[ I · repoing year, coplee ths ecion. Dollar amount not rquir/ xcept or honorara.)
Transcript of [ I · repoing year, coplee ths ecion. Dollar amount not rquir/ xcept or honorara.)
[ I
R.eVfeWillgofficer
NAME OF ORGANIZATION/ENTITY
:-i .-.. =
(T)
C:
c:
--
··-' ' .AOW
Rev.112007 FINANCIAL DISCLOSURE REP-ORT
FOR CALENDAR YEAR 2006
· 'l:Person'Reporting (last name, first, niidille ili.itW) ':2.-Court or-Organization
T)mlkov.ich, Timothy .M Tenth Circuit Court ofAppeals
. 4.:ntte.(Article.ill.jndges.indicate..active.or senior statns; Sa..Report Type. (check appropriate. type.) magistrate jndges indicate fnll- or part-time)
D Nomination, Date U:S. CircuitJudge - Active
D Initial Annual
.. Sb• D Amended Report ---··
D Final
.Rep.orl.Requir.ed}zy.the.Ethics in Government Act of 1978 (5 u.s.c. app. §§ 101-111)
3:Date ofReport
0.8/.0.6/2007
6•.Reporting Period
01101/2006to
12131/2006
7. Chambers or Office Addres.9 8. On the basill of the information contained in this Report and any modifications pertsili.ing thereto, it is, in my opinion, in compliance
1823 Stout ·Denver, C0·80.Z02 . ---·- -
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with applicable laws and regulations.
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.IMPOR.TANT NO.TES: .T/ie.insll'udions-accompanying.thisfo'f'm.must be followed.. Complete-al/parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
Date -·· -------·--··--·---
f. 'POSITIONS. (Reporting indMdual only; Stt pp. 9-13 ofinstrlldions.)
D NONE (No reportable positions.)
POSITION
1. member 230 Joint Venture
2. Member, Power of attorney 433 Joint Venture
3. Member HHTLLC
4.
5.
n. AGREEMENTS. (Reporting indiridual only; Stt pp. U-16 ofinstr11dions.) wD NONE (No reportable agreements.) w
PARTIES AND TERMS
1. 2003 Hale Hackstaff 40lK plan
2.2003 withdrawal agreement Hale Hackstaff Tymkovich LLC
3.2003 433 Joint Venture
4.2003 HHTLLC
5.2004 230 Joint Venture
en ;o --' CJ r- :J..'>-
c:-::-0u;:'·
I rn : ..
()'.)
J> < -, ll r-r1-il 0 0 Pl
4.
5.
Date of Report Name of Penon Reporting FINANCIAL DISCLOSURE REPORT
Page2ofl0 08106/2007Tymko.\<ich, 'fimothy M
ID. NON-INVESTMENT IN COME. (Reporting indivitbutl tuUI spouse; see pp.11-u ofinstrt«tions.J
A. Filer's Non-Investment Income
D NONE (No reportable non-investment income.)
SOURCE AND TYPE
l. 1//06 - gift
2.
INCOME (yours, not spouse's)
s 10,000
3.
-B -Spouse s-Non-lnvestmenflncome - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not require;/ except for honoraria.)
D NONE (No reportable non-investment income.)
SOURCE AND TYPE
1.2006 self-employed - writer
2. 1106
3.
4.
5.
IV. REIMBURSEMENTS -transportation, lodging,food, entertainment
(Includes those to spouse anddependent children. See pp. 25-27 of instructions.)
IKJ NONE (No reportable reimbursements.)
SOURCE DESCRIPTION
2.
3.
4.
5.
L
CREDITOR
Date of Report Name of Person Reporting FlNANCIAL DISCLOSURE REPORT
Page 3 oflO Tymkovich, Timothy M 08/06/2007
V• GIFTS. (Jru:buks those to spouse am! depouknt cltiMren.. Stt pp. 28-31 of instructions..)
IEJ NONE (No reportable gifts.)
SOURCE DESCRIPTION
l.
2.
3.
4.
VALUE
5.
VJ. LIABILITIES. (Jncluda tlwse of spouse am! depouknt children.. Sa pp. 32-33 of instructions..)
D NONE (No reportable liabilities.)
DESCRIPTION VALUE CODE
1. Countrywide rental mortgage L
2. Heritage building loan M
3. Schwab line of credit M
4. Heritage building loan M
5.
