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Chapter 1
Aesthetics of Transformation
Cinema a child of twentieth century, has by now achieved the significance
that is its due. There was a time when cinema was looked down upon as low form of
mechanical reproduction of reality. However matters have changed over the years,
with masters of the medium creating poems on celluloid, thus helping to break
prejudices and broaden the critical vision. It is acknowledged today that cinema is a
unique art with room enough to incorporate other art forms like music, dance, and
literature.
As a popular medium of communication and entertainment, cinema has
acquired enormous significance these days. Critical theories have sprouted up to
support it and film studies has been recognized as a major discipline. It has
influenced the cultural, sociological and political changes taking place all over the
globe. The role of films in filling the voids caused by lack of interaction between
cultures and in imparting ideas and ideals is now acknowledged. The growth of
cinema into a serious medium of artistic expression and the rapid proliferation of
theories about film aesthetics is indeed amazing. Major achievements of the film
world are now granted the same respectability as similar feats in the spheres of
literature and art, and are subjected to critical scrutiny using similar tools of
analysis. In short, the aesthetics of cinema has now come to the limelight of
attention of theoreticians and critics.
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The visual dimension of film has associations with painting; its dependence
on movement links it with dance and its ability to produce kinetic and emotive
effects equate it with music. As it involves the performance of artists and needs
spectators its relation to theatre is explicit. Above all, film is an art based on science
and technology. But the art with which narrative film has most in common is
literaturein its use of plot, characters, setting, dialogue and imagery, its strategies
of expression, its tendency to manipulate space and time.
An artistic adaptation is a work in a particular medium that derives it impulse
as well as a number of its constituent elements from a work in a different medium. It
is caught up in the web of intertexual transformations, of texts generating other texts
in an endless process of recycling, transmutation and transcreation. In adaptation, an
already proven work of art is transformed into another. To quote Julia Sanders,
Adaptation is frequently a specific process involving the transition from one genre
to another: novels into film; drama into musical; dramatization of prose narrative
and prose fiction; or the inverse movement of making drama into prose narrative
(9).
There is a long established tradition of film adaptations of literary sources
starting with the cinematic adaptations of the Bible. By 1910, adaptations of the
established literary canon had become a marketing ploy by which producers and
exhibitors could legitimize cinema going as a venue of taste and thus attract the
middle class to the cinema. Literary adaptations gave films the respectable cachet of
entertainment as art. Besides, literary adaptations have also been seen to have
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pedagogical valuein teaching a nation about its classics and its literary heritage.
Adaptation of a literary work into film might involve quite a few theoretical
concerns. There is a whole range of equivalences between film and literature. These
relate not merely to shared themes and content, but to common narrative strategies
and formal preoccupations as well. While these would naturally encourage a
summary alignment of film with the narrative dramatic genres of literature, there
have been attempts even to approximate film to the sub genres of lyrical poetry.
In the late fifties and early sixties, with the development of Italian Neo-
realism and French New Wave, there evolved the complex, challenging, even
puzzling genre that came to be enigmatically called art film. This attempted to
show that the language of the film was in no way inferior to or more simplistic than
that of literature. In an effort to establish cinema as a distinct form of art, film
scholars initiated a number of revolutionary changes. They developed an
audiovisual vocabulary with all the undercurrents of metaphor, symbol, allegory,
ambiguity and paradox. The cinematic images almost rivaled those of poetry in
combining emotional and intellectual complexity. The language of film and the
language of literature share the same crucial ability to address both intellect and
emotions, to evoke feeling and thought, and sometimes engage both faculties at
once.
The shift from artistic independence to artistic interdependence has
become a unique and essential feature of aesthetic development in the
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twentieth century. Of various genres of literature, the novel has a special kind
of intimate relationship with film. Even while undergoing revolutionary
changes in the process of evolution to the complex mlange of twentieth
century art, these two disciplines have followed the trend of artistic exchange
rather than purity.
Both film and fiction are linguistic phenomena, being founded on the
basic concept of the sign. Both use signifiers to connote a world of meanings,
the signified. The word and the frame, signifiers in literature and film
respectively, are both visualthey are perceived with the eye. When a word
is read, it refers to or creates a mental image or concept that signifies
meaning. When a frame is watched, the effect is more immediatehere the
image that signifies meaning is not mental but directly presented to the eye.
Thus, it might be said that the filmmakers task is easier. It could also in one
sense narrow the scope of the medium, if the signifier in the film was too
explicit to unravel further possibilities of signified.
