Keys to the Kingdom

Creating a System of Protection

Presented By: Christina Wallace, William Wallace, PaulyTighe, Don Curtis and John Conner

Retail

Establishing Controls

Polices set by company executives and management

Internal Controls

1 Employee

ID

2Access Control

3Name Tags

Internal Controls

Monitor Sales

Track Hours

Differentiate Employees

1 Employee

ID

Internal Controls

Limited Access

Accurate Accounting

Organization

2Access Control

Internal Controls

Identifies Employees

Compartmentalizes

Denotes Positions

3Name Tags

Financial Services

Establishing Controls

Polices set by company in accordance with SEC

Standards

Internal Controls

1 Checks & Balance

2File

Reviews

3Check Logs

Internal Controls

Local Office Oversight

National Oversight

Reports and Notes

1 Checks & Balance

Internal Controls

Internal Review

Independent Audit

Annual Review

2File

Reviews

Internal Controls

Track Possession

Accountability

Safeguard

3Check Logs

Law Enforcement

Establishing Controls

Policies set by Police Chief

Internal Controls

1 Internal Affairs

2Police

Reports

3Evidence Handling

1 Internal Affairs

Internal Controls

Complaint Initiated

Investigation

Verdict Delivered

Internal Controls

Major/Minor Disturbance

Officer’s Activities

Reviewed by Superiors

2Police

Reports

Internal Controls

Evidence Collection

Evidence Handling

Evidence Storage

3Evidence Handling

Naval Special Warfare

Establishing Controls

Policies set by Commanding Officer in accordance with

DOD Policy

Internal Controls

1 Access

2Info

Storage

3Inspect

Internal Controls

Getting onto Base

Security Badge

Watch

1 Access

Internal Controls

Removable Hard Drives

Shared Drives

External Memory

2Info

Storage

Internal Controls

Internal

External

Evaluation

3Inspect

Air Squadron

Establishing Controls

Polices set by Command level authority

Internal Controls

1 Manuals

2Checklist

3Contain

Internal Controls

Establish Procedures

Safety Regulations

Review Process

1 Manuals

Internal Controls

Identify Concerns

Offers Alternatives

Stringent Audit

2Checklist

Internal Controls

Handling Hazards

Safety Equipment

Disposal

3Contain

Just One More

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