescents who show persistent patterns of aggres-sion toward people or animals, destruction of property,deceitfulness or theft, and serious violation of rules athome or in school (see Chapter 16). Because this personal-ity disorder and its causes have been studied far moreextensively than the others, and because of its enormouscosts to society, it will be examined in some detail later (seealso Table 11.2 on p. 383).

Borderline Personality DisorderAccording to DSM-IV- TR (APA, 2000), individuals withborderline personality disorder (BPD) show a pattern ofbehavior characterized by impulsivity and instability ininterpersonal relationships, self-image, and moods. How-ever, the term borderline personality has a long and ratherconfusing history (Paris, 1999). Originally it was mostoften used to refer to a condition that was thought tooccupy the "border" between neurotic and psychotic dis-orders (as in the term borderline schizophrenia) (Skodol,Gunderson, et al., 2002a). Later, however, this sense of theterm borderline became identified with schizotypal per-sonality disorder, which (as we noted earlier) is biologi-cally related to schizophrenia. The current diagnosis ofborderline personality disorder is no longer considered tobe biologically related to schizophrenia.

People with borderline personalities have a highlyunstable self-image or sense of self, as well as highly unsta-ble interpersonal relationships. They commonly have ahistory of intense but stormy relationships, typicallyinvolving overidealizations of friends or lovers that laterend in bitter disillusionment and disappointment (Gun-derson, Zanarini, & Kisiel, 1995; Lieb et aI., 2004). Never-theless, they may make desperate efforts to avoid real orimagined abandonment, perhaps because their fears ofabandonment are so intense (Lieb et aI., 2004). Theirmood or affect is also highly unstable and characterized bydrastic mood shifts. Symptoms of affective instability andintense anger are the two most stable features of borderlinepersonality disorder (McGlashan et aI., 2005).

Their extreme affective instability combined withtheir high levels of impulsivity often lead to erratic self-destructive behaviors such as gambling sprees or reckless

driving. Suicide attempts, often fla-grantly manipulative, are frequentlypart of the clinical picture (Paris,1999). However, such attempts arenot always simply manipulative;prospective studies suggest thatapproximately 8 to 10 percent mayultimately complete suicide (Adamset aI., 2001; Skodol, Gunderson,et aI., 2002a). Self-mutilation (suchas repetitive cutting behavior) isanother characteristic feature ofborderline personality. In somecases the self-injurious behavior isassociated with relief from anxietyor dysphoria. Research has also doc-umented that borderline personal-ity is associated with analgesia in asmany as 70 to 80 percent of womenwith BPD (analgesia is the absenceof the experience of pain in the pres-ence of a theoretically painful stim-ulus; Figueroa & Silk, 1997; Schmahl

A Thief with AntisocialPersonality Disorder

Mark, a 22-year-old, was awaiting trial for car theft andarmed robbery. His case records included a long history ofarrests beginning at age 9, when he had been picked up forvandalism. He had been expelled from high school for tru-ancy and disruptive behavior. On a number of occasions hehad run away from home for days or weeks at a time-always returning in a disheveled and "rundown" condition.Todate he had not held a job for more than a few days at atime, even though his generally charming manner enabledhim to obtain work readily. He was described as a lonerwith few friends. Although initially charming, Mark usuallysoon antagonized those he met with his aggressive, self-oriented behavior. Shortly after his first therapy session,he skipped bail and presumably left town to avoid his trial.

Otto Kernberg (b. 1928) is an influentialcontemporary psychoanalytic theoristwho has written a great deal aboutborderline and narcissistic personalitydisorders.

Heinz Kohut (1913-1981), anothercontemporary psychoanalytic thinker,theorized that poor parenting can causenarcissistic personality disorder by failingto build a child's normal self-confidence.

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Criteria for Borderline PersonalityDisorder

A pervasive pattern of instability of interpersonal relationships,self-image, and affects, and marked impulsivity as indicated byat least five of the following:

1. Frantic efforts to avoid real or imagined abandonment.

2. A pattern of unstable and intense interpersonalrelationships.

3. Identity disturbance characterized by a persistentlyunstable self-image or sense of self.

4. Impulsivity in at least two potentially self-damaging areas(e.g., spending, sex, substance abuse, reckless driving).

5. Recurrent suicidal behavior, gestures, or self-mutilatingbehavior.

6. Affective instability due to a marked reactivity of mood.

7. Chronic feelings of emptiness.

8. Inappropriate, intense anger.

9. Transient, stress-related paranoid ideation or severedissociative symptoms.

Source: Adapted with permission from the Diagnostic andStatistical Manual of Mental Disorders, Fourth Edition, Text Revision(Copyright 2000). American Psychiatric Association.

et aI., 2004). The following prototypic case illustrates thefrequent risk of suicide and self-mutilation among border-line personalities.

Self-Mutilation inBorderline PersonalityDisorder

A 26-year-old unemployed woman was referred foradmission to a hospital by her therapist because ofintense suicidal preoccupation and urges to mutilate her-self with a razor. The patient was apparently well until herjunior year in high school, when she became preoccupiedwith religion and philosophy, avoided friends, and wasfilled with doubt about who she was. Academically shedid well, but later, during college, her performancedeclined. In college she began to use a variety of drugs,abandoned the religion of her family, and seemed to besearching for a charismatic religious figure with whom toidentify. At times, massive anxiety swept over her and shefound it would suddenly vanish if she cut her forearmwith a razor blade.

People with borderline personalities often engage in self-destructive behaviors including repetitive cutting behavior andother forms of self-mutilation. Suicide attempts among those withborderline personality disorder are common, with some studiessuggesting that 8percent may ultimately complete suicide.

Three years ago she began psychotherapy, and ini-tially rapidly idealized her therapist as being incrediblyintuitive and empathic. Later she became hostile anddemanding of him, requiring more and more sessions,sometimes two in one day. Her life centered on her thera-pist, by this time to the exclusion of everyone else.Although her hostility toward her therapist was obvious,she could neither see it nor control it. Her difficulties withher therapist culminated in many episodes of her forearmcutting and suicidal threats, which led to the referral foradmission. (From Spitzer et aI., 2002, p. 233.)

Source: Reprinted with permission from the DSM-TR-Casebook:A Learning Companion to the Diagnostic and Statistical Manualof Mental Disorders, Fourth Edition, Text Revision (Copyright2002). American Psychiatric Publishing, Inc.

In addition to affective and impulsive behavioralsymptoms, as many as 75 percent of people with border-line personality disorder have cognitive symptoms thatinclude relatively short or transient episodes in which theyappear to be out of contact with reality and experiencedelusions or other psychotic-like symptoms such as hallu-cinations, paranoid ideas, or severe dissociative symptoms(Lieb et aI., 2004; Skodol, Gunderson, et aI., 2002a).

Estimates are that only about 1 to 2 percent of thepopulation may qualify for the diagnosis of BPD, but theyrepresent about 10 percent of patients in outpatient and 20percent of patients in inpatient clinical settings (Lieb et aI.,2004; Torgersen et aI., 2001). Approximately 75 percent ofindividuals receiving this diagnosis are women.

COMORBIDITY WITH OTHER AXIS I AND AXIS II DIS-ORDERS Given the many and varied symptoms of BPD,it is not surprising that this personality disorder produces

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significant impairment in social, academic, and occupa-tional functioning (Bagge et aI., 2004). BPD commonlyco-occurs with a variety of Axis I disorders ranging frommood and anxiety disorders (especially panic and PTSD)to substance use and eating disorders (Adams et aI., 2001;Skodol, Gunderson, et aI., 2002a). In the past, many clini-cal researchers hypothesized that BPD had a special rela-tionship with mood disorders, because about 50 percent ofthose with BPD also qualified for a mood disorder diag-nosis at some point (Adams et aI., 2001; Widiger & Trull,1993). However, other Axis II disorders (such as depen-dent, avoidant, and obsessive-compulsive personality dis-orders) are actually more commonly associated withdepression than is borderline personality disorder.

There is also substantial co-occurrence of BPD withother personality disorders-especially histrionic, depen-dent, antisocial, and schizotypal personality disorders. Nev-ertheless, Widiger and Trull (1993) noted the followingdifferences in prototypic cases of these personality disor-ders: "The prototypic borderline's exploitative use of othersis usually an angry and impulsive response to disappoint-ment, whereas the antisocial's is a guiltless and calculatedeffort for personal gain. Sexuality may playa more centralrole in the relationships of histrionics than in [those of]borderlines, evident in the histrionic's tendency to eroticizesituations ... and to be inappropriately seductive. The pro-totypic schizotypallacks the emotionality of the borderline,and tends to be more isolated, odd and peculiar" (p. 377).These differences can also be seen using the five-factormodel of personality disorders (see Table 11.2).

CAUSAL FACTORS Research suggests that genetic fac-tors play a significant role in the development of BPD(Paris, 1999; Skodol, Siever, et aI., 2002b). This heritabilitymay be partly a function of the fact that personality traitsof impulsivity and affective instability, which are veryprominent in borderline personality disorder, are them-selves partially heritable.

There has also been a search for the biological sub-strate of BPD. For example, people with BPD often appearto be characterized by lowered functioning of the neuro-transmitter serotonin, which is involved in inhibitingbehavioral responses. This may be why they show impul-sive-aggressive behavior, as in acts of self-mutilation; thatis, their serotonergic activity is too low to put "the brakeson" impulsive behavior (e.g., Figueroa & Silk, 1997; Skodolet aI., 2002b). Patients with BPD may also show distur-bances in the regulation of noradrenergic neurotransmit-ters that are similar to those seen in chronic stressconditions such as PTSD (see Chapter 5). In particular,their hyperresponsive noradrenergic system may berelated to their hypersensitivity to environmental changes(Figueroa & Silk, 1997; Skodol et aI., 2002b). Moreover,certain brain areas that ordinarily serve to inhibit aggres-sive behavior when activated by serotonin (such as theorbital prefrontal and medial prefrontal cortex) seem to

show decreased activation in BPD (Skodol et aI., 2002b; seealso Lieb et aI., 2004).

Much theoretical and research attention has also beendirected to the role of psychosocial causal factors in bor-derline personality disorder. Unfortunately, most of thisresearch is retrospective in nature, relying on people'smemories of their past to discover the antecedents of thedisorder. Many such studies have found that people withthis disorder usually report a large number of negative-even traumatic-events in childhood. These experiencesinclude abuse and neglect, and separation and loss. Forexample, in one large study on abuse and neglect, Zanariniand colleagues (1997) reported on the results of detailedinterviews of over 350 patients with BPD and over 100patients with other personality disorders. Patients withBPD reported significantly higher rates of abuse thanpatients with other personality disorders: emotional abuse(73 versus 51 percent), physical abuse (59 versus 34 per-cent), and sexual abuse (61 versus 32 percent). Overall,about 90 percent of patients with borderline personalitydisorder reported some type of childhood abuse or neglect(emotional, physical or sexual). (See also Battle, Shea, et aI.,2004.) Although these rates of abuse and neglect seemalarming, remember that the majority of children whoexperience early abuse and neglect do not end up with anyserious personality disorders or Axis I psychopathology.(See Paris, 1999; Rutter & Maughan, 1997; Chapter 13.)

Although this and many other related studies (seeDolan-Sewell et aI., 2001; Paris, 1999) suggest that BPD(and perhaps other personality disorders as well) is oftenassociated with early childhood trauma, such studies have

Many studies have shown that people with borderline personalitydisorder report a large number of negative, even traumatic eventsin childhood. These include abuse and neglect, separation andloss. When these psychological risk factors occur in individualswith high levels of impulsivity and affective instability, there isheightened risk for developing BPD.

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many shortcomings and cannot tell us that such earlychildhood trauma plays a causal role. First, they rely on ret-rospective self-reports of individuals who are known fortheir exaggerated and distorted views of other people(Paris, 1999; Rutter & Maughan, 1997). Second, childhoodabuse is certainly not a specific risk factor for borderlinepathology, because it is also reported at relatively high rateswith other personality disorders as well as with disorderssuch as dissociative identity disorder (see Chapter 8).Third, childhood abuse nearly always occurs in familieswith various other pathological dynamics, such as maritaldiscord and family violence, that actually may be moreimportant than the abuse per se in the development ofBPD (Paris, 1999).

Paris (1999) has offered an interesting multidimen-sional theory of BPD. He proposes that people who havehigh levels of two normal personality traits-impulsivityand affective instability-may have a diathesis to developborderline personality disorder, but only in the presence ofcertain psychological risk factors such as trauma, loss, andparental failure (see Figure ILl). When such nonspecificpsychological risk factors occur in someone who is affec-tively unstable, he or she may become dysphoric and labileand, if he or she is also impulsive, may engage in impulsiveacting out to cope with the dysphoria. Thus the dysphoriaand impulsive acts fuel each other. In addition, Paris pro-poses that children who are impulsive and unstable tend tobe "difficult" or troublesome children and therefore maybe at increased risk for being rejected and/or abused. If theparents are personality-disordered themselves, they maybe especially insensitive to their difficult children, leadingto a vicious cycle in which the child's problems are exacer-bated by inadequate parenting, which in turn leads toincreased dysphoria, and so on. Paris further suggests thatborderline personality disorder may be more prevalent inour society than in many other cultures, and more preva-lent today than in the past, because of the weakening of thefamily structure in our society.