However, it has been argued that a cinematic frame can provide far
more information than the more ambiguous word. A film speaks through its
frames just as fiction speaks through words. Besides, in film, each angle,
each cut, would make a different signification. .Juxtaposing shots makes
them collide and it is from the collision that meaning is produced.The
meaning produced through montage is further enriched by devices like music
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and acting.Verbal signs work conceptually whereas cinematic signs work
directly, sensuously and perceptually. Films are generally divided by critics
into four major classes for practical and pedagogical purposes:( a) narrative
film equated with fictional story telling (b) documentary films (non-fictional
or factual), (c) experimental films (pertaining to the avante garde) and (d)
animation. Like a novel a narrative film is narrative fiction,controlled by a
narrative voice, a teller (the camera lens) that lets us see what it wishes.And
like a novel, a film is capable of leaping in time and space,a common feature
of narrative fiction.The various components of cinematographic form,
namely visual emphasis,shifting points of view, adventitiousness, lack of
depth, montage, spatialization of time and space, and the use of the camera
eye, are amply illustrated in modern fiction.
Most of the writers of fiction after the advent of film were greatly
influenced by the medium, the writings of most of the modern novelists of
twentieth century were cinematic as they were naturally excited by the
discoveries of the cinema and attemted to borrow from, and even rival these
in their own medium.William Faulkner and Ernest Hemingway are two such
writers of the twentieth century. Practically every resource of modern film
the close up, the medium shot, the long shot, the moving camera, parallel
editing, referential cross cutting, colour, and even sound recording can be
seen in their work.
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Being a visual medium, film employs a multiplicity of techniques, but
its greatest impact on the novel is perhaps in this very visual aspect.Though
present in earlier writing, too, the emphasis on the visual gained a greater
impetus in the early years of the twentieth century, especially with
Impressionistic writers like Virginia Woolf and James Joyce. The primary
distinction between novel and the cinema arises from the fact that the former
is a verbal medium ,whereas film is essentially visual.A good novelist writes
scenes that are memorable, for his visual imagination and powers of
description are directed by the keen impulse to record fully and accurately a
specific moment of perception. He uses verbal descriptions as a film maker
uses the lens of his camera to select, to highlight, to distort and to enhance
in short, to create a visualized world that is both recognizable and more
vivid, intense, and dramatically charged than actuality.A good film director is
likewise sensitive to an artistic use of camera and often creates unforgettable
scenes in his films.The traffic is indeed two-way.
Pont of view is an issue that concerns fiction and film. Problems
relating to point of view have existed since the dawn of narration. Stated
simply, point of view in fiction determines the relationship between the
narrative material and the narrator through whose eyes the events of the story
are viewed. In other words, the ideas and incidents are sifted through the
consciousness and the language of the storyteller, who may or may not be a
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reliable guide for the reader to follow. To put it somewhat simplistically,
among the four basic types of point of view, (first person, omniscient, third
person, and objective), it is seen that the objective or impersonal mode is
naturally superior to any other that allows for direct appearance by the author
or his reliable spokesman.
In a movie, on the other hand, point of view tends to be less rigorous
than in fiction, giving the director the freedom to adjust his camera lens at his
will. The camera, like an eye, functions in a special way for a special
purpose, seeing what the spectator could see if he were himself present at the
scene. Thus it can be said that a novelist who strives for the appearance of
objectivity is actually attempting an approximation of the cameras view of
things. Moreover, the director can focus his camera upon subjective details,
rejecting the inessential. This use of shifting points of view in the filmic
mode shares several similarities with the way in which multiple points of
view are handled in fiction, bringing the novel closer to the cinematographic
form. The fictional world is not directly represented to the reader; rather it is
signified by the narrators words. Unlike fiction, film works by directly
showing the fictional world to the spectator. In his perceptive account of the
history of cinema, Louis Gianetti writes about the basic differences between
novel and film. In fiction, the distinction between the narrator and the reader
is clear: it is as though the reader was listening to a friend telling a story. In
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film, however, the viewer identifies himself with the lens, and thus tends to
fuse with the narrator:
In literature, the first person and the omniscient voice are mutually
exclusive, for if a first person character tells us his own thoughts
directly, he cant also tell uswith certaintythe thoughts of others.
But in movies, the combination of first person and omniscient
narration is common. Each time the director moves his cameraeither
within a shot or between shotswe are offered a new point of view
from which to evaluate the scene. He can easily cut from a subjective
point-of-view shot (first person) to a variety of objective shots. He
can concentrate on a single reaction (close-up) or the simultaneous
reactions of social characters (long shot). (370-71)
Cinematic devices such as fast-motion, flips, freeze-frames, and exaggerated
performances may serve as comparable equivalents to the novels literary
tropes, namely irony, mock-heroism, parody, compression and cutting, and
the mutation of the narrative into the dramaticall these are essential to the
process of adaptation. Another parallel between film and fiction is setting,
an essential element of any narrative. It can add to a storys credibility and
serve as an essential clue to characterization. In both film and literature
setting gives a sense of mood and atmosphere.
