___________ _ Date ____ _

0 en

CJ c;;>

Report Required by the Ethics FJNANCIAL DISCLOSURE REPORT A.0-10 in Gm•emmmt Ad of 1978

Re,'.1/2004 FOR CALENDAR YEAR 2004 (5 U.s.c. app. §§ 101-111)

·!;Person Reporting (Last name, First name, Middle initial) 2. Court or Organization 3. Date of Report

:· Shubb, William B u. s. District Court 4/14/2005

4. Title (Article m Judges indicate active or senior status; S. ReportType (check appropriate type) 6. Reporting Period magistrate judges indicate full- or part-time) Q Nomination, Date 1/1/2004

U. S. District Court Judge 0 Initial @Armual Q Flnal to

1213112004

7. Chambers or Office Address 8. On the biisis of the infonuation contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

SO 1 I Street Suite 14-200 with applicable laws and regulations. ·

Reviewing Officer.Sacrameoto, CA9S814

S: The inslructious accompanying this form must be followed Complete all parts. checking the NONE box for each part

L POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions)

fill NONE - (No reportable positions.)

rosmoN NAMEOFORGANIZATIONffiNTITY

1.

IL AGREEMENTS. (Reporting individual only; see pp. 14-16 offiling instructions)

l!ll NONE - (No reportable agreements.)

PARTIES AND TERMS

1.

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r--,, -0 mo- ::0cn::Z:: ()C):> N ::oz c.n mfTlr.> -O)> <··1- )> __ ,., m

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4/1412005

Name of Person Reporting Date ofReport FINANCIAL DISCLOSURE REPORT

Shubb, William B

.

.;.-Ill. NON-INVESTMENT INCOME.(Reporting individual and spouse; see pp 17-24 offiling instructions) . • · ..

'A. Filer's Non-Investment Income

NONE - (No reportable non-investment income.)

SOURCE AND TYPE GROSS INCOME (yours, not spouse's)

1.

B. Spouse's Non-Investment Incom you were married during any porti0n of the reporting year, please complete this section. Dollar amount not · .required except for honoraria.) , .

NONE - (Noreportablenon-investmentincome.)

SOURCE AND TYPE

1.

IV. REIMBURSEMENTS- transportation, lodging, food, entertairunent

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

D NONE - (Nosuchreportablereimbursements.)

SOURCE DESCRIPTION

1. George Mason University, Law and Economic Center April 30 - May 6 - Fairfiur, VA, Seminar, "Forging ofa Nation" (fravel, Lodging, and Food)

" FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Shubb, William B

Date of Report

411412005

. V. GIFfS. (Includes thos to spouse and dependent children. See pp. 28-31 of instructions.)

NONE - (Nosuch reportable gifts.)

l.

SOURCE DESCRIPTION

VL LIABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

NONE - (Noreportableliabilities.)

CREDITOR DESCRIPTION

1.

VALUE CODE

·-

-..

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Ii

(3)

(A-FI)

"FJNANCIAL DISCLOSURE REPORT NameofrersonReporting DateofReport

Shubb, William B 4114/2oosPage 1 of 6

·vn. INVESTMENTS and TRUSTS - income,value, transcations ( includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.}

A. B. c. D. Income during Gross value at end of Tr.insactions during reporting period

Description of Assets reporting period reportingperiod( including trust assets)

(l) (2) (1) (2) (1) not exempt from disclosure

(2) (4) (5) Place •(X)" after each asset exempt Amount Type ( e.g. Value Value Type (e.g. Date: Value. Gain Identity of from prior discl e Code l div. rem. or Code2 Method buy, sell, Month- Code2 Code] buyer/seller

(A-H) int.} (J-P) Code3 meiger. Day (J-P) (if private (Q-W) redemption) transaction)

DNONE (No reportable inoome, assets, or transactions)