Avoidant Personality DisorderIndividuals with avoidant personality disorder showextreme social inhibition and introversion, leading to life-long patterns of limited social relationships and reluc-tance to enter into social interactions. Because of theirhypersensitivity to, and their fear of, criticism and rebuff,they do not seek out other people; yet they desire affectionand are often lonely and bored. Unlike schizoid personal-ities, people with avoidant personality disorder do notenjoy their aloneness; their inability to relate comfortablyto other people causes acute anxiety and is accompaniedby low self-esteem and excessive self-consciousness, whichin turn are often associated with depression (Grant,Hasin, et a!', 2005). Feeling inept and socially inadequateare the two most prevalent and stable features of avoidantpersonality disorder (McGlashan et aI., 2005). In addition,

~Parental I

and/or Psychopathology and/or Iand/or Failure

Lossand/or

Rejection

Dysphoria andI Emotional Lability

Impulsive Acting IOut and Chaotic I

Interpersonal Relationships

Borderline PersonalityDisorder

o Personality Traits n Emotions and Behavioras Diathesis

r Nonspecific Psychological 0 Personality DisorderEnvironmental Risk Factors

FIGURE 1l.1Multidimensional Diathesis-Stress Theory of BorderlinePersonality Disorder

researchers have recently documented that individualswith this disorder also show more generalized timidityand avoidance of many novel situations and emotions(including positive emotions), and show deficits in theirability to experience pleasure as well (Taylor, LaPosa, &Alden, 2004).

Sally, a 35-year-old librarian, lived a relatively isolatedlife and had few acquaintances and no close personalfriends. From childhood on, she had been very shy andhad withdrawn from close ties with others to keep frombeing hurt or criticized. Two years before she enteredtherapy, she had had a date to go to a party with anacquaintance she had met at the library. The moment

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they had arrived at the party, Sally had felt extremelyuncomfortable because she had not been "dressedproperly." She left in a hurry and refused to see heracquaintance again.

In the early treatment sessions, she sat silentlymuch of the time, finding it too difficult to talk about her-self. After several sessions, she grew to trust the thera-pist, and she related numerous incidents in her earlyyears in which she had been "devastated" by her alco-holic father's obnoxious behavior in public. Although shehad tried to keep her school friends from knowing abouther family problems, when this had become impossible,she instead had limited her friendships, thus protectingherself from possible embarrassment or criticism.

When Sally first began therapy, she avoided meet-ing people unless she could be assured that they would"like her." With therapy that focused on enhancing herassertiveness and social skills, she made some progressin her ability to approach people and talk with them.

The key difference between the loner with schizoidpersonality disorder and the loner who is avoidant is thatthe one with an avoidant personality is shy, insecure, andhypersensitive to criticism, whereas the one with aschizoid personality is aloof, cold, and relatively indiffer-ent to criticism (Millon & Martinez, 1995). The avoidantpersonality also desires interpersonal contact but avoids itfor fear of rejection, whereas the schizoid lacks the desireor ability to form social relationships. A less clear distinc-tion is that between avoidant personality disorder andgeneralized social phobia (Chapter 6). Numerous studiesfound substantial overlap between these two disorders,leading some investigators to conclude that avoidant per-sonality disorder may simply be a somewhat more severemanifestation of generalized social phobia (Alpert et al.,1997; Dolan-Sewell et al., 2001; Tillfors et al., 2004). This

The key difference between the loner with schizoid personalitydisorder and the loner who is avoidant is that the avoidantpersonality is shy, insecure, and hypersensitive to criticism. Theschizoid personality is cold, aloof, and indifferent to criticism.

DSM-N-TRCriteria for Avoidant PersonalityDisorder

A pervasive pattern of social inhibition, feelings of inadequacy,and hypersensitivity to negative evaluation, as indicated by atleast four of the following:1. Avoids occupational activities that involve significant

interpersonal contact.2. Unwillingness to get involved with people unless certain

of being liked.3. Restraint within intimate relationships because of the fear

of being shamed or ridiculed.4. Preoccupation with being criticized or rejected.5. Is inhibited in new interpersonal situations because of

feelings of inadequacy.6. Views self as socially inept or inferior to others.7. Extreme reluctance to take personal" risks or engage in any

new activities for fear of embarrassment.

Source: Adapted with permission from the Diagnostic andStatistical Manual of Mental Disorders, Fourth Edition, Text Revision(Copyright 2000). American Psychiatric Association.

is consistent with the finding that there are cases of gener-alized social phobia without avoidant personality disor-der, but very few cases of avoidant personality disorderwithout generalized social phobia. Somewhat higher lev-els of dysfunction and distress were also found in the indi-viduals with avoidant personality disorder, includingmore consistent feelings of low self-esteem (Millon &Martinez, 1995; Tillfors et al., 2004).

CAUSAL FACTORS Some research suggests that avoidantpersonality may have its origins in an innate "inhibited"temperament that leaves the infant and child shy andinhibited in novel and ambiguous situations. Moreover,there is now evidence that the fear of being negatively eval-uated, which is prominent in avoidant personality disor-der, is moderately heritable (Stein, Tang, & Livesley, 2002);introversion and neuroticism are both elevated (see Table11.2) and are also moderately heritable. This geneticallyand biologically based inhibited temperament may oftenserve as the diathesis that leads to avoidant personalitydisorder in some children who experience emotionalabuse, rejection, or humiliation from parents who are notparticularly affectionate (Alden et al., 2002; Bernstein &Travaglini, 1999; Kagan, 1997). Such abuse and rejectionwould be especially likely to lead to anxious and fearfulattachment patterns in temperamentally inhibited chil-dren (Bartholomew et al., 2001).

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Dependent Personality DisorderIndividuals with dependent personality disorder show anextreme need to be taken care of, which leads to clingingand submissive behavior. They also show acute fear at thepossibility of separation or sometimes of simply having tobe alone, because they see themselves as inept (Widiger &Bornstein, 2001). These individuals usually build their livesaround other people and subordinate their own needs andviews to keep these people involved with them. Accordingly,they may be indiscriminate in selection of mates. Theyoften fail to get appropriately angry with others because ofa fear of losing their support, which means that dependentpersonalities may remain in psychologically or physicallyabusive relationships. They have great difficulty makingeven simple everyday decisions without a great deal ofadvice and reassurance, because they lack self-confidenceand feel helpless even when they have actually developedgood work skills or other competencies. They may functionwell as long as they are not required to be on their own.

Sarah, a 32-year-old mother of two and a part-time taxaccountant, came to a crisis center late one evening afterMichael, her husband of a year and a half, abused herphysically and then left home. Although he never physi-cally harmed the children, he frequently threatened todo so when he was drunk. Sarah appeared acutely anx-ious and worried about the future and "needed to be toldwhat to do." She wanted her husband to come back andseemed rather unconcerned about his regular pattern ofphysical abuse. At the time, Michael was an unemployedresident in a day treatment program at a halfway housefor paroled drug abusers. Hewas almost always in a surlymood and "ready to explode."

Although Sarah had a well-paying job, she voicedgreat concern about being able to make it on her own.She realized that it was foolish to be "dependent" on herhusband, whom she referred to as a "real loser." (She hadhad a similar relationship with her first husband, who hadleft her and her oldest child when she was 18.) Severaltimes in the past few months, Sarah had made up hermind to get out of the marriage but couldn't bring herselfto break away. She would threaten to leave, but when thetime came to do so, she would "freeze in the door" with anumbness in her body and a sinking feeling in her stom-ach at the thought of "not being with Michael."

Estimates are that dependent personality disorderoccurs in 2 to 4 percent of the population and is morecommon in women than in men. It is quite common for

. DSM-IV-TR .Criteria for Dependent PersonalityDisorder

A pervasive and excessive need to be taken care of that leadsto submissive and clinging behavior and fears of separation,as indicated by at least five of the following:1. Difficulties making everyday decisions without excessive

advice and reassurance from others.2. Needs others to take responsibility for most major areas

of life.3. Difficultyexpressing disagreement with others because of

fear of loss of support or approval.4. Difficultyinitiating projects or doing things on his or her

own.5. Goes to excessive lengths to obtain nurturance and

support from others.6. Feels uncomfortable or helpless when alone because of

fears of being unable to care for self.7. Urgently seeks another relationship for care and support

when a close relationship ends.8. Unrealistic preoccupation with fears of being left to take

care of himself or herself.

Source: Adapted with permission from the Diagnostic andStatistical Manual of Mental Disorders, Fourth Edition, Text Revision(Copyright 2000). American Psychiatric Association.

people with dependent personality disorder to have acomorbid diagnosis of mood and anxiety disorders (Born-stein, 1999; Grant, Hasin, et aI., 2005).

Some features of dependent personality disorderoverlap with those of borderline, histrionic, and avoidantpersonality disorders, but there are differences as well (seealso Table 11.2). For example, both borderline personali-ties and dependent personalities fear abandonment. How-ever, the borderline personality, who usually has intenseand stormy relationships, reacts with feelings of emptinessor rage if abandonment occurs, whereas the dependentpersonality reacts initially with submissiveness andappeasement and then finally with an urgent seeking of anew relationship. Histrionic and dependent personalitiesboth have strong needs for reassurance and approval, butthe histrionic personality is much more gregarious, flam-boyant, and actively demanding of attention, whereas thedependent personality is more docile and self-effacing. Itcan also be hard to distinguish between dependent andavoidant personalities. As noted, dependent personalitieshave great difficulty separating in relationships becausethey feel incompetent on their own and have a need to betaken care of, whereas avoidant personalities have trouble

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initiating relationships because they fear criticism or rejec-tion, which will be humiliating (APA, DSM-IV-TR, 2000;Millon & Martinez, 1995). Even so, we should rememberthat avoidant personality occurs with dependent personal-ity disorder rather frequently (Alden et aI., 2002; Bernstein& Travaglini, 1999). This fits with the observation thatpeople with avoidant personality disorder do not avoidabsolutely everyone and that their dependent personalitydisorder characteristics are focused on the one or few indi-viduals whom they do not avoid (Alden et aI., 2002).

CAUSAL FACTORS Some evidence indicates that theremay be a small genetic influence on dependent personal-ity traits. Moreover, several other personality traits such asneuroticism and agreeableness that are also prominent independent personality disorder also have a genetic com-ponent (Widiger & Bornstein, 2001). It is possible thatpeople with these partially genetically based predisposi-tions to dependence and anxiousness may be especiallyprone to the adverse effects of parents who are authoritar-ian and overprotective (not promoting autonomy andindividuation in their child but instead reinforcing depen-dent behavior). This might lead children to believe thatthey are reliant on others for their own well-being and areincompetent on their own (Widiger & Bornstein, 2001).Cognitive theorists describe the underlying maladaptiveschemas for these individuals as involving core beliefsabout weakness and competence and needing others tosurvive (Rasmussen, 2005), such as, "I am completelyhelpless" and "I can function only if I have access to some-body competent" (Beck, Freeman, & Associates, 1990,p. 60; Beck et aI., 2003).

Obsessive-Compulsive PersonalityDisorderPerfectionism and an excessive concern with maintainingorder and control characterize individuals with obsessive-compulsive personality disorder (OePD). Their pre-occupation with maintaining mental and interpersonalcontrol occurs in part through careful attention to rules,order, and schedules. They are very careful in what they doso as not to make mistakes, but because the details they arepreoccupied with are often trivial, they use their timepoorly and have a difficult time seeing the larger picture(Yovel, Revelle, & Mineka, 2005). This perfectionism is alsooften quite dysfunctional in that it can result in their neverfinishing projects. They also tend to be devoted to work tothe exclusion of leisure activities and may have difficultyrelaxing or doing anything just for fun (Widiger & Frances,1994). At an interpersonal level, they have difficulty dele-gating tasks to others and are quite rigid, stubborn, andcold, which is how others tend to view them. Researchindicates that rigidity and stubbornness, as well as reluc-tance to delegate, are the most prevalent and stable featuresof OCPD (Grilo et aI., 2004; McGlashan et aI., 2005).

Criteria for Obsessive-CompulsivePersonality Disorder

A pervasive pattern of preoccupation with orderliness,perfectionism, and mental and interpersonal control, asindicated by at least four of the following:

1. Preoccupation with details, rules, order, or schedules tothe extent that the major point of an activity is lost.

2. Extreme perfectionism that interferes with task completion.

3. Excessive devotion to work to the exclusion of leisure andfriendships.

4. Overly inflexible and overconscientious about matters ofmorality, ethics, or values.

5. Inability to discard worn-out or worthless objects.

6. Reluctance to delegate tasks or work with others unlessothers do exactly the same things.

7. Miserliness in spending style toward both self and others.

8. Shows rigidity and stubbornness.

Source: Adapted with permission from the Diagnostic andStatistical Manual of Mental Disorders, Fourth Edition, Text Revision(Copyright 2000). American Psychiatric Association.

