272690878-VL-1018

Ipreo Retail Bookbuild Manage and execute global new-issue inventory across equity, debt, municipal, and structured security types

Our web-based platform is designed for retail brokerage, wealth management, and private banking investment professionals to disseminate deal details to all advisors and aggregate client orders and allocations via a single tool.

Participating in new issue securities presents unique challenges for wealth management firms. They typically need to adhere to a higher level of compliance and operational checks prior to marketing such deals to individual investors/retail customers. Furthermore, the volume of participants can result in workflow challenges several orders of magnitude greater than those challenges faced within the institutional market.

Ipreo Retail Bookbuild offers:

— A single platform with institutional bookbuilding tools for disseminating new issue deal indicatives for all security types

— Distribution and delivery tracking for regulatory documents

— Customizable checks to ensure that investors meet certain criteria prior to order entry

— Aggregation of orders across tens of thousands of accounts with allocation modeler

— Integration with back office systems for straight-through processing post-deal close

Deal management — Create, manage, and execute multiple deals across different asset classes

— Views available for syndicate desk, regional manager, branch manager, retail sales force and assistants, branch administrator, operations, and compliance

— Allocation modeling can be manual or automated to reflect pro-rata or customized client weighting

K E Y S TAT S

30,000+ financial advisors registered to use the system

5,000-6,000 deals per annum across equity, fixed income, municipals, and structured products

Used by 5 of the top 15 global investment banks

Used by 3 of the top 4 online brokers

Copyright © 2019 IHS Markit. All Rights Reserved

More information on Ipreo Retail Bookbuildemea+ 44 845 680 1194

americas +1 866 708 4357

apac+ 852 5808 2615

Content management — Centralize the dissemination of all deal indicates to

potential investors

— Electronic distribution and delivery tracking for all required documents including Preliminary, Free Writing, and Final Prospectuses

Order entry — Intuitive search by account name or account number

for ease of use

— Integrated Retail Coverage Model ensures account visibility follows firm’s direction

— Account Suitability checks performed at order entry

Compliance — Flexible compliance and operational solution to

incorporate firm’s rules, proprietary forms, and approval process

— Full audit trails of suitability / compliance checks, documentation dissemination, orders & allocations, and deal-specific vs account specific details

sales-leads@ihsmarkit.com