1. BANK ACCOUNTS

2. Bank America (Checking) · A Interest J T

3. Bank America (Maximizer) A Interest J T

4. 1st Community Credit Union A Interest J T

s. ANNUITIES

6. American Skandia None M T

7. Venture Annuity None J T

8. LIMITED PAR1NERSHIPS

9. Westin Hotels ; A Dividend J w

10. Municipal Mortg. & Equity B Dividend K w

11. RAYMOND JAMES IRA

12. Government Strips None J T

13. Capstead Mortgage A Dividend J T

14. Heritage Cash Trust · IRA A Dividend J T =

15. RAYMOND JAMES ACCOUNT #1

16. Heritage Cash Trust Municipal A Dividend K T

17. Evergreen High Im:ome Muni B. Dividend J T Partial Sale 2-3 L

l. .lncomciGain Codes: A = $1,-000or1= B = Sl,001-$2.SOO c = $2.501.$5..000 D = S5,00l-$15,000 E = Sl5,00l-$50,000

(See C-0Jmnns Bl and ) F = $50,001-$100,000 G = SHl0,001-$1,000.000 Hl = $1,000,001-$5,000,000 H2 =More than $5,000,000

2. Value Codes: = $15,000 or less K = $15.001-$50,000 L =$50,001-$100.000 .M = $100,001-$"..50,000

{See Columm CJ and 03) N = S"'..50,000-$500,000 ·O = $500,001-$1.000,000 Pl = Sl,000.001-S5,000.l JO P2 = $.S,OOQOOl-$25,000,000

P3 = $25,000,001-$50,00<.t .•OOO P4 = $More than $50,000,()(1()

3. Value Method Codes Q =Appraisal R = Cost (Real Estate Only) s = Assessment T = Cashl.Mad:ct

(See Cn!umn C:!i v = Book Value \' =Other V.' =Estimated

--.;· B.

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11 1rom

:

,

-

-

'

Date of Report .FINANCIAL DISCLOSURE REPORT Name of Person Reporting

4/14/2005Shubb. William B Page 2 of6

VII. JNVESTl\IENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 offiling instructions.)

A. c. D.

Income dilling Grossvalue at end of Transactions during reporting period Description of Assets reportingperiod reporting period (includingtrust assets)

(1) (2) (1) (2) (1) not exempt disclosure

(2) (3) (4) (5) Place '(X)' after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: . Value.· Gain Identity of from prior disclosure Code I div. rent. er Code2 Melhod buy, sell., Monlh- Code2 Code 1 buyer/seller

(A-H) int.) (J-P) Code3 meiger, Day (J-P) (A-H) (if private (Q-W) redemption) transaction)

18. Franklin CA High YieldMuni c Dividend L T

19. Seligman CA Tax Exempt c Dividend L T

20. Van Kampen Hi YldMuni c Dividend K T

2 1. RAYMOND JAMES ACCOUNT #2

22. Heritage Cash Trust Municipal A Dividend L T

23. Alliance Muni Income Ins'd CA B Dividend K T

24. Franklin Income Fuod B Dividend K T .

25. Franklin Strategic Inoome Fund A Dividend K T Buy 9-29 K

26. Highland Capital Floating Rate A Dividend K T Buy 4-2 K

27. Oppenheimer Senior F1tg Rate A Dividend J T Buy 4-2 J

28. Van Kampen Equity Inoome Fund A Dividend K T

29. Advantage Advisors Fund None Sold 9-17 L ...

30. TU A Dividend K T Buy 4-2 K

3 1. EVF A Dividend K T Buy 4-2 K

32. VVR. A Dividend K T Buy 4-2 K

33. IRA II (Separate)

34. Money Market - Dean Watter Reynolds A Dividend Sold 1-4 J

.·

35. Equally Weighted S&P Fund, formerly known Value B Dividend K T Added Equity

1. IncomciGain Codes: A = Sl,000 or less B = $1,001-$2,_"'i()() c =$2,501-$5.000 D = SS,001-SlS,OOO E = $15,001-$50.000

(SeeC.olumnsBJ andD4) F = $5(l,Q01-Sl00,(J(I(; G = $100,001..Sl-000.000 HI = $1,000,001-$5,00iJ,000 H2 =More than SS,000,000

2. V..Iue COO....: J = $15,000 or less K = $15,001-$50,000 L = $50, 001-$] 00.000 M = $100,001-$250,000

(See Columns CJ and 03) N = $250,000-$500,001.l 0 = $..'\l.I0,001-$1-000,000 Pl = $1,000,0lll-$5,000.000 P2 = $5,000.001-$25,0C)),000

P3 = S25,f. l0,001-SS0,000Jl{l0 P4 = SMore than $50,000.000

3. Value Method Codes Q =Appraisal R = Cost (Real Estate Only) s = Assessment T = Cash/Marli:et

(See Column C2) l.: =Book Value v =Other w =Estimated

.-

-

If

(3) (4)

Chevron

-

' . , .