It is important to note that people with OCPD do nothave true obsessions or compulsive rituals that are thesource of extreme anxiety or distress in people with Axis Iobsessive-compulsive disorder (see Chapter 6). Instead,

Individuals with obsessive-compulsive personality disorder arehighly perfectionistic, leading to serious problems finishingvarious projects. They are also excessively devoted to work,inflexible about moral and ethical issues, and have difficultydelegating tasks to others. They are also inclined to beungenerous with themselves and others.

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people with OCPD have lifestyles characterized by overcon-scientiousness, inflexibility, and perfectionism, but withoutthe presence of true obsessions or compulsive rituals (e.g.,Barlow, 2002a). Indeed only about 20 percent of patientswith obsessive-compulsive disorder have a comorbid diag-nosis of OCPD (not significantly different from the rate ofOCPD in patients with panic disorder; Albert et al., 2004).

The Perfectionist TrainDispatcher

Alanappeared to be well suited to his work as a train dis-patcher. He was conscientious, perfectionistic, andattended to minute details. However, he was not close tohis co-workers, and they reportedly thought him "off." Hewould get quite upset ifeven minor variations to his dailyroutine occurred. For example, he would become tenseand irritable if co-workers did not follow exactly his elab-orately constructed schedules and plans.

In short, Alan got little pleasure out of life and wor-ried constantly about minor problems. His rigid routineswere impossible to maintain, and he often developed ten-sion headaches or stomachaches when he couldn't keephis complicated plans in order. His physician, noting thefrequency of his physical complaints and his generallyperfectionistic approach to life, referred him for a psycho-logical evaluation. Psychotherapy was recommended,but he did not follow up on the treatment recommenda-tions because he felt that he could not afford the timeaway from work.

Some features of obsessive-compulsive personalitydisorder overlap with some features of narcissistic, antiso-cial, and schizoid personality disorder, although there arealso distinguishing features. For example, individuals withnarcissistic and antisocial personality disorders may sharethe lack of generosity toward others that characterizesOCPD, but the former tend to indulge themselves, whereasthose with OCPD are equally unwilling to be generouswith themselves. In addition, both the schizoid and theobsessive-compulsive personalities may have a certainamount of formality and social detachment, but only theschizoid personality lacks the capacity for close relation-ships. The person with OCPD has difficulty in interper-sonal relationships because of excessive devotion to workand great difficulty expressing emotions.

CAUSAL FACTORS Theorists who take a five-factordimensional approach to understanding obsessive-compulsive personality disorder note that these individu-als have excessively high levels of conscientiousness

(Widiger et al., 2002), which leads to extreme devotion towork, perfectionism, and excessive controlling behavior(McCann, 1999). They are also high on assertiveness (afacet of extraversion) and low on compliance (a facet ofagreeableness). (See Table 11.2.) Another influential bio-logical dimensional approach-that of Cloninger (1987)-posits three primary dimensions of personality: noveltyseeking, reward dependence, and harm avoidance. Indi-viduals with obsessive-compulsive personalities have lowlevels of novelty seeking (i.e., they avoid change) andreward dependence (i.e., they work excessively at theexpense of pleasurable pursuits) but high levels of harmavoidance (i.e., they respond strongly to aversive stimuliand try to avoid them). At present little is known aboutwhat kinds of genetic and environmental factors con-tribute to the development of these traits proposed to becentral to OCPD.

Provisional Categories of PersonalityDisorder in DSM-IV- TRPASSIVE-AGGRESSIVE PERSONALITY DISORDERThe provisional diagnosis of passive-aggressive personal-ity disorder (also known as negativistic personality disor-der, listed in the Appendix of DSM -IV-TR) is controversialbecause empirical support for the reliability and validity ofthe diagnosis is limited (McCann, 1999; Millon &Radovanov, 1995). Nevertheless, as currently character-ized, people with passive-aggressive personality disordershow a pervasive pattern of passive resistance to demandsin social or work situations, sometimes being highly criti-calor scornful of authority. They also show a strong pat-tern of negativistic attitudes unrelated to any concurrentdepression. Their passive resistance to demands is shownin many ways ranging from simple resistance to fulfillingroutine tasks, to being sullen or argumentative, or to alter-nating between defiance and submission. They commonlycomplain about their personal misfortunes or of beingmisunderstood and unappreciated.

DEPRESSIVE PERSONALITY DISORDER A secondprovisional category in the DSM-IV- TR Appendix isdepressive personality disorder. People with this disordershow a pattern of depressive cognitions and behaviors thatis pervasive in nature. Their usual mood state is one ofunhappiness, gloom, or dejection (although not necessar-ily sadness), and they tend to feel inadequate, worthless,remorseful, or guilty. They also tend to be pessimistic andprone to worry. Although the focus of this diagnosis ismore on distorted cognitions and interpersonal traits thanis true for dysthymic disorder (see Chapter 7), some ques-tions remain about the validity of the distinction betweenthese two diagnoses because it may be difficult to distin-guish early onset dysthymia from depressive personalitydisorder (Klein, 1999; Ryder & Bagby, 1999). Neverthe-

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less, Klein and colleagues (Klein & Shih, 1998; Klein &Vocisano, 1999) provided preliminary evidence that thedepressive personality diagnosis is somewhat distinct andthat most patients who receive the diagnosis do not meetthe criteria for dysthymia, which is a disorder of moodregulation (see also Markowitz et aI., 2005; McDermut,Zimmerman, & Chelminski, 2003); indeed, sadness ordepressed mood and vegetative symptoms do not appearamong the diagnostic criteria.

General Sociocultural Causal Factorsfor Personality DisordersThe sociocultural factors that contribute to personalitydisorders are not well understood. As with other forms ofpsychopathology, the incidence and particular features ofpersonality disorders vary somewhat with time and place,although not as much as one might guess (Allik, 2005).Indeed there is less variance across cultures than withincultures. This may be related to findings that all cultures(both Western and non-Western, including Africa andAsia) share the same five basic personality traits discussedearlier, and their patterns of covariation also seem univer-sal (see Allik, 2005, for a review).

Some researchers believe that certain personality dis-orders have increased in American society in recent years(e.g., Paris, 2001). If this claim is true, we can expect to findthe increase related to changes in our culture's general pri-orities and activities. Is our emphasis on impulse gratifica-tion, instant solutions, and pain-free benefits leading morepeople to develop the self-centered lifestyles that we see inmore extreme forms in the personality disorders? Forexample, there is some evidence that narcissistic personal-ity disorder is more common in Western cultures wherepersonal ambition and success are encouraged and rein-forced (e.g., Widiger & Bornstein, 2001). There is alsosome evidence that histrionic personality might beexpected to be (and is) less common in Asian cultureswhere sexual seductiveness and drawing attention to one-self are frowned on; by contrast, it may be higher in His-panic cultures where such tendencies are common andwell tolerated (e.g., Bornstein, 1999). Within the UnitedStates, rates of borderline personality disorder are higherin Hispanic Americans than in African-Americans andCaucasians, but rates of schizotypal personality disorderare higher in African-Americans than in Caucasians(Chavira, Grilo, et aI., 2005).

It has also been suggested that known increases overthe 60 years since World War II in emotional dysregulation(e.g., depression, parasuicide, and suicide) and impulsivebehaviors (substance abuse and criminal behavior) may berelated to increases in borderline and antisocial personalitydisorders over the same time period. This could stem fromincreased breakdown of the family and other traditionalsocial structures (Paris, 2001).

1,}---__ In_R_eVI_eW__ ------i

~ What are the general characteristics of thethree clusters of personality disorders?

~ Describe and differentiate among thefollowing Cluster A personality disorders:paranoid, schizoid, and schizotypal.

~ Describe and differentiate among thefollowing Cluster B personality disorders:histrionic, narcissistic, antisocial, andborderline.

~ Describe and differentiate among thefollowing Cluster C personality disorders:avoidant, dependent, and obsessive-compulsive.

TREATMENTS ANDOUTCOMESPersonality disorders are generally very difficult to treat, inpart because they are, by definition, relatively enduring,pervasive, and inflexible patterns of behavior and innerexperience. Moreover, many different goals of treatmentcan be formulated, and some are more difficult to achievethan others. Goals might include reducing subjective dis-tress, changing specific dysfunctional behaviors, andchanging whole patterns of behavior or the entire struc-ture of the personality.

In many cases people with personality disorders entertreatment only at someone else's insistence, and they oftendo not believe that they need to change. Moreover, thosefrom the odd/eccentric Cluster A and the erratic/dramaticCluster B have general difficulties in forming and main-taining good relationships, including with a therapist. Forthose from the erratic/dramatic Cluster B, the pattern ofacting out, typical in their other relationships, is carriedinto the therapy situation, and instead of dealing with theirproblems at the verbal level, they may become angry attheir therapist and loudly disrupt the sessions.

In addition, people who have both an Axis I and anAxis II disorder do not, on average, do as well in treatmentfor their Axis I disorders as patients without comorbid per-sonality disorders (Crits-Cristoph & Barber, 2002; Pilko-nis, 2001). This is partly because people with personalitydisorders have rigid ingrained personality traits that oftenlead to poor therapeutic relationships and additionallymake them resist doing the things that would help improvetheir Axis I condition.

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Adapting Therapeutic Techniques toSpecific Personality DisordersTherapeutic techniques must often be modified. Forexample, recognizing that traditional individual psy-chotherapy tends to encourage dependence in people whoare already too dependent (as in dependent, histrionic,and borderline personality disorders), it is often useful todevelop treatment strategies specifically aimed at alteringthese traits. Patients from the anxious/fearful Cluster C,such as dependent and avoidant personalities, may also behypersensitive to any criticism they may perceive from thetherapist, so therapists need to be extremely careful tomake sure that this does not happen.

For people with severe personality disorders, therapymay be more effective in situations where acting-out behav-ior can be constrained. For example, many patients withborderline personality disorder are hospitalized at times, forsafety reasons, because of their frequent suicidal behavior.However, partial-hospitalization programs are increasinglybeing used as an intermediate and less expensive alternativeto inpatient treatment (Azim, 2001). In these programs,patients live at home and receive extensive group treatmentand rehabilitation only during the weekdays.

Specific therapeutic techniques are a central part ofthe relatively new cognitive approach to personality disor-ders that assumes that the dysfunctional feelings andbehavior associated with the personality disorders arelargely the result of schemas that tend to produce consis-tently biased judgments, as well as tendencies to make cog-nitive errors (e.g., Beck, Freeman, & Associates 1990; Becket aI., 2003; Cottraux & Blackburn, 2001). Changing theseunderlying dysfunctional schemas is difficult but is at theheart of cognitive therapy for personality disorders, whichuses standard cognitive techniques of monitoring auto-matic thoughts, challenging faulty logic, and assigningbehavioral tasks in an effort to challenge the patient's dys-functional beliefs.

Treating Borderline PersonalityDisorderOf all the personality disorders, the most clinical andresearch attention has probably been paid to the treatmentof borderline personality disorder, partly because the treat-ment prognosis (probable outcome) is typically consid-ered guarded because of these patients' long-standingproblems and extreme instability. Treatment often involvesa judicious use of both psychological and biological treat-ment methods, the drugs being used as an adjunct to psy-chological treatment, which is considered essential.

BIOLOGICAL TREATMENTS The use of medications iscontroversial with this disorder because it is so frequentlyassociated with suicidal behavior. Today, antidepressantmedications from the SSRI category are considered most

safe and useful for treating rapid mood shifts, anger, andanxiety (Lieb et aI., 2004), with more mixed evidence oftheir usefulness for impulsivity symptoms includingimpulsive aggression such as self-mutilation (Koenigsberget aI., 2002; Markovitz, 2001, 2004). In addition, low dosesof antipsychotic medication (see Chapters 14 and 17) havemodest but significant effects that are broad-based; that is,patients show some improvement in depression, anxiety,suicidality, rejection sensitivity, and especially transientpsychotic symptoms (APA, 2001; Markovitz, 2001, 2004).Finally, mood-stabilizing medications such as carbaze-mine may be useful in reducing irritability, suicidality, andimpulsive aggressive behavior (Lieb et aI., 2004).

PSYCHOSOCIAL TREATMENTS Traditional psychoso-cial treatments for BPD involve variants of psychodynamicpsychotherapy adapted for the particular problems of per-sons with this disorder. For example, Kernberg and col-leagues (1985, 1996; Koenigsberg, Kernberg, et aI., 2000)developed a form of psychodynamic psychotherapy that ismuch more directive than is typical of psychodynamictreatment. The primary goal is seen as strengthening theweak egos of these individuals, with a particular focus ontheir primary primitive defense mechanism of splitting,which leads them to black-and-white, all-or-none think-ing, as well as to rapid shifts in their reactions to themselvesand to other people (including the therapist) as "all good"or "all bad." One major goal is to help them see the shadesof gray between these extremes and integrate positive andnegative views of the self and others into more nuancedviews. Although this treatment can be effective in somecases, it is expensive and time-consuming (often lasting agood number of years) and is only beginning to be sub-jected to controlled research (APA, 2001; Clarkin et al.,2004; Crits-Cristoph & Barber, 2002).