--- r··-- ..,-. ...,..,,......_
-·-
6.
r��- 1
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(2)
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(2)
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Date of Report Name of Pers-0n Reporting FINANCIAL DISCLOSURE REPORT
08106/2007Tymkovich. Timothy MPage4ofl0
VIl. INVESTMENTS and TRUSTS - inco-, ""'""' tTtDrslldibns (lncltu1es 0wse of the spDllSL! iuu1 ikpeniknl dU/Jren. See pp. 34-60 of filing instrudions.J
0 NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
B. Income during
reporting period
c. D. Gross value at end of Transactions during reporting period
reporting period
(1) (1) (1) (2) (3) (4) (5) Place "(X)" after .each asset Amount Type(e.g. Value Value Type(e.g. Date
., (A-H) or int) (J-P) Code3 redemption) Day
(Q-W)
Value Gain
(J-P) (A-H)
Identity of
(if private transaction)
- - - -··- - --·- -
l. Schwab Money Market Fund B Interest M T
2. Merrill Lynch Bank USA c Interest J T
3. Advanced Fiber Commn. None J T
4.
5. Agilent Technology None J T
Air Methods None J T buy 7/25 .. J
7. AT&T A Dividend J T
8. Comcast A Dividend J T
9. Wyeth (formerly American Home Products) D Dividend M T
10. Bank of America A Dividend K T
11. Treasury Bond A Interest J T
12. Treasury Bond A Interest J T
13. Treasury Bond A Interest J T
14. Treasury Bond A Interest J T
15. Northeast Bond A Interest J T
16. Coca Cola A Dividend K T
17.
I. Income Gain Codes: A =$1,000 or less B =$1,001 • $2,500 c =$2,501-$5,000 D:o$5,001 -$15,000 E =$15,001 • SS0,000
(See Cohnnns Bl and D4) F=$50,001-$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or less K=$15,001 -$50,000 L:o$50,001-$100,000 M =$100,001 • $250,000
(See Columns Cl and D3) N =$250,001 • $500,000 0:o$500,00l -$1,000,000 Pl =$1;000,001 • $5;000,000 P2=$5,000,00I • $25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Cost (Real Estate Ouly) P4 =More than $50,000,000 T =Cash Market
(See Column C2) Q =Appraisal V=Ofhcr s=Assessment
U =Book Value w =Estimated
A.
- .
---- ---- -- ----
Code I A! •• _ .. "', ·" .,..,,_ _, h· •Pll
--- -
,.,..,,,.,h_ "'"""'seller
(A-II)
------ --- -
27.
29.
30.
34.
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
08/06/2007Tymkovich, Timothy MPage 5 oflO
vn. INVESTMENTS and TRUSTS -inco-. 'l'l1hu, tnlnsildions (Inchuks those o/IM SJ>Oltse iuul dependent children. See PP. 34-6() of filing instrudions..)
0 NONE (No reportable income, assets, or transactions.)
B. c. Income dm:ing Gross value at end of
reportingperiod reporting period
D.
Transactions during reporting period
{!) (2) {l) Amount Type(e.g. Value
(A-H) or int) (J-P)
------ ----- -- --- - · ·-----
(2) Value
Code3
(Q--W)
-·-· ----·
(I)
redemption)
(2) Date
Day
-------
(3) (4) Value Gain Code2 Code!
(J-P)
·---- --- ------·
(5) ldentityof
(ifprivate transaction)
·· -- ------
Description of Assets (includingtrust assets)
Place "(X)" .after.each asset Type(e.g.
- ·- ----
18. General Electric D Dividend N T
19. Freescale Semi A Dividend I T
20. Freescale Semi redemption 12/06 J A
21. Hanes brand A None I T spin off 12/06 J
22. Hewlett Packard B Dividend L T
23. IBM A Dividend K T
24. Imation A Dividend J T
25. Intel A Dividend M T
26.
Johnson & Johnson A Dividend K T
28. KeyCorp. A Dividend J T
Micron Technology A Dividend K T
Microsoft None L T
31. 3M A Dividend x T
32. Motorola A Dividend K T
33. Nokia A Dividend J T
Paychex A Dividend K T
I. !nrome Gain Codes: A =$1,000 or less B :o$1,00I -$2.500 c =$.2,501 -$5,000 D =$5,001 - SI 5,000 E =$15,001 - $50,000
(SecColomns Bl mdD4) F =$50,001-$100,000 G =$100,001- $1,000,000 HI =$1,000,001 -$5,000,000 H2 More than $5,000,000
2. Valoc Codes J =$15,000 or less K=$15,001 - $50,000 L=$50,001-$100,000 M =$100,001 - $250,000
(Sec Columns Cl and D3) N =$250,001 - $500,000 0=$500,001 -U;000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I - $25;000,000
·3. ValueMe!hod Codes P3 425,000,001 - $50,000,000 R '=Cost (Real Estate Only) P4 =More than $50,000,000 T '"°'5h Market
(Sec Colnmn CZ) Q =Appraisal V=Othcr S=Ass=ma!I
U =Book Value w =Estimated
A-
Amount 1
exemp, uum wsc1osure
·-·- - ----- - - ,_
-
- A
7
K
-
. ,,
-
-
D.