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Manipulation of time is another important fact that should be
considered in any study of novel and film. Film has only the present at its
disposal whereas fiction has the present, the past and the future. However it
could be argued that as one experiences every thing seen on screen as
happening in the present, so it is in the case of literature too. As one
deciphers a passage in a novel about an incident that took place years ago, a
mental image is created in which the action takes place in the present tense.
Time in film is shortened or stretched using techniques like slow and fast
cutting, repetition of shots, and so on. Eisenstien and Alfred Hitchcock were
experts in time manipulation in film. In a work of fiction, the task is
comparatively simpler, for it can easily be achieved by narrating a story from
two vantage points simultaneously.
Fiction relates especially to one of the sensesthe eye from the
readers or spectators point of view as well, fiction and film provide two
distinct kind of experience, essentially the private experience of an
individual. Fiction excites the imagination of the reader, encouraging him to
reflect on what he reads. A film, on the other hand, is a multi-sensory
experience, typically enjoyed in the company of others. Hence the responses
of a spectator to a film may be immediate and spontaneous, often conditioned
by the responses of other viewers. The two forms are equally capable of
summarizingliterature does it with a studied choice of words in which
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meaning is condensed, while the film compresses meaning into sensory
experiences. Film can summarize events extending over years into a matter
of few moments through a montage of several scenes.
Ever since Edwin S.Porter made the first story-telling film, The Great
Train Robbery, in 1903, critical opinion maintained that the film is
essentially a form of a literature. This, however, is not exactly true. While
film and literature both aim to express concrete situations involving the
development of a plot and the exposition of character and environment, the
medium through which they seek to accomplish these ends are entirely
different. Film depicts concrete situations involving plot development and
characterization, setting and environment, emotional reactions and
philosophic attitudes and concepts, by means of a series of plastic images
visual representations projected upon a screen in a darkened room before an
audience. It is seen and heard by its audience and secures its characteristic
form and rhythm by the purely filmic process of editing. The medium of
literature however makes use of words for all its purposes. The novelist
originally creates words or sentences in order to achieve the maximum
literary power to stir the thoughts and emotions of the readers. In spite of
such basic differences of form and style, filmmakers naturally turned to
literature, especially novels, for the essential ingredient on which their
narration is based, namely, the story.
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The controversy about the relationship between the novel and the film
is perhaps a hundred years old, starting from the first days of
cinematographic history. Though ideally the novel and the film should be
regarded as independent entities, several critics still harp upon the question
of narrativity and fidelity to the text. Geoffrey Wagner, for example, has
divided film adaptation into three modes: the transposition, in which a
novel is directly given on the screen with a minimum of apparent
interference; the commentary, where an original story is taken and is either
purposely or inadvertently altered in some respect; and the analogy, which
must represent a considerable departure for the sake of making another work
of art. Some patterns of transposition are Peter Bogdanovitchs adaptation of
Henry James Daisy Miller (1974), and James Ivorys adaptation of E
M.Forsters Howards End (1992). Orson Welles Chimes at Midnight
(1966) is a commentary on three Shakespearean plays. Francis Ford
Coppolas Vietnam film Apocalypse Now (1979), which is loosely based on
Joseph Conrads tale of nineteenth century colonial enterprise in Congo,
Heart of Darkness, is an example of analogy
The adaptation of an art work from one medium to another seems to rests on
a supposition that there exists a content to be transferredtransformed
from one form of expression to another. The same assumption comes to play
while discussing adaptation from novel to film. As stated by Somdatta
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Mandal in Fiction and Film: Word to Image, in art, the content, if the word
must be used does not exist apart from its form. A change in form results in
another content(46). This implies that adaptation from novel to film is a
different form of expression.
An adaptation of a novel into film always brings forth the issue of
fidelity to the source text. The familiarity of the novel to the audience
influences their judgment unlike a film made from an independent story.
Whatever be the mode of adaptation followed by the filmmaker
transposition, commentary, or analogyit is perhaps through infidelity that
the most creative acts of adaptation take place. Such creative efforts by some
veteran artists have resulted in the making of film classics. It is interesting to
note that some inferior novels when adapted have become classics of film.
Likewise, film versions of many celebrated novels have resulted in mediocre
films.D.W Griffiths Birth of a Nation (1915), one of the gems of cinema,
was made from of a low-rated novel by Thomas Dixon, The Clansman.
Alfred Hitchcock is known for adapting films in his own unique way with
creative interpolations and craft. However, when a viewer goes to see a film
made from a famous novel or short story, s/he would generally expect a
literal transcription to follow, and when his/her expectations are not met,
which is quite often, s/he is left with a sense of betrayal.