Linehan's (1993; Robins, Ivanoff, & Linehan, 2001)very promising dialectical behavior therapy-a unique kindof cognitive and behavioral therapy specifically adapted forthis disorder-is now being widely used. Linehan believesthat patients' inability to tolerate strong states of negativeaffect is central to this disorder, and one of the primarygoals of treatment is to encourage patients to accept thisnegative affect without engaging in self-destructive or othermaladaptive behaviors. Accordingly, she has developed aproblem-focused treatment based on a clear hierarchy ofgoals: (1) decreasing suicidal and other self-harmingbehavior; (2) decreasing behaviors that interfere with ther-apy such as missing sessions, lying, and getting hospitalized;(3) decreasing escapist behaviors that interfere with a stablelifestyle, such as substance abuse; (4) increasing behavioralskills in order to regulate emotions, to increase interper-sonal skills, and to increase tolerance for distress; and(5) other goals the patient chooses.

Dialectical behavior therapy combines individual andgroup components, with the group setting focusing moreon training in interpersonal skills, emotion regulation, and

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stress tolerance. This all occurs in the presence of a therapistwho is taught to accept the patient for who he or she is, inspite of behaviors on the part of the patient that make it dif-ficult to do so (such as bursts of rage, suicidal behaviors,missing appointments, etc.). Linehan makes a clear distinc-tion between accepting the patient for who he or she is andapproving of the patient's behavior. For example, a thera-pist cannot approve of self-mutilation, but he or she shouldindicate acceptance of that as part of a patient's problem.

Initial results from one important controlled studyusing this form of treatment were very encouraging (Line-han, Heard, & Armstrong, 1993; Linehan et aI., 1991;Linehan et aI., 1994). Borderline patients who receiveddialectical behavior therapy were compared with patientswho received treatment as usual in the community over aI-year treatment and I-year follow-up period. Patientswho received dialectical behavior therapy showed greaterreduction in self-destructive and suicidal behaviors, as wellas in levels of anger, than those in the treatment-as-usualgroup. They were also more likely to stay in treatment andto require fewer days of hospitalization. At follow-up theywere doing better occupationally and were rated as betteradjusted in terms of interpersonal and emotional regula-tion skills than the control group. Although modest insome ways, these results are considered extraordinary bymost therapists who work with this population, and manypsychodynamic therapists are incorporating importantcomponents of this treatment into their own treatment.More recently, several other good controlled studies ondialectical behavior therapy have been published, and theyhave achieved similarly impressive results (APA, 2001;Bohus et aI., 2004; Robins & Chapman, 2004).

Treating Other Personality DisordersTREATING OTHER CLUSTER A AND B DISORDERSTreatment of schizotypal personality disorder is not, so far,as promising as some of the recent advances that have beenmade in the treatment of borderline personality disorder.Low doses of antipsychotic drugs (including the neweratypical antipsychotics; e.g., Keshavan et aI., 2004) mayresult in modest improvements, and antidepressants fromthe SSRI category may also be useful. However, no treat-ment has yet produced anything approaching a cure formost people with this disorder (Koenigsberg et aI., 2002,2003; Markovitz, 2001, 2004). Other than uncontrolledstudies or single cases, no systematic studies of treatingpeople with either medication or psychotherapy yet existfor paranoid, schizoid, narcissistic, or histrionic disorder(Crits-Cristoph & Barber, 2002; Pretzer & Beck, 1996).

TREATING CLUSTER C DISORDERS Treatment ofsome of the personality disorders from Cluster C such asdependent and avoidant personality disorders has notbeen extensively studied but appears somewhat morepromising. For example, Winston and colleagues (1994)

found significant improvement in patients with Cluster Cdisorders using a form of short-term psychotherapy thatis active and confrontational (see also Pretzer & Beck,1996). Several studies using cognitive-behavioral treatmentwith avoidant personality disorder have also reported sig-nificant gains. Moreover, antidepressants from the MAOinhibitor and SSRI categories may sometimes help in thetreatment of avoidant personality disorder, just as inclosely related social phobia (Koenigsberg et aI., 2002;Markovitz, 2001).

In ReVIew~ Why are personality disorders especially

resistant to therapy?~ Under what circumstances do individuals

with personality disorders generally getinvolved in psychotherapy?

~ What is known about the effectiveness oftreatments for borderline personalitydisorder?

ANTISOCIALPERSONALITY DISORDERAND PSYCHOPATHY __ -----l__

The outstanding characteristic of people with antisocialpersonality disorder (ASPD) is their tendency to persis-tently disregard and violate the rights of others. They dothis through a combination of deceitful, aggressive, andantisocial behaviors. These people have a lifelong patternof unsocialized and irresponsible behavior, with littleregard for safety-either their own or that of others. Thesecharacteristics bring them into repeated conflict withsociety, and a high proportion become incarcerated. Onlyindividuals 18 or over are diagnosed with antisocial per-sonality disorder. According to DSM -IV-TR, this diagnosisis made if, after age 15, the person repeatedly performs actsthat are grounds for arrest; shows repeated deceitfulness,impulsivity, irritability, and aggressiveness; shows disre-gard for safety; and shows consistent irresponsibility inwork or financial matters. Moreover, the person must alsohave shown symptoms of conduct disorder before age 15(see Chapter 16).

Psychopathy and ASPDThe use of the term antisocial personality disorder datesback only to DSM -III in 1980, but many of the central fea-tures of this disorder have long been labeled psychopathy

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Criteria for Antisocial PersonalityDisorder

A. A pervasive pattern of disregard for and violation of therights of others occurring since age 15, as indicated by atleast three of the following:

(1) Failure to conform to social norms and repeatedlawbreaking.

(2) Deceitfulness.

(3) Impulsivity or failure to plan ahead.

(4) Irritability and aggressiveness.

(5) Reckless disregard for safety of self or others.

(6) Consistent irresponsibility.

(7) Lack of remorse.

B. The individual is at least 18 years of age.

C. There is evidence of Conduct Disorder with onset beforeage 15.

Source: Adapted with permission from the Diagnostic andStatistical Manual of Mental Disorders, Fourth Edition, Text Revision(Copyright 2000). American Psychiatric Association.

or sociopathy. Although several investigators identifiedthe syndrome in the nineteenth century under such labelsas "moral insanity" (Prichard, 1835), the most compre-hensive, systematic early description of psychopathy wasmade by Cleckley (1941, 1982) in the 1940s. In addition tothe defining features of antisocial personality in DSM-IIIand DSM -IV-TR, psychopathy also includes such affec-tive and interpersonal traits as lack of empathy, inflatedand arrogant self-appraisal, and glib and superficialcharm (see Patrick, 2005b, for a recent analysis of Cleck-ley's work in light of contemporary research). In theirstrong emphasis on behavioral criteria that can be mea-sured reasonably objectively, DSM-III and DSM-IV- TRbroke with the tradition of psychopathy researchers in anattempt to increase the reliability of the diagnosis (thelevel of agreement of clinicians on the diagnosis). How-ever, much less attention has been paid to the validity ofthe diagnosis-that is, whether it measures a meaningfulconstruct and whether that construct is the same aspsychopathy.

According to DSM -IV-TR, the prevalence of ASPD inthe general population is about 3 percent for males andabout 1 percent for females; these estimates are based onseveral large epidemiological studies. There are no epi-demiological studies estimating the prevalence of psy-chopathy, but Hare, Cooke, and Hart (1999) believe it islikely to be about 1 percent in North America.

TWO DIMENSIONS OF PSYCHOPATHY Research since1980 by Robert Hare and his colleagues suggests that ASPDand psychopathy are related but differ in significant ways.Hare (1980, 1991; Hare et aI., 2003) developed a 20-itemPsychopathy Checklist-Revised (PCL-R) as a way for clini-cians and researchers to diagnose psychopathy on the basisof the Cleckley criteria following an extensive interviewand careful checking of past school, police, and prisonrecords. Extensive research with this checklist has shownthat there are two related but separable dimensions of psy-chopathy, each predicting different types of behavior:

The first dimension involves the affective and inter-personal core of the disorder and reflects traits suchas lack of remorse or guilt, callousness/lack of empa-thy, glibness/superficial charm, grandiose sense ofself-worth, and pathological lying.

The second dimension reflects behavior-the aspectsof psychopathy that involve an antisocial, impulsive,and socially deviant lifestyle such as the need forstimulation, poor behavior controls, irresponsibility,and parasitic lifestyle.

The second dimension is much more closely relatedthan the first to the DSM -III and DSM -IV-TR diagnosis ofantisocial personality disorder (Clark & Harrison, 2001;Hare, Cooke, & Hart et al., 1999). Not surprisingly, there-fore, when comparisons have been made in prison settingsto determine what percentage of prison inmates qualify fora diagnosis of psychopathy versus antisocial personalitydisorder, it is typically found that about 70 to 80 percentqualify for a diagnosis of ASPD, but only about 25 to 30percent meet the criteria for psychopathy (Patrick, 2005a).That is, a significant number of the inmates show the anti-social and aggressive behaviors necessary for a diagnosis ofantisocial personality disorder, but not enough selfish, cal-lous, and exploitative behaviors to qualify for a diagnosisof psychopathy (Hare et aI., 1999).

The issues surrounding these diagnoses remain highlycontroversial. Although there was considerable discussionabout expanding the DSM -IV criteria for antisocial person-ality disorder to include more of the traditional affectiveand interpersonal features of psychopathy, a conservativeapproach was taken and such changes were not made(Sutker & Allain, 2001; Widiger & Corbitt, 1995). However,many researchers continue using the Cleckley/Hare psy-chopathy diagnosis rather than the DSM-IV-TR ASPDdiagnosis both because of the long and rich research tra-dition on psychopathy and because the psychopathy diag-nosis has been shown to be a better predictor of a varietyof important facets of criminal behavior than the ASPDdiagnosis. Overall, a diagnosis of psychopathy appears tobe the single best predictor we have of violence and recidi-vism (offending again after imprisonment; Gretton et al.,2004; Hart, 1998; Hare et al., 1999). For example, onereview estimated that people with psychopathy are three

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Ri> .6.~~III

~••lG"5E ·4~u

o 12 24 36 48 60 72 84 96

Months Free to First Follow-Up Violent Offence

PCL:YV GroupA High (30+)

--.- Medium (18-29.9)-,.- Low (0-17.9)

times more likely to reoffend and four times more likely toreoffend violently following prison terms than are peoplewithout a psychopathy diagnosis (Hemphill et aI., 1998).Moreover, adolescents diagnosed with psychopathy arenot only more likely to show violent reoffending, but alsomore likely to reoffend more quickly (Gretton et aI.,

,2004). (See Figure 11.2.)An additional concern about the current conceptual-

ization of ASPD is that it does not include what may be asubstantial segment of society who shows many of the fea-tures of the first, affective and interpersonal dimension ofpsychopathy but not as many features of the second, anti-social dimension, or at least few enough that these individ-uals do not generally get into trouble with the law. Cleckleyclearly did not believe that aggressive behavior was centralto the concept of psychopathy (Patrick, 200Sb). This groupmight include, for example, some unprincipled and preda-tory business professionals, high-pressure evangelists, andcrooked politicians (Hare et aI., 1999). Unfortunately, littleresearch has been conducted on such psychopathic per-sons who manage to stay out of correctional institutions,

Survival curve of months free in thecommunity until first violent reoffenceby Hare Psychopathy Checklist: YouthVersion (PCL:YV)group. The survivalcurve illustrates the percentage ofindividuals in each group who have notshown a violent reoffense at 12-monthintervals. Those in the High-PCL-YVgroup were more likely to have violentreoffenses than the other two groups(lower probability of survival) and weremore likely to have them sooner afterrelease (indicated by a steeper slope).Source: From Gretton, H., Hare, R. D., & Catch-pole, R. (2004). Psychopathy and offendingfrom adolescence to adulthood: A Ten-yearFollow-up. Journal of Consulting and ClinicalPsychology, 72, 636-645. Copyright if) 2004by the American Psychological Association.Reproduced with permission.

because they are very difficult to find to study. Oneresearcher (Widom, 1977) who wanted to study these indi-viduals ran an ingenious ad in local newspapers:

Are you adventurous? Psychologist studying adventur-ous, carefree people who've led exciting, impulsive lives.If you're the kind of person who'd do almost anythingfor a dare and want to participate in a paid experiment,send name, address, phone, and short biography prov-ing how interesting you are to ... (p. 675)

When those who responded were given a battery of tests,they turned out to be similar in personality makeup toinstitutionalized psychopaths. Several further studies onpeople with noncriminal psychopathy confirmed thisfinding (Hare et aI., 1999). However, some experimentalresearch to be discussed later suggests that these two groupsmay also differ biologically in some significant ways(Ishikawa, Raine, et al., 2001).