DateofReport:FINANCIAL DISCLOSURE REPORT NameofPersonReporting

4/1412005

VIL INVEST.l\1ENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent dtildren. See pp. 34-57 offiling instructions.)

Shubb, William BPage 3 of 6

A. B. c. D.

. ..r--· Income during Gross value at end of Transactions during reporting period Description of Asse1s reporting period reporting period (including1Iust assets)

not exempt from disclosure(1) (2) (l) (2) (1)

(2) (5) Place "(X:)" after each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value. Gain Identity of from prior disclosure Code l div. rent. or Code2 Method buy, sell, Month- Code2 Code l buyer/seller

(A-H) int) (J-P) Code3 meiger. Day (J-P) (A-H) (ifprivate (Q-W) redemption) transaction)

36. MSDW - JOINT ACCOUNT

37. Joint Money Market - Dean Witter Reynolds A Dividend K T

38. Boeing A Dividend J T

39. A Dividend K T

40. Coca Cola A Dividend J T.

41. General Electric A Dividend K T

42. Gillette A Dividend J T

43. Intel A Dividend K T

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44. IRA

45. Money Market - Dean Witter Reynolds A Dividend J T

46. Dean Witter Dividend Growth Fund A Dividend J T

47. Apache Corp. A Dividend J T

48. Sempra Energy A Dividend J T

49. IRA/ROU.OVER of .HR.-10

so. Money Market- Dean Witter Reynolds A Dividend K T

Sl. Information Fund A Dividend J T

52. Equally Weighted S&P 500, formerly known Value A Dividend M T Added Mkt Fund

53. Dividend Growth Fund A Dividend M T

I. JncomeiGain Codes: A = Sl,000 or Jess B = Sl,001-$2,SOO c = $2,501-SS.OOO D = S5,001-Sl5,000 E = $15,(IOJ-$5().(IOO (See C-0lumns BI and D4) F = SSO,Olll-SIOC OO<J G = Sl00,001-$1.000,000 Hl = $1,000,00l-$5,000,000 H2 =More than $:5,000,000

2. V.UueCodes: J = SJ :5,000 or less K = $15.001-$50,000 L = $50,001-$100.000 M = $100,001-$250,(l(l(l

(See Columns CJ and D3) N = $"250,000-$500,000 0 = $500,001-$1.000,000 Pl = S!,000,0l)l-$5,000.000 P2 = $5/l00.00l-S2:5,000,000

P3 = $25,(IOO,OOJ-$50,000,00() P4 = SMorethan $50,000.000

3. Vaiue Method Codes Q =Appraisal R =Cost (Real Estate Onl.v) s = Assessment T Ca:ili/Mmket (See Column C2) lJ =Book Value v =Other w Estimated

.;

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If

(2)

..

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'

-

VII. INVEST1\1ENTS and TRUSTS -income, value, 1ranscations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

Date of Report 'FINANCIAL DISCLOSURE REPORT Name of Person Reporting

4/14/2005Shubb, William BPage 4 of6

A. B. D. .,- · Income dwing Grossvalue at end of Transactions during reporting period

Description ofAssets reporting period reporting period (including trust assets)

not exempt from disclosure (!) (2) (I) (2) (1)

(3) (4) (5) Place 'QC)' after each asset exempt Amollllt Type (e.g. Value Value Type (e.g. Date: Value. Gain Identity of from prior disclosure Code! div. rent. or Code 2 Method buy, sell, l\.fonth - Code 2 Code l buyer/seller

" (A-H) int.) (I-P) Code3 merger, Day· (J-P) (A-H) (ifprivate

(Q-W) redemption) trnnsaction)

54. American Tel & Tel -- A Dividend J T

55. AT&T Wireless A Dividend Sold 10-27 J

56. Boeing A Dividend K T

57. Bristol Meyers A, Dividend K T

58. Chevron A Dividend K T

59. Cisco A Dividend J T

60. Coca Cola A Dividend K T

61. Comcast A Dividend J T

..