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Brian Mcfarlane in his book, Novel to film, briefly summarizes that
adaptation is replacing one illusion of reality for another (21). He looks
into how one illusion replaces another and what elements play a role in the
shape of the end result of adaptation. Mcfarlane divides the elements that
make up a novel into two distinct categories of which he calls transfer and
adaptation proper. Transfer is concerned with those elements, which can be
taken almost directly from the novel and transferred to the film, while
adaptation proper is concerned with those elements which need to be
reinterpreted for the film. Under transfer, Mcfarlane enumerates the elements
of story/plot distinction. While story is the simple basic succession of events,
the raw material, the plot is the way in which the story is creatively
deformed. While the novel and film share the same story, the plot strategies
are different.
Roland Barthes in his Introduction to the structural Analysis of
Narratives (1966) distinguishes two main groups of narrative functions;
distributional and integrational functions (89). Though Barthes is not
concerned with cinema in this discussion, this distinction is valuable in
sorting out what maybe transferred (ie.from novel to film) from that which
may only be adapted. To distributional functions, Barthes gives the name of
functions proper; integrational functions he calls indices. The distributional
functions are those which are related to a narratives actions and events, and
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are often easier to transfer than integrational functions, which are related to
those narrative elements that are more diffuse, and are prone to adaptation
proper than transfer. The functions are again subdivided to include cardinal
functions and catalysers.
Cardinal functions are the hinge points of narrative: that is, the
actions they refer to open up alternatives of consequence to the
development of the storyThe linking of cardinal functions
provides the irreducible bare bones of the narrative. ( Mcfarlane, 13-
14)
Mcfarlane points out the identification of character functions as the
next important step of adaptation process. Character function is the part
played by the characters in the plot. Adaptation study includes isolation of
chief character functions and analyzing how they are represented in the film
version. The elements mentioned above are those elements that can or should
be implemented into a film directly from the novel with out changing them or
with out having them to adapt to a different medium. However, there are
elements that have to be adapted because of the difference between the two
media. This is what Mcfarlane calls adaptation proper, which requires the
adapters interpretation.
Some of the impact of the film adaptation depends upon the
audiences awareness of its relationship with the source texts. In anticipation
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of this most formal adaptations carry the same title as their source text. For
some adaptations this is not necessary. For example, West Side Story (1961)
is a modern day adaptation of Romeo and Juliet, set in the New York City of
the1950s. This is also the case with Francis Ford Coppolas Apocalypse Now
(1979), a loose adaptation of Joseph Conrads Heart of Darkness. In such
works the real interest lies not in the source text, but in the film. There are
many film adaptations that have successfully cashed in on the time when the
popularity of the novel was at its peak. David O.Selznicks film adaptation of
Margaret Mitchells Gone with the Wind (1939) was made when the novel
was at the height of its popularity.
If adaptation has supporters, it also has detractors. George Bluestone
holds that despite superficial similarities, the movie and the novel are
essentially antithetical forms [] a film adaptation will, even at its very best,
be a lesser work of art than its source (62). According to Virginia Woolf,
the alliance between film and literature is unnatural and disastrous to both
forms. An examination of the arguments against adaptation would show that
in their desperate strugglein the case of film, for status and legitimacy, and
in literature, for mere survivalboth overstate their case. The apprehension
of an adaptation devouring or destroying its literary source need not be taken
as valid, as it can be seen that the literal survival of the work is never at
stake. If adaptation is not destructive to literature, it is even more difficult to
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imagine it being detrimental to film. The mere fact that a film derives from a
literary work does not actually undermine the mediums uniqueness or
versatility.
In an adaptation the originality of the work is always in question.
Since the material was born out of another artists imagination, it is often
said that the work is not authentic. The concept of originality does not affect
the medium of film as such. What is important is the way in which the
original material has been recreated. The treatment of the original source in
its transposition from one medium to another is what counts. Considering the
novel versus film debate with special focus on the problems of adaptation,
one can only accept the fact that as long as popular novels or literary
masterpieces continue to be adapted to the screen, these problems will persist
and critics will continue to harp on the sanctity of the literary text. It might
be appropriate to quote Joy Gould Boyum:
In assessing an adaptation, we are never really comparing book with
film, but an interpretation with an interpretationthe novel that we
ourselves have recreated in our imaginations, out of which we have
constructed our own individualized movie, and the novel on which
the film maker has worked a parallel transformation. For just as we
are readers, so implicitly is the filmmaker, offering us, through his
work, his perceptions, his visions, his particular insight into his
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source. An adaptation is always, whatever else it may be, an
interpretation. (61-62)
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Chapter 2
Horror films and fiction
Film adaptations of diverse sub genres of fiction have almost always been
received with great enthusiasm. Some of the sub genres of fiction most frequently
adapted for movies are Westerns, Espionage, Horror and Science fiction. Whatever
be the critical reception, most of these films proved immensely popular with the
audience. Films belonging to these categories were produced within a very short
time after the dawn of the new medium. By the end of the first twenty-five years of
film history, there were at least a handful of such films, namely, TheGreat Train
Robbery (1903) in the genre of Westerns, Nosferatu (1922) and The Cabinet of
Dr.Caligari (1919) in Horror films and Fritz Langs Metropolis (1926) in science
fiction. Many of these films and their source novels grew in popularity and became
part of the popular culture. The characters of these films and novels became icons
and the actors became stars. Thus we have Frankenstein and Dracula as modern
myths in popular imagination, with Bela Lugosi and Boris Karloff as stars. This
chapter proposes to examine film adaptations of horror fiction with special emphasis
on Bram StokersDracula.