These controversies over the use of a diagnosis of psy-chopathy versus ASPD are not likely to be resolved soon.Different researchers in this area make different choices, so

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interpreting the research on causal factors can be difficult.Because the causal factors may well not be identical, we willattempt to make it clear which diagnostic category wasused in different studies.

The Clinical Picture in Psychopathyand Antisocial Personality DisorderOften charming, spontaneous, and likable on first acquain-tance, psychopaths are deceitful and manipulative, callouslyusing others to achieve their own ends. Many of them seemto live in a series of present moments, without considera-tion for the past or future. But also included in this generalcategory are hostile people who are prone to acting outimpulses in remorseless and often senseless violence.

We will summarize the major characteristics of psy-chopaths and antisocial personalities and then describe acase that illustrates the wide range of behavioral patternsthat may be involved. Although all the characteristicsexamined in the following sections are not usually foundin a particular case, they are typical of psychopaths asdescribed by Cleckley (1941, 1982), and a subset of thesecharacteristics occur in ASPD as well.

INADEQUATE CONSCIENCE DEVELOPMENT Psycho-paths appear unable to understand and accept ethical val-ues except on a verbal level. They may glibly claim toadhere to high moral standards that have no apparent con-nection with their behavior. In short, their consciencedevelopment is severely retarded or nonexistent, and theybehave as though social regulations and laws do not applyto them. These characteristics of psychopathy are moststrongly related to the interpersonal and affective core ofpsychopathy (Fowles & Dindo, 2005). In spite of theirretarded conscience development, their intellectual devel-opment is typically normal. Nevertheless, intelligence isone trait that has different relationships with the twodimensions of psychopathy. The first, affective and inter-personal dimension is positively related to verbal intelli-gence (Salekin et al., 2004), but the second, antisocialdimension is negatively related to intelligence (Frick, 1998;Hare et aI., 1999).

IRRESPONSIBLE AND IMPULSIVE BEHAVIOR Psycho-paths have learned to take rather than earn what they want.Prone to thrill seeking and deviant and unconventionalbehavior, they often break the law impulsively and withoutregard for the consequences. They seldom forgo immediatepleasure for future gains and long-range goals. These aspectsof psychopathy are most closely related to the second, anti-social dimension of psychopathy (Patrick, 2005a).

Many studies have shown that antisocial personalitiesand some psychopaths have high rates of alcohol abuseand dependence and other substance-abuse/dependencedisorders (e.g., Cloninger, Bayon, & Przybeck, 1997; Wald-man & Slutske, 2000). Alcohol abuse is related only to theantisocial or deviant dimension of the PCL-R (Patrick,

2005a; Reardon, Lang, & Patrick, 2002). Antisocial person-alities also have elevated rates of suicide attempts and com-pleted suicides, which are also associated only with thesecond, antisocial dimension of psychopathy and not withthe first, affective dimension (Patrick, 2005a; Verona,Patrick, & Joiner, 2001).

ABILITY TO IMPRESS AND EXPLOIT OTHERS Somepsychopaths are often charming and likable, with a dis-arming manner that easily wins new friends (Cleckley,1941, 1982; Patrick, 2005b). They seem to have goodinsight into other people's needs and weaknesses and areadept at exploiting them. These frequent liars usually seemsincerely sorry if caught in a lie and promise to makeamends-but will not do so. Not surprisingly, then, psy-chopaths are seldom able to keep close friends. They seem-ingly cannot understand love in others or give it in return.Manipulative and exploitative in sexual relationships, psy-chopaths are irresponsible and unfaithful mates.

Hare, a highly influential researcher in this area,summarized the prototypic psychopath in the followingmanner:

Conceptualizing psychopaths as remorseless predatorshelped me to make sense of what often appears to besenseless behavior. These are individuals who, lackingin conscience and feelings for others, find it easy to usecharm, manipulation, intimidation, and violence tocontrol others and to satisfy their own social needs ....without the slightest sense of guilt or regret .... theyform a significant proportion of persistent criminals,drug dealers, spouse and child abusers, swindlers andcon men .... They are well represented in the businessand corporate world, particularly during chaoticrestructuring, where the rules and their enforcementare lax.... Many psychopaths emerge as "patriots" and"saviors" in societies experiencing social, economic,and political upheaval (e.g., Rwanda, the formerYugoslavia, and the former Soviet Union) .... by cal-lously exploiting ethnic, cultural, or racial tensionsand grievances. (l998b, pp. 128-129)

Psychopathy is well illustrated in the following classiccase study published by Hare (1970).

Donald, 30 years old, has just completed a 3-year prisonterm for fraud, bigamy, false pretenses, and escaping law-ful custody. The circumstances leading up to theseoffenses are interesting and consistent with his pastbehavior. With less than a month left to serve on an earlier18-month term for fraud, he faked illness and escaped

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from the prison hospital. During the 10 months of freedomthat followed, he engaged in a variety of illegal enter-prises; the activity that resulted in his recapture was typi-cal of his method of operation. By passing himself off asthe "field executive" of an international philanthropicfoundation, he was able to enlist the aid of several reli-gious organizations in a fund-raising campaign. The cam-paign moved slowly at first, and in an attempt to speedthings up, he arranged an interview with the local TV sta-tion. His performance during the interview was so impres-sive that funds started to pour in. However, unfortunatelyfor Donald, the interview was also carried on a nationalnews network. He was recognized and quickly arrested.During the ensuing trial it became evident that he experi-enced no sense of wrongdoing for his activities .... At thesame time, he stated that most donations to charity aremade by those who feel guilty about something and whotherefore deserve to be bilked.

While in prison he was used as a subject in some ofthe author's research. On his release he applied foradmission to a university and, by way of reference, toldthe registrar that he had been one of the author'sresearch colleagues! Several months later the authorreceived a letter from him requesting a letter of recom-mendation on behalf of Donald's application for a job.

Background. Donald was the youngest of three boys bornto middle-class parents. Both of his brothers led normal,productive lives. His father spent a great deal oftime withhis business; when he was home he tended to be moodyand to drink heavily when things were not going right.Donald's mother was a gentle, timid woman who tried toplease her husband and to maintain a semblance offam-ily harmony .... However, ... on some occasions [thefather] would fly into a rage and beat the children and onothers he would administer a verbal reprimand, some-times mild and sometimes severe.

By all accounts Donald was considered a willful anddifficult child. When his desire for candy or toys was frus-trated he would begin with a show of affection, and if thisfailed he would throw a temper tantrum; the latter wasseldom necessary because his angelic appearance andartful ways usually got him what he wanted .... Althoughhe was obviously very intelligent, his school years wereacademically undistinguished. He was restless, easilybored, and frequently truant ... when he was on his ownhe generally got himself or others into trouble. Althoughhe was often suspected of being the culprit, he was adeptat talking his way out of difficulty.

Donald's misbehavior as a child took many formsincluding lying, cheating, petty theft, and the bullying ofsmaller children. As he grew older he became more andmore interested in sex, gambling, and alcohol. When hewas 14 he made crude sexual advances toward a youngergirl, and when she threatened to tell her parents helocked her in a shed. It was about 16 hours before shewas found. Donald at first denied knowledge of the inci-

dent, later stating that she had seduced him and that thedoor must have locked itself .... His parents were able toprevent charges being brought against him ....

When he was 17, Donald ... forged his father's nameto a large check and spent about a year traveling aroundthe world. He apparently lived well, using a combinationof charm, physical attractiveness, and false pretenses tofinance his way. During subsequent years he held a suc-cession of jobs, never ... for more than a few months.Throughout this period he was charged with a variety ofcrimes, including theft, drunkenness in a public place,assault, and many traffic violations. In most cases he waseither fined or given a light sentence.

A Ladies' Man. His sexual experiences were frequent,casual, and callous. When he was 22, he married a 41-year-old woman whom he had met in a bar. Several othermarriages followed, all bigamous .... The pattern was thesame: He would marry someone on impulse, let her sup-port him for several months, and then leave. One mar-riage was particularly interesting. After being chargedwith fraud Donald was sent to a psychiatric institution fora period of observation. While there he came to the atten-tion of a female member of the professional staff. Hischarm, physical attractiveness, and convincing promisesto reform led her to intervene on his behalf. He was givena suspended sentence and they were married a weeklater. At first things went reasonably well, but when sherefused to pay some of his gambling debts he forged hername to a check and left. He was soon caught and givenan 18-month prison term .... He escaped with less than amonth left to serve.

It is interesting to note that Donald sees nothing par-ticularly wrong with his behavior, nor does he expressremorse or guilt for using others and causing them grief.Although his behavior is self-defeating in the long run, heconsiders it to be practical and possessed of good sense.Periodic punishments do nothing to decrease his egotismand confidence in his own abilities .... His behavior isentirely egocentric, and his needs are satisfied withoutany concern for the feelings and welfare of others.(Reprinted with permission of Robert P. Hare, Universityof British Columbia, [email protected])

The repetitive behavior pattern shown by Donald iscommon among people diagnosed as psychopathic. Someof the multitude of etiological factors that are involved inthe development of this very serious personality disorderare considered next.

Causal Factors in Psychopathy andAntisocial PersonalityContemporary research has variously stressed the causalroles of genetic factors, temperamental characteristics,deficiencies in fear and anxiety, more general emotional

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Serial killer Ted Bundy exhibited antisocial behavior at its mostextreme and dangerous. From january of 1974 through February of1977, Bundy used his clean-cut image to get close to his victims-mainly young university women - whom he sexually assaulted andthen savagely murdered. From all outward appearances, Bundywas a fine, upstanding citizen: He campaigned for the Republicanparty and for the Crime Commission in Washington State. He wasalso a rape counselor at a Seattle crisis center after beingscreened for "maturity and balance." Bundy's charm was so strongthat he even received marriage proposals while sitting on deathrow. Bundy was executed in Florida in 1989 after confessing,without showing any remorse, to the murder of 28 women (someauthorities estimate the number was probably closer to 40).

deficits, the early learning of antisocial behavior as acoping style, and the influence of particular family andenvironmental patterns. Because an antisocial person'simpulsiveness, acting out, and intolerance of disciplineand a psychopathic person's callous interpersonal traitstend to appear early in life, many investigators havefocused on the role of early biological and environmentalfactors as causative agents in antisocial and psychopathicbehaviors.

GENETIC INFLUENCES Most behavior genetic researchhas focused on genetic influences on criminality ratherthan on psychopathy per se. There have been many studiescomparing concordance rates between monozygotic anddizygotic twins, as well as a number of studies using theadoption method, wherein rates of criminal behavior inthe adopted-away children of criminals are compared withthe rates of criminal behavior in the adopted-away chil-dren of normals. The results of both kinds of studies show

a moderate heritability for antisocial or criminal behavior(Carey & Goldman, 1997: Sutker & Allain, 2001), and atleast one study reached similar conclusions for psycho-pathy (Schulsinger, 1972). Moreover, twin studies of someof the personality traits that are elevated in psychopathy(e.g., callousness, conduct problems, and narcissism) showmoderate heritabilities as well (Hare et aI., 1999; Livesleyet aI., 1998). For example, a recent twin study of 3,687 twinpairs at age 7 found that the early signs of callous/unemo-tional traits in these children were highly heritable (Vidinget aI., 2005; see also Blonigen et aI., 2005).

However, researchers also note that strong environ-mental influences (to be discussed later) interact withgenetic predispositions (a genotype-environment interac-tion) to determine which individuals become criminals orantisocial personalities (Carey & Goldman, 1997; Moffitt,2005b). Indeed, this must be the case given the dramaticincreases in crime that have occurred in the United Statesand the United Kingdom since 1960, as well as the tenfoldhigher murder rate in the United States than in theUnited Kingdom (Rutter, 1996); such findings cannot beaccounted for by genetic factors alone but must involvepsychosocial or sociocultural causal factors.

One excellent study of Cadoret and colleagues (1995;see also Riggins-Caspers et al., 2003) found that adopted-away children of biological parents with ASPD were morelikely to develop antisocial personalities if their adoptiveparents exposed them to an adverse environment than iftheir adoptive parents exposed them to a more normalenvironment. Adverse environments were characterized bysome of the following: marital conflict or divorce, legalproblems, and parental psychopathology. Similar findingsof a gene-environment interaction were also found intwins at high or low risk for conduct disorder (typically achildhood precursor of ASPD); in this study the environ-mental risk factor was physical maltreatment (Jaffee,Caspi, et aI., 2005).

The most exciting recent study on gene-environmentinteractions and ASPD identified a candidate gene thatseems to be very involved (Caspi, McClay, et aI., 2002). Thegene is known as the monoamine oxidase-A gene (MAO-Agene), and it is involved in the breakdown of neurotrans-mitters like norepinephrine, dopamine, and serotonin-all neurotransmitters affected by maltreatment stress thatcan lead to aggressive behavior. In this study over a thou-sand children from New Zealand were followed from birthto age 26. Researchers found that individuals with lowMAO-A activity were far more likely to develop ASPD ifthey had experienced early maltreatment than were indi-viduals with high MAO-A activity and early maltreatment,and than individuals with low levels of MAO-A activitywithout early maltreatment. (See also Moffitt, 2005b.)Similar findings have been reported for conduct disorder(Foley et aI., 2004).