' ..
-
, ? Gain ('n<Jpl
(5)
-
-Page 6 -0-f 10
· Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT 08/0612007Tymko\lich, Tllllothy M
vn. INVESTMENTS and TRUSTS -incoine, vable, trrmsllCtions (lndl/Jks those of the SJHIMSe muJ 4epnuknt children.. See pp. 34-60 of filing insthldions.)
0 NONE (No reportable income, assets, or transactions.)
B. c. Description of Assets Income during ·Gross value at end of
(including trustassets.) reporting period reporting period
{I) {2) (I) _Place "(X)" after_each asset Type(e.g. Value
pnor (A-H)
·-----·---·-- ___ ___
. 35. Sara Lee
36. Schwab Total Stk
37. Speechworks International
38. Tell Labs
39. Templeton Developing
40. Templeton Emerging Markets
·4-L VoyageurC-olorado ·Fmrd
42. Wahnart
43. Hale HackstafITymkovich
44. Northwest Mutual insurance cash value
45. Coca Cola
46. Government Trust Bond
47. Treasury Bond I
48. TreaslllyBond II
49. Treasury Bond III
50. Treasury Bond IV
51. New York Trust Bond
A
c
A
A
A
B
A
A
A
A
A
A
A
or int) (J-P)
Dividend J
Dividend
None
Dividend J
Dividend - J
futerest J
Dividend M
None L
Interest K
Dividend J
Interest J
Interest K
Interest J
Interest J
Interest J
Interest J
-
(2) -(I) Value Type(e.g.
Code3 redemption)
(Q-W)
T
T
T
T
T
T
T
w
T
T
T
T
T
T
T
T
TT3DS3ctions during reporting period
{2) Date
Day
-
(3) Value
(J-P)
(4)
(A-H)
Identity of
(if private transaction)
J. Income Gain Codes: A =SI,000 or less B =$1,001 - $Z,500 C:o$2,501-$5,000 D =S5,00I - $15,000 E =$15,00I -$50,000
(Sec Columns Bl and D4) F =SS0,001 - $100,000 G =SI00,001 -$1,000,000 HI =Sl,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value COOes J =S15,000 or less K=Sl5,00l -$50,000 L=SS0,001-$100,000 M =SI00,001 -$250,000
·(SecColumns Cl and D3) N =$250,001 -$500,000 0 =SS00,001 -$1,000,000 Pl 1,000,001 -$5,000,000 P2=$5,000,00l -$25,000,000
3. Value Method Codes P3 =S25,000,001 -$50,000,000 R =<:ost (Real Estate Only) P4 =Mor.: than $50,000,000 T =Cash Mari:et
(Sec Cohmm C2) Q=Appraisal V=<>ther s =Assessment
U =Book Value W=Estimakd
(!) (2) (1) (2) (I) Amonnt
·=empt- rn.-1 1 ,,.,,._
" _ .. . , --' - -,
-----·--- ------1--·-------·-- ---------- ---
.
'
Q =Appcaisal
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 7of10 Tyml«wkb, lmiotby M f.)8/%12007
vn. INVESTMENTS and TRUSTS - income, Vllhle, tnmsactions (Inchules those of the :rpouse """depe1llknt drildren. See pp. 34-60 of filing instructiom.)