At one time, many academicians and critics were less than enthusiastic about
popular genres, and considered them low art. The distinction between popular art
and real art gained strength in the early years of the twentieth century. The
detective stories and the macabre fiction in vogue at that time were not conferred
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with literary merit on account of their sensational nature. However, with the
theoretical approach to literature, this has changed and these once-marginalized
genres have gained acknowledgement. Serious studies into the latent significations
of these genres have helped to demarcate a place for them in literary history. An
important work that was thus brought out of obscurity into the limelight of attention
was Bram Stokers sensationalDracula (1897).
The sub genre of fiction to which Dracula belongs, the Gothic novel, had its
origin in England in the eighteenth century, with the publication of Horace
Walpoles The Castle of Otranto: A Gothic Story, and flourished in the early
nineteenth century. Following Walpoles example, writers of such novels set their
stories in the medieval period, often in a gloomy castle furnished with dungeons,
subterranean passages and sliding panels, focusing on the sufferings imposed on an
innocent heroine by a cruel villain. Ghosts, mysterious disappearances, and other
sensational and supernatural occurrences were characteristic features of such novels.
Their main aim was to evoke chilling terror through mystery and a variety of
horrors. Some of the best works of this kind opened up to fiction the realm of the
irrational and of the perverse impulses and the nightmarish terrors that lie beneath
the orderly surface of the civilized mind. Ann Radcliffes The Mysteries of
Udolpho (1794) and Mathew Gregory Lewis The Monk (1796) can be classed
among the best novels of the gothic genre.
The term has also been extended to refer to a type of fiction which may lack
the medieval setting but develops a brooding atmosphere of gloom and terror, and
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represents events which are uncanny or macabre or melodramatically violent, and
often deals with aberrant psychological states. Mary Shellys Frankenstein (1818)
was among the most remarkable and influential of such works. In America, Edgar
Allen Poe was the major contributor to the field, with works such as Tales of
Mystery and Imagination. The 1880s saw the revival of the Gothic as a powerful
literary form allied to fin de siecle decadence. Classic works of this period include
Robert Louis Stevensons Dr Jekyll and Mr Hyde (1886), Oscar Wilde's The
Picture of the Dorian Gray (1891) and Henry James's The Turn of the Screw (1898)
.In 1897 little known Irishman, Bram Stoker, published Dracula, which as soon
came to be regarded on an equal footing with Frankenstein andDr. Jekyll and Mr.
Hyde.
Abraham Stoker was born in 1847 near Dublin. Until the age of eight, he
suffered from a debilitating disease which left him largely confined to his bed.
Echoes of this can, perhaps, be found in Draculas attachment to his coffin. The fact
that his mother used to tell him ghost stories may also have helped. However, like
many a child confined to bed, Bram Stoker also occupied himself in voracious
reading. Doctors baffled by the exact nature of his illness would have been
surprised by the fact that when Bram Stoker did finally escape from bed, he did so
with vigour and determination enough to be regarded the best athlete in Trinity
College, Dublin. Bram graduated from Trinity at the age of 20. He wanted to be a
writer, but his civil servant father persuaded him to follow in his footsteps. Thus
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Stoker began a stint at Dublin Castle, where he wrote Duties of Clerks of Petty
Sessions in Ireland(1879), a work far less lurid than his later fictions.
He wrote a great deal in his eight years in the civil service, and soon began to
be published. The Crystal Cup (1872) was published by the London Society, and in
1875 The Chain of Destiny was printed in The Shamrock. Probably more
important than these were his unpaid theatrical reviews for Dublins Evening Mail
and The Irish Echo. These allowed him to cultivate a friendship with the famous
English actor Sir Henry Irving. Irving offered Bram the post of manager of the
Lyceum theatre, London, in 1878. This allowed Stoker to leave the civil service and
to marry Florence Balcombe. As Irvings manager he had occasion to rub shoulders
with some of the most prominent people of the day, among them Walt Whitman, the
artist Whistler, Mark Twain, George Eliot and four American presidents.