The relationship between antisocial behavior and sub-stance abuse is sufficiently strong that some have ques-

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•....•IIIal

"- (; 0·75o :;:

~~ 0·5-a-c 0.;;;.:; 0.25.~~III al

&.~ 0E lGo'uu 5: -0.25

;clG -0.5

None Probable Severe

Childhood maltreatment

••• Low MAO-Aactivity, n=163

_ High MAO-A

activity, n=279

Means on the composite index of antisocial behavior as afunction of high or low MAO-A gene activity and a childhoodhistory of maltreatment.Source: Reprinted with permission from Cospi et 01., Science 297:851-54(2 Aug 2002). Copyright © 2002 AAAS.

tioned whether there may be a common factor leading toboth alcoholism and antisocial personality. Early studies ofgenetic factors involved in the predisposition to antisocialpersonality and to alcoholism were inconsistent (Carey &Goldman, 1997), but most recent research suggests thatthere is significant genetic involvement in their high levelof comorbidity (e.g., Krueger et aI., 2002; Slutske et aI.,1998). Moreover, one recent study found that ASPD andother externalizing disorders (like alcohol and drug depen-dence and conduct disorder) all shared a strong commongenetic vulnerability; environmental factors were moreimportant in determining which disorder a particular per-son developed (Hicks, Krueger, et aI., 2004).

THE LOW-FEAR HYPOTHESIS AND CONDITIONINGResearch evidence indicates that psychopaths who are highon the egocentric, callous, and exploitative dimension havelow trait anxiety and show poor conditioning of fear(Lykken, 1995; Patrick, 2005a; Patrick & Lang, 1999). In anearly classic study, for example, Lykken (1957) found thatpsychopaths showed deficient conditioning of skin con-ductance responses (reflecting activation of the sympa-thetic nervous system) when anticipating an unpleasant orpainful event and that they were slow at learning to stopresponding in order to avoid punishment. As a result, psy-chopaths presumably fail to acquire many of the condi-tioned reactions essential to normal passive avoidance ofpunishment, to conscience development, and to socializa-tion (Trasler, 1978; see also Fowles & Dindo, 2005; Fowles

& Kochanska, 2000). Hare aptly summarized work on thisissue: "It is the emotionally charged thought, images, andinternal dialogue that give the 'bite' to conscience, accountfor its powerful control over behavior, and generate guiltand remorse for transgressions. This is something that psy-chopaths cannot understand. For them conscience is littlemore than an intellectual awareness of rules others makeup-empty words" (1998b, p. 112).

An impressive array of studies since the early work ofLykken has confirmed that psychopaths are deficient inthe conditioning of at least subjective and certain physio-logical components of fear (e.g., Birbaumer et aI., 2005;Flor et aI., 2002; Fowles, 2001; Lykken, 1995), althoughthey do learn that the CS predicts the US at a purely cog-nitive level (Birbaumer et aI., 2005). Because such condi-tioning may underlie successful avoidance of punishment,this may also explain why their impulsive behavior goesunchecked. According to Fowles, the deficient condition-ing of fear seems to stem from psychopaths' having adeficient behavioral inhibition system (Fowles, 1993,2001;Fowles & Dindo, 2005; Hare et aI., 1999). The behavioralinhibition system has been proposed by Gray (1987; Gray& McNaughton, 1996, 2000) to be the neural systemunderlying anxiety (Fowles, in press). It is also the neuralsystem responsible for learning to inhibit responses tocues that signal punishment. In this passive avoidancelearning, one learns to avoid punishment by not making aresponse (for example, by not committing robbery, oneavoids punishment). Thus deficiencies in this neural sys-tem (currently identified as involving the septohippocam-pal system and the amygdala) are associated both withdeficits in conditioning of anticipatory anxiety and, inturn, with deficits in learning to avoid punishment. Recentresearch suggests that "successful" psychopaths do notshow these same deficits. This may be why they are suc-cessful at not getting caught, as discussed in The WorldAround Us 11.1 on page 402.

Other support for the low-fear hypothesis comes fromwork by Patrick and colleagues on the human startleresponse. Both humans and animals show a larger startleresponse if a startle probe stimulus (such as a loud noise) ispresented when the subject is already in an anxious state(e.g., Patrick, Bradley, & Lang, 1993); this is known as fear-potentiated startle. Comparing psychopathic and nonpsy-chopathic prisoners, Patrick and colleagues found that thepsychopaths did not show this effect, although the nonpsy-chopathic prisoners did. Indeed, the psychopaths showedsmaller rather than larger startle responses when viewingunpleasant and pleasant slides than when watching neutralslides (see also Patrick, 1994; Sutton, Vitale, & Newman,2002, for related results). These deficits in fear-potentiatedstartle responding are related only to the first, affectivedimension of psychopathy (not to the second, antisocialdimension) (Patrick, 2005a).

The second important neural system in Gray's modelis the behavioral activation system. This system activates

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11.1

51s already noted, most research on antiso-cial and psychopathic personalities hasbeen conducted on institutionalized indi-viduals, leaving us quite ignorant aboutthe large number who stop short of crimi-

nal activity or who never get caught. Several early studiesfound the personality makeup of such individuals (assolicited from ads such as Widom's) to be very similar tothat of institutionalized individuals. However, Widom(1978) also speculated that the "everyday," noncriminalpsychopaths she had studied might well not show thesame autonomic nervous system deficits that are typicallyseen in criminal psychopaths. Specifically, as noted earlier,criminal psychopaths typically show smaller skin conduc-tance (sweaty palm) responses in anticipation of punish-ment than criminal non psychopaths, and several otherstudies showed that criminal psychopaths also showedlower cardiovascular (heart rate) reactivity during fearimagery or anticipation of punishment (e.g., Patrick et aI.,1994; Arnett et aI., 1993).

Several later studies provided tentative support forWidom's hypothesis that successful psychopaths wouldnot show these deficits. One study, for example, showedthat 1s-year-old antisocial boys who later managed toavoid criminal convictions through age 29 showedincreased autonomic arousal (heart rate and skin con-ductance) relative to 1s-year-old antisocial boys who werelater convicted of crimes (Raine, Venables, & Williams,1995; see also Brennan et aI., 1997). Recently, more directsupport for Widom's hypothesis was provided by a study

behavior in response to cues for reward (positive reinforce-ment), as well as to cues for active avoidance of threatenedpunishment (such as in lying or running away to avoidpunishment that one has been threatened with). Accordingto Fowles's theory, the behavioral activation system isthought to be normal or possibly overactive in psy-chopaths, which may explain why they are quite focusedon obtaining reward. Moreover, if they are caught in a mis-deed, they are very focused on actively avoiding threatenedpunishment (e.g., through deceit and lies, or runningaway). This hypothesis of Fowles that psychopaths have adeficient behavioral inhibition system and a normal orpossibly overactive behavioral activation system seems tobe able to account for three features of psychopathy:(1) psychopaths' deficient conditioning of anxiety to sig-nals for punishment, (2) their difficulty learning to inhibitresponses that may result in punishment (such as illegaland antisocial acts), and (3) their normal or hypernormal

examining autonomic stress reactivity in successful andunsuccessful criminal psychopaths and control subjects,all living in the community and trying to find temporaryemployment (Ishiwaka, Raine, Lencz, et aI., 2001). Eachsubject was told to give a short speech about his personalfaults and weaknesses, during which time he wasobserved and videotaped. While subjects were preparingfor and giving the speech, their heart rate was monitored.The results indicated that successful psychopaths (whohad committed approximately the same number and typeof crimes as the unsuccessful psychopaths, although theyhad never been caught) showed greater heart rate reactiv-ity to this stressful task than did the controls or the unsuc-cessful psychopaths. Thus, just as Widom had predicted,the successful psychopaths did not show the reducedcardiovascular responsivity that the unsuccessful psy-chopaths exhibited when anticipating and experiencing astressor. This is consistent with the idea that the increasedcardiac reactivity ofthe successful psychopaths may servethem well in processing what is going on in risky situa-tions and in making decisions that may prevent their beingcaught. Additional neuropsychological tests revealed thatthe successful psychopaths also showed superior "execu-tive functioning" (higher-order cognitive processes suchas planning, abstraction, cognitive flexibility, and decisionmaking), which also probably enhances their ability toelude punishment. Clearly, more research is needed onthis important group of successful psychopaths, whocommit a great deal of crime but somehow manage toavoid being caught.

active avoidance of punishment (by deceit, lies, and escapebehavior) when actively threatened with punishment(Fowles, 1993, p_ 9; see also Hare, 1998b).

Newman and colleagues (e.g., Newman & Lorenz,2003) have also conducted research suggesting that peoplewith psychopathy have a dominant response set forreward. Their excessive focus on reward is thought to inter-fere with their ability to use punishment or other contex-tual cues or information to modulate (or modify) theirresponding when rewards are no longer forthcoming at thesame rate that they once were. Moreover, Newman andcolleagues believe that this response modulation deficit ismore central to psychopathy than is a fear deficit (or evena general emotional deficit). A number of interesting stud-ies they have conducted are consistent with their theory.However, there is still significant controversy over whetherthis response modulation deficit hypothesis can accountfor the wide array of findings in support of the low-fear

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(and other emotional deficit) hypothesis. Only futureresearch will be able to resolve these controversies.

MORE GENERAL EMOTIONAL DEFICITS Researchershave also been interested in whether there are more generalemotional deficits in psychopaths than simply deficits inthe conditioning of anxiety (Fowles & Dindo, 2005; Hareet al., 1999; Patrick, 2005a). Psychopaths showed less sig-nificant physiological reactivity to distress cues (slides ofpeople crying who are obviously quite distressed) thannonpsychopaths, a result consistent with the idea that theyare low on empathy (Blair et al., 1997), in addition to beinglow on fear. However, they were not underresponsive tounconditioned threat cues such as slides of sharks, pointedguns, or angry faces. Consistent with this, Patrick and col-leagues showed that this effect of smaller (rather thanlarger) startle responses when viewing unpleasant slides isespecially pronounced with slides depicting scenes of vic-tims who have been mutilated or assaulted, but not withslides representing threats to the self (aimed weapons orlooming attackers; Levenston, Patrick, Bradley, & Lang,2000). This specific failure to show larger startle responseswith victim scenes might be related to the lack of empathycommon in psychopathy (e.g., Blair et al., 1997).

Hare has hypothesized that the kinds of emotionaldeficits discussed so far are only a subset of more generaldifficulties that psychopaths have with processing andunderstanding the meaning of affective stimuli includingpositive and negative words and sounds (e.g., Lorenz &Newman, 2002; Verona et al., 2004; Williamson et al.,1991). Hare summarized work in this area as follows: "Psy-chopaths ... seem to have difficulty in fully understandingand using words that for normal people refer to ordinaryemotional events and feelings .... It is as if emotion is a sec-ond language for psychopaths, a language that requires aconsiderable amount of. .. cognitive effort on their part"(l998b, p. 115). One study using fMRI brain-imaging tech-niques showed that these emotional deficits may be relatedto reduced brain activity in the limbic area of the brain,which is prominently involved in affect-related processing(Kiehl, Smith, Hare, et al., 2001).

EARLY PARENTAL LOSS, PARENTAL REJECTION, ANDINCONSISTENCY In addition to genetic factors andemotional deficits, slow conscience development andaggression are influenced by the damaging effects ofparental rejection, abuse, and neglect, accompanied byinconsistent discipline (e.g., Luntz & Widom, 1994). How-ever, studies of gene-environment interactions reviewedearlier clearly indicate that these kinds of disturbances arenot sufficient explanations for the origins of psychopathyor antisocial personality. Moreover, these same conditionshave been implicated in a wide range of later maladaptivebehaviors. In the following section, we present an inte-grated developmental perspective using a biopsychosocialapproach with multiple interacting causal pathways.

A Developmental Perspective onPsychopathy and AntisocialPersonalityIt has long been known that these disorders generallybegin early in childhood, especially for boys, and that thenumber of antisocial behaviors exhibited in childhood isthe single best predictor of who develops an adult diag-nosis of ASPD, and the younger they start, the higher therisk (Robins, 1978, 1991). These early antisocial symp-toms are today associated with a diagnosis of conductdisorder (see Chapter 16) and include theft, truancy, run-ning away from home, and associating with delinquentpeers. But what causes these early antisocial symptoms insome children?

Prospective studies have shown that it is children withan early history of oppositional defiant disorder-charac-terized by a pattern of hostile and defiant behavior towardauthority figures that usually begins by the age of 6 years,followed by early onset conduct disorder around age 9-who are most likely to develop ASPD as adults (e.g., Laheyet al., 2005). For these children, the types of antisocial

Children and adolescents who show persistent patterns ofaggression toward people or animals, destruction of property,deceitfulness or theft, and serious violation of rules at home or inschool may be at risk for developing conduct disorder andantisocial personality disorder.