0 NONE (No reportable income, assets, or transactions)
A. B. c. D. Description af Assets Income during Gross value at end of Transactions during reporting period
(including trust assets) reporting period reporting period
(2) (J) Place "(X)" after each asset Type (e.g. Value Value Type(e.g. Date Value
(A-H) or int) (J-P) Code3 redemption) Day (J-P) (Q-W)
- -------- - - - - ------.. -- -
52. Johnson & Johnson A Dividend K T
53. TreasuryV A Interest J T
54. Treasury VI A Interest J T
55. Treasury VII A Interest J T
56. Treaaury VIII A Interest J T
. 57_ Treasury IX A .Interest J T
58. TreasmyX A 'Interest J T
59. Walmart A Dividend K T
60. General Electric A Dividend L T
61. IBM A Dividend K T
62. Microsoft B Dividend L T
63. Motorola A Dividend J T
.64. V..erigy A None J T spin-off 1106 J
- 65. ·walmart A Dividend x. T
66. Wells Fargo A Dividend K T buy 12/06 J
67. 230 Joint Venture (Co rental)($! 00,000; A Rent L R 10/2004)
68. Pfizer B Dividend J T
I. Jnoome Gain Codes: A l,000 oc less B :o$1,00I -$2,500 c =$2,501 -$5,000 D :o$5,00I -$15,000
(See Columns BI and D4) F 50,001-$100,000 G:o$100,001-$1,000,000 H1 1,000,001 -$5,000,000 H2 More than $5,000,000
2. Value Codes 1 15,000 or less K l5,001-S50,000 L 0,001 - $100,000 M 100,001 -$250,000
(4) .Gain
(A-H)
(See Columns Cl and DJ) N-=$250,001 -$500,000 0=$500;001 -$1;000,000 Pl 1;000,001 -ts;000,000 P2-=$5,000;00 I --$25;000,000
3. Value Method Codes P3 .000,001 -$50,000,000 -R o=Cost (Real Estate Only) P4 =More than $50,000,000 1'-9?asb Marl<et
{See Column C2) V=Otber s.=Assessment U =Book Vaine W=Estimatcd
(5) Identity of
(if private transaction)
E 15,001 - $50,000
-.
A.
v ,,.:v . ..:..... v r'. 1 - ' . -- - '
'------- ·--f.--------- ------- -
. •L ,..., , . 1 . "�'
-----·
'
-·
Date of Report Name of Pers-0n Reporting FINANCIAL DISCLOSURE REPORT
Page 8of10 08/06/2007Tymkovich, Timothy M
Vll. INVESTMENTS and TRUSTS -income. valu, tnmsactions (Indiuks those ofthe spouse ant1 dqJOUknt cJUJdren. &e pp. 3UO offiling Urstru&ons.J
D NONE (No reportable income, assets, or transactions.)
--
69.
70.
71.
72.
73.
74.
75.
76.
Description of Assets (includingtrust assets)
Place"(X)" after each asset exemp
------· - ---------·
HHTLLC
. --- ---Sun America Focused
Sun America Large Cap
- .
433 Joint Venture, Co. condo ($100,000, 8/2003)
Russell 3000 Index Fund
.RussellMliLCap V.alue Fund
Russell 2600 hidex Fund
MSCI All Country World Ex-US Index Fund
B. c. Income during Gross valueat endof
reportin gperiod reportin gperiod
(I) (2) (I) (2) (1) Amouut Type (e.g. Value Value Type(e.g.
(A-H) orinl) (J-P) Code3 redemption)
(Q-W)
-- ----- -·- - -·--·-
D Distribution M T
E Dividend K T
D Distribution K T
A Rent L R
A Dividend K T
A Dividend J T
A ·Dividend J T
A Dividend J T
D. Transactions during reporting period
(2) (3) (4) (5) Date Value Gain Identity of
Day (J-P) (A-II) (if private transaction)
------ -- ·--·- --· ·-- --··----
I. Income Gain Codes: A =$1,000 or less B =$1,001 - $2,500 c =$2,501-$5,000 D =$5,001 - $15,000 E =$15,001- $50,000
(See Colnmm Bl andD!) F =$50,001 - $100,000 G=SI00,001-$1,000,000 HJ =$1,000,001 - $5,000,000 ·m =More than S>;ooo,ooo 2. ValueCodes J =$15,000odess K=$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 -$250,000
(See Colw:ms Cl and D3) N =$250,001 -$500,000 0=$500,001. $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
3. Value Melhod Codes P3 =$25,000,001 - $50,000,000 R =Cost (R<a1 Estate Only) P4 =More than $50,000,000 T Marl<ct
(See Coluam C2) Q=Appraisal V=Dtber s =Assessment u =Book value W=Estimated
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 9of10 Tymkovich, lrmotby M 08/0612007
VIIl. ADDITIONAL INFORMATION OR EXPLANATIONS. (11Uliadepar1ofRepo11.)
'-----Date __ i_/_ h O_'-; __
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Date of Report Name of Penon ReportingFINA. CIAL DISCLOSURE REPORT
08/06/2007 Tymkovich, Timothy MPage 10of10
IX. CERTIFICATION.
I thaf all iiiformation given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq.., 5 U.S.C. § 7353, and Judicial Conference regulatiom.
Signature
NOTE: ANYJNDIVIDUAL WHO KNOWINGLY AND AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544