Stokers first book, Under the Sunset(1882), was a collection of fairy tales
for children. This was followed in 1890 by his first novel, The Snakes Pass. He
published two more novels in 1895: The Watters Mou and The Shoulder of Shasta.
At this time, Bram Stoker was doing research on vampires, and discovered the
history of Vlad Dracula (more popularly known as Vlad the Impaler), a
Wallachian prince famous for executing hundreds of people by impaling them on
spikes. This gave Bram Stoker the germ for his most famous character and the
novel: Dracula (1897). The publication of Dracula was destined to remain the high
point of Stokers literary career. Many other novels met with failure and were of
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mediocre quality. The Jewel of Seven Stars (1903) is generally considered to be the
book that comes closest to recapturing the magic of Dracula. His last effort before
he died in 1912 was The Lair of White Worm (1911)
Dracula was favorably received by critics of the time despite its moderate
success. Christian World called it the "one of the most enthralling and unique
romances ever written" and as "the most blood-curdling novel of the paralysed
century" (Dalby, 423) and the theme of good triumphing over evil struck a chord
everywhere. Other reviewers made flattering comparisons of Dracula to the novels
of Wilkie Collins. Again, good reviews appeared when the book was published in
the USA in 1899. The review in The Daily Mailof 1 June 1897 hailed it a classic of
Gothic horror:
In seeking a parallel to this weird, powerful, and horrorful story our mind
reverts to such tales as The Mysteries of Udolpho, Frankenstein, Wuthering
Heights, The Fall of the House of Usher...butDracula is even more appalling
in its gloomy fascination than any one of these. ( Auerbach and Skal 363-4 )
Dracula has been claimed by many literary genres such as, horror fiction, the gothic
novel and invasion literature. Throughout the 1880s and 1890s, authors such as H.
Rider Haggard, Rudyard Kipling, Robert Louis Stevenson, Arthur Conan Doyle,
and H.G. Wells wrote many tales in which fantastic creatures threatened the British
Empire. Invasion literature was at its peak, and Stoker's
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formula of an invasion of England by continental European influences was, by
1897, very familiar to readers of fantastic adventure stories.
Structurally, Dracula is a novel in the epistolary tradition arranged in the
form of a collection of diary entries, telegrams, and letters written by the characters,
as well as fictitious clippings from the Whitby and London newspapers, and
transcripts of phonograph cylinders. This literary style, first made famous by
Wilkiie Collinss The Woman in White (1860), one of the most popular novels of the
19th century, was considered rather old-fashioned by the time of the publication of
Dracula, but it adds a sense of realism to the novel and provides the reader with the
perspective of most of the major characters.
Literary critics have examined many of the themes of the novel, such as the
role of women in Victorian culture, conventional and repressed sexuality,
immigration, post-colonialism and folklore .Before writing Dracula, Stoker spent
seven years researching European folklore and stories of vampires, influenced
especially by Emily Gerard's 1885 essay "Transylvania Superstitions", and a
discussion with Arminius Vambery on Balkan superstitions. Though the most
famous vampire novel ever, Dracula was not the first of its kind. It was preceded
and partly inspired by Sheridan Le Fanu's Carmilla (1871), about a lesbian vampire
who preyed on a lonely young woman. The image of a vampire portrayed as an
aristocratic man, like the character of Dracula, was created by John Polidori in The
Vampyre (1819). Another influence on Dracula was the Irish folk tales that captured
Stokers imagination when he was a child. The novel acquired its iconic legend
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status and wide popularity in the twentieth century, mainly on account of film and
theatrical adaptations.
Not many novels have achieved quite as much popularity and critical
acclaim after its film adaptation as Dracula. German Expressionism had by then
found expression in horror films with the making ofThe Cabinet of Dr.Caligari
(1920) by Robert Wiene, andNosferatu (1922) by F.W.Murnau.The latter film was
the (unofficial) first adaptation of Bram Stokers Dracula, and is still regarded as a
masterpiece of German expressionist cinema and one of the most critically
acclaimed horror films.As Murnau did not have the literary rights to Bram Stoker's
Dracula, he changed the locale, altered the plot slightly and changed the vampire's
name to Count Orlock, who was played by Max Schreck, an eerie looking German
actor. However, Stokers widow filed a suit against the production, and the court
ordered the film to be destroyed. However, thanks to the phenomenon of video
piracy, this masterpiece still exists.