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behaviors exhibited across the first 25 years of life change agreat deal with development but are persistent in nature(Hinshaw, 1994). By contrast, children without the patho-logical background who develop conduct disorder inadolescence do not usually become lifelong antisocial per-sonalities but instead have problems largely limited to theadolescent years (Moffitt, 1993a; Moffitt & Caspi, 2001;Patterson & Yoerger, 2002).

The second early diagnosis that is often a precursor toadult psychopathy or ASPD is attention-deficit/hyperactiv-ity disorder (ADHD). ADHD is characterized by restless,inattentive, and impulsive behavior, a short attention span,and high distractibility (see Chapter 16). When ADHDoccurs with conduct disorder (which happens in at least 30to 50 percent of cases), this leads to a high likelihood thatthe person will develop ASPD, and possibly psychopathy(Abramowitz, Kosson, & Seidenberg, 2004; Lahey et al.,2005; Lynam, 1996; Patterson et al., 2000). Indeed, Lynam(1996, 1997, 2002) has referred to children with ADHDand conduct disorder as "fledgling psychopaths;' and sev-eral ways of assessing psychopathy in youth have beendeveloped, with the Psychopathy Checklist-Youth Ver-sion (Forth, Kosson, & Hare, 2003) being perhaps the bestvalidated (Salekin et al., 2004).

There is increasing evidence that genetic propensitiesto mild neuropsychological problems such as those leadingto hyperactivity or attentional difficulties, along with a dif-ficult temperament, may be important predisposing fac-tors for early onset conduct disorder, which often leads tolife-course persistent adult ASPD. The behavioral prob-lems that these predisposing factors create have a cascadeof pervasive effects over time. For example, on the basis ofextensive longitudinal prospective research, Moffitt, Caspi,and colleagues (2002) have suggested that

"Life-course-persistent" antisocial behavior originatesearly in life, when the difficult behavior of a high-riskyoung child is exacerbated by a high-risk social environ-ment. According to the theory, the child's risk emergesfrom inherited or acquired neuropsychological varia-tion, initially manifested as subtle cognitive deficits, dif-ficult temperament, or hyperactivity. The environment'srisk comprises factors such as inadequate parenting,disrupted family bonds, and poverty. The environmen-tal risk domain expands beyond the family as the childages, to include poor relations with people such as peersand teachers, then later with partners and employers.Over the first 2 decades of development, transactionsbetween individual and environment gradually con-struct a disordered personality with hallmark featuresof physical aggression, and antisocial behavior persist-ing to midlife. (p. 180)

Many other psychosocial and sociocultural contextualvariables contribute to the probability that a child with thegenetic or constitutional liabilities discussed above willdevelop conduct disorder and later ASPD. As summarized

by Patterson and colleagues (Dishion & Patterson, 1997;Reid, Patterson, & Snyder, 2002) and by Dodge and Petit(2003), these include: parents' own antisocial behaviors,divorce and other parental transitions, poverty andcrowded inner-city neighborhoods, and parental stress. Allof these contribute to poor and ineffective parentingskills-especially ineffective discipline, monitoring, andsupervision. Moreover, antisocial behavior involving coer-cive interchanges trains children in these behaviors. This inturn all too often leads to association with deviant andaggressive peers and to the opportunity for further learn-ing of antisocial behavior (Capaldi et al , 2002; Dodge &Petit, 2003). A general mediational model for how all thisoccurs is shown in Figure 11.4.

Until fairly recently it was not apparent how this inte-grated model applied to the development of the traits andbehaviors representing the affective-interpersonal core ofpsychopathy. In the past decade, Frick and colleagues havedeveloped a way of assessing children's callous and unemo-tional traits that seem to represent early manifestations ofthis first dimension of psychopathy observed (e.g., Frick &Morris, 2004; Frick et al., 2003). They have noted that thereare at least two different dimensions of children's difficulttemperament that seem to lead to different developmentaloutcomes. Some children have great difficulty learning toregulate their emotions and show high levels of emotionalreactivity including aggressive and antisocial behaviorswhen responding to stressful demands and negative emo-tions like frustration and anger. Such children are atincreased risk for developing ASPD and high scores on theantisocial dimension of psychopathy. But other childrenmay have few problems regulating negative emotions,instead showing fearlessness and low anxiety, as well ascallous/unemotional traits. These are the children mostlikely to show poor development of conscience, and theiraggressive behaviors are more instrumental and premedi-tated rather than reactive as seen with those with emo-tional regulation difficulties. These latter children are likelyto develop high scores on the first interpersonal affectivecore of psychopathy, leading to the cold, remorseless psy-chopaths described earlier by Hare (1998b), who show lowfear and lack of empathy (Fowles & Dindo, 2005).

SOCIOCULTURAL CAUSAL FACTORS AND PSYCHOPA-THY Cross-cultural research by Murphy on psychopathyreveals that it occurs in a wide range of cultures includingnonindustrialized ones as diverse as the Inuit of northwestAlaska and the Yorubas of Nigeria. The Yorubas' concept ofa psychopath is "a person who always goes his own wayregardless of others, who is uncooperative, full of malice,and bullheaded," and the Inuit's concept is of someonewhose "mind knows what to do but he does not do it. ...This is an abstract term for the breaking of the many ruleswhen awareness of the rules is not in question" (Murphy,1976, p. 1026, cited in Cooke, 1996, p. 23). Nevertheless,the exact manifestations of the disorder are influenced by

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Education andoccupation

Ineffectiveparenting-especially

discipline andsupervision

Divorce/transitions

Neighborhood/school

Child antisocialbehavior

EarlyarrestChronic

delinquency

Antisociallifestyle

A model for the association of family context and antisocial behavior. Each of the contextual variables in this model has been shown tobe related to antisocial behavior in boys, which in turn is related to antisocial behavior in adults. Antisocial behavior in girls is far lesscommon and has also been found to be less stable over time, making it more difficult to predict (Capaldi & Patterson, 1994).

cultural factors. Moreover, the prevalence of the disorderalso seems to vary with sociocultural influences thatencourage or discourage its development (Cooke &Michie, 1999; Cooke et al., 2005; Hare et al., 1999).

Regarding different cross-cultural manifestations ofthe disorder, one of the primary symptoms where culturalvariations occur is the frequency of aggressive and violentbehavior. Socialization forces have an enormous impact onthe expression of aggressive impulses. Thus it is not sur-prising that in some cultures, such as China, psychopathsmay be much less likely to engage in aggressive, especiallyviolent behavior than they are in most Western cultures(Cooke, 1996).

Moreover, cultures can be classified along a dimensiondistinguishing between individualistic and collectivistsocieties. Competitiveness, self-confidence, and indepen-dence from others are emphasized in relatively individual-istic societies, whereas contributions and subservience tothe social group, acceptance of authority, and stability ofrelationships are encouraged in relatively collectivist soci-eties (Cooke, 1996; Cooke & Michie, 1999). Thus we wouldexpect individualistic societies (such as in the UnitedStates) to be more likely to promote some of the behavioralcharacteristics that, carried to the extreme, result in psy-chopathy. These characteristics include "grandiosity, glib-ness and superficiality, promiscuity ... as well as a lack of

responsibility for others .... The competItiveness ... notonly produces higher rates of criminal behavior but alsoleads to an increased use of. .. deceptive, manipulative, andparasitic behavior" (Cooke & Michie, 1999, p. 65).Although the evidence bearing on this is minimal, it isinteresting to note that estimates of the prevalence ofASPD are much lower in Taiwan, a relatively collectivistsociety, than in the United States (approximately 0.1 to 0.2percent versus 1.5 to 5 percent).

Treatments and Outcomes inPsychopathic and AntisocialPersonalityMost people with psychopathic and antisocial personali-ties do not suffer from much personal distress and do notbelieve they need treatment. Those who run afoul of thelaw may participate in rehabilitation programs in penalinstitutions, but they are rarely changed by them. Evenwhen more and better therapeutic facilities are available,effective treatment will still be a challenging task, andmany clinical researchers working with these populationshave concluded that these disorders are extraordinarilydifficult, if not impossible, to treat at this time (e.g., Hareet al., 1999). However, one review by Salekin and col-leagues (2002) of several dozen treatment studies came to

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a different conclusion. They found that a few studies ofintensive individual treatment programs (as many as foursessions a week for at least a year) led to as many as 60 per-cent of individuals showing significant improvement inpsychopathic symptoms and decreases in recidivism (rel-ative to about 20 percent in untreated control groups).However, there is reason to temper any optimism that

(might stem from this review; most of these studies hadmajor methodological shortcomings and no long-termfollow-up results were reported. In addition, such inten-sive treatment is not really practical to implement in thevast majority of people with ASPD or psychopathy. More-over, less intensive therapeutic communities often run byparaprofessionals (which are more widely available) did

iven the difficulties in treating conduct disor·der and ASPD, there is an increasing focus onprevention programs oriented toward bothminimizing some of the developmental andenvironmental risk factors described earlierand breaking some of the vicious cycles that

at-risk children seem to get into. Intelligence is one natu-rally occurring protective factor for some adolescents whoare at risk for psychopathy or antisocial personality inadulthood (Hawkins, Arthur, & Olson, 1997). For example,several studies found that many adolescents with conductdisorder never get involved in criminal behavior becausethey are positively influenced by schooling and focus theirenergies on more socially accepted behaviors (e.g., White,Moffitt, & Silva, 1989). Of course, not all at-risk adoles-cents have high intelligence, and these children may bene-fit from more structured prevention programs. The earlyresults of such prevention efforts seem promising, but itwill be many years before we understand their true poten-tial for preventing adult psychopathy and antisocial per-sonality disorder.

Given the life-course developmental model for the eti-ology of ASPD, devising prevention strategies becomesvery complex, because many different stages present tar-gets for preventive interventions (e.g., Dodge & Petit,2003). Some interventions that have been shown to helpare aimed at mothers estimated to be at high risk (poor,first-time, and single mothers) for producing children whocould be at risk and include prenatal care aimed at improv-ing maternal nutrition, decreasing smoking and other sub-stance use, and improving parenting skills (Olds et aI.,1986,1994; Reid & Eddy, 1997).

For young children, Patterson, Dishion, Reid, and col-leagues have developed programs that target the familyenvironment and teach effective parental discipline andsupervision (e.g., Dishion & Kavanaugh, 2002; Reid, Patter-son, & Snyder 2002). At-risk children whose families receivesuch interventions do better academically, are less likely toassociate with delinquent peers, and are less likely to getinvolved in drug use. Such family or parent training can

Prevention ofPsychopathy andAntisocial PersonalityDisorder

even be effective at reducing or preventing further antiso-cial behavior in children and adolescents already engagedin antisocial behavior, although conducting the interventionwith pre-elementary school children was more effective andless labor-intensive (see Reid & Eddy, 1997, for a review). Ingeneral, the earlier the prevention and intervention effortsare started, the greater the likelihood that they might suc-ceed. However, it is also important to realize that any singleintervention is unlikely to be successful because there areso many different kinds of forces that influence at-risk chil-dren throughout their development (Dodge & Pettit, 2003).

Some significant advances have also been made inprevention programs targeting the school environment orthe school and family environments concurrently. One espe-cially promising ongoing multisite intervention study of thissort is called the FASTTrack (Families and Schools Together)intervention. Kindergarten students starting in 1990 whoattended schools associated with high risk (generally thosethat serve inner-city and poor neighborhoods) and whoalready showed poor peer relations and high levels of dis-ruptive behavior were recruited for this intensive program,which included parent training and school interventions.There was a focus on interpersonal problem-solving skills,emotional awareness, and self-control. Teachers and par-ents were taught how to manage disruptive behavior, andparents were informed of what their children were beingtaught. Early results through the third grade were quitepromising in terms of reducing later conduct problems(Conduct Problems Prevention Research Group, 1999, 2002;see also Lochman et aI., 2003). Parenting behavior and chil-dren's social cognitive skills also showed significantimprovement. Children in FASTTrack were also less likely tobe nominated by peers as aggressive, and they tended tobe better liked and to show better reading skills (Coie,1996; Reid & Eddy, 1997). Although such interventions areexpensive, if they can prevent (or at least dramaticallyreduce) the extremely costly effects on society of these chil-dren developing full-blown adult ASPD or psychopathy, thelong-term benefits will outweigh the initial costs.

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not show significantly more improvement than untreatedcontrol groups (Salekin et aI., 2002).

Biological treatment approaches for antisocial andpsychopathic personalities-including electroconvulsivetherapy and drugs-have not been widely studied in a sys-tematic way, partly because the few results that have beenreported suggest modest changes at best. Drugs such aslithium and carbazemine used to treat bipolar disorderhave had some success in treating the aggressive/impulsivebehavior of violent aggressive criminals, but evidence onthis is scanty (Losel, 1998; Markovitz, 2001). There havealso been some tentative but promising results using anti-depressants from the SSRI category, which can some-times reduce aggressive/impulsive behavior and increaseinterpersonal skills (Losel, 1998). However, none of thesebiological treatments has any substantial impact on thedisorder as a whole. Moreover, even if effective pharmaco-logical treatments were found, the problem of these indi-viduals generally having little motivation to take theirmedications would remain (Markowitz, 2001).