62. Conoco A Dividend J T

63. DuPont A DiVidend K T

64. General Eleclric B Dividend L T

65. Gillette Co A Dividend J T

66. Hewlett Paclcard A Dividend J T

67. Intel A Dividend K T

68. IBM A Dividend K T

69. Lucent A Dividend J T

70. Medco A Dividend Sold 11-3 J A

-·

71. Merck A Dividend Sold 11-3 J c

1. lncomciGain Codes: A = $1,000 or less B = $1,001-$2,500 c = $2,501-$5.0!)0 D = $5.(l(IJ-$15,000 E = $15,001-$50,000

{SeeC.ohmmsBl mdD4) F = :SS(l,001-SliX1,(J(l(J G = $100,001-$1.000,-000 Hl = Sl,000,001-$5,000,000 H2 =More !ban $5,000.000

2. Value Codes: = $15,()(J() OT Jess K. = $15,00J-$50,000 L = $50.001-$100.001) M = $100,001-$"...50,000

(SceCohmmsCJ andD3) N $250,000-$500,000 0 = $500,001-$1.0iJl),000 Pl = Sl,000,001-$5,000.000 P2 ; $5,•)JQ00\-$25,000,000

P3 = $25,(IOO,OOl..SS0,000,000 P4 = SMore than $50,000,000

3. Val11¢MethodCodes Q =Appraisal R = Cost (Rea! Estate On!)-) s = Assessment T = Cit!hl.Mmket

(SeeC.oiumn C2) lJ = Book Value v =Other w ;Estimated

;,;

- .

'

..

$" .. 50,000.-$500,00U

11

,

-

· .FINANCIAL DISCLOSURE REPORT Date of Report Name ofl>erson Reporting

4/14/2005Shubb, William B Page 5 of6 vn. INVESTl\IENTS and TRUSTS - income, value, transcations (includes those ofthe spouse and dependent children. See pp. 34-57 of filing instructions.)

A.

Description of Assets (including trust assets)

Place "(X)" after each asset ex.empt from prior disclosure

'

72. Miaosoft

73. Sempra Energy

74. Walt Disney

75. Yum Brands

76. Zimmer Holdingil

77. Ford Motor Pfd

78. SAT-OE CAPITAL 3/15/32

79. GE Capital 6/28/32

80. GECapital 11115/32

81. GE Capital 2/18133

82. BellSouth Pfd

83. Bristol Meyers Pfd

84. Zero Coupon Bond 11/04

85. Zero Coupon Bond 11/05

86. Zero Coupon Bond 11107

87. Zero Coupon Bond 11/08

88. Capital One CD

89. Discover CD

B. Income during

reporting period

(I) (2)

Amount Type (e.g. Code! div. rent. or (A-H) int.)

c Dividend

A Dividend

A Dividend

A Dividend

A Dividend

B Dividend

B Dividend

A Dividend .-

A Dividend

A Dividend

A Dividend

A Dividend

None

None

None

None

c Interest

.·

c Interest

c. D. Gross value at end of Transactions during reporting period reporting period

(1) (2) (1) not e."empt from disclosure

(2) (3) (4) (5)

Value Value Type (e.g. Date: Value: Gain Identity of Code2 Method buy, sell, Month- Code2 Code l buyer/seller (J-P) Code3 meiger. Day (J-P) (A-H) (ifprivate

(Q-W) redemption) transaction)

K T Buy 11-3 J

K T

K T

J T

J T , . .... . ..