An official adaptation of Dracula produced by Universal Studios, and
directed by Tod Browning, was brought out in 1931. The script for the film was not
based on Stoker's Dracula; instead it was based on a popular play by John
Balderston and Hamilton Deane. Its popularity is probably due to Bela Lugosi's
performance as Dracula, who, with his Hungarian accent and satanic appearance,
captured the popular imagination with his seemingly authentic depiction of a
vampire. This movie inaugurated a craze for horror films in Hollywood in the
1930s, withFrankenstein in 1931.The fifties saw the reproduction of the Universal
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horror film in colour by Hammer studios of Britain. Horror of Dracula directed by
Terence Tisher in 1957 in lush technicolor established Hammers reign which was
to last for the next two decades. Christopher Lee played the role of Dracula and this
resulted in type casting, with Lee being almost considered synonymous with
Dracula for the next two decades. Another version of Dracula produced by BBC in
1970 is now claimed by some critics to be the most faithful adaptation of the novel.
Two other important adaptations of Dracula were made by the celebrated German
director Werner Herzog, and by John Badham in 1979, before the making ofBram
Stokers Dracula by Francis Ford Coppola.
The cinematic interpretation of the novel by master film makers seems to
have altered the attitude of the critics towards it, and this could perhaps also account
for the publication of the novel in the World Classics Series by Oxford University
Press in 1980. An important and interesting feature in film adaptations ofDracula
down the decades is the effort on the part of the interpreters to read the story from
angles different from that of the author. Each of these films had some thing to add to
the mythology of Dracula, making possible a diverse number of readings. A unique
interpretation was that given by F.W Murnau inNosferatu(1922), where vampirism
is equated with plague and sexuality.The sexual innuendoes of the novel were
rightly identified by the directors, and were highlighted in the treatment of the
story.There were attempts to include the point of view of the villainous
protagonist .In the craftful hands of Werner Herzog, the Dracula becomes the
legend of a human being who is alienated from the society, while John Badham
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views Dracula as a Byronic hero or as a polished Heathcliff. So in the 1990s, when
Francis Ford Coppola attemptedDracula it is no wonder that it became an immortal
story of love and passion, even while claiming to be the faithful adaptation of the
novel by the very act of naming itBram Stokers Dracula.
Francis Ford Coppola, the veteran Hollywood film maker, who had The
Godfather(1972) andApocalypse Now (1979) to his credit, was at the height of his
powers when he considered filming Dracula in 1992. With his accurate camera eye
and mastery of the medium, Coppola was particularly interested in the adaptation of
novels into film, his Godfatherbeing a film version of Mario Puzos best selling
novel and Apocalpse Now a reworking of Joseph Conrads Heart ofDarkness.
These films established Coppolas fame as one of the master craftsmen of celluloid.
So, when the project ofDracula was announced, it was eagerly awaited by critics
and others. As a story told many times on screen it was a challenge to the director to
make his film different from previous versions, and the film is proof positive of the
success of his endeavour.
Born in Detroit, Michigan in 1939, Coppola belonged to an Italian-American
family which moved to New York after his birth. His father, Carmine Coppola was
a musician, whose musical scores Francis made use of in his movies .At the age of
ten, Coppola was affected by polio while on a Cub Scout trip and was paralyzed on
his left side. Bedridden for nine months, he watched TV continuously and turned to
making puppet shows for his own entertainment. Coppola was told he would never
walk again, but his father refused to accept this prognosis and hired a
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physiotherapist. Gradually Coppola recuperated and was able to return to school.
Later, he was admitted to the New York Military Academy at Cornwall-on-Hudson
on the basis of his proficiency in playing the tuba. He detested the schools
emphasis on sports and ran away to Manhattan after eighteen months. Returning to
high school, he continued to play the tuba and began writing plays. His aptitude as a
playwright gained him a scholarship to Hofstra University. As one of the Hofsta's
top students he earned a reputation as a loudmouth. He graduated from Hofstra with
a BA in Theater Arts in 1959 but still had no desire to be a director. His attitude
changed quickly when he saw Sergei Eisenstein's Ten Days That Shook the World
(1927). He later said of the film, "On Monday I was in the theater, and on Tuesday I
wanted to be a film-maker" (Bergan 16).
Coppola then entered UCLA Film School for a master's degree in the fall of
1960. While at UCLA, he met Roger Corman, an independent auteur and became
his right-hand man. Assisting Corman in the production of horror films, Coppola
became script editor, production assistant, associate producer, dialogue director,
sound recorder, and second unit-director. As an assistant he directed his first feature
filmDementia 13 (1963) a thriller about an axe-murderer. While shooting the film
in Ireland, he fell in love with Eleanor Neil, a graduate of the UCLA Art
Department. They were married in Las Vegas in 1963. Coppola directed his second
film, Youre A Big Boy Now (1966) as his thesis for the UCLA Master of Fine Arts.