COGNITIVE-BEHAVIORAL TREATMENTS Cognitive-behavioral treatments are often thought to offer the great-est promise of more effective treatment (Lose!, 1998; Piper& Joyce, 2001; Rice & Harris, 1997). Common targets ofcognitive-behavioral interventions include the following:(1) increasing self-control, self-critical thinking, and socialperspective-taking; (2) increasing victim awareness;(3) teaching anger management; (4) changing antisocialattitudes; (5) curing drug addiction. Such interventionsrequire a controlled situation in which the therapist canadminister or withhold reinforcement and the individualcannot leave treatment (such as an inpatient or prison set-ting), because when treating antisocial behavior, we aredealing with a total lifestyle rather than with a few specificmaladaptive behaviors (e.g., Piper & Joyce, 2001). For rea-sons discussed earlier, punishment by itself is ineffectivefor changing antisocial behavior.

Beck and Freeman's (1990; see also Beck et aI., 2003)cognitive treatment for personality disorders also offers aninteresting approach that can be incorporated into thetreatment of antisocial personality disorder. It focuses onimproving social and moral behavior by examining self-serving dysfunctional beliefs that psychopaths tend tohave. These beliefs include, "Wanting something or want-ing to avoid something justifies my actions" or "The viewsof others are irrelevant to my decisions, unless they directlycontrol my immediate consequences" (Beck & Freeman,1990, p. 154; Beck et aI., 2003). In cognitive therapy, thetherapist, using principles based on theories of moral andcognitive development, tries to guide the patient towardhigher and more abstract kinds of thinking. This is donethrough guided discussions, structured cognitive exercises,and behavioral experiments.

Even the best of these multifaceted cogmtlve-behaviorally oriented treatment programs generally pro-duce only modest changes, although they are somewhatmore effective in treating young offenders (teenagers) thanolder offenders, who are often hard-core, lifelong psy-chopaths. In addition, some evidence suggests that psy-chopathy is more difficult to treat than antisocialpersonality disorder (Losel, 1998; Rice & Harris, 1997).Clearly, research on developing effective treatments forthese disorders is still in its very early stages.

Fortunately, the criminal activities of many psycho-pathic and antisocial personalities decline after the age of40 even without treatment, possibly because of weakerbiological drives, better insight into self-defeating behav-iors, and the cumulative effects of social conditioning.Such individuals are often referred to as "burned-out psy-chopaths." For example, one important study that fol-lowed a group of male psychopaths over many yearsfound a clear and dramatic reduction in levels of criminalbehavior after age 40. However, over 50 percent of thesepeople continued to be arrested after age 40 (Hare,McPherson, & Forth, 1988). Moreover, it is only the anti-social behavioral dimension of psychopathy that dimin-ishes with age; the egocentric, callous, and exploitativeaffective and interpersonal dimension persists (Cloningeret aI., 1997; Hare et aI., 1999).

In view of the distress and unhappiness that psy-chopaths inflict on others and the social damage theycause, it seems desirable-and more economical in thelong run-to put increased effort into the development ofeffective prevention programs. Longitudinal preventionresearch on children at risk for conduct disorder is dis-cussed in Developments in Practice 11.2.

~ List the three DSM criteria that must be metbefore an individual is diagnosed withantisocial personality disorder, and cite theadditional personality traits that definepsychopathy.

~ What are several reasons why manyresearchers believe psychopathy is a morevalid construct than antisocial personalitydisorder?

~ What biological factors contribute to thesedisorders?

~ What are the primary features oftoday'sdevelopmental perspective on thesedisorders?

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rw hile reading this chapter and focusing pri-marily on the categorical diagnostic sys-tem of DSM-IV- TR, you may have hadsome difficulty in capturing a clear, dis-tinctive picture of each of the personality

disorders. It is quite likely that as you studied the descrip-tions of the different disorders, the characteristics and attrib-utes of some of them, say, the schizoid personality disorder,seemed to blend with other conditions, such as the schizo-typal or the avoidant personality disorders. Although weattempted to highlight the apparent differences between pro-totypic cases of the different personality disorders with thegreatest potential for overlap, patients usually do not fitthese prototypes neatly and instead qualify for a diagnosis ofmore than one personality disorder (e.g., Grant et aI., 2005;Widiger et aI., 1991). Indeed, some studies have found thatpatients were given an average of four or more personalitydisorder diagnoses (Shea, 1995; Skodol et aI., 1991). In addi-tion, one of the most common diagnoses is the grab-bag cate-gory of "Personality disorder not otherwise specified" (e.g.,Livesley, 2001; Verheul & Widiger, 2004); this category isreserved for persons who exhibit features from several differ-ent categories but do not cleanly fit within any of them.

A second major difficulty with the unreliability of Axis IIdiagnoses stems from the assumption in DSM-IV-TR that wecan make a clear distinction between the presence and theabsence of a personality disorder (Livesley, 1995, 2001; Widi-ger, 2005). As noted earlier, the personality processes classi-fied on Axis II are dimensional in nature. For example,everyone is suspicious at times, but the degree to which thistrait exists in someone with paranoid personality disorder isextreme. Suspiciousness can be viewed as a personalitydimension on which essentially all people can be rated orgiven scores. On a hypothetical "scale of suspiciousness,"the scores might range as follows:

ExtremelyLow Low Average

30 40 50 60

ExtremelyHigh High70 80 90 100

Many studies have been conducted in an effort to finddiscrete breaks in such personality dimensions-that is,points at which normal behavior becomes clearly distinctfrom pathological behavior-and none have been found(Livesley, 2001; Widiger & Sanderson, 1995). Indeed, Livesleysummarized the issue by stating that "the features of person-ality disorder whether described using diagnostic criteria ortraits in patient or non patient samples are continuous, and ...it is not possible to identify a discontinuity in the distribu-tions of the kind that would support categorical diagnoses"(2001, pp. 18-19). Moreover, changes in the cut-points, orthresholds for diagnosis of a personality disorder, can havedrastic effects on the apparent prevalence rates of a particu-

lar personality disorder diagnosis. For example, changesmade when DSM-III was revised to DSM-III-R resulted in "an800 percent increase in the rate of schizoid personality disor-der and a 350 percent increase in narcissistic personality dis-order" (Morey, 1988, p. 575).

A third problem inherent in Axis II classifications is thatthere are enormous differences in the kinds of symptoms thatpeople can have who nevertheless are assigned the samediagnosis (e.g., Clark, 1992; Widiger & Sanderson, 1995). Forexample, to obtain a DSM-IV-TR diagnosis of borderline per-sonality disorder, a person has to meet five out of nine possi-ble symptom criteria. This means that there are 126 differentways (through different combinations of symptoms) to meetthe DSM-IV- TR criteria for borderline personality disorder(Trull & Durrett, 2005; see also Widiger & Sanderson, 1995).Moreover, two people with the same diagnosis might shareonly one symptom. For example, one person might meet crite-ria 1-5, and a second person might meet criteria 5-9. By con-trast, a third individual who met only criteria 1-4 would obtainno borderline personality diagnosis at all, yet surely that indi-vidual would be more similar to the first person than the firsttwo people would be to each other.

In spite of all these problems with Axis II classification,researchers and clinicians usually agree that the developersof DSM-III made a crucial theoretical leap when they recog-nized the importance of weighing premorbid personality fac-tors in the clinical picture and thus developed the second axis(Widiger, 2001). Use of the Axis II concepts can lead to a bet-ter understanding of a case, particularly with regard to treat-ment outcomes. Strong, ingrained personality characteristicscan work against treatment interventions. The use of Axis IIcan help a clinician to attend to these long-standing and diffi-cult-to-change personality factors in planning treatment.

What can be done to address the difficulties with Axis II?As noted earlier, many researchers feel that the psychiatriccommunity should give up on the categorical approach toclassification in favor of a dimensional approach and ratingmethods that would take into account the relative "amounts"of the primary traits shown by patients (e.g., Clark & Harrison,2001; Livesley, 2001, 2005; Widiger, 2001, 2005). Some of theresistance to the dimensional approach to classificationstems from the fact that medically oriented practitioners havea pronounced preference for categorical diagnosis. Moreover,there are fears that the dimensional approach to personalitymeasurement might not be accepted because sound quanti-tative ratings might demand far too much time for most busyclinicians both to learn and to apply. Nevertheless, reviews ofthe evidence show that many clinicians are unhappy with thecurrent categorical system, which is cumbersome when usedproperly because of the need to assess nearly 80 diagnosticcriteria for DSM-IV-TR personality disorders (Widiger &Sanderson, 1995). Indeed, Widiger has argued persuasivelythat the use of a dimensional model may require less time

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because it would reduce the redundancy and overlap that cur-rently exists across the categories. As one example, the five-factor model briefly described earlier in the chapter describesmost of the many varied features of personality disordersusing the five primary dimensions of personality traits, alongwith each of their six facets. Moreover, a dimensional modelclearly helps make sense out of the patterns of comorbiditywe have noted that stem from overlapping personality traitsand facets (seeTable 11.2).

In sum, the ultimate status of Axis II in future editions ofthe DSMis uncertain. Many problems inherent in using diag-

nostic categories for essentially dimensional behavior (traits)have yet to be resolved, although they are now almost univer-sally recognized. One of the primary reasons why dimensionalmodels have not yet replaced categorical models is that 18different dimensional systems have been proposed, andthere is still no clear evidence as to which one is best (e.g.,Clark & Harrison, 2001; Livesley,2001, 2005; Widiger, 2001).

Fortunately, efforts are underway to try to integrate many ofthese different systems into one comprehensive framework(e.g., Markon, Krueger,& Watson, 2005; Widiger & Simonsen,2005).

~ Personality disorders appear to be inflexible anddistorted behavioral patterns and traits that result inmaladaptive ways of perceiving, thinking about, andrelating to other people and the environment.

~ Even with structured interviews, the reliability ofdiagnosing personality disorders typically is less thanideal. Most researchers agree that a dimensionalapproach for assessing personality disorders wouldbe preferable.

~ It is difficult to determine the causes of personalitydisorders because most people with one personalitydisorder also have at least one more and becausemost studies to date are retrospective.

Three general clusters of personality disorders have beendescribed in DSM:

~ Cluster A includes paranoid, schizoid, and schizotypalpersonality disorders; individuals with thesedisorders seem odd or eccentric. Little is knownabout the causes of paranoid and schizoid disorders,but genetic and other biological factors areimplicated in schizotypal personality disorder.

~ Cluster B includes histrionic, narcissistic, antisocial,and borderline personality disorders; individuals withthese disorders share a tendency to be dramatic,emotional, and erratic. Little is known about thecauses of histrionic and narcissistic disorders.Certain biological and psychosocial causal factorshave been identified as increasing the likelihood ofdeveloping borderline personality disorder in thoseat risk because of high levels of impulsivity andaffective instability.

~ Cluster C includes avoidant, dependent, andobsessive-compulsive personality disorders;

individuals with these disorders show fearfulness ortension, as in anxiety-based disorders. Children withan inhibited temperament may be at heightened riskfor avoidant personality disorder, and individualshigh on neuroticism and agreeableness, withauthoritarian and overprotective parents, may be atheightened risk for dependent personality disorder.

~ There is relatively little research on treatments formost personality disorders.

~ Treatment of the Cluster C disorders seems mostpromising, and treatment of Cluster A disorders ismost difficult.

~ A new form of behavior therapy (dialecticalbehavior therapy) shows considerable promisefor treating borderline personality disorder, whichis in Cluster B.

~ A person with psychopathy is callous and unethical,without loyalty or close relationships, but often withsuperficial charm and intelligence. Individuals with adiagnosis of ASPD (and often psychopathy) engage inan antisocial, impulsive, and socially deviant lifestyle.

~ Genetic and temperamental, learning, andadverse environmental factors seem to beimportant in causing psychopathy and ASPD.

~ Psychopaths also show deficiencies in fear andanxiety as well as more general emotionaldeficits.

~ Treatment of individuals with psychopathy isdifficult, partly because they rarely see any needto change and tend to blame other people fortheir problems.

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antisocial personality disorder(ASPD) (Po 384)

avoidant personality disorder(Po 388)

borderline personality disorder(BPD) (Po 385)

dependent personality disorder(Po 390)

depressive personality disorder(Po 392)

histrionic personality disorder(Po 380)

narcissistic personality disorder(Po 382)

obsessive-compulsive personalitydisorder (OCPD) (Po 391)

paranoid personality disorder(Po 376)

passive-aggressive personalitydisorder (Po 392)

personality disorder (Po 373)

psychopathy (Po 395)

schizoid personality disorder(Po 377)

schizotypal personality disorder(Po 379)