Sold 1-2 K

K T Note in Part VIlI

J T Buy 1-4 J Note in Part VIlI

K T Buy 1-5 J

K T Buy 8-20 K

Sold 8-2 J

J T

tedeemed 11-15 K

K T

K T

K T Buy 11-4 K

L T

L T

1. lncomciGain Codes: A = Sl,000 or less B = $1,001-$2,500 c = $2,501-$5.000 D = $5,001-$15,000 E = $15,001-$50,000

{fieeC.ohnnnsBl andD4) F = $5(1,001·$100,000 G $100,001-$1.000,000 HI = $1,(1()1),001-$5,000,(IOO H2 = lvlore lhan $5,000,000

2. Value Codes: J = $15,000or less K = $15.(JOl-$50,000 L = $50.001-$100.000 M = $100,001-$250,0(l(l

(See Columns Cl and D3) N = 0 = $500,001-$1.000,000 Pl = $1,000,001-$5,l)(IO.( )C) P2 = $5,000.00J-$25,000,000

P3 = $"..5,000,00l-$50,000,000 P4 = $More than $50,000,000

3. Value Method Code:; Q =0 Appraisal R = Cost (Real Estale Onl :) s = Assessmenl T = CashlMatket

(See C,-,Jumn C2) li = Book Value v =Other w =Estimaled

J

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' . .•

lf

Gain (e.g.

(2) (2) (4) (5)

"FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

Shubb, William B 4/14/2005

Vii INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependent drildren. See pp.34-57 offiling instru ctions.)

Page6 of6

A. B. c. D.

Descri_Ption of Assets (including trust assets)

Income during reporting period

Gross value at end of reporting period

Transactions duriiig reporting period

not exempt ftom disclamre(I)(1)(1) (2)

(3) Place "(X)" after each asset exempt Type (e.g.Amount Type Date:Value Value Value: Identity of

buy, sell, from prior disclo sure Month-Code2 Method Code2 Codel buyer/sellerCode! div. rent. or , merger, Day (J-P) (A-H) (ifprivate(J-P) Code3(A-H) int) redemption) transaction)(Q-W)

K TA Interest90. Discover Bank CD 11/08

=

l. h!comciGnin Codes: A = Sl,000 or Jess B = $1,001..$2,500 c = $2,501..$5Jl00 D = $5,00J..$15,000 E = Sl5,00l-$50.000 (See Columns Bl and D4) F = $50,0tll-$100,000 G = $100,001-$1.000,000 HI = $1,000,001-$5,00IJ,000 H2 = ll.•lore than $5,000,000

2. Value Codes: = $15,000 or less K = $15,001-$50,000 L = $.50,001-$100..000 M = $100,001-$"-50,000

(See Columns CJ andD3) N = $"..50,()()()..$S00,000 0 = $500,001-$1.000,000 Pl = $1,000,001..:SS,000.000 P2 = $5,000,00l-S25,000,000

P3 = $25,000,00J-SSIJ,000,000 P4 = SMore than $50,000.000

3. Value Method Codes Q =Appraisal R = COO (Real Estate On!. '! s = Assessment (See C'.olumn c:n lJ = Book Value v =Other ·w =Estimated.

... ,

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Shubb, William B 4/141'2005

(lndicatepartofReport.).«vm. ADDifIONAL INFORMATION OR EXPLANATIONS

Notes

Line 78 SAT GE Capital 3/15/32 combiQ.ed lines 72 and 73

Line 79 GE Capital 6128132 combined lines 74 and 75

Date __ 4-T- --'(_1..,.;6_2_t>_o-=tJ _ _

,., ' -: .

FINANCIAL DISCLOSURE REPORT NameofPersonReporting Date of Report

Shuhi>. William B 411412005

.JX. CERTIFICATION. ,,-.·

··. I certify that all information given above (including information pertaining to my spouse and minor or dependent children. if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutozy provisions permitting non-disclosure.

I further certify that earned income :from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et seq.• 5 U.S.C. § 7353, and Judicial Conference

· regulations.

. · NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND Wll..FULLY F ALSIFJES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

_,; ..

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Commi ee on Financial Disclosure Administrative Office of the United States Courts

Suite 2-301 One Columbus Circle, N.E.

Washington, D.C. 20544