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Coppola's first major recognition came in 1971 when he won an Oscar (along
with Edmund North) for the screenplay of Patton (1970). The film was a
tremendous success for Coppola and eventually gained him the opportunity of
writing the screenplay for The Great Gatsby (1974). The Godfather marked the
beginning of Coppola's rise to prominence in the year 1972.When Mario Puzos best
selling novel about the Italian crime family was selected for adaptation by
Paramount, they chose Coppola to direct the film because he was the only Italian
director in Hollywood. The film (and its sequels in the trilogy) tells the saga of the
Corleone family over many years and was originally titled Mafia. The film offers a
character study of Don Vito Corleone, the head of the family and of his son
Michael, and the history of other members of the Corleone family over the years.
Coppola agreed to write and direct the movie on condition that it would not be a
gangster movie but a family chronicle. Major stars like Marlon Brando and Al
Pacino collaborated with him and with Mario Puzo on the script and the film bagged
three Academy awards in1972, marking for Coppola his place on the map of
Hollywood.
Between The Godfatherand The Godfathert II, Coppola wrote and directed
The Conversation (1974), which was nominated for Academy awards for Best
Picture and Screenplay. AfterThe Conversation, he moved on to Apocalypse Now
(1979), Coppola's most daring and controversial film, loosely based on Joseph
Conrads 1922 novel,Heart of Darkness. The film was of epic proportions and the
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setting was changed from Congo in the novel to war-torn Vietnam in the film.
Apocalypse Now was nominated for eight Academy Awards and won awards for
Best Cinematography and Best Sound. Coppola entered it in the Cannes Film
Festival of 1979 and it was awarded the Golden Palm. At Cannes, Coppola said of
his film, "My movie is not about Vietnam... my movie is Vietnam"(Bergan 17).
In the 1980s Coppola suffered financial setbacks with the failure ofOne from
the Heart (1982), and had to struggle for existence till he made a tremendous
comeback withPeggy Sue Got Marriedin 1986.A light hearted comedy, this movie
introduced actors such as Nicholas Cage (Coppola's nephew), Helen Hunt, and Jim
Carrey. The movie turned struck box office gold, and gained Coppola greater
financial success than any other film he released in the 1980's. This, however, was
overshadowed by a family tragedy when his son Gio was killed in a boating
accident. Tucker: The Man and His Dream (1988) followed two years later.
Although it was entertaining, the film bombed at the box office. Coppola ended the
1980s on a bad note but good things were to come his way in the 1990s. The
Godfather III (1990) was Coppola's first project of the 1990s, followed by Bram
Stoker's Dracula (1992), which earned $82 million at the U.S. box office in its first
two months. The revenue from Dracula helped put Coppola back on his feet
financially. His two most recent films are Jack (1996), The Rainmaker (1997)
adapted from John Grisham's novel, and Youth Without Youth (2000).
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Coppola has produced and directed more failures than hit films, but the
awards he has won have helped to overshadow this. He received an Academy
Award nomination for Best Director for The Godfatherand finally won the Oscar
for The Godfather II. He also received Academy awards for Best Adapted
Screenplay for The Godfather and The Godfather II. The Conversation (1974)
received a Best Original Screenplay Academy Award nomination and won the
Golden Palm at the Cannes Film Festival. He has also won a BAFTA Film Award
for Best Direction forApocalypse Now. Coppola has had an unusual but prodigious
film career over the last four decades, having made films over a broad range of
content and genre.
Coppola took on a considerable risk and challenge with the Dracula project,
as it is one of the most frequently adapted of novels. The interpretation of the novel
and the title character by Universal Studios in the 1930s and by Hammer Studios in
the 1960s had been enormously popular and most people had pre-conceived notions
about the way the theme should be handled. These studios had also churned out
sequels galore and had created their own methodology of horror theme
interpretation and vampire mythology. Coppola wanted his film to be unique in
every way by breaking all expectations of the critics and audience, leaving no room
for comparison with earlier films. Moreover, allegations were persistently made
that none of the earlier films had relied on the novel for the plot but had only been
dramatic adaptations, largely unfaithful to Stokers novel. When Coppola named his
filmBram Stokers Dracula, it established the closest of links with the novel and led
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the audience to anticipate a faithful adaptation of the novel, fidelity to the source
being a central issue in the evaluation of an adapted film.
As Julia Sanders has observed, it is usually at the very point of infidelity
that the most creative acts of adaptation and appropriation take place(20). So
Coppolas prime achievement in adapting Dracula was perhaps his claim of
remaining faithful to the source text even while effecting an audacious creative
departure from it without missing the spirit of the novel. Coppola renders an
interpretation of the familiar story in the legendary backdrop of its history; retaining
the aesthetics of apprehension associated with it, while also looking at it as a
poignant tale of love and salvation. The film is proof that adaptation can improve on
the source text by recreating the social locale more authentically than in the original,
thereby elucidating more precisely the implications of